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NYSE · USD

AGL

agilon health, inc.

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Tapewire entity
4698
SEC CIK
0001831097
Parsed reports
249

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 14, 2022 Filed Apr 20, 2022 20:55 UTC
Kornitzer BenjaminChief Med. & Quality Officer
GrantCommon Stock 5,419 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025013 · doc4.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,853

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 20:53 UTC
Desai VeeralChief Strategy & Dev. Officer
GrantOptions (Rights to Buy) · Derivative 53,496 $0.00 Strike: $23.07 $0.00
Disclosure

SEC source: 0001209191-22-025009 · doc4.xml · derivative · entry 2

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,496

Underlying: Common Stock · 53,496 shares

Expires 2032-04-14

F3 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

F3 · derivative.expiration_date: Options that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 20:53 UTC
Desai VeeralChief Strategy & Dev. Officer
GrantCommon Stock 16,255 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025009 · doc4.xml · nonDerivative · entry 1

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,211

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Sep 29, 2022 20:12 UTC Amendment
Venkatachaliah GirishChief Technology Officer
Tax withholdingCommon Stock 476 $23.07 $10,981.32
Disclosure

SEC source: 0001209191-22-051532 · doc4a.xml · nonDerivative · entry 1

Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,795

F1 · kind: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Sep 29, 2022 16:09 UTC Amendment
Bensley TimothyChief Financial Officer
Tax withholdingCommon Stock 1,430 $23.07 $32,990.10
Disclosure

SEC source: 0001209191-22-051527 · doc4a.xml · nonDerivative · entry 1

Bensley Timothy · CIK 0001740653 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,061

F1 · kind: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Sep 29, 2022 20:11 UTC Amendment
Sobotka GlennChief Accounting Officer
Tax withholdingCommon Stock 334 $23.07 $7,705.38
Disclosure

SEC source: 0001209191-22-051531 · doc4a.xml · nonDerivative · entry 1

Sobotka Glenn · CIK 0001855927 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,365

F1 · kind: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Sep 29, 2022 20:11 UTC Amendment
Shaker BenjaminChief Markets Officer
Tax withholdingCommon Stock 1,507 $23.07 $34,766.49
Disclosure

SEC source: 0001209191-22-051530 · doc4a.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,625

F1 · kind: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Sep 29, 2022 20:10 UTC Amendment
Kornitzer BenjaminChief Med. & Quality Officer
Tax withholdingCommon Stock 427 $23.07 $9,850.89
Disclosure

SEC source: 0001209191-22-051529 · doc4a.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

F1 · kind: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Sep 29, 2022 20:10 UTC Amendment
Desai VeeralChief Strategy & Dev. Officer
Tax withholdingCommon Stock 1,482 $23.07 $34,189.74
Disclosure

SEC source: 0001209191-22-051528 · doc4a.xml · nonDerivative · entry 1

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,729

F1 · kind: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 07, 2022 Filed Apr 11, 2022 20:06 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 2,706 $25.01 $67,677.06
Disclosure

SEC source: 0001209191-22-023973 · doc4.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,910

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was adopted prior to September 7, 2021.

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was adopted prior to September 7, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.00 to $25.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes restricted stock units.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:16 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionOptions (Right to buy) · Derivative 197,291 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001209191-22-020015 · doc4.xml · derivative · entry 3

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,597

Underlying: Common Stock · 197,291 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted on April 27, 2017 and fully vested on April 27, 2021.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:16 UTC
Desai VeeralChief Strategy & Dev. Officer
SaleCommon Stock 197,291 $20.41 $4,026,709.31
Disclosure

SEC source: 0001209191-22-020015 · doc4.xml · nonDerivative · entry 2

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,956

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.00 to $20.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:16 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionCommon Stock 197,291 $1.00 $197,291.00
Disclosure

SEC source: 0001209191-22-020015 · doc4.xml · nonDerivative · entry 1

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:16 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 37,155 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-22-020014 · doc4.xml · derivative · entry 3

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,851

Underlying: Common Stock · 37,155 shares

Expires 2026-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted on December 30, 2016 and vested on September 14, 2021.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:16 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 37,155 $20.20 $750,531.00
Disclosure

SEC source: 0001209191-22-020014 · doc4.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,616

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.00 to $20.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:16 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 37,155 $3.00 $111,465.00
Disclosure

SEC source: 0001209191-22-020014 · doc4.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:39 UTC SaleCommon Stock 19,708 $19.08 $376,028.64
Disclosure

SEC source: 0001209191-22-019283 · doc4.xml · nonDerivative · entry 2

Wulf John William · CIK 0001856345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,456

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:39 UTC SaleCommon Stock 11,100 $19.13 $212,343.00
Disclosure

SEC source: 0001209191-22-019283 · doc4.xml · nonDerivative · entry 1

Wulf John William · CIK 0001856345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,164

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:39 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 79,457 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-22-019282 · doc4.xml · derivative · entry 8

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,006

Underlying: Common Stock · 79,457 shares

Expires 2026-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options were granted on December 30, 2016 and vested on September 14, 2021.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:39 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 79,457 $19.25 $1,529,547.25
Disclosure

SEC source: 0001209191-22-019282 · doc4.xml · nonDerivative · entry 6

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,616

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.00 to $19.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 21:39 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 79,457 $3.00 $238,371.00
Disclosure

SEC source: 0001209191-22-019282 · doc4.xml · nonDerivative · entry 5

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:39 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionOptions (Right to buy) · Derivative 81,537 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-22-019282 · doc4.xml · derivative · entry 7

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,463

Underlying: Common Stock · 81,537 shares

Expires 2026-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options were granted on December 30, 2016 and vested on September 14, 2021.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:39 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 30,867 $21.25 $655,923.75
Disclosure

SEC source: 0001209191-22-019282 · doc4.xml · nonDerivative · entry 4

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,616

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.01 to $22.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:39 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 15,760 $20.60 $324,656.00
Disclosure

SEC source: 0001209191-22-019282 · doc4.xml · nonDerivative · entry 3

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,483

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.01 to $21.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:39 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 34,910 $19.64 $685,632.40
Disclosure

SEC source: 0001209191-22-019282 · doc4.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,243

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.00 to $20.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:39 UTC
Shaker BenjaminChief Markets Officer
Exercise / conversionCommon Stock 81,537 $3.00 $244,611.00
Disclosure

SEC source: 0001209191-22-019282 · doc4.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:03 UTC
Halkias TheodoreChief Business Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 1,162 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001209191-22-000122 · doc4.xml · derivative · entry 6

Halkias Theodore · CIK 0001855972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701,447

Underlying: Common Stock · 1,162 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on April 27, 2017 and vested in four equal installments on May 15th of each of 2018, 2019, 2020, and 2021.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:03 UTC
Halkias TheodoreChief Business Officer
SaleCommon Stock 1,162 $27.55 $32,013.10
Disclosure

SEC source: 0001209191-22-000122 · doc4.xml · nonDerivative · entry 4

Halkias Theodore · CIK 0001855972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,434

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was adopted prior to September 7, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.50 to $27.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:03 UTC
Halkias TheodoreChief Business Officer
Exercise / conversionCommon Stock 1,162 $1.00 $1,162.00
Disclosure

SEC source: 0001209191-22-000122 · doc4.xml · nonDerivative · entry 3

Halkias Theodore · CIK 0001855972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 21:03 UTC
Halkias TheodoreChief Business Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 12,113 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001209191-22-000122 · doc4.xml · derivative · entry 5

Halkias Theodore · CIK 0001855972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,702,609

Underlying: Common Stock · 12,113 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on April 27, 2017 and vested in four equal installments on May 15th of each of 2018, 2019, 2020, and 2021.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 21:03 UTC
Halkias TheodoreChief Business Officer
SaleCommon Stock 12,113 $27.54 $333,592.02
Disclosure

SEC source: 0001209191-22-000122 · doc4.xml · nonDerivative · entry 2

Halkias Theodore · CIK 0001855972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,434

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was adopted prior to September 7, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.50 to $27.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 21:03 UTC
Halkias TheodoreChief Business Officer
Exercise / conversionCommon Stock 12,113 $1.00 $12,113.00
Disclosure

SEC source: 0001209191-22-000122 · doc4.xml · nonDerivative · entry 1

Halkias Theodore · CIK 0001855972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 29, 2021 Filed Dec 30, 2021 21:46 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 4,685 $26.54 $124,339.90
Disclosure

SEC source: 0001209191-21-071605 · doc4.xml · nonDerivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,616

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was adopted prior to September 7, 2021.

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was adopted prior to September 7, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.18 to $26.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes restricted stock units.

Read SEC document
December 28, 2021 Filed Dec 30, 2021 21:46 UTC
Shaker BenjaminChief Markets Officer
SaleCommon Stock 14,055 $26.72 $375,549.60
Disclosure

SEC source: 0001209191-21-071605 · doc4.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,301

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was adopted prior to September 7, 2021.

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was adopted prior to September 7, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.45 to $27.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes restricted stock units.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 22:50 UTC
Halkias TheodoreChief Business Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 5,583 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001209191-21-071405 · doc4.xml · derivative · entry 6

Halkias Theodore · CIK 0001855972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,714,722

Underlying: Common Stock · 5,583 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on April 27, 2017 and vested in four equal installments on May 15th of each of 2018, 2019, 2020, and 2021.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 22:50 UTC
Halkias TheodoreChief Business Officer
SaleCommon Stock 5,583 $27.53 $153,699.99
Disclosure

SEC source: 0001209191-21-071405 · doc4.xml · nonDerivative · entry 4

Halkias Theodore · CIK 0001855972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,434

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was adopted prior to September 7, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.50 to $27.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 22:50 UTC
Halkias TheodoreChief Business Officer
Exercise / conversionCommon Stock 5,583 $1.00 $5,583.00
Disclosure

SEC source: 0001209191-21-071405 · doc4.xml · nonDerivative · entry 3

Halkias Theodore · CIK 0001855972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

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December 23, 2021 Filed Dec 28, 2021 22:50 UTC
Halkias TheodoreChief Business Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 21,142 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001209191-21-071405 · doc4.xml · derivative · entry 5

Halkias Theodore · CIK 0001855972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720,305

Underlying: Common Stock · 21,142 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on April 27, 2017 and vested in four equal installments on May 15th of each of 2018, 2019, 2020, and 2021.

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December 23, 2021 Filed Dec 28, 2021 22:50 UTC
Halkias TheodoreChief Business Officer
SaleCommon Stock 21,142 $27.52 $581,827.84
Disclosure

SEC source: 0001209191-21-071405 · doc4.xml · nonDerivative · entry 2

Halkias Theodore · CIK 0001855972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,434

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was adopted prior to September 7, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.50 to $27.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:50 UTC
Halkias TheodoreChief Business Officer
Exercise / conversionCommon Stock 21,142 $1.00 $21,142.00
Disclosure

SEC source: 0001209191-21-071405 · doc4.xml · nonDerivative · entry 1

Halkias Theodore · CIK 0001855972 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 21:01 UTC
Danieley JoanChief Administrative Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 21,481 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001209191-21-070762 · doc4.xml · derivative · entry 4

Danieley Joan · CIK 0001856025 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 21,481 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted on January 31, 2020 and are scheduled to vest in four equal installments on each anniversary of August 13, 2019, subject to continued employment.

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December 17, 2021 Filed Dec 21, 2021 21:01 UTC
Danieley JoanChief Administrative Officer
SaleCommon Stock 18,593 $22.97 $427,081.21
Disclosure

SEC source: 0001209191-21-070762 · doc4.xml · nonDerivative · entry 3

Danieley Joan · CIK 0001856025 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,434

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.64 to $23.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 21:01 UTC
Danieley JoanChief Administrative Officer
SaleCommon Stock 2,888 $22.27 $64,315.76
Disclosure

SEC source: 0001209191-21-070762 · doc4.xml · nonDerivative · entry 2

Danieley Joan · CIK 0001856025 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,027

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.64 to $22.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 21:01 UTC
Danieley JoanChief Administrative Officer
Exercise / conversionCommon Stock 21,481 $4.45 $95,590.45
Disclosure

SEC source: 0001209191-21-070762 · doc4.xml · nonDerivative · entry 1

Danieley Joan · CIK 0001856025 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 21:29 UTC
Danieley JoanChief Administrative Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 3,519 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001209191-21-070274 · doc4.xml · derivative · entry 7

Danieley Joan · CIK 0001856025 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,481

Underlying: Common Stock · 3,519 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and are scheduled to vest in four equal installments on each anniversary of August 13, 2019, subject to continued employment.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 21:29 UTC
Danieley JoanChief Administrative Officer
SaleCommon Stock 3,519 $23.14 $81,429.66
Disclosure

SEC source: 0001209191-21-070274 · doc4.xml · nonDerivative · entry 5

Danieley Joan · CIK 0001856025 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,434

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.03 to $23.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 21:29 UTC
Danieley JoanChief Administrative Officer
Exercise / conversionCommon Stock 3,519 $4.45 $15,659.55
Disclosure

SEC source: 0001209191-21-070274 · doc4.xml · nonDerivative · entry 4

Danieley Joan · CIK 0001856025 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:29 UTC
Danieley JoanChief Administrative Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 25,000 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001209191-21-070274 · doc4.xml · derivative · entry 6

Danieley Joan · CIK 0001856025 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and are scheduled to vest in four equal installments on each anniversary of August 13, 2019, subject to continued employment.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:29 UTC
Danieley JoanChief Administrative Officer
SaleCommon Stock 9,679 $23.29 $225,423.91
Disclosure

SEC source: 0001209191-21-070274 · doc4.xml · nonDerivative · entry 3

Danieley Joan · CIK 0001856025 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,434

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.96 to $23.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:29 UTC
Danieley JoanChief Administrative Officer
SaleCommon Stock 15,321 $22.58 $345,948.18
Disclosure

SEC source: 0001209191-21-070274 · doc4.xml · nonDerivative · entry 2

Danieley Joan · CIK 0001856025 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,113

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.92 to $22.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.