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AGL

agilon health, inc.

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4698
SEC CIK
0001831097
Parsed reports
249

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2022 Filed May 12, 2022 20:01 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 5,396 $4.49 $24,228.04
Disclosure

SEC source: 0001209191-22-028523 · doc4.xml · nonDerivative · entry 4

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:01 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 5,396 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-22-028523 · doc4.xml · derivative · entry 6

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,564

Underlying: Common Stock · 5,396 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31st of each of 2021, 2022, 2023, and 2024.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:01 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 300 $17.26 $5,176.50
Disclosure

SEC source: 0001209191-22-028523 · doc4.xml · nonDerivative · entry 3

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,853

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $17.245 to $17.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:01 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 5,096 $16.42 $83,687.02
Disclosure

SEC source: 0001209191-22-028523 · doc4.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,153

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.24 to $17.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:01 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 5,396 $4.49 $24,228.04
Disclosure

SEC source: 0001209191-22-028523 · doc4.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 28, 2022 Filed Apr 29, 2022 21:59 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 5,396 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-22-026307 · doc4.xml · derivative · entry 6

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,960

Underlying: Common Stock · 5,396 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31st of each of 2021, 2022, 2023, and 2024.

Read SEC document
April 28, 2022 Filed Apr 29, 2022 21:59 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 5,396 $18.30 $98,736.55
Disclosure

SEC source: 0001209191-22-026307 · doc4.xml · nonDerivative · entry 4

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,853

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.095 to $18.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 28, 2022 Filed Apr 29, 2022 21:59 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 5,396 $4.49 $24,228.04
Disclosure

SEC source: 0001209191-22-026307 · doc4.xml · nonDerivative · entry 3

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 27, 2022 Filed Apr 29, 2022 21:59 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 5,396 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-22-026307 · doc4.xml · derivative · entry 5

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,356

Underlying: Common Stock · 5,396 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31st of each of 2021, 2022, 2023, and 2024.

Read SEC document
April 27, 2022 Filed Apr 29, 2022 21:59 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 5,396 $18.68 $100,773.00
Disclosure

SEC source: 0001209191-22-026307 · doc4.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,853

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $18.35 to $19.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 27, 2022 Filed Apr 29, 2022 21:59 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 5,396 $4.49 $24,228.04
Disclosure

SEC source: 0001209191-22-026307 · doc4.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 22, 2022 Filed Apr 25, 2022 22:47 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 26,789 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001209191-22-025550 · doc4.xml · derivative · entry 7

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,637

Underlying: Common Stock · 26,789 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on April 27, 2017 and fully vested on April 27, 2021.

Read SEC document
April 22, 2022 Filed Apr 25, 2022 22:47 UTC
Desai VeeralChief Strategy & Dev. Officer
SaleCommon Stock 26,789 $20.00 $535,780.00
Disclosure

SEC source: 0001209191-22-025550 · doc4.xml · nonDerivative · entry 5

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,211

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 22, 2022 Filed Apr 25, 2022 22:47 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionCommon Stock 26,789 $1.00 $26,789.00
Disclosure

SEC source: 0001209191-22-025550 · doc4.xml · nonDerivative · entry 4

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 21, 2022 Filed Apr 25, 2022 22:47 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 79,568 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001209191-22-025550 · doc4.xml · derivative · entry 6

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,426

Underlying: Common Stock · 79,568 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on April 27, 2017 and fully vested on April 27, 2021.

Read SEC document
April 21, 2022 Filed Apr 25, 2022 22:47 UTC
Desai VeeralChief Strategy & Dev. Officer
SaleCommon Stock 9,744 $21.35 $207,988.60
Disclosure

SEC source: 0001209191-22-025550 · doc4.xml · nonDerivative · entry 3

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,211

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.00 to $21.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 21, 2022 Filed Apr 25, 2022 22:47 UTC
Desai VeeralChief Strategy & Dev. Officer
SaleCommon Stock 69,824 $20.43 $1,426,183.13
Disclosure

SEC source: 0001209191-22-025550 · doc4.xml · nonDerivative · entry 2

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,955

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.00 to $20.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 21, 2022 Filed Apr 25, 2022 22:47 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionCommon Stock 79,568 $1.00 $79,568.00
Disclosure

SEC source: 0001209191-22-025550 · doc4.xml · nonDerivative · entry 1

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 20, 2022 Filed Apr 21, 2022 20:05 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 106,357 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001209191-22-025160 · doc4.xml · derivative · entry 6

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,994

Underlying: Common Stock · 106,357 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on April 27, 2017 and fully vested on April 27, 2021.

Read SEC document
April 20, 2022 Filed Apr 21, 2022 20:05 UTC
Desai VeeralChief Strategy & Dev. Officer
SaleCommon Stock 106,357 $22.34 $2,376,015.38
Disclosure

SEC source: 0001209191-22-025160 · doc4.xml · nonDerivative · entry 4

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,211

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.76 to $22.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 20, 2022 Filed Apr 21, 2022 20:05 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionCommon Stock 106,357 $1.00 $106,357.00
Disclosure

SEC source: 0001209191-22-025160 · doc4.xml · nonDerivative · entry 3

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:02 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 6,296 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-22-025028 · doc4.xml · derivative · entry 6

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,752

Underlying: Common Stock · 6,296 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31st of each of 2021, 2022, 2023, and 2024.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:02 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 6,296 $22.14 $139,393.44
Disclosure

SEC source: 0001209191-22-025028 · doc4.xml · nonDerivative · entry 4

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,853

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.94 to $23.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:02 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 6,296 $4.49 $28,269.04
Disclosure

SEC source: 0001209191-22-025028 · doc4.xml · nonDerivative · entry 3

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 19, 2022 Filed Apr 21, 2022 20:05 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 106,357 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001209191-22-025160 · doc4.xml · derivative · entry 5

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,351

Underlying: Common Stock · 106,357 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on April 27, 2017 and fully vested on April 27, 2021.

Read SEC document
April 19, 2022 Filed Apr 21, 2022 20:05 UTC
Desai VeeralChief Strategy & Dev. Officer
SaleCommon Stock 106,357 $22.74 $2,418,558.18
Disclosure

SEC source: 0001209191-22-025160 · doc4.xml · nonDerivative · entry 2

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,211

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.90 to $23.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 19, 2022 Filed Apr 21, 2022 20:05 UTC
Desai VeeralChief Strategy & Dev. Officer
Exercise / conversionCommon Stock 106,357 $1.00 $106,357.00
Disclosure

SEC source: 0001209191-22-025160 · doc4.xml · nonDerivative · entry 1

Desai Veeral · CIK 0001855973 · Chief Strategy & Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 19, 2022 Filed Apr 29, 2022 22:01 UTC Amendment
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 6,296 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-22-026309 · doc4a.xml · derivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,752

Underlying: Common Stock · 6,296 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31st of each of 2021, 2022, 2023, and 2024.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 21:02 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 6,477 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-22-025028 · doc4.xml · derivative · entry 5

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,048

Underlying: Common Stock · 6,477 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31st of each of 2021, 2022, 2023, and 2024.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 21:02 UTC
Kornitzer BenjaminChief Med. & Quality Officer
SaleCommon Stock 6,477 $22.64 $146,639.28
Disclosure

SEC source: 0001209191-22-025028 · doc4.xml · nonDerivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,853

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.57 to $23.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 21:02 UTC
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionCommon Stock 6,477 $4.49 $29,081.73
Disclosure

SEC source: 0001209191-22-025028 · doc4.xml · nonDerivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

Read SEC document
April 18, 2022 Filed Apr 29, 2022 22:01 UTC Amendment
Kornitzer BenjaminChief Med. & Quality Officer
Exercise / conversionOptions (Rights to Buy) · Derivative 6,477 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-22-026309 · doc4a.xml · derivative · entry 1

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,048

Underlying: Common Stock · 6,477 shares

Expires 2030-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on January 31, 2020 and vest in four equal installments on January 31st of each of 2021, 2022, 2023, and 2024.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 21:00 UTC
Venkatachaliah GirishChief Technology Officer
GrantOptions (Rights to Buy) · Derivative 35,664 $0.00 Strike: $23.07 $0.00
Disclosure

SEC source: 0001209191-22-025024 · doc4.xml · derivative · entry 2

Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,664

Underlying: Common Stock · 35,664 shares

Expires 2032-04-14

F3 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

F3 · derivative.expiration_date: Options that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 21:00 UTC
Venkatachaliah GirishChief Technology Officer
GrantCommon Stock 10,837 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025024 · doc4.xml · nonDerivative · entry 1

Venkatachaliah Girish · CIK 0001855795 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,271

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 16:57 UTC
Sell StevenDirector · CEO & President
GrantOptions (Rights to Buy) · Derivative 160,486 $0.00 Strike: $23.07 $0.00
Disclosure

SEC source: 0001209191-22-025019 · doc4.xml · derivative · entry 2

Sell Steven · CIK 0001479123 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,486

Underlying: Common Stock · 160,486 shares

Expires 2032-04-14

F3 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

F3 · derivative.expiration_date: Options that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 16:57 UTC
Sell StevenDirector · CEO & President
GrantCommon Stock 48,765 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025019 · doc4.xml · nonDerivative · entry 1

Sell Steven · CIK 0001479123 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,765

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 20:56 UTC GrantCommon Stock 6,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025015 · doc4.xml · nonDerivative · entry 1

Mansukani Sharad · CIK 0001402190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236,292

F1 · shares: Restricted stock units that vest in full on April 14, 2023, subject to continued service as a director.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 21:00 UTC GrantCommon Stock 6,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025026 · doc4.xml · nonDerivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,458,792

F1 · shares: Restricted stock units that vest in full on April 14, 2023, subject to continued service as a director.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 16:58 UTC GrantCommon Stock 6,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025021 · doc4.xml · nonDerivative · entry 1

SMITH MICHAEL L · CIK 0001194201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,992

F1 · shares: Restricted stock units that vest in full on April 14, 2023, subject to continued service as a director.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 20:56 UTC GrantCommon Stock 6,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025017 · doc4.xml · nonDerivative · entry 1

McLoughlin Karen · CIK 0001541704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,425

F1 · shares: Restricted stock units that vest in full on April 14, 2023, subject to continued service as a director.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 16:53 UTC
Bensley TimothyChief Financial Officer
GrantOptions (Rights to Buy) · Derivative 44,580 $0.00 Strike: $23.07 $0.00
Disclosure

SEC source: 0001209191-22-025008 · doc4.xml · derivative · entry 2

Bensley Timothy · CIK 0001740653 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,580

Underlying: Common Stock · 44,580 shares

Expires 2032-04-14

F3 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

F3 · derivative.expiration_date: Options that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 16:53 UTC
Bensley TimothyChief Financial Officer
GrantCommon Stock 13,546 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025008 · doc4.xml · nonDerivative · entry 1

Bensley Timothy · CIK 0001740653 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,491

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 21:01 UTC GrantCommon Stock 6,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025027 · doc4.xml · nonDerivative · entry 1

Wulf John William · CIK 0001856345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,392

F1 · shares: Restricted stock units that vest in full on April 14, 2023, subject to continued service as a director.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 20:59 UTC
Sobotka GlennChief Accounting Officer
GrantOptions (Rights to Buy) · Derivative 8,025 $0.00 Strike: $23.07 $0.00
Disclosure

SEC source: 0001209191-22-025022 · doc4.xml · derivative · entry 2

Sobotka Glenn · CIK 0001855927 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025

Underlying: Common Stock · 8,025 shares

Expires 2032-04-14

F3 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

F3 · derivative.expiration_date: Options that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 20:59 UTC
Sobotka GlennChief Accounting Officer
GrantCommon Stock 2,439 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025022 · doc4.xml · nonDerivative · entry 1

Sobotka Glenn · CIK 0001855927 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,699

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 20:57 UTC GrantCommon Stock 6,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025018 · doc4.xml · nonDerivative · entry 1

Richards Clay · CIK 0001855965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,592

F1 · shares: Restricted stock units that vest in full on April 14, 2023, subject to continued service as a director.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 20:58 UTC
Shaker BenjaminChief Markets Officer
GrantOptions (Rights to Buy) · Derivative 44,580 $0.00 Strike: $23.07 $0.00
Disclosure

SEC source: 0001209191-22-025020 · doc4.xml · derivative · entry 2

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,580

Underlying: Common Stock · 44,580 shares

Expires 2032-04-14

F3 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

F3 · derivative.expiration_date: Options that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 20:58 UTC
Shaker BenjaminChief Markets Officer
GrantCommon Stock 13,546 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025020 · doc4.xml · nonDerivative · entry 1

Shaker Benjamin · CIK 0001855843 · Chief Markets Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,456

F1 · shares: Restricted stock units that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 20:55 UTC GrantCommon Stock 6,936 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025011 · doc4.xml · nonDerivative · entry 1

Gourdine Michelle A · CIK 0001855956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,892

F1 · shares: Restricted stock units that vest in full on April 14, 2023, subject to continued service as a director.

F2 · balance_after: Includes restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 20:55 UTC
Kornitzer BenjaminChief Med. & Quality Officer
GrantOptions (Rights to Buy) · Derivative 17,832 $0.00 Strike: $23.07 $0.00
Disclosure

SEC source: 0001209191-22-025013 · doc4.xml · derivative · entry 2

Kornitzer Benjamin · CIK 0001855842 · Chief Med. & Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,832

Underlying: Common Stock · 17,832 shares

Expires 2032-04-14

F3 · derivative.exercise_date: Options that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

F3 · derivative.expiration_date: Options that vest in four equal installments on each anniversary of April 14, 2022, subject to continued employment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.