AGIG

SEC source: 0001508592-25-000009 · primary_doc.xml · derivative · entry 2

LONGO PETER F. · CIK 0001508592 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,216.07

Underlying: Common Stock · 1,063.83 shares

Expires 2035-02-15

F13 · derivative.exercise_price: Reflects the 10-for-1 reverse stock split effected by the Company which became market effective on June 9, 2025.

F3 · shares: On February 15, 2025, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.41 per share (the trading price for the last business day before the grant date). Therefore, on February 15, 2025, 10,638.30 options were granted to the reporting person. Since the date of issue, the Company effected a 10-for-1 reverse stock split which became market effective on June 9, 2025. The number of options initially issued was 10 times more than the number set forth in the table above and the exercise price was 1/10th of the price set forth in the table. As a result, the number of shares for which the options are exercisable and the exercise price in the above table have been adjusted to reflect the 10-to-1 reverse stock split.

F13 · shares: Reflects the 10-for-1 reverse stock split effected by the Company which became market effective on June 9, 2025.

F4 · derivative.exercise_date: The options were granted on February 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F4 · derivative.expiration_date: The options were granted on February 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F3 · derivative.underlying_shares: On February 15, 2025, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.41 per share (the trading price for the last business day before the grant date). Therefore, on February 15, 2025, 10,638.30 options were granted to the reporting person. Since the date of issue, the Company effected a 10-for-1 reverse stock split which became market effective on June 9, 2025. The number of options initially issued was 10 times more than the number set forth in the table above and the exercise price was 1/10th of the price set forth in the table. As a result, the number of shares for which the options are exercisable and the exercise price in the above table have been adjusted to reflect the 10-to-1 reverse stock split.

F13 · derivative.underlying_shares: Reflects the 10-for-1 reverse stock split effected by the Company which became market effective on June 9, 2025.

F13 · balance_after: Reflects the 10-for-1 reverse stock split effected by the Company which became market effective on June 9, 2025.

SEC source: 0001685251-25-000002 · primary_doc.xml · derivative · entry 1

Bailey Robert J. · CIK 0001685251 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2035-01-15

F1 · shares: On January 15, 2025, the reporting person received a grant of 15,000 options to acquire a number of shares of the Company's common stock at the fair market value of the date of the grant, which was $1.63 per share (the trading price for the last business day before the grant date).

F2 · derivative.exercise_date: The options were granted on January 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F2 · derivative.expiration_date: The options were granted on January 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

SEC source: 0001508592-25-000003 · primary_doc.xml · derivative · entry 1

LONGO PETER F. · CIK 0001508592 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,522.4

Underlying: Common Stock · 9,202.45 shares

Expires 2035-01-15

F1 · shares: On January 15, 2025, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.63 per share (the trading price for the last business day before the grant date). Therefore, on January 15, 2025, 9,202.45 options were granted to the reporting person.

F2 · derivative.exercise_date: The options were granted on January 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F2 · derivative.expiration_date: The options were granted on January 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F1 · derivative.underlying_shares: On January 15, 2025, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.63 per share (the trading price for the last business day before the grant date). Therefore, on January 15, 2025, 9,202.45 options were granted to the reporting person.

SEC source: 0001508592-25-000004 · primary_doc.xml · derivative · entry 1

LONGO PETER F. · CIK 0001508592 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,522.4

Underlying: Common Stock · 9,202.45 shares

Expires 2035-01-15

F1 · shares: On January 15, 2025, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.63 per share (the trading price for the last business day before the grant date). Therefore, on January 15, 2025, 9,202.45 options were granted to the reporting person.

F2 · derivative.exercise_date: The options were granted on January 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F2 · derivative.expiration_date: The options were granted on January 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F1 · derivative.underlying_shares: On January 15, 2025, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.63 per share (the trading price for the last business day before the grant date). Therefore, on January 15, 2025, 9,202.45 options were granted to the reporting person.

SEC source: 0001508592-25-000005 · primary_doc.xml · derivative · entry 1

LONGO PETER F. · CIK 0001508592 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,522.4

Underlying: Common Stock · 9,202.45 shares

Expires 2035-01-15

F1 · shares: On January 15, 2025, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.63 per share (the trading price for the last business day before the grant date). Therefore, on January 15, 2025, 9,202.45 options were granted to the reporting person.

F2 · derivative.exercise_date: The options were granted on January 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F2 · derivative.expiration_date: The options were granted on January 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F1 · derivative.underlying_shares: On January 15, 2025, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.63 per share (the trading price for the last business day before the grant date). Therefore, on January 15, 2025, 9,202.45 options were granted to the reporting person.

SEC source: 0001508592-25-000007 · primary_doc.xml · derivative · entry 1

LONGO PETER F. · CIK 0001508592 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,522.4

Underlying: Common Stock · 9,202.45 shares

Expires 2035-01-15

F1 · shares: On January 15, 2025, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.63 per share (the trading price for the last business day before the grant date). Therefore, on January 15, 2025, 9,202.45 options were granted to the reporting person.

F2 · derivative.exercise_date: The options were granted on January 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F2 · derivative.expiration_date: The options were granted on January 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F1 · derivative.underlying_shares: On January 15, 2025, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.63 per share (the trading price for the last business day before the grant date). Therefore, on January 15, 2025, 9,202.45 options were granted to the reporting person.

SEC source: 0001508592-25-000008 · primary_doc.xml · derivative · entry 1

LONGO PETER F. · CIK 0001508592 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,522.4

Underlying: Common Stock · 9,202.45 shares

Expires 2035-01-15

F1 · shares: On January 15, 2025, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.63 per share (the trading price for the last business day before the grant date). Therefore, on January 15, 2025, 9,202.45 options were granted to the reporting person.

F2 · derivative.exercise_date: The options were granted on January 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F2 · derivative.expiration_date: The options were granted on January 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F1 · derivative.underlying_shares: On January 15, 2025, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.63 per share (the trading price for the last business day before the grant date). Therefore, on January 15, 2025, 9,202.45 options were granted to the reporting person.

SEC source: 0001508592-25-000009 · primary_doc.xml · derivative · entry 1

LONGO PETER F. · CIK 0001508592 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,152.24

Underlying: Common Stock · 920.25 shares

Expires 2035-01-15

F13 · derivative.exercise_price: Reflects the 10-for-1 reverse stock split effected by the Company which became market effective on June 9, 2025.

F1 · shares: On January 15, 2025, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.63 per share (the trading price for the last business day before the grant date). Therefore, on January 15, 2025, 9,202.45 options were granted to the reporting person. Since the date of issue, the Company effected a 10-for-1 reverse stock split which became market effective on June 9, 2025. The number of options initially issued was 10 times more than the number set forth in the table above and the exercise price was 1/10th of the price set forth in the table. As a result, the number of shares for which the options are exercisable and the exercise price in the above table have been adjusted to reflect the 10-to-1 reverse stock split.

F13 · shares: Reflects the 10-for-1 reverse stock split effected by the Company which became market effective on June 9, 2025.

F2 · derivative.exercise_date: The options were granted on January 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F2 · derivative.expiration_date: The options were granted on January 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F1 · derivative.underlying_shares: On January 15, 2025, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.63 per share (the trading price for the last business day before the grant date). Therefore, on January 15, 2025, 9,202.45 options were granted to the reporting person. Since the date of issue, the Company effected a 10-for-1 reverse stock split which became market effective on June 9, 2025. The number of options initially issued was 10 times more than the number set forth in the table above and the exercise price was 1/10th of the price set forth in the table. As a result, the number of shares for which the options are exercisable and the exercise price in the above table have been adjusted to reflect the 10-to-1 reverse stock split.

F13 · derivative.underlying_shares: Reflects the 10-for-1 reverse stock split effected by the Company which became market effective on June 9, 2025.

F13 · balance_after: Reflects the 10-for-1 reverse stock split effected by the Company which became market effective on June 9, 2025.

SEC source: 0001493152-24-050441 · ownership.xml · derivative · entry 2

LONGO PETER F. · CIK 0001508592 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,869.57

Underlying: Common Stock · 10,869.57 shares

Expires 2034-12-15

F1 · shares: On December 15, 2024, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.38 per share (the trading price for the last business day before the grant date). Therefore, on December 15, 2024, 10,791.37 options were granted to the reporting person.

F2 · derivative.exercise_date: The options were granted on December 15, 2024 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F2 · derivative.expiration_date: The options were granted on December 15, 2024 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F1 · derivative.underlying_shares: On December 15, 2024, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.38 per share (the trading price for the last business day before the grant date). Therefore, on December 15, 2024, 10,791.37 options were granted to the reporting person.

F1 · balance_after: On December 15, 2024, the reporting person received a grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.38 per share (the trading price for the last business day before the grant date). Therefore, on December 15, 2024, 10,791.37 options were granted to the reporting person.

SEC source: 0001493152-24-047513 · ownership.xml · derivative · entry 1

LONGO PETER F. · CIK 0001508592 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,450.38

Underlying: Common Stock · 11,450.38 shares

Expires 2034-11-11

F1 · shares: On November 11, 2024, the reporting person received a monthly-grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.31 per share. Therefore, on November 11, 2024, 11,450.38 options were granted to the reporting person.

F2 · derivative.exercise_date: The options were granted on November 11, 2024 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F2 · derivative.expiration_date: The options were granted on November 11, 2024 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

F1 · derivative.underlying_shares: On November 11, 2024, the reporting person received a monthly-grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.31 per share. Therefore, on November 11, 2024, 11,450.38 options were granted to the reporting person.

F1 · balance_after: On November 11, 2024, the reporting person received a monthly-grant of options to acquire a number of shares of the Company's common stock equal to $15,000 divided by the then trading price per share of the Company's common stock, which was $1.31 per share. Therefore, on November 11, 2024, 11,450.38 options were granted to the reporting person.

SEC source: 0001336301-24-000003 · primary_doc.xml · derivative · entry 10

SCHOONOVER JAMES A · CIK 0001191085 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-06-20

F1 · derivative.exercise_date: The options were granted on June 20, 2024 and are exercisable six months from the date of grant, subject to vesting. The option vests 20% on the date of grant and 80% nine months from the date of grant.

SEC source: 0001336301-24-000002 · primary_doc.xml · derivative · entry 12

Grimes R. Keith · CIK 0001553571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-06-20

F1 · derivative.exercise_date: The options were granted on June 20, 2024 and are exercisable six months from the date of grant, subject vesting. The options vest 20% on the date of grant and 80% nine months from the date of grant.

SEC source: 0001336301-24-000001 · primary_doc.xml · derivative · entry 12

Hartzell Stephen · CIK 0001336301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-06-20

F1 · derivative.exercise_date: The options were granted on June 20, 2024 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

SEC source: 0001191085-23-000004 · primary_doc.xml · derivative · entry 12

Hartzell Stephen · CIK 0001336301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2033-06-27

F1 · derivative.exercise_date: The options were granted on June 27, 2023 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.

SEC source: 0001191085-23-000003 · primary_doc.xml · derivative · entry 9

SCHOONOVER JAMES A · CIK 0001191085 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2033-06-27

F1 · derivative.exercise_date: The options were granted on June 27, 2023 and are exercisable six months from the date of grant, subject to vesting. The option vests 20% on the date of grant and 80% nine months from the date of grant.

SEC source: 0001191085-23-000002 · primary_doc.xml · derivative · entry 12

Grimes R. Keith · CIK 0001553571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2033-06-27

F1 · derivative.exercise_date: The options were granted on June 27, 2023 and are exercisable six months from the date of grant, subject to vesting. The option vests 20% on the date of grant and 80% nine months from the date of grant.

SEC source: 0001191085-23-000001 · primary_doc.xml · nonDerivative · entry 1

SCHOONOVER JAMES A · CIK 0001191085 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,976

SEC source: 0001493152-22-033921 · ownership.xml · nonDerivative · entry 1

TERWILLIGER JOHN F · CIK 0001188774 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671,540

SEC source: 0001493152-22-032001 · ownership.xml · derivative · entry 8

TERWILLIGER JOHN F · CIK 0001188774 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,000 shares

Expires 2023-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-22-032001 · ownership.xml · nonDerivative · entry 1

TERWILLIGER JOHN F · CIK 0001188774 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,170

SEC source: 0001191085-22-000004 · primary_doc.xml · derivative · entry 8

SCHOONOVER JAMES A · CIK 0001191085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-09-20

F1 · derivative.exercise_date: The options were granted on September 20, 2022 and exercisable six months from the date of grant, subject to vesting. The options vest 20% on the date of grant and 8-% nine months from the date of grant.

SEC source: 0001191085-22-000003 · primary_doc.xml · derivative · entry 12

Hartzell Stephen · CIK 0001336301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-09-20

F1 · derivative.exercise_date: The options were granted on September 20, 2022 and are exercisable six months from the date of grant, subject to vesting. The options vest 20% on the date of grant and 80% nine months from the date of grant.

SEC source: 0001191085-22-000002 · primary_doc.xml · derivative · entry 12

Grimes R. Keith · CIK 0001553571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-09-20

F1 · derivative.exercise_date: The options were granted on September 20, 2022 and are exercisable six months from the date of grant, subject to vesting. The option vests 20% on the date of grant and 80% nine months from the date of grant.

SEC source: 0001191085-22-000001 · primary_doc.xml · nonDerivative · entry 1

SCHOONOVER JAMES A · CIK 0001191085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,976

SEC source: 0001864317-22-000004 · primary_doc.xml · nonDerivative · entry 2

BitNile Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 250,000

F3 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.2399. The range of purchase prices on the transaction date was $1.16 to $1.34 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

SEC source: 0001864317-22-000004 · primary_doc.xml · nonDerivative · entry 1

BitNile Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 814,000

F1 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.3955. The range of purchase prices on the transaction date was $1.30 to $1.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

SEC source: 0001864317-22-000003 · primary_doc.xml · nonDerivative · entry 2

BitNile Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 1,220,000

F3 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5634. The range of purchase prices on the transaction date was $1.45 to $1.64 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

SEC source: 0001864317-22-000003 · primary_doc.xml · nonDerivative · entry 1

BitNile Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 1,502,500

F1 · price: The common stock was bought by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5851. The range of purchase prices on the transaction date was $1.57 to $1.60 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

F2 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

SEC source: 0001864317-21-000017 · primary_doc.xml · nonDerivative · entry 1

Ault Global Holdings, Inc. · CIK 0000896493 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Digital Power Lending, LLC

Disclosed balance after: 1,487,500

F1 · ownership.nature: Digital Power Lending, LLC is a wholly-owned subsidiary of the Reporting Person.

SEC source: 0001493152-21-017766 · ownership.xml · derivative · entry 9

TERWILLIGER JOHN F · CIK 0001188774 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2031-07-22

SEC source: 0001191085-21-000004 · primary_doc.xml · derivative · entry 12

Hartzell Stephen · CIK 0001336301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-07-22

F1 · derivative.exercise_date: The options were granted on July 22, 2021 and are exercisable six months from the date of grant, subject to vesting. The options vest 20% on the date of grant and 80% nine months from the date of grant.

SEC source: 0001191085-21-000003 · primary_doc.xml · derivative · entry 12

Grimes R. Keith · CIK 0001553571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-07-22

F1 · derivative.exercise_date: The options were granted on July 22, 2021 and are exercisable six months from the date of grant, subject to vesting. The option vests 20% on the date of grant and 80% nine months from the date of grant.

SEC source: 0001191085-21-000002 · primary_doc.xml · derivative · entry 7

SCHOONOVER JAMES A · CIK 0001191085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-07-22

F1 · derivative.exercise_date: The options were granted on July 22, 2021 and are exercisable 6 months from the date of grant, subject to vesting. The option vests 20% on date of grant and 80% nine months from the date of grant.

SEC source: 0001191085-21-000001 · primary_doc.xml · nonDerivative · entry 1

SCHOONOVER JAMES A · CIK 0001191085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,976

SEC source: 0001191085-20-000001 · primary_doc.xml · derivative · entry 8

SCHOONOVER JAMES A · CIK 0001191085 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2030-11-10

SEC source: 0001493152-20-021085 · ownership.xml · derivative · entry 9

TERWILLIGER JOHN F · CIK 0001188774 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2030-11-10

SEC source: 0001553571-20-000002 · primary_doc.xml · derivative · entry 12

Hartzell Stephen · CIK 0001336301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-07-17

F1 · derivative.exercise_date: The options were granted on July 17, 2020 and are exercisable six months from the date of grant, subject to vesting. The options vest 20% on the date of grant and 80% nine months from the date of grant.

SEC source: 0001553571-20-000001 · primary_doc.xml · derivative · entry 12

Grimes R. Keith · CIK 0001553571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-07-17

F2 · derivative.exercise_date: The options were granted on July 17, 2020 and are exercisable six months from the date off grant, subject to vesting. The options vest 20% on the date of grant and 80% nine months from the date of grant.

SEC source: 0001191085-19-000002 · primary_doc.xml · derivative · entry 7

SCHOONOVER JAMES A · CIK 0001191085 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,000

Underlying: Common Stock · 580,000 shares

Expires 2029-09-18

F2 · price: Warrants were issued in connection with a purchase of a promissory note. There is no separate purchase price for the warrants.

SEC source: 0001493152-19-014363 · ownership.xml · derivative · entry 8

TERWILLIGER JOHN F · CIK 0001188774 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2029-09-18

F1 · price: Warrants were issued in connection with the issuance of a promissory note. There was no separate purchase price for the warrants.

SEC source: 0001336301-19-000003 · primary_doc.xml · derivative · entry 6

SCHOONOVER JAMES A · CIK 0001191085 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2029-06-13

SEC source: 0001336301-19-000001 · primary_doc.xml · derivative · entry 12

Hartzell Stephen · CIK 0001336301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-06-13

F1 · derivative.exercise_date: The options were granted on June 13, 2019 and are exercisable six months from the date of grant, subject to vesting. The options vest 20% on the date of grant and 80% nine months from the date of grant.

SEC source: 0001336301-19-000002 · primary_doc.xml · derivative · entry 11

Grimes R. Keith · CIK 0001553571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-06-13

F2 · derivative.exercise_date: The options were granted on June 13, 2019 and are exercisable six months from the date of grant, subject to vesting. The options vest 20% on the date of grant and 80% nine months from the date of grant.

SEC source: 0001493152-19-009266 · ownership.xml · derivative · entry 7

TERWILLIGER JOHN F · CIK 0001188774 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2029-06-13

SEC source: 0001191085-18-000003 · primary_doc.xml · nonDerivative · entry 2

SCHOONOVER JAMES A · CIK 0001191085 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,996,138

SEC source: 0001191085-18-000003 · primary_doc.xml · nonDerivative · entry 1

SCHOONOVER JAMES A · CIK 0001191085 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,985,138

SEC source: 0001336301-18-000003 · primary_doc.xml · derivative · entry 6

SCHOONOVER JAMES A · CIK 0001191085 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-06-05

F2 · derivative.exercise_date: The options were granted on June 5, 2018 and are exercisable six months from the date of grant, subject to vesting. The options vest 20% on the date of grant and 80% nine months from the grant date.

SEC source: 0001336301-18-000001 · primary_doc.xml · derivative · entry 12

Hartzell Stephen · CIK 0001336301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-06-05

F1 · derivative.exercise_date: The options were granted on June 5, 2018 and are exercisable six months from the date of grant, subject to vesting. The options vest 20% on the date of grant and 80% nine months from the date of grant.

SEC source: 0001336301-18-000002 · primary_doc.xml · derivative · entry 10

Grimes R. Keith · CIK 0001553571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-06-05

F2 · derivative.exercise_date: The options were granted on June 5, 2018 and are exercisable six months from the date of grant, subject to vesting. The options vest 20% on the date of grant and 80% nine months from the grant date.

SEC source: 0001493152-18-003751 · form4.xml · derivative · entry 7

TERWILLIGER JOHN F · CIK 0001188774 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2028-03-20