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AGEN

AGENUS INC

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5774
SEC CIK
0001098972
Parsed reports
443

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2017 Filed Apr 4, 2017 22:53 UTC GrantRestricted Stock Unit · Derivative 21,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001288123-17-000015 · primary_doc.xml · derivative · entry 1

Corvese Brian · CIK 0001393207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,220

Underlying: Common Stock · 21,220 shares

Expires 2018-03-31

F1 · derivative.exercise_price: Award vests 100% on the one-year anniversary of the grant date provided the director continues to serve on the Board on such date.

F1 · price: Award vests 100% on the one-year anniversary of the grant date provided the director continues to serve on the Board on such date.

F1 · derivative.exercise_date: Award vests 100% on the one-year anniversary of the grant date provided the director continues to serve on the Board on such date.

F1 · derivative.expiration_date: Award vests 100% on the one-year anniversary of the grant date provided the director continues to serve on the Board on such date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 22:42 UTC GrantStock Option, Right to Buy · Derivative 100,000 $3.77 Strike: $3.77 $377,000.00
Disclosure

SEC source: 0001288123-17-000013 · primary_doc.xml · derivative · entry 1

Stein Robert Benjamin · CIK 0001597158 · President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-03-31

F1 · derivative.exercise_date: Options vest one-third on the one-year anniversary of the grant date with the remainder vesting in equal quarterly installments provided the executive maintains a service relationship with the Company through each vesting date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 22:39 UTC
Baysal OzerChief Business Officer
GrantStock Option, Right to Buy · Derivative 75,000 $3.77 Strike: $3.77 $282,750.00
Disclosure

SEC source: 0001288123-17-000012 · primary_doc.xml · derivative · entry 1

Baysal Ozer · CIK 0001579446 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-03-31

F1 · derivative.exercise_date: Options vest one-third on the one-year anniversary of the grant date with the remainder vesting in equal quarterly installments provided the executive maintains a service relationship with the Company through each vesting date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 22:35 UTC GrantStock Option, Right to Buy · Derivative 72,500 $3.77 Strike: $3.77 $273,325.00
Disclosure

SEC source: 0001288123-17-000011 · primary_doc.xml · derivative · entry 1

KLASKIN CHRISTINE M · CIK 0001288123 · VP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,500

Underlying: Common Stock · 72,500 shares

Expires 2027-03-31

F1 · derivative.exercise_date: Options vest one-third on the one-year anniversary of the grant date with the remainder vesting in equal quarterly installments provided the executive maintains a service relationship with the Company through each vesting date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 22:31 UTC
Valentine KarenChief Legal Officer
GrantStock Option, Right to Buy · Derivative 162,500 $3.77 Strike: $3.77 $612,625.00
Disclosure

SEC source: 0001288123-17-000010 · primary_doc.xml · derivative · entry 1

Valentine Karen · CIK 0001437152 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,500

Underlying: Common Stock · 162,500 shares

Expires 2027-03-31

F1 · derivative.exercise_date: Options vest one-third on the one-year anniversary of the grant date with the remainder vesting in equal quarterly installments provided the executive maintains a service relationship with the Company through each vesting date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 22:27 UTC
Cuillerot Jean-MarieChief Medical Officer
GrantStock Option, Right to buy · Derivative 232,500 $3.77 Strike: $3.77 $876,525.00
Disclosure

SEC source: 0001288123-17-000009 · primary_doc.xml · derivative · entry 1

Cuillerot Jean-Marie · CIK 0001696108 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,500

Underlying: Common Stock · 232,500 shares

Expires 2027-03-31

F1 · derivative.exercise_date: Options vest one-third on the one year anniversary of the grant date with the remainder vesting in equal quarterly installments provided the executive maintains a service relationship with the Company through each vesting date.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 23:28 UTC GrantStock Option, Right to Buy · Derivative 4,166 $4.16 Strike: $4.16 $17,330.56
Disclosure

SEC source: 0001288123-17-000008 · primary_doc.xml · derivative · entry 1

Corvese Brian · CIK 0001393207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,166

Underlying: Common Stock · 4,166 shares

Expires 2027-03-16

F1 · derivative.exercise_date: 100% of options vest on one-year anniversary of the grant date.

Read SEC document
March 08, 2017 Filed Mar 20, 2017 23:24 UTC
JORDAN WADIHDirector
GrantStock Option, Right to Buy · Derivative 8,800 $3.97 Strike: $3.97 $34,936.00
Disclosure

SEC source: 0001288123-17-000007 · primary_doc.xml · derivative · entry 1

JORDAN WADIH · CIK 0001222090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

Underlying: Common Stock · 8,800 shares

Expires 2027-03-08

F1 · derivative.exercise_date: 100% of options vest on one-year anniversary of the grant date.

Read SEC document
February 14, 2017 Filed Feb 14, 2017 22:26 UTC
INCYTE CORP10% owner
PurchaseCommon Stock 10,000,000 $6.00 $60,000,000.00
Disclosure

SEC source: 0001104659-17-009341 · a4.xml · nonDerivative · entry 1

INCYTE CORP · CIK 0000879169 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,763,968

Read SEC document
January 26, 2017 Filed Jan 30, 2017 21:09 UTC
Cuillerot Jean-MarieChief Medical Officer
GrantStock Option, Right to Buy · Derivative 100,000 $3.72 Strike: $3.72 $372,000.00
Disclosure

SEC source: 0001288123-17-000006 · primary_doc.xml · derivative · entry 1

Cuillerot Jean-Marie · CIK 0001696108 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-01-26

F1 · derivative.exercise_date: Option awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Plan and vests in three equal annual installments beginning on the one-year anniversary of the grant date.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 21:39 UTC GrantStock Option, right to buy · Derivative 4,166 $3.76 Strike: $3.76 $15,664.16
Disclosure

SEC source: 0001288123-17-000004 · primary_doc.xml · derivative · entry 1

Wright Timothy · CIK 0001383313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,166

Underlying: Common Stock · 4,166 shares

Expires 2027-01-25

F1 · derivative.exercise_date: Option awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Plan, and vests in one installment on the one-year anniversary of the grant date.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 01:28 UTC GrantDeferred Shares · Derivative 1,280.518 $5.00 Strike: $5.00 $6,406.43
Disclosure

SEC source: 0001288123-17-000002 · primary_doc.xml · derivative · entry 1

Wright Timothy · CIK 0001383313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280.518

Underlying: Common Stock · 1,280.518 shares

Expires not disclosed

F1 · security: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred shares represent an equal amount of the Company's common stock to be distributed under the terms of the Plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.exercise_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred shares represent an equal amount of the Company's common stock to be distributed under the terms of the Plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.expiration_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred shares represent an equal amount of the Company's common stock to be distributed under the terms of the Plan, typically once the director ceases to serve as a director of the Company.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 01:39 UTC
Baysal OzerChief Business Officer
GrantCommon Stock 6,250 $4.16 $26,000.00
Disclosure

SEC source: 0001288123-17-000003 · primary_doc.xml · nonDerivative · entry 1

Baysal Ozer · CIK 0001579446 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,883

F1 · kind: Represents the settlement of restricted stock awarded on January 2, 2013.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 01:22 UTC
JORDAN WADIHDirector
GrantDeferred Shares · Derivative 2,998.287 $5.00 Strike: $5.00 $15,000.43
Disclosure

SEC source: 0001288123-17-000001 · primary_doc.xml · derivative · entry 1

JORDAN WADIH · CIK 0001222090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,998.287

Underlying: Common Stock · 2,998.287 shares

Expires not disclosed

F1 · security: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the Plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.exercise_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the Plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.expiration_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the Plan, typically once the director ceases to serve as a director of the Company.

Read SEC document
December 22, 2016 Filed Dec 23, 2016 21:27 UTC
ARMEN GARO HChairman & CEO
OtherCommon Stock 152,405 $4.06 $618,764.30
Disclosure

SEC source: 0001288123-16-000096 · primary_doc.xml · nonDerivative · entry 2

ARMEN GARO H · CIK 0000935679 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,318,477

F1 · kind: Represents shares donated to a charitable organization.

Read SEC document
December 21, 2016 Filed Dec 23, 2016 21:27 UTC
ARMEN GARO HChairman & CEO
OtherCommon Stock 78,001 $4.19 $326,824.19
Disclosure

SEC source: 0001288123-16-000096 · primary_doc.xml · nonDerivative · entry 1

ARMEN GARO H · CIK 0000935679 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470,882

F1 · kind: Represents shares donated to a charitable organization.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:22 UTC GrantDeferred Shares · Derivative 1,096.726 $5.84 Strike: $5.84 $6,405.98
Disclosure

SEC source: 0001288123-16-000095 · primary_doc.xml · derivative · entry 1

Wright Timothy · CIK 0001383313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,096.726

Underlying: Common Stock · 1,096.726 shares

Expires not disclosed

F1 · security: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed with the terms of the Plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.exercise_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed with the terms of the Plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.expiration_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed with the terms of the Plan, typically once the director ceases to serve as a director of the Company.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:17 UTC
JORDAN WADIHDirector
GrantDeferred Shares · Derivative 2,567.944 $5.84 Strike: $5.84 $14,999.36
Disclosure

SEC source: 0001288123-16-000094 · primary_doc.xml · derivative · entry 1

JORDAN WADIH · CIK 0001222090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,567.944

Underlying: Common Shares · 2,567.944 shares

Expires not disclosed

F1 · security: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed with the terms of the Plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.exercise_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed with the terms of the Plan, typically once the director ceases to serve as a director of the Company.

F1 · derivative.expiration_date: Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed with the terms of the Plan, typically once the director ceases to serve as a director of the Company.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 20:02 UTC
ARMEN GARO HDirector · Chairman & CEO
GrantStock Option, right to buy · Derivative 53,037 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0000899243-16-029397 · doc4.xml · derivative · entry 1

ARMEN GARO H · CIK 0000935679 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,037

Underlying: Common Stock · 53,037 shares

Expires 2026-09-16

F1 · derivative.exercise_date: Option awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Inventive Plan, and vests in one installment on the one-year anniversary of the grant date.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 20:09 UTC GrantStock Option, right to buy · Derivative 13,711 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0000899243-16-029413 · doc4.xml · derivative · entry 1

Sharp Shalini · CIK 0001377202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,711

Underlying: Common Stock · 13,711 shares

Expires 2026-09-16

F1 · shares: Option awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Inventive Plan, and vests in one installment on the one-year anniversary of the grant date.

F1 · derivative.exercise_date: Option awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Inventive Plan, and vests in one installment on the one-year anniversary of the grant date.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 20:05 UTC
Valentine KarenChief Legal Officer
GrantStock Option, right to buy · Derivative 2,083 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0000899243-16-029402 · doc4.xml · derivative · entry 1

Valentine Karen · CIK 0001437152 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083

Underlying: Common Stock · 2,083 shares

Expires 2026-09-16

F1 · derivative.exercise_date: Option awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Inventive Plan, and vests in one installment on the one-year anniversary of the grant date.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 20:04 UTC GrantStock Option, right to buy · Derivative 7,551 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0000899243-16-029400 · doc4.xml · derivative · entry 1

KLASKIN CHRISTINE M · CIK 0001288123 · VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,551

Underlying: Common Stock · 7,551 shares

Expires 2026-09-16

F1 · derivative.exercise_date: Option awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Inventive Plan, and vests in one installment on the one-year anniversary of the grant date.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 19:29 UTC
WIINBERG ULFDirector
PurchaseCommon Stock 30,000 $6.29 $188,700.00
Disclosure

SEC source: 0001288123-16-000093 · primary_doc.xml · nonDerivative · entry 1

WIINBERG ULF · CIK 0001187314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.