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AFG

AMERICAN FINANCIAL GROUP INC

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743
SEC CIK
0001042046
Parsed reports
457

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202603
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2020 Filed Sep 10, 2020 19:54 UTC
BERDING JOHN BDirector · President of Subsidiary
GrantPhantom Stock · Derivative 1,454.69 $66.17 Strike: $66.17 $96,256.84
Disclosure

SEC source: 0001209191-20-049954 · doc4.xml · derivative · entry 6

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,672.19

Underlying: Common Stock · 1,454.69 shares

Expires not disclosed

F4 · derivative.exercise_date: Represents amounts held by the Reporting Person in a retirement plan of the Issuer. Each share is the economic equivalent of one share of common stock. The Reporting Person's account balance is distributed in cash following termination of employment.

F4 · derivative.expiration_date: Represents amounts held by the Reporting Person in a retirement plan of the Issuer. Each share is the economic equivalent of one share of common stock. The Reporting Person's account balance is distributed in cash following termination of employment.

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September 08, 2020 Filed Sep 10, 2020 19:54 UTC
BERDING JOHN BDirector · President of Subsidiary
OtherCommon Stock 2,024.242 $66.17 $133,944.09
Disclosure

SEC source: 0001209191-20-049954 · doc4.xml · nonDerivative · entry 5

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 19,304.1523

F3 · balance_after: Represents shares held in the Issuer's 401(k) Retirement and Savings Plan.

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September 02, 2020 Filed Sep 3, 2020 20:08 UTC
BERDING JOHN BDirector · President of Subsidiary
OtherCommon Stock 1,993.7927 $67.18 $133,942.99
Disclosure

SEC source: 0001209191-20-049369 · doc4.xml · nonDerivative · entry 5

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 17,273.5

F3 · balance_after: Represents shares held in the Issuer's 401(k) Retirement and Savings Plan.

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September 01, 2020 Filed Sep 3, 2020 20:06 UTC PurchaseCommon Stock 3,000 $66.38 $199,149.00
Disclosure

SEC source: 0001209191-20-049367 · doc4.xml · nonDerivative · entry 1

Ambrecht Kenneth C · CIK 0001300190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,455.374

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.25 to $66.50, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (1).

Read SEC document
August 21, 2020 Filed Aug 24, 2020 20:15 UTC
BERDING JOHN BDirector · President of Subsidiary
OtherCommon Stock 3,199.9523 $65.00 $207,996.90
Disclosure

SEC source: 0001209191-20-048076 · doc4.xml · nonDerivative · entry 5

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 15,292.9351

F3 · balance_after: Represents shares held in the Issuer's 401(k) Retirement and Savings Plan.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:12 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
OtherCommon Stock 15,201.803 $65.83 $1,000,734.69
Disclosure

SEC source: 0001209191-20-048073 · doc4.xml · nonDerivative · entry 6

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) plan

Disclosed balance after: 98,359.8943

F6 · ownership.nature: Indirect #12: Held in the Company's 401(k) Retirement and Savings Plan.

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August 20, 2020 Filed Aug 24, 2020 20:10 UTC PurchaseCommon Stock 1,000 $65.25 $65,250.00
Disclosure

SEC source: 0001209191-20-048070 · doc4.xml · nonDerivative · entry 1

Ambrecht Kenneth C · CIK 0001300190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,996

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:02 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
GrantPhantom Stock · Derivative 17,411.63 $62.88 Strike: $62.88 $1,094,843.29
Disclosure

SEC source: 0001209191-20-045919 · doc4.xml · derivative · entry 8

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,907.97

Underlying: Common Stock · 17,411.63 shares

Expires not disclosed

F9 · derivative.exercise_date: Represents amounts held by the Reporting Person in a retirement plan of the Issuer. Each share is the economic equivalent of one share of common stock. The Reporting Person's account balance is distributed in cash following termination of employment.

F9 · derivative.expiration_date: Represents amounts held by the Reporting Person in a retirement plan of the Issuer. Each share is the economic equivalent of one share of common stock. The Reporting Person's account balance is distributed in cash following termination of employment.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:02 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
PurchaseCommon Stock 3,000 $63.20 $189,587.10
Disclosure

SEC source: 0001209191-20-045919 · doc4.xml · nonDerivative · entry 6

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect #5

Disclosed balance after: 3,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.45 to $63.60, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (3).

F7 · ownership.nature: Indirect #5: Shares held by a trust where the reporting person serves as trustee.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:02 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
PurchaseCommon Stock 3,000 $63.20 $189,587.10
Disclosure

SEC source: 0001209191-20-045919 · doc4.xml · nonDerivative · entry 5

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect #4

Disclosed balance after: 3,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.45 to $63.60, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (3).

F6 · ownership.nature: Indirect #4: Shares held by a trust where the reporting person serves as trustee.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:02 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
PurchaseCommon Stock 3,000 $63.20 $189,587.10
Disclosure

SEC source: 0001209191-20-045919 · doc4.xml · nonDerivative · entry 3

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect #2

Disclosed balance after: 1,215,690

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.45 to $63.60, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (3).

F1 · balance_after: On April 17, 2020, Indirect #1 transferred 1,250,000 to Indirect #2 and on June 30, 2020 Indirect #2 transferred 1,877,118 to Indirect #1.

F4 · ownership.nature: Indirect #2: Shares held by a trust where the reporting person serves as trustee.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:02 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
PurchaseCommon Stock 3,000 $63.20 $189,587.10
Disclosure

SEC source: 0001209191-20-045919 · doc4.xml · nonDerivative · entry 2

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect #1

Disclosed balance after: 1,880,118

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.45 to $63.60, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (3).

F2 · ownership.nature: Indirect #1: Shares held by a trust where the reporting person serves as trustee.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:03 UTC
BERDING JOHN BDirector · President of Subsidiary
OtherCommon Stock 3,230.31 $62.88 $203,121.89
Disclosure

SEC source: 0001209191-20-045922 · doc4.xml · nonDerivative · entry 5

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 11,584.91

F3 · balance_after: Represents shares held in the Issuer's 401(k) Retirement and Savings Plan.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 18:25 UTC PurchaseCommon Stock 1,000 $58.80 $58,800.00
Disclosure

SEC source: 0001209191-20-039418 · doc4.xml · nonDerivative · entry 1

Ambrecht Kenneth C · CIK 0001300190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,996

Read SEC document
June 22, 2020 Filed Feb 3, 2021 21:25 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
OtherCommon Stock 1,428,174 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007247 · doc5.xml · nonDerivative · entry 3

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect #13

Disclosed balance after: 1,428,174

F4 · ownership.nature: Indirect #13: By C3 Family Trust 2010-1

Read SEC document
June 22, 2020 Filed Feb 3, 2021 21:25 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
OtherCommon Stock 1,428,174 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007247 · doc5.xml · nonDerivative · entry 2

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect #26

Disclosed balance after: 0

F2 · shares: Indirect #26 transferred shares into Indirect #13.

F3 · ownership.nature: Indirect #26: CHL III 2010-1 Qualified Annuity Trust Dtd 4/9/10.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 18:35 UTC PurchaseCommon Stock 1,290 $61.22 $78,969.80
Disclosure

SEC source: 0001209191-20-036551 · doc4.xml · nonDerivative · entry 1

Ambrecht Kenneth C · CIK 0001300190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,996

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.9899 to $62.00, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (1).

Read SEC document
June 04, 2020 Filed Jun 4, 2020 18:19 UTC SaleCommon Stock 868 $64.83 $56,268.79
Disclosure

SEC source: 0001209191-20-034393 · doc4.xml · nonDerivative · entry 1

JACOBS TERRY S · CIK 0001214483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.82 to $64.8387, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:10 UTC GrantCommon Stock 2,368 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-033429 · doc4.xml · nonDerivative · entry 1

VON LEHMAN JOHN I · CIK 0001105805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,174

F1 · price: Represents a grant of restricted stock issued under the Company's Non-Employee Director's Compensation Plan.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:07 UTC GrantCommon Stock 2,368 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-033428 · doc4.xml · nonDerivative · entry 1

VERITY WILLIAM W · CIK 0001185857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,046

F1 · price: Represents a grant of restricted stock issued under the Company's Non-Employee Director's Compensation Plan.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:05 UTC GrantCommon Stock 2,368 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-033425 · doc4.xml · nonDerivative · entry 1

Martin Mary Beth · CIK 0001769239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,847

F1 · price: Represents a grant of restricted stock issued under the Company's Non-Employee Director's Compensation Plan.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:04 UTC GrantCommon Stock 2,368 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-033422 · doc4.xml · nonDerivative · entry 1

JOSEPH GREGORY G · CIK 0001223369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,441

F1 · price: Represents a grant of restricted stock issued under the Company's Non-Employee Director's Compensation Plan.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:01 UTC GrantCommon Stock 2,368 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-033419 · doc4.xml · nonDerivative · entry 1

JACOBS TERRY S · CIK 0001214483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,868

F1 · price: Represents a grant of restricted stock issued under the Company's Non-Employee Director's Compensation Plan.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 19:00 UTC GrantCommon Stock 2,368 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033416 · doc4.xml · nonDerivative · entry 1

Drosos Virginia · CIK 0001554969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,488

F1 · price: Represents a grant of restricted stock issued under the Company's Non-Employee Director's Compensation Plan.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 18:57 UTC GrantCommon Stock 2,368 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-033414 · doc4.xml · nonDerivative · entry 1

Ambrecht Kenneth C · CIK 0001300190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,706

F1 · price: Represents a grant of restricted stock issued under the Company's Non-Employee Director's Compensation Plan.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 18:54 UTC GrantCommon Stock 2,368 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-033410 · doc4.xml · nonDerivative · entry 1

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,816.9667

F1 · price: Represents the grant of restricted stock issued under the Company's Non-Employee Director's Compensation Plan.

F2 · balance_after: On 4/16/2020, The Reporting Person transferred 29,784 Shares of Common Stock into a GRAT.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 18:57 UTC PurchaseCommon Stock 2,000 $60.00 $120,000.00
Disclosure

SEC source: 0001209191-20-033414 · doc4.xml · nonDerivative · entry 2

Ambrecht Kenneth C · CIK 0001300190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,338

Read SEC document
May 22, 2020 Filed Jun 2, 2020 18:57 UTC PurchaseCommon Stock 2,000 $59.77 $119,530.00
Disclosure

SEC source: 0001209191-20-033414 · doc4.xml · nonDerivative · entry 3

Ambrecht Kenneth C · CIK 0001300190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,338

Read SEC document
May 20, 2020 Filed Aug 10, 2020 20:02 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
GiftCommon Stock 5,484 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-045919 · doc4.xml · nonDerivative · entry 1

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect #1

Disclosed balance after: 1,877,118

F1 · balance_after: On April 17, 2020, Indirect #1 transferred 1,250,000 to Indirect #2 and on June 30, 2020 Indirect #2 transferred 1,877,118 to Indirect #1.

F2 · ownership.nature: Indirect #1: Shares held by a trust where the reporting person serves as trustee.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:04 UTC
BERDING JOHN BDirector · President of Subsidiary
OtherCommon Stock 3,693.5213 $54.44 $201,075.30
Disclosure

SEC source: 0001209191-20-030052 · doc4.xml · nonDerivative · entry 5

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 8,829.5396

F3 · balance_after: Represents shares held in the Issuer's 401(k) Retirement and Savings Plan.

Read SEC document
May 14, 2020 Filed May 15, 2020 14:24 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
OtherCommon Stock 4,524.422 $55.30 $250,200.54
Disclosure

SEC source: 0001209191-20-029507 · doc4.xml · nonDerivative · entry 4

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) plan

Disclosed balance after: 82,788.043

F3 · ownership.nature: Indirect #12: Held in the Company's 401(k) Retirement and Savings Plan.

Read SEC document
May 14, 2020 Filed May 15, 2020 14:23 UTC
BERDING JOHN BDirector · President of Subsidiary
OtherCommon Stock 3,616.4101 $55.30 $199,987.48
Disclosure

SEC source: 0001209191-20-029506 · doc4.xml · nonDerivative · entry 5

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 5,136.0183

F3 · balance_after: Represents shares held in the Issuer's 401(k) Retirement and Savings Plan.

Read SEC document
May 13, 2020 Filed May 15, 2020 14:24 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
OtherCommon Stock 41,231.446 $54.37 $2,241,753.72
Disclosure

SEC source: 0001209191-20-029507 · doc4.xml · nonDerivative · entry 3

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) plan

Disclosed balance after: 78,263.621

F3 · ownership.nature: Indirect #12: Held in the Company's 401(k) Retirement and Savings Plan.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:06 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
GrantCommon Stock 14,389 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013393 · doc4.xml · nonDerivative · entry 1

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,628,680

F1 · shares: Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.

F2 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:09 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
GrantCommon Stock 14,389 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013397 · doc4.xml · nonDerivative · entry 1

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,095,292

F1 · shares: Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.

F2 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

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February 25, 2020 Filed Feb 27, 2020 21:21 UTC
Peraino Vito CSenior VP & General Counsel
GrantCommon Stock 5,756 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013411 · doc4.xml · nonDerivative · entry 1

Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,389.343

F1 · shares: Repesents the grant of restricted stock from the Issuer that vests four years from the date of grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:19 UTC
BERDING JOHN BDirector · President of Subsidiary
GrantCommon Stock 9,113 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013410 · doc4.xml · nonDerivative · entry 1

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,763.347

F1 · shares: Represents the grant of restricted stock that vests four years from the date of grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:17 UTC
Consolino Joseph EDirector · Executive Vice President
GrantCommon Stock 7,674 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013409 · doc4.xml · nonDerivative · entry 1

Consolino Joseph E · CIK 0001364007 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,093

F1 · shares: Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:14 UTC
Gillis Michelle ASenior Vice President
GrantCommon Stock 3,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013405 · doc4.xml · nonDerivative · entry 1

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,029.38

F1 · shares: Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 21:13 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
Tax withholdingCommon Stock 8,756 $110.80 $970,164.80
Disclosure

SEC source: 0001209191-20-012438 · doc4.xml · nonDerivative · entry 1

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,614,291

F1 · shares: Represents shares withheld by the Issuer to satisfy taxes payable in connection with the vesting of previously awarded shares of restricted stock.

F2 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

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February 23, 2020 Filed Feb 25, 2020 21:15 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
Tax withholdingComon Stock 10,069 $110.80 $1,115,645.20
Disclosure

SEC source: 0001209191-20-012442 · doc4.xml · nonDerivative · entry 1

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,080,903

F1 · shares: Represents shares withheld by the Issuer to satisfy taxes payable in connection with the vesting of previously awarded shares of restricted stock.

F2 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 21:10 UTC
Peraino Vito CSenior VP & General Counsel
Tax withholdingCommon Stock 2,700 $110.80 $299,160.00
Disclosure

SEC source: 0001209191-20-012427 · doc4.xml · nonDerivative · entry 1

Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,633.343

F1 · shares: Represents shares withheld by the Issuer to satisfy taxes payable in connection with the vesting of previously awarded shares of restricted stock.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 21:07 UTC
Gillis Michelle ASenior Vice President
Tax withholdingCommon Stock 1,819 $110.80 $201,545.20
Disclosure

SEC source: 0001209191-20-012423 · doc4.xml · nonDerivative · entry 1

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,959.38

F1 · shares: Represents shares withheld by the Issuer to satisfy taxes payable in connection with the vesting of previously awarded shares of restricted stock.

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February 23, 2020 Filed Feb 25, 2020 21:02 UTC
BERDING JOHN BDirector · President of Subsidiary
Tax withholdingCommon Stock 6,042 $110.80 $669,453.60
Disclosure

SEC source: 0001209191-20-012410 · doc4.xml · nonDerivative · entry 1

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,650.347

F1 · shares: Represents shares withheld by the Issuer to satisfy taxes payable in connection with the vesting of previously awarded shares of restricted stock.

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February 23, 2020 Filed Feb 25, 2020 21:05 UTC
Consolino Joseph EDirector · Executive Vice President
Tax withholdingCommon Stock 3,727 $110.80 $412,951.60
Disclosure

SEC source: 0001209191-20-012416 · doc4.xml · nonDerivative · entry 1

Consolino Joseph E · CIK 0001364007 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,419

F1 · shares: Represents shares withheld by the Issuer to satisfy taxes payable in connection with the vesting of previously awarded shares of restricted stock.

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February 14, 2020 Filed Feb 3, 2021 21:25 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
GiftCommon Stock 5,087 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007247 · doc5.xml · nonDerivative · entry 1

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect #1

Disclosed balance after: 2,623,593

F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

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February 12, 2020 Filed Feb 13, 2020 21:17 UTC SaleCommon Stock 450 $113.55 $51,097.50
Disclosure

SEC source: 0001209191-20-009174 · doc4.xml · nonDerivative · entry 2

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,232.9667

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February 12, 2020 Filed Feb 13, 2020 21:15 UTC
BERDING JOHN BDirector · President of Subsidiary
Exercise / conversionstock Option Exercise · Derivative 5,000 $0.00 Strike: $38.11 $0.00
Disclosure

SEC source: 0001209191-20-009166 · doc4.xml · derivative · entry 9

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,377

Underlying: Common Stock · 5,000 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

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February 12, 2020 Filed Feb 13, 2020 21:15 UTC
BERDING JOHN BDirector · President of Subsidiary
SaleCommon Stock 5,000 $114.58 $572,910.50
Disclosure

SEC source: 0001209191-20-009166 · doc4.xml · nonDerivative · entry 4

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,692.347

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.5630 to $114.6410, inclusive.

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February 12, 2020 Filed Feb 13, 2020 21:15 UTC
BERDING JOHN BDirector · President of Subsidiary
Exercise / conversionCommon Stock 5,000 $38.11 $190,550.00
Disclosure

SEC source: 0001209191-20-009166 · doc4.xml · nonDerivative · entry 3

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,692.347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.