Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2021 Filed May 14, 2021 20:55 UTC |
Evans James EDirector
|
OtherCommon Stock | 7,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032783 · doc4.xml · nonDerivative · entry 2 EVANS JAMES E · CIK 0001185852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,574.9667 Read SEC document |
| April 16, 2021 Filed May 14, 2021 20:55 UTC |
Evans James EDirector
|
OtherCommon Stock | 7,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032783 · doc4.xml · nonDerivative · entry 1 EVANS JAMES E · CIK 0001185852 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 22,026 F1 · shares: Distribution from GRAT to Reporting Person. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 20:27 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
OtherPhantom Stock · Derivative | 35,662 | $118.50 | $4,225,947.00 |
DisclosureSEC source: 0001209191-21-022358 · doc4.xml · derivative · entry 8 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,662 shares Expires not disclosed F8 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of AFG common stock. Shares of phantom stock are held in a retirement plan of the issuer and are payable in cash following the reporting person's termination of employment with AFG. F8 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of AFG common stock. Shares of phantom stock are held in a retirement plan of the issuer and are payable in cash following the reporting person's termination of employment with AFG. F8 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of AFG common stock. Shares of phantom stock are held in a retirement plan of the issuer and are payable in cash following the reporting person's termination of employment with AFG. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 20:24 UTC |
VON LEHMAN JOHN IDirector
|
SaleCommon Stock | 1,264 | $119.10 | $150,540.12 |
DisclosureSEC source: 0001209191-21-022353 · doc4.xml · nonDerivative · entry 1 VON LEHMAN JOHN I · CIK 0001105805 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,910 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.08 to $119.22, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 20:20 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
SaleCommon Stock | 14,687 | $117.44 | $1,724,828.06 |
DisclosureSEC source: 0001209191-21-020456 · doc4.xml · nonDerivative · entry 4 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #1 Disclosed balance after: 1,725,201 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.00 to $117.68, inclusive. F1 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 20:20 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
SaleCommon Stock | 313 | $117.07 | $36,644.32 |
DisclosureSEC source: 0001209191-21-020456 · doc4.xml · nonDerivative · entry 3 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #1 Disclosed balance after: 1,739,888 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.04 to $117.14, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83. Read SEC document |
| February 26, 2021 Filed Jun 2, 2021 20:22 UTC |
JOSEPH GREGORY GDirector
|
GiftCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037171 · doc4.xml · nonDerivative · entry 2 JOSEPH GREGORY G · CIK 0001223369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,441 F1 · price: Represents a grant of restricted stock issued under the Company's Non-Employee Director's Compensation Plan. Read SEC document |
| February 26, 2021 Filed Jun 2, 2021 20:22 UTC |
JOSEPH GREGORY GDirector
|
GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037171 · doc4.xml · nonDerivative · entry 1 JOSEPH GREGORY G · CIK 0001223369 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · #5 As Trustee Disclosed balance after: 1,860 Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:39 UTC |
LINDNER CARL H IIIDirector · Co-CEO & Co-President
|
GrantCommon Stock | 13,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013815 · doc4.xml · nonDerivative · entry 2 LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #1 Disclosed balance after: 2,087,917 F2 · shares: Represents the grant of restricted stock from the Issuer that vests four years from the date of grant. F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:41 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
GrantCommon Stock | 13,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013827 · doc4.xml · nonDerivative · entry 5 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #1 Disclosed balance after: 1,740,048 F3 · shares: Represents the grant of restricted stock that vests four years from the date of grant. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:50 UTC |
BERDING JOHN BDirector · President of Subsidiary
|
GrantCommon Stock | 8,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013845 · doc4.xml · nonDerivative · entry 2 BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,343.3471 F1 · shares: Represents the grant of restricted stock that vests four years from the date of grant. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:48 UTC |
Hertzman Brian S.Sr. VP, CFO
|
GrantCommon Stock | 2,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013840 · doc4.xml · nonDerivative · entry 2 Hertzman Brian S. · CIK 0001816887 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,615 F1 · shares: Represents the grant of restricted stock that vests four years from the date of grant. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:46 UTC |
Peraino Vito CSenior VP & General Counsel
|
GrantCommon Stock | 5,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013836 · doc4.xml · nonDerivative · entry 2 Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,403.343 F1 · shares: Represents the grant of restricted stock that vests four years from the date of grant. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:43 UTC |
Gillis Michelle ASenior Vice President
|
GrantCommon Stock | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013833 · doc4.xml · nonDerivative · entry 2 Gillis Michelle A · CIK 0001572137 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,410.38 F1 · shares: Represents the grant of restricted stock that vests four years from the date of grant. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:39 UTC |
LINDNER CARL H IIIDirector · Co-CEO & Co-President
|
Tax withholdingCommon Stock | 7,093 | $109.09 | $773,775.37 |
DisclosureSEC source: 0001209191-21-013815 · doc4.xml · nonDerivative · entry 1 LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #1 Disclosed balance after: 2,074,419 F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:41 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
Tax withholdingCommon Stock | 6,251 | $109.09 | $681,921.59 |
DisclosureSEC source: 0001209191-21-013827 · doc4.xml · nonDerivative · entry 4 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #1 Disclosed balance after: 1,726,550 Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:50 UTC |
BERDING JOHN BDirector · President of Subsidiary
|
Tax withholdingCommon Stock | 2,905 | $109.09 | $316,906.45 |
DisclosureSEC source: 0001209191-21-013845 · doc4.xml · nonDerivative · entry 1 BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,794.3471 Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:48 UTC |
Hertzman Brian S.Sr. VP, CFO
|
Tax withholdingCommon Stock | 501 | $109.09 | $54,654.09 |
DisclosureSEC source: 0001209191-21-013840 · doc4.xml · nonDerivative · entry 1 Hertzman Brian S. · CIK 0001816887 · Sr. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,050 Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:46 UTC |
Peraino Vito CSenior VP & General Counsel
|
Tax withholdingCommon Stock | 1,885 | $109.09 | $205,634.65 |
DisclosureSEC source: 0001209191-21-013836 · doc4.xml · nonDerivative · entry 1 Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,004.343 Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:43 UTC |
Gillis Michelle ASenior Vice President
|
Tax withholdingCommon Stock | 1,286 | $109.09 | $140,289.74 |
DisclosureSEC source: 0001209191-21-013833 · doc4.xml · nonDerivative · entry 1 Gillis Michelle A · CIK 0001572137 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,530.38 Read SEC document |
| February 22, 2021 Filed Feb 23, 2022 21:30 UTC |
Peraino Vito CSenior VP & General Counsel
|
GrantCommon Stock | 4,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012221 · doc4.xml · nonDerivative · entry 2 Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,286.343 F1 · shares: Represents the grant of restricted stock that vests four years from the date of grant. Read SEC document |
| February 05, 2021 Filed Feb 5, 2021 21:27 UTC |
Peraino Vito CSenior VP & General Counsel
|
PurchaseCommon Stock | 2,500 | $96.39 | $240,975.00 |
DisclosureSEC source: 0001209191-21-008065 · doc4.xml · nonDerivative · entry 1 Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,889.343 Read SEC document |
| February 05, 2021 Filed Mar 15, 2021 20:20 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
GiftCommon Stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020456 · doc4.xml · nonDerivative · entry 2 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #3 Disclosed balance after: 116,426 F2 · ownership.nature: Indirect #3: By Franes R. Lindner, Trustee for the Frances R. Lindner Living Trust dated 9/13/93. Read SEC document |
| February 05, 2021 Filed Mar 15, 2021 20:20 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
GiftCommon Stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020456 · doc4.xml · nonDerivative · entry 1 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #1 Disclosed balance after: 1,740,201 F1 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83. Read SEC document |
| January 25, 2021 Filed Feb 24, 2021 21:41 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
GiftCommon Stock | 4,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013827 · doc4.xml · nonDerivative · entry 3 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #1 Disclosed balance after: 1,732,801 Read SEC document |
| January 11, 2021 Filed Feb 24, 2021 21:41 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
OtherCommon Stock | 52,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013827 · doc4.xml · nonDerivative · entry 2 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #3 Disclosed balance after: 116,273 F2 · ownership.nature: Indirect #3: By Franes R. Lindner, Trustee for the Frances R. Lindner Living Trust dated 9/13/93. Read SEC document |
| January 11, 2021 Filed Feb 24, 2021 21:41 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
OtherCommon Stock | 52,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013827 · doc4.xml · nonDerivative · entry 1 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #1 Disclosed balance after: 1,737,025 F1 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83. Read SEC document |
| December 31, 2020 Filed Feb 3, 2021 21:28 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
OtherCommon stock | 32,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007256 · doc5.xml · nonDerivative · entry 10 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #1 Disclosed balance after: 1,789,425 Read SEC document |
| December 31, 2020 Filed Feb 3, 2021 21:28 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
OtherCommon Stock | 32,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007256 · doc5.xml · nonDerivative · entry 9 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #2 Disclosed balance after: 1,146,494 F9 · shares: GRAT distribution from Indirect #2 to Indirect #1. Read SEC document |
| December 30, 2020 Filed Feb 3, 2021 21:28 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
GiftCommon Stock | 22,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007256 · doc5.xml · nonDerivative · entry 8 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #3 Disclosed balance after: 63,873 Read SEC document |
| December 30, 2020 Filed Feb 3, 2021 21:28 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
OtherCommon Stock | 22,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007256 · doc5.xml · nonDerivative · entry 7 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #3 Disclosed balance after: 86,718 Read SEC document |
| December 30, 2020 Filed Feb 3, 2021 21:28 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
OtherCommon Stock | 22,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007256 · doc5.xml · nonDerivative · entry 6 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #1 Disclosed balance after: 1,757,172 F8 · shares: Indirect #1 transferred shares to Indirect #3. Read SEC document |
| December 24, 2020 Filed Feb 3, 2021 21:25 UTC |
LINDNER CARL H IIIDirector · Co-CEO & Co-President
|
GiftCommon Stock | 46,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007247 · doc5.xml · nonDerivative · entry 9 LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #1 Disclosed balance after: 2,075,114 Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 21:15 UTC |
Gillis Michelle ASenior Vice President
|
Exercise / conversionStock Option Exercise · Derivative | 947 | $0.00 Strike: $37.60 | $0.00 |
DisclosureSEC source: 0001209191-20-063781 · doc4.xml · derivative · entry 6 Gillis Michelle A · CIK 0001572137 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 947 shares Expires 2022-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 21:15 UTC |
Gillis Michelle ASenior Vice President
|
Exercise / conversionStock Option Exercise · Derivative | 1,600 | $0.00 Strike: $38.11 | $0.00 |
DisclosureSEC source: 0001209191-20-063781 · doc4.xml · derivative · entry 5 Gillis Michelle A · CIK 0001572137 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,261 Underlying: Common · 1,600 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 21:15 UTC |
Gillis Michelle ASenior Vice President
|
Exercise / conversionCommon Stock | 947 | $37.60 | $35,607.20 |
DisclosureSEC source: 0001209191-20-063781 · doc4.xml · nonDerivative · entry 2 Gillis Michelle A · CIK 0001572137 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,816.38 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 21:15 UTC |
Gillis Michelle ASenior Vice President
|
Exercise / conversionCommon Stock | 1,600 | $38.11 | $60,976.00 |
DisclosureSEC source: 0001209191-20-063781 · doc4.xml · nonDerivative · entry 1 Gillis Michelle A · CIK 0001572137 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,869.38 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 20:24 UTC |
Gillis Michelle ASenior Vice President
|
Exercise / conversionStock Option Exercise · Derivative | 5,240 | $0.00 Strike: $34.34 | $0.00 |
DisclosureSEC source: 0001209191-20-061445 · doc4.xml · derivative · entry 4 Gillis Michelle A · CIK 0001572137 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,240 shares Expires 2021-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 20:24 UTC |
Gillis Michelle ASenior Vice President
|
Exercise / conversionCommon Stock | 5,240 | $34.34 | $179,941.60 |
DisclosureSEC source: 0001209191-20-061445 · doc4.xml · nonDerivative · entry 1 Gillis Michelle A · CIK 0001572137 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,269.38 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Feb 3, 2021 21:25 UTC |
LINDNER CARL H IIIDirector · Co-CEO & Co-President
|
OtherCommon Stock | 103,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007247 · doc5.xml · nonDerivative · entry 8 LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #15 Disclosed balance after: 103,131 F8 · ownership.nature: Indirect #15: By #13 C# Legacy Trust 12/1/20. Read SEC document |
| December 01, 2020 Filed Feb 3, 2021 21:25 UTC |
LINDNER CARL H IIIDirector · Co-CEO & Co-President
|
OtherCommon Stock | 103,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007247 · doc5.xml · nonDerivative · entry 7 LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #13 Disclosed balance after: 1,325,043 F7 · shares: Indirect #13 transferred shares to Indirect #15. Read SEC document |
| November 04, 2020 Filed Feb 3, 2021 21:28 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
OtherCommon Stock | 52,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007256 · doc5.xml · nonDerivative · entry 5 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #3 Disclosed balance after: 63,873 F6 · shares: Indirect #3 transferred shares to Grandchildren Trusts. F7 · ownership.nature: Indirect #3: By Frances R. Lindner, Trustee for the Frances R. Lindner Living Trust dated 9/13/93. Read SEC document |
| October 30, 2020 Filed Feb 3, 2021 21:28 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
OtherCommon Stock | 134,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007256 · doc5.xml · nonDerivative · entry 4 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #6 Disclosed balance after: 134,044 F5 · ownership.nature: Indirect #6: FRL, Cust. CFL Under OH Tsfr to Min Act. Read SEC document |
| October 30, 2020 Filed Feb 3, 2021 21:28 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
OtherCommon Stock | 134,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007256 · doc5.xml · nonDerivative · entry 3 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #1 Disclosed balance after: 1,780,017 F4 · shares: Indirect #1 transferred shares to Indirect #6. Read SEC document |
| September 30, 2020 Filed Feb 3, 2021 21:28 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
OtherCommon Stock | 33,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007256 · doc5.xml · nonDerivative · entry 2 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #1 Disclosed balance after: 1,914,061 F3 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83. Read SEC document |
| September 30, 2020 Filed Feb 3, 2021 21:28 UTC |
LINDNER S CRAIGDirector · Co-CEO & Co-President
|
OtherCommon Stock | 33,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007256 · doc5.xml · nonDerivative · entry 1 LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #2 Disclosed balance after: 1,178,747 F1 · shares: GRAT distribution from Indirect #2 to Indirect #1 F2 · ownership.nature: Indirect #2: By SCL Trust. Read SEC document |
| September 25, 2020 Filed Feb 3, 2021 21:25 UTC |
LINDNER CARL H IIIDirector · Co-CEO & Co-President
|
OtherCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007247 · doc5.xml · nonDerivative · entry 6 LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #14 Disclosed balance after: 500,000 F6 · ownership.nature: Indirect #14: C3 QAT Dtd 9/25/20. Read SEC document |
| September 25, 2020 Filed Feb 3, 2021 21:25 UTC |
LINDNER CARL H IIIDirector · Co-CEO & Co-President
|
OtherCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007247 · doc5.xml · nonDerivative · entry 5 LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #1 Disclosed balance after: 2,121,201 F5 · shares: Indirect #1 transferred shares to Indirect #14. Read SEC document |
| September 17, 2020 Filed Feb 3, 2021 21:25 UTC |
LINDNER CARL H IIIDirector · Co-CEO & Co-President
|
GiftCommon Stock | 2,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007247 · doc5.xml · nonDerivative · entry 4 LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect #1 Disclosed balance after: 2,621,201 Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 13:14 UTC |
BERDING JOHN BDirector · President of Subsidiary
|
GrantPhantom Stock · Derivative | 1,868.79 | $67.99 Strike: $67.99 | $127,059.03 |
DisclosureSEC source: 0001209191-20-050792 · doc4.xml · derivative · entry 6 BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,539.22 Underlying: Common Stock · 1,868.79 shares Expires not disclosed F4 · derivative.exercise_date: Represents amounts held by the Reporting Person in a retirement plan of the Issuer. Each share is the economic equivalent of one share of common stock. The Reporting Person's account balance is distributed in cash following termination of employment. F4 · derivative.expiration_date: Represents amounts held by the Reporting Person in a retirement plan of the Issuer. Each share is the economic equivalent of one share of common stock. The Reporting Person's account balance is distributed in cash following termination of employment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.