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AFG

AMERICAN FINANCIAL GROUP INC

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743
SEC CIK
0001042046
Parsed reports
457

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202603
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2017 Filed Mar 15, 2017 20:15 UTC
Peraino Vito CSenior VP & General Counsel
Exercise / conversionCommon Stock 3,355 $24.83 $83,304.65
Disclosure

SEC source: 0001209191-17-020786 · doc4.xml · nonDerivative · entry 4

Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,478.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 20:15 UTC
Peraino Vito CSenior VP & General Counsel
Exercise / conversionStock Option Exercise · Derivative 7,645 $0.00 Strike: $24.83 $0.00
Disclosure

SEC source: 0001209191-17-020786 · doc4.xml · derivative · entry 9

Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,355

Underlying: Common Stock · 7,645 shares

Expires 2020-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 20:15 UTC
Peraino Vito CSenior VP & General Counsel
Exercise / conversionStock Option Exercise · Derivative 3,709 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001209191-17-020786 · doc4.xml · derivative · entry 8

Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,709 shares

Expires 2019-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 20:15 UTC
Peraino Vito CSenior VP & General Counsel
SaleCommon Stock 11,354 $96.01 $1,090,150.90
Disclosure

SEC source: 0001209191-17-020786 · doc4.xml · nonDerivative · entry 3

Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,123.34

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.00 to $96.10, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 20:15 UTC
Peraino Vito CSenior VP & General Counsel
Exercise / conversionCommon Stock 7,645 $24.83 $189,825.35
Disclosure

SEC source: 0001209191-17-020786 · doc4.xml · nonDerivative · entry 2

Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,477.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 20:15 UTC
Peraino Vito CSenior VP & General Counsel
Exercise / conversionCommon 3,709 $19.10 $70,841.90
Disclosure

SEC source: 0001209191-17-020786 · doc4.xml · nonDerivative · entry 1

Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,832.3434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 20:08 UTC Exercise / conversionStock Option Exercise · Derivative 8,877 $0.00 Strike: $24.83 $0.00
Disclosure

SEC source: 0001209191-17-020772 · doc4.xml · derivative · entry 4

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 8,877 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: In connection with the Reporting Person's retirement as an employee of the Company, the Employee Stock Options were accelerated to be fully vested and exercisable.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 20:08 UTC SaleCommon Stock 8,877 $96.02 $852,361.55
Disclosure

SEC source: 0001209191-17-020772 · doc4.xml · nonDerivative · entry 2

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,701

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.965 to $96.15, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 20:08 UTC Exercise / conversionCommon Stock 8,877 $24.83 $220,415.91
Disclosure

SEC source: 0001209191-17-020772 · doc4.xml · nonDerivative · entry 1

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:20 UTC SaleCommon Stock 2,046 $95.91 $196,225.72
Disclosure

SEC source: 0001209191-17-020507 · doc4.xml · nonDerivative · entry 1

VON LEHMAN JOHN I · CIK 0001105805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,063

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:17 UTC
BERDING JOHN BDirector · President of Subsidiary
SaleCommon Stock 17,602 $96.02 $1,690,182.76
Disclosure

SEC source: 0001209191-17-020501 · doc4.xml · nonDerivative · entry 1

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,144.28

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.911 to $96.16, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:08 UTC
BERDING JOHN BDirector · President of Subsidiary
SaleCommon Stock 16,916 $94.21 $1,593,620.84
Disclosure

SEC source: 0001209191-17-015814 · doc4.xml · nonDerivative · entry 1

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,746.28

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.063 to $94.39, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
February 22, 2017 Filed Feb 23, 2017 21:40 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
GrantCommon Stock 15,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013811 · doc4.xml · nonDerivative · entry 1

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,686,204

F1 · kind: Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.

F2 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 21:37 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
GrantCommon Stock 15,885 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013803 · doc4.xml · nonDerivative · entry 1

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,551,406

F1 · kind: Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.

F2 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 21:43 UTC
Peraino Vito CSenior VP & General Counsel
GrantCommon 6,355 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013816 · doc4.xml · nonDerivative · entry 1

Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,123.34

F1 · kind: Repesents the grant of restricted stock from the Issuer that vests four years from the date of grant.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 21:33 UTC
Gillis Michelle ASenior Vice President
GrantCommon Stock 3,180 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013792 · doc4.xml · nonDerivative · entry 2

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,990.4131

F1 · kind: Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.

F2 · balance_after: Includes shares acquired through 12/31/2016 through the Issuer's Dividend Reinvestment Plan.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 21:31 UTC
BERDING JOHN BDirector · President of Subsidiary
SaleCommon Stock 5,349 $94.89 $507,591.22
Disclosure

SEC source: 0001209191-17-013789 · doc4.xml · nonDerivative · entry 3

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,662.28

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.8814 to $94.92, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
February 22, 2017 Filed Feb 23, 2017 21:31 UTC
BERDING JOHN BDirector · President of Subsidiary
GrantCommon Stock 9,530 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013789 · doc4.xml · nonDerivative · entry 2

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,011.28

F1 · kind: Represents the grant of restricted stock that vests four years from the date of grant.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 21:29 UTC
Consolino Joseph EDirector · Executive Vice President
GrantCommon Stock 8,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013784 · doc4.xml · nonDerivative · entry 2

Consolino Joseph E · CIK 0001364007 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,641

F1 · kind: Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:33 UTC
Gillis Michelle ASenior Vice President
Tax withholdingCommon Stock 1,009 $93.98 $94,825.82
Disclosure

SEC source: 0001209191-17-013792 · doc4.xml · nonDerivative · entry 1

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,810.4131

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:31 UTC
BERDING JOHN BDirector · President of Subsidiary
Tax withholdingCommon Stock 4,851 $93.98 $455,896.98
Disclosure

SEC source: 0001209191-17-013789 · doc4.xml · nonDerivative · entry 1

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,481.28

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:29 UTC
Consolino Joseph EDirector · Executive Vice President
Tax withholdingCommon Stock 4,042 $93.98 $379,867.16
Disclosure

SEC source: 0001209191-17-013784 · doc4.xml · nonDerivative · entry 1

Consolino Joseph E · CIK 0001364007 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,166

Read SEC document
February 16, 2017 Filed Feb 17, 2017 21:07 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
SaleCommon Stock 10,000 $93.10 $931,025.00
Disclosure

SEC source: 0001209191-17-012062 · doc4.xml · nonDerivative · entry 2

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,535,521

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.84 to $93.28, inclusive.

F2 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:07 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
SaleCommon Stock 30,000 $92.18 $2,765,310.00
Disclosure

SEC source: 0001209191-17-012062 · doc4.xml · nonDerivative · entry 1

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,545,521

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.94 to $92.605, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (1) and in Footnote (3).

F2 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 21:08 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
SaleCommon Stock 50,000 $91.00 $4,550,240.00
Disclosure

SEC source: 0001209191-17-008292 · doc4.xml · nonDerivative · entry 7

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,670,319

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.68 to $91.27 inclusive.

F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 21:11 UTC
Gillis Michelle ASenior Vice President
Exercise / conversionStock Option Exercise · Derivative 3,250 $0.00 Strike: $36.57 $0.00
Disclosure

SEC source: 0001209191-17-008303 · doc4.xml · derivative · entry 4

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,250 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 21:11 UTC
Gillis Michelle ASenior Vice President
Tax withholdingCommon Stock 1,309 $90.74 $118,778.66
Disclosure

SEC source: 0001209191-17-008303 · doc4.xml · nonDerivative · entry 2

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,819.4131

F1 · balance_after: Includes shares acquired through 12/31/2016 through the Issuer's Dividend Reinvestment Plan.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 21:11 UTC
Gillis Michelle ASenior Vice President
Exercise / conversionCommon Stock 3,250 $36.57 $118,852.50
Disclosure

SEC source: 0001209191-17-008303 · doc4.xml · nonDerivative · entry 1

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,128.4131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Mar 15, 2017 20:23 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
GiftCommon Stock 11,411 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020815 · doc4.xml · nonDerivative · entry 1

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,674,793

F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:08 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
SaleCommon Stock 150,000 $90.88 $13,631,790.00
Disclosure

SEC source: 0001209191-17-008292 · doc4.xml · nonDerivative · entry 6

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,720,319

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.63 to $91.62, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes (3) and (4).

F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
December 30, 2016 Filed Feb 13, 2017 21:19 UTC GiftCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009983 · doc5.xml · nonDerivative · entry 1

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,701

Read SEC document
December 30, 2016 Filed Feb 13, 2017 21:16 UTC GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009974 · doc5.xml · nonDerivative · entry 1

JOSEPH GREGORY G · CIK 0001223369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,171

Read SEC document
December 22, 2016 Filed Feb 7, 2017 21:08 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
GiftCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008292 · doc4.xml · nonDerivative · entry 5

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,870,319

F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
December 19, 2016 Filed Feb 13, 2017 21:25 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
GiftCommon Stock 46,325 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009992 · doc5.xml · nonDerivative · entry 5

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,575,521

F1 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
December 13, 2016 Filed Feb 7, 2017 21:08 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
GiftCommon Stock 892 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008292 · doc4.xml · nonDerivative · entry 4

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,870,342

F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
December 13, 2016 Filed Feb 13, 2017 21:25 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
GiftCommon Stock 265 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009992 · doc5.xml · nonDerivative · entry 4

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,621,846

F1 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
December 12, 2016 Filed Feb 13, 2017 21:25 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
GiftCommon stock 1,470 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009992 · doc5.xml · nonDerivative · entry 3

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,622,111

F1 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
December 07, 2016 Filed Feb 13, 2017 21:25 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
GiftCommon Stock 3,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009992 · doc5.xml · nonDerivative · entry 2

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,623,581

F1 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
November 28, 2016 Filed Feb 7, 2017 21:08 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
GiftCommon Stock 62,566 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008292 · doc4.xml · nonDerivative · entry 3

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,871,234

F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
November 23, 2016 Filed Nov 23, 2016 21:39 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
SaleCommon Stock 5,000 $81.54 $407,713.50
Disclosure

SEC source: 0001209191-16-151974 · doc4.xml · nonDerivative · entry 2

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,627,114

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.39 to $81.61, inclusive.

F2 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:39 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
SaleCommon Stock 25,000 $81.31 $2,032,805.00
Disclosure

SEC source: 0001209191-16-151974 · doc4.xml · nonDerivative · entry 1

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,632,114

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.28 to $81.425, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (1) and in Footnote (3).

F2 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

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November 11, 2016 Filed Nov 15, 2016 21:04 UTC Exercise / conversionStock Option Exercise · Derivative 2,000 $0.00 Strike: $27.20 $0.00
Disclosure

SEC source: 0001209191-16-150138 · doc4.xml · derivative · entry 4

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,000 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In connection with the Reporting Person's retirement as an employee of the Company, the Employee Stock Options were accelerated to be fully vested and exercisable.

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November 11, 2016 Filed Nov 15, 2016 21:04 UTC SaleCommon Stock 2,000 $79.90 $159,800.00
Disclosure

SEC source: 0001209191-16-150138 · doc4.xml · nonDerivative · entry 2

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,001

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November 11, 2016 Filed Nov 15, 2016 21:04 UTC Exercise / conversionCommon Stock 2,000 $27.20 $54,400.00
Disclosure

SEC source: 0001209191-16-150138 · doc4.xml · nonDerivative · entry 1

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2016 Filed Nov 10, 2016 21:05 UTC Exercise / conversionStock Option Exercise · Derivative 2,500 $0.00 Strike: $27.20 $0.00
Disclosure

SEC source: 0001209191-16-149314 · doc4.xml · derivative · entry 7

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common · 2,500 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: In connection with the Reporting Person's retirement as an employee of the Company, the Employee Stock Options were accelerated to be fully vested and exercisable.

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November 09, 2016 Filed Nov 10, 2016 21:05 UTC SaleCommon Stock 2,500 $77.00 $192,490.00
Disclosure

SEC source: 0001209191-16-149314 · doc4.xml · nonDerivative · entry 4

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,001

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.99 to $77.02, inclusive.

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November 09, 2016 Filed Nov 10, 2016 21:05 UTC Exercise / conversionCommon Stock 2,500 $27.20 $68,000.00
Disclosure

SEC source: 0001209191-16-149314 · doc4.xml · nonDerivative · entry 3

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2016 Filed Nov 10, 2016 21:05 UTC Exercise / conversionStock Option Exercise · Derivative 5,000 $0.00 Strike: $27.20 $0.00
Disclosure

SEC source: 0001209191-16-149314 · doc4.xml · derivative · entry 6

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common · 5,000 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: In connection with the Reporting Person's retirement as an employee of the Company, the Employee Stock Options were accelerated to be fully vested and exercisable.

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November 08, 2016 Filed Nov 10, 2016 21:05 UTC SaleCommon Stock 5,000 $76.59 $382,966.50
Disclosure

SEC source: 0001209191-16-149314 · doc4.xml · nonDerivative · entry 2

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,001

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.55 to $76.66, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) and footnote (2) to this Form 4.

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November 08, 2016 Filed Nov 10, 2016 21:05 UTC Exercise / conversionCommon Stock 5,000 $27.20 $136,000.00
Disclosure

SEC source: 0001209191-16-149314 · doc4.xml · nonDerivative · entry 1

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.