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AFG

AMERICAN FINANCIAL GROUP INC

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743
SEC CIK
0001042046
Parsed reports
457

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202603
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 08, 2018 Filed Aug 10, 2018 20:39 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
SaleCommon Stock 8,896 $111.93 $995,744.40
Disclosure

SEC source: 0001209191-18-046241 · doc4.xml · nonDerivative · entry 4

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #2

Disclosed balance after: 665,266

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.80 to $112.02 inclusive.

F5 · ownership.nature: Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended.

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August 08, 2018 Filed Aug 10, 2018 20:39 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
SaleCommon Stock 9,889 $111.92 $1,106,803.58
Disclosure

SEC source: 0001209191-18-046241 · doc4.xml · nonDerivative · entry 1

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,705,251

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.80 to $112.005, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1), footnote (3) footnote (4) and footnote (6).

F2 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

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August 03, 2018 Filed Aug 7, 2018 20:04 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
SaleCommon Stock 26,000 $112.56 $2,926,593.80
Disclosure

SEC source: 0001209191-18-045662 · doc4.xml · nonDerivative · entry 2

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,411,165

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.40 to $113.10, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (2).

F1 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 20:03 UTC SaleCommon Stock 3,132 $112.43 $352,137.96
Disclosure

SEC source: 0001209191-18-045661 · doc4.xml · nonDerivative · entry 1

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,192

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.40 to $112.50, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 03, 2018 Filed Feb 13, 2019 21:15 UTC
Gillis Michelle ASenior Vice President
GiftCommon Stock 147 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009600 · doc5.xml · nonDerivative · entry 1

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,776.4131

Read SEC document
June 06, 2018 Filed Jun 6, 2018 20:17 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
SaleCommon Stock 16,447 $110.07 $1,810,280.17
Disclosure

SEC source: 0001209191-18-036047 · doc4.xml · nonDerivative · entry 4

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,715,140

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $ 110.64 inclusive.

F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 20:17 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
SaleCommon Stock 55,738 $109.99 $6,130,343.93
Disclosure

SEC source: 0001209191-18-036047 · doc4.xml · nonDerivative · entry 3

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,731,587

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.95 to $110.73 inclusive.

F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:17 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
SaleCommon Stock 27,815 $110.50 $3,073,576.97
Disclosure

SEC source: 0001209191-18-036047 · doc4.xml · nonDerivative · entry 2

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,787,325

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.45 to $110.685, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2), footnote (3) and footnote (4).

F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:18 UTC SaleCommon Stock 864 $110.41 $95,394.24
Disclosure

SEC source: 0001209191-18-035049 · doc4.xml · nonDerivative · entry 2

JACOBS TERRY S · CIK 0001214483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:18 UTC GrantCommon Stock 1,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035049 · doc4.xml · nonDerivative · entry 1

JACOBS TERRY S · CIK 0001214483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,564

F1 · price: Represents a grant of restricted stock issued under the Company's Non-Employee Director's Compensation Plan.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:15 UTC GrantCommon Stock 1,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035035 · doc4.xml · nonDerivative · entry 1

VON LEHMAN JOHN I · CIK 0001105805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,686

F1 · price: Represents a grant of restricted stock issued under the Company's Non-Employee Director's Compensation Plan.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:14 UTC GrantCommon Stock 1,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035030 · doc4.xml · nonDerivative · entry 1

VERITY WILLIAM W · CIK 0001185857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,399

F1 · price: Represents a grant of restricted stock issued under the Company's Non-Employee Director's Compensation Plan.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:12 UTC GrantCommon Stock 1,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035027 · doc4.xml · nonDerivative · entry 1

JOSEPH GREGORY G · CIK 0001223369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,594

F1 · price: Represents a grant of restricted stock issued under the Company's Non-Employee Director's Compensation Plan.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:11 UTC GrantCommon Stock 1,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035024 · doc4.xml · nonDerivative · entry 1

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,324

F1 · price: Represents the grant of restricted stock issued under the Company's Non-Employee Director's Compensation Plan.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:09 UTC GrantCommon Stock 1,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035019 · doc4.xml · nonDerivative · entry 1

Drosos Virginia · CIK 0001554969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,895

F1 · price: Represents a grant of restricted stock issued under the Company's Non-Employee Director's Compensation Plan.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:07 UTC GrantCommon Stock 1,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035015 · doc4.xml · nonDerivative · entry 1

Ambrecht Kenneth C · CIK 0001300190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,164

F1 · price: Represents a grant of restricted stock issued under the Company's Non-Employee Director's Compensation Plan.

Read SEC document
May 16, 2018 Filed Jun 6, 2018 20:17 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
GiftCommon Stock 9,426 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036047 · doc4.xml · nonDerivative · entry 1

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,815,140

F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:33 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
Exercise / conversionStock Option Exercise · Derivative 50,000 $0.00 Strike: $34.34 $0.00
Disclosure

SEC source: 0001209191-18-030240 · doc4.xml · derivative · entry 7

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

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May 11, 2018 Filed May 15, 2018 20:33 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
SaleCommon Stock 50,000 $111.88 $5,593,850.00
Disclosure

SEC source: 0001209191-18-030240 · doc4.xml · nonDerivative · entry 2

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,824,566

F2 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:33 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
Exercise / conversionCommon Stock 50,000 $34.34 $1,717,000.00
Disclosure

SEC source: 0001209191-18-030240 · doc4.xml · nonDerivative · entry 1

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,874,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On May 1, 2018, Indirect #1 transferred 636,064 shares of common stock to Indirect #2.

F2 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
May 09, 2018 Filed May 9, 2018 20:04 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
SaleCommon Stock 10,000 $110.47 $1,104,674.00
Disclosure

SEC source: 0001209191-18-028838 · doc4.xml · nonDerivative · entry 3

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,437,905

Read SEC document
May 08, 2018 Filed May 9, 2018 20:04 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
SaleCommon Stock 10,000 $110.72 $1,107,218.00
Disclosure

SEC source: 0001209191-18-028838 · doc4.xml · nonDerivative · entry 2

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,447,905

Read SEC document
May 07, 2018 Filed May 9, 2018 20:04 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
SaleCommon Stock 20,000 $110.55 $2,210,922.00
Disclosure

SEC source: 0001209191-18-028838 · doc4.xml · nonDerivative · entry 1

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,457,905

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.4782 to $110.614, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (1).

F2 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
March 22, 2018 Filed Mar 23, 2018 20:18 UTC
BERDING JOHN BDirector · President of Subsidiary
SaleCommon Stock 5,285 $113.58 $600,295.14
Disclosure

SEC source: 0001209191-18-021394 · doc4.xml · nonDerivative · entry 1

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,584.67

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.30 to $114.007, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
March 12, 2018 Filed Mar 14, 2018 20:20 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
GrantCommon Stock 17,617 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019548 · doc4.xml · nonDerivative · entry 2

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,460,630

F2 · kind: Stock award from the Issuer made under the Senior Executive Equity Bonus Plan.

F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 20:18 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
GrantCommon Stock 17,617 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019547 · doc4.xml · nonDerivative · entry 1

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,477,905

F1 · kind: Stock award from the Issuer made under the Senior Executive Equity Bonus Plan.

F2 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 20:24 UTC
Consolino Joseph EDirector · Executive Vice President
GrantCommon Stock 4,809 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019557 · doc4.xml · nonDerivative · entry 1

Consolino Joseph E · CIK 0001364007 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,067

F1 · kind: Stock award from the Issuer made under the Senior Executive Equity Bonus Plan.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 20:22 UTC
BERDING JOHN BDirector · President of Subsidiary
GrantCommon Stock 4,809 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019554 · doc4.xml · nonDerivative · entry 1

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,393.67

F1 · kind: Stock award from the Issuer made under the Senior Executive Equity Bonus Plan.

Read SEC document
March 12, 2018 Filed Mar 15, 2018 20:55 UTC Amendment
Consolino Joseph EDirector · Executive Vice President
GrantCommon Stock 5,285 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019887 · doc4a.xml · nonDerivative · entry 1

Consolino Joseph E · CIK 0001364007 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,543

F1 · kind: Stock award from the Issuer made under the Senior Executive Equity Bonus Plan.

F2 · shares: Amendment is to correct an administrative error with the number of shares issued.

Read SEC document
March 12, 2018 Filed Mar 15, 2018 20:49 UTC Amendment
BERDING JOHN BDirector · President of Subsidiary
GrantCommon Stock 5,285 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019875 · doc4a.xml · nonDerivative · entry 1

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,869.67

F1 · kind: Stock award from the Issuer made under the Senior Executive Equity Bonus Plan.

F2 · shares: Amendment is to correct an administrative error with the number of shares issued.

Read SEC document
March 09, 2018 Filed Aug 7, 2018 20:04 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
GiftComon Stock 740 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045662 · doc4.xml · nonDerivative · entry 1

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,437,165

F1 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
February 27, 2018 Filed Mar 14, 2018 20:20 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
GiftCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019548 · doc4.xml · nonDerivative · entry 3

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #2

Disclosed balance after: 38,098

F3 · ownership.nature: Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended.

Read SEC document
February 27, 2018 Filed Mar 14, 2018 20:20 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
GiftCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019548 · doc4.xml · nonDerivative · entry 1

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,443,013

F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 20:38 UTC PurchaseCommon Stock 500 $113.50 $56,750.00
Disclosure

SEC source: 0001209191-18-013833 · doc4.xml · nonDerivative · entry 4

JOSEPH GREGORY G · CIK 0001223369 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · #3

Disclosed balance after: 8,000

F3 · ownership.nature: Indirect #3: Held by a company in which the Reporting Person is a minority shareholder and for which he serves as an executive officer.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 20:48 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
Tax withholdingCommon Stock 4,679 $112.23 $525,124.17
Disclosure

SEC source: 0001209191-18-013840 · doc4.xml · nonDerivative · entry 1

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,442,883

F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 20:46 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
Tax withholdingCommon Stock 4,679 $112.23 $525,124.17
Disclosure

SEC source: 0001209191-18-013838 · doc4.xml · nonDerivative · entry 1

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,460,288

F1 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 20:44 UTC
Consolino Joseph EDirector · Executive Vice President
Tax withholdingCommon Stock 1,992 $112.23 $223,562.16
Disclosure

SEC source: 0001209191-18-013836 · doc4.xml · nonDerivative · entry 1

Consolino Joseph E · CIK 0001364007 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,258

Read SEC document
February 24, 2018 Filed Feb 27, 2018 20:43 UTC
BERDING JOHN BDirector · President of Subsidiary
Tax withholdingCommon Stock 2,390 $112.23 $268,229.70
Disclosure

SEC source: 0001209191-18-013835 · doc4.xml · nonDerivative · entry 1

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,584.67

Read SEC document
February 24, 2018 Filed Feb 27, 2018 20:40 UTC
Gillis Michelle ASenior Vice President
Tax withholdingCommon Stock 828 $112.23 $92,926.44
Disclosure

SEC source: 0001209191-18-013834 · doc4.xml · nonDerivative · entry 1

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,996.4131

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:07 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
GrantCommon Stock 13,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012933 · doc4.xml · nonDerivative · entry 1

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,447,562

F1 · shares: Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.

F2 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:05 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
GrantCommon Stock 13,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012923 · doc4.xml · nonDerivative · entry 1

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,464,967

F1 · shares: Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.

F2 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:14 UTC
BERDING JOHN BDirector · President of Subsidiary
GrantCommon Stock 8,420 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012951 · doc4.xml · nonDerivative · entry 1

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,974.67

F1 · shares: Represents the grant of restricted stock that vests four years from the date of grant.

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February 21, 2018 Filed Feb 23, 2018 21:12 UTC
Peraino Vito CSenior VP & General Counsel
GrantCommon Stock 5,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012944 · doc4.xml · nonDerivative · entry 1

Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,518.34

F1 · shares: Repesents the grant of restricted stock from the Issuer that vests four years from the date of grant.

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February 21, 2018 Filed Feb 23, 2018 21:09 UTC
Gillis Michelle ASenior Vice President
GrantCommon Stock 2,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012936 · doc4.xml · nonDerivative · entry 1

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,824.4131

F1 · shares: Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.

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February 21, 2018 Filed Feb 23, 2018 21:03 UTC
Consolino Joseph EDirector · Executive Vice President
GrantCommon Stock 7,090 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012915 · doc4.xml · nonDerivative · entry 1

Consolino Joseph E · CIK 0001364007 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,250

F1 · shares: Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.

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February 05, 2018 Filed Feb 7, 2018 21:13 UTC
Peraino Vito CSenior VP & General Counsel
Exercise / conversionStock Option Exercise · Derivative 8,000 $0.00 Strike: $63.15 $0.00
Disclosure

SEC source: 0001209191-18-008115 · doc4.xml · derivative · entry 12

Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 8,000 shares

Expires 2025-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

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February 05, 2018 Filed Feb 7, 2018 21:13 UTC
Peraino Vito CSenior VP & General Counsel
Exercise / conversionStock Option Exercise · Derivative 12,000 $0.00 Strike: $56.44 $0.00
Disclosure

SEC source: 0001209191-18-008115 · doc4.xml · derivative · entry 11

Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 12,000 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:13 UTC
Peraino Vito CSenior VP & General Counsel
Exercise / conversionStock Option Exercise · Derivative 16,000 $0.00 Strike: $44.01 $0.00
Disclosure

SEC source: 0001209191-18-008115 · doc4.xml · derivative · entry 10

Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 16,000 shares

Expires 2023-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:13 UTC
Peraino Vito CSenior VP & General Counsel
Exercise / conversionStock Option Exercise · Derivative 3,000 $0.00 Strike: $37.60 $0.00
Disclosure

SEC source: 0001209191-18-008115 · doc4.xml · derivative · entry 9

Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2022-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:13 UTC
Peraino Vito CSenior VP & General Counsel
Exercise / conversionStock Option Exercise · Derivative 12,000 $0.00 Strike: $38.11 $0.00
Disclosure

SEC source: 0001209191-18-008115 · doc4.xml · derivative · entry 8

Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.