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AFG

AMERICAN FINANCIAL GROUP INC

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743
SEC CIK
0001042046
Parsed reports
457

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202603
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2020 Filed Feb 13, 2020 21:17 UTC SaleCommon Stock 1,479 $114.43 $169,241.97
Disclosure

SEC source: 0001209191-20-009174 · doc4.xml · nonDerivative · entry 1

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,682.9667

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.431 to $114.44, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:15 UTC
BERDING JOHN BDirector · President of Subsidiary
Exercise / conversionStock Option Exercise · Derivative 18,000 $0.00 Strike: $38.11 $0.00
Disclosure

SEC source: 0001209191-20-009166 · doc4.xml · derivative · entry 8

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,377

Underlying: Common Stock · 18,000 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:15 UTC
BERDING JOHN BDirector · President of Subsidiary
SaleCommon Stock 18,000 $114.48 $2,060,685.00
Disclosure

SEC source: 0001209191-20-009166 · doc4.xml · nonDerivative · entry 2

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,692.347

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.3501 to $114.61, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) and footnote (2).

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:15 UTC
BERDING JOHN BDirector · President of Subsidiary
Exercise / conversionCommon Stock 18,000 $38.11 $685,980.00
Disclosure

SEC source: 0001209191-20-009166 · doc4.xml · nonDerivative · entry 1

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,692.347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:09 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
Exercise / conversionStock Option Exercise · Derivative 50,000 $0.00 Strike: $44.01 $0.00
Disclosure

SEC source: 0001209191-20-007478 · doc4.xml · derivative · entry 5

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 50,000 shares

Expires 2023-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:09 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
SaleCommon Stock 50,000 $112.26 $5,612,870.00
Disclosure

SEC source: 0001209191-20-007478 · doc4.xml · nonDerivative · entry 2

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,090,972

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.06 to $112.6946, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (2).

F1 · ownership.nature: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:09 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
Exercise / conversionCommon Stock 50,000 $44.01 $2,200,500.00
Disclosure

SEC source: 0001209191-20-007478 · doc4.xml · nonDerivative · entry 1

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,140,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
December 20, 2019 Filed Feb 7, 2020 21:05 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
GiftCommon Stock 18,012 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007472 · doc5.xml · nonDerivative · entry 5

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,090,972

F1 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
December 17, 2019 Filed Feb 11, 2020 21:12 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
GiftCommon Stock 28,118 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008286 · doc5.xml · nonDerivative · entry 2

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,623,047

F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
December 17, 2019 Filed Feb 11, 2020 21:10 UTC GiftCommon Stock 810 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008282 · doc5.xml · nonDerivative · entry 7

JOSEPH GREGORY G · CIK 0001223369 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 810

Read SEC document
December 17, 2019 Filed Feb 11, 2020 21:10 UTC GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008282 · doc5.xml · nonDerivative · entry 2

JOSEPH GREGORY G · CIK 0001223369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,073

Read SEC document
December 16, 2019 Filed Feb 7, 2020 21:05 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
GiftCommon Stock 194 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007472 · doc5.xml · nonDerivative · entry 4

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,108,984

F1 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
December 04, 2019 Filed Feb 11, 2020 21:12 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
GiftCommon Stock 2,477 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008286 · doc5.xml · nonDerivative · entry 1

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 2,651,165

F1 · ownership.nature: Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
November 29, 2019 Filed Feb 11, 2020 21:08 UTC
Peraino Vito CSenior VP & General Counsel
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008276 · doc5.xml · nonDerivative · entry 1

Peraino Vito C · CIK 0001504849 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,333.343

Read SEC document
November 19, 2019 Filed Nov 20, 2019 21:07 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
SaleCommon Stock 103,414 $108.11 $11,179,994.47
Disclosure

SEC source: 0001209191-19-057429 · doc4.xml · nonDerivative · entry 2

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,653,642

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.005 to $108.11 inclusive.

F2 · ownership.nature: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:07 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
SaleCommon Stock 96,586 $108.08 $10,438,831.37
Disclosure

SEC source: 0001209191-19-057429 · doc4.xml · nonDerivative · entry 1

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,757,056

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.00 to $108.2050, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) and footnote (3).

F2 · ownership.nature: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

Read SEC document
November 14, 2019 Filed Feb 7, 2020 21:05 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
GiftCommon Stock 5,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007472 · doc5.xml · nonDerivative · entry 3

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,109,178

F1 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:17 UTC
BERDING JOHN BDirector · President of Subsidiary
Exercise / conversionStock Option Exercise · Derivative 1,771 $0.00 Strike: $56.44 $0.00
Disclosure

SEC source: 0001209191-19-054885 · doc4.xml · derivative · entry 9

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,229

Underlying: Common Stock · 1,771 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:17 UTC
BERDING JOHN BDirector · President of Subsidiary
Exercise / conversionStock Option Exercise · Derivative 2,272 $0.00 Strike: $44.01 $0.00
Disclosure

SEC source: 0001209191-19-054885 · doc4.xml · derivative · entry 8

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,728

Underlying: Common Stock · 2,272 shares

Expires 2023-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:17 UTC
BERDING JOHN BDirector · President of Subsidiary
Exercise / conversionStock Option Exercise · Derivative 2,623 $0.00 Strike: $38.11 $0.00
Disclosure

SEC source: 0001209191-19-054885 · doc4.xml · derivative · entry 7

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,377

Underlying: Common Stock · 2,623 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:17 UTC
BERDING JOHN BDirector · President of Subsidiary
Exercise / conversionCommon Stock 1,771 $56.44 $99,955.24
Disclosure

SEC source: 0001209191-19-054885 · doc4.xml · nonDerivative · entry 3

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,692.347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:17 UTC
BERDING JOHN BDirector · President of Subsidiary
Exercise / conversionCommon Stock 2,272 $44.01 $99,990.72
Disclosure

SEC source: 0001209191-19-054885 · doc4.xml · nonDerivative · entry 2

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,921.347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:17 UTC
BERDING JOHN BDirector · President of Subsidiary
Exercise / conversionCommon Stock 2,623 $38.11 $99,962.53
Disclosure

SEC source: 0001209191-19-054885 · doc4.xml · nonDerivative · entry 1

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,649.347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2019 Filed Feb 7, 2020 21:05 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
GiftCommon Stock 3,456 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007472 · doc5.xml · nonDerivative · entry 2

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,114,219

F1 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:12 UTC SaleCommon Stock 4,440 $108.09 $479,919.60
Disclosure

SEC source: 0001209191-19-052129 · doc4.xml · nonDerivative · entry 1

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,665.65

F1 · shares: This sale was made pursuant to a 10b5-1 plan.

Read SEC document
September 24, 2019 Filed Sep 25, 2019 20:05 UTC SaleCommon Stock 9,317 $107.11 $997,943.87
Disclosure

SEC source: 0001209191-19-050687 · doc4.xml · nonDerivative · entry 3

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.00 to $107.64, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · ownership.nature: The reporting person will report beneficial ownership of any AFG common stock held by the charitable remainder trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2019 Filed Sep 25, 2019 20:05 UTC GiftCommon Stock 9,317 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050687 · doc4.xml · nonDerivative · entry 2

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,317

F1 · ownership.nature: On September 23, 2019, the reporting person contributed 9,317 shares of American Financial Group, Inc. ("AFG") common stock to a charitable remainder trust of which the reporting person is the trustee and of which the reporting person is a beneficiary. The reporting person will report beneficial ownership of all of the AFG common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2019 Filed Sep 25, 2019 20:05 UTC GiftCommon Stock 9,317 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050687 · doc4.xml · nonDerivative · entry 1

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,105.65

Read SEC document
September 18, 2019 Filed Sep 20, 2019 19:35 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
SaleCommon Stock 15,000 $108.64 $1,629,604.50
Disclosure

SEC source: 0001209191-19-050301 · doc4.xml · nonDerivative · entry 1

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,119,927

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.40 to $108.92, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (2).

F2 · ownership.nature: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
September 17, 2019 Filed Feb 7, 2020 21:05 UTC
LINDNER S CRAIGDirector · Co-CEO & Co-President
GiftCommon Stock 2,252 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007472 · doc5.xml · nonDerivative · entry 1

LINDNER S CRAIG · CIK 0000942061 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · #1

Disclosed balance after: 3,117,675

F1 · ownership.nature: Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:08 UTC
BERDING JOHN BDirector · President of Subsidiary
SaleCommon Stock 3,691 $106.11 $391,654.59
Disclosure

SEC source: 0001209191-19-049469 · doc4.xml · nonDerivative · entry 1

BERDING JOHN B · CIK 0001196316 · Director · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,026.347

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.08 to $106.149, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:05 UTC
Gillis Michelle ASenior Vice President
Exercise / conversionStock Option Exercise · Derivative 2,053 $0.00 Strike: $37.60 $0.00
Disclosure

SEC source: 0001209191-19-049468 · doc4.xml · derivative · entry 14

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 947

Underlying: Common · 2,053 shares

Expires 2022-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:05 UTC
Gillis Michelle ASenior Vice President
Exercise / conversionStock Option Exercise · Derivative 2,139 $0.00 Strike: $38.11 $0.00
Disclosure

SEC source: 0001209191-19-049468 · doc4.xml · derivative · entry 13

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,861

Underlying: Common · 2,139 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:05 UTC
Gillis Michelle ASenior Vice President
Exercise / conversionStock Option Exercise · Derivative 757 $0.00 Strike: $34.34 $0.00
Disclosure

SEC source: 0001209191-19-049468 · doc4.xml · derivative · entry 12

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,240

Underlying: Common · 757 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:05 UTC
Gillis Michelle ASenior Vice President
SaleCommon Stock 897 $105.00 $94,185.00
Disclosure

SEC source: 0001209191-19-049468 · doc4.xml · nonDerivative · entry 8

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,778.38

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:05 UTC
Gillis Michelle ASenior Vice President
SaleCommon Stock 4,192 $105.00 $440,160.00
Disclosure

SEC source: 0001209191-19-049468 · doc4.xml · nonDerivative · entry 7

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,675.38

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:05 UTC
Gillis Michelle ASenior Vice President
Exercise / conversionCommon Stock 2,053 $37.60 $77,192.80
Disclosure

SEC source: 0001209191-19-049468 · doc4.xml · nonDerivative · entry 6

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,867.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:05 UTC
Gillis Michelle ASenior Vice President
Exercise / conversionCommon Stock 2,139 $38.11 $81,517.29
Disclosure

SEC source: 0001209191-19-049468 · doc4.xml · nonDerivative · entry 5

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,814.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:05 UTC
Gillis Michelle ASenior Vice President
SaleCommon Stock 757 $105.00 $79,485.00
Disclosure

SEC source: 0001209191-19-049468 · doc4.xml · nonDerivative · entry 4

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,675.38

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:05 UTC
Gillis Michelle ASenior Vice President
Exercise / conversionCommon Stock 757 $34.34 $25,995.38
Disclosure

SEC source: 0001209191-19-049468 · doc4.xml · nonDerivative · entry 3

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,432.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Feb 11, 2020 21:10 UTC GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008282 · doc5.xml · nonDerivative · entry 1

JOSEPH GREGORY G · CIK 0001223369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,923

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September 11, 2019 Filed Sep 13, 2019 20:05 UTC
Gillis Michelle ASenior Vice President
Exercise / conversionStock Option Exercise · Derivative 3 $0.00 Strike: $34.34 $0.00
Disclosure

SEC source: 0001209191-19-049468 · doc4.xml · derivative · entry 11

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,997

Underlying: Common · 3 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

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September 11, 2019 Filed Sep 13, 2019 20:05 UTC
Gillis Michelle ASenior Vice President
SaleCommon Stock 3 $105.00 $315.00
Disclosure

SEC source: 0001209191-19-049468 · doc4.xml · nonDerivative · entry 2

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,675.38

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September 11, 2019 Filed Sep 13, 2019 20:05 UTC
Gillis Michelle ASenior Vice President
Exercise / conversionCommon Stock 3 $34.34 $103.02
Disclosure

SEC source: 0001209191-19-049468 · doc4.xml · nonDerivative · entry 1

Gillis Michelle A · CIK 0001572137 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,678.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 10, 2019 Filed Sep 12, 2019 20:05 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
Exercise / conversionStock Option Exercise · Derivative 50,000 $0.00 Strike: $38.11 $0.00
Disclosure

SEC source: 0001209191-19-049288 · doc4.xml · derivative · entry 7

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 50,000 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

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September 10, 2019 Filed Sep 12, 2019 20:05 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
SaleCommon Stock 50,000 $104.11 $5,205,540.00
Disclosure

SEC source: 0001209191-19-049288 · doc4.xml · nonDerivative · entry 3

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,853,642

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.00 to $104.59 inclusive.

F2 · ownership.nature: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

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September 10, 2019 Filed Sep 12, 2019 20:05 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
Exercise / conversionCommon Stock 50,000 $38.11 $1,905,500.00
Disclosure

SEC source: 0001209191-19-049288 · doc4.xml · nonDerivative · entry 2

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,903,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

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September 10, 2019 Filed Sep 12, 2019 20:05 UTC
LINDNER CARL H IIIDirector · Co-CEO & Co-President
SaleCommon Stock 67,000 $104.11 $6,975,423.60
Disclosure

SEC source: 0001209191-19-049288 · doc4.xml · nonDerivative · entry 1

LINDNER CARL H III · CIK 0000942082 · Director · Co-CEO & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,853,642

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.00 to $104.59, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) and footnote (3).

F2 · ownership.nature: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.

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September 04, 2019 Filed Feb 11, 2020 21:24 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008308 · doc5.xml · nonDerivative · entry 1

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,161.97

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August 30, 2019 Filed Sep 3, 2019 20:07 UTC SaleCommon Stock 2,365 $101.27 $239,493.14
Disclosure

SEC source: 0001209191-19-047941 · doc4.xml · nonDerivative · entry 1

EVANS JAMES E · CIK 0001185852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,422.65

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.22 to $101.32, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.