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AFB

ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND

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8874
SEC CIK
0001162027
Parsed reports
87

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2026 Filed May 27, 2026 14:49 UTC
GERKEN R JAYDirector
PurchaseCommon Stock 2,500 $10.96 $27,387.50
Disclosure

SEC source: 0000919574-26-003710 · ownership.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
April 21, 2026 Filed Apr 22, 2026 15:53 UTC SaleCommon Stock 13,500 $10.96 $147,960.00
Disclosure

SEC source: 0000919574-26-002334 · ownership.xml · nonDerivative · entry 1

MOODY GARRY L · CIK 0001426235 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 06, 2025 Filed Nov 10, 2025 15:14 UTC SaleCommon Stock 19,623 $10.91 $214,086.93
Disclosure

SEC source: 0001510281-25-000563 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,869,239

Read SEC document
November 05, 2025 Filed Nov 6, 2025 17:40 UTC SaleCommon Stock 22,247 $10.99 $244,494.53
Disclosure

SEC source: 0001510281-25-000561 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,888,862

Read SEC document
November 04, 2025 Filed Nov 6, 2025 17:40 UTC SaleCommon Stock 30,873 $11.01 $339,911.73
Disclosure

SEC source: 0001510281-25-000561 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,911,109

Read SEC document
November 03, 2025 Filed Nov 4, 2025 21:37 UTC SaleCommon Stock 684 $11.01 $7,530.84
Disclosure

SEC source: 0001510281-25-000555 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,941,982

Read SEC document
October 31, 2025 Filed Oct 31, 2025 20:06 UTC PurchaseCommon Stock 4,500 $11.06 $49,787.10
Disclosure

SEC source: 0000919574-25-006381 · ownership.xml · nonDerivative · entry 2

MOODY GARRY L · CIK 0001426235 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,500

Read SEC document
October 31, 2025 Filed Oct 31, 2025 20:06 UTC PurchaseCommon Stock 9,000 $11.08 $99,720.00
Disclosure

SEC source: 0000919574-25-006381 · ownership.xml · nonDerivative · entry 1

MOODY GARRY L · CIK 0001426235 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Read SEC document
October 29, 2025 Filed Oct 30, 2025 20:32 UTC SaleCommon Stock 7,693 $11.00 $84,623.00
Disclosure

SEC source: 0001510281-25-000542 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,942,666

Read SEC document
October 27, 2025 Filed Oct 28, 2025 17:35 UTC SaleCommon Stock 25,686 $10.99 $282,289.14
Disclosure

SEC source: 0001510281-25-000534 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,950,359

Read SEC document
October 27, 2025 Filed Oct 29, 2025 19:45 UTC Other2018 Variable Rate MuniFund Term Preferred Shares 3,531 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-256248 · ownership.xml · nonDerivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · kind: The 3,531 preferred shares reported as disposed of in Table I represent 2018 Variable Rate MuniFund Term Preferred Shares (the "Preferred Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Preferred Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $25,068.69428 per share (which includes a liquidation preference of $25,000.00 per share and accrued dividends of $68.69428 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · kind: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F1 · price: The 3,531 preferred shares reported as disposed of in Table I represent 2018 Variable Rate MuniFund Term Preferred Shares (the "Preferred Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Preferred Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $25,068.69428 per share (which includes a liquidation preference of $25,000.00 per share and accrued dividends of $68.69428 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F1 · acquired: The 3,531 preferred shares reported as disposed of in Table I represent 2018 Variable Rate MuniFund Term Preferred Shares (the "Preferred Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Preferred Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $25,068.69428 per share (which includes a liquidation preference of $25,000.00 per share and accrued dividends of $68.69428 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · ownership.nature: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Read SEC document
October 24, 2025 Filed Oct 27, 2025 23:01 UTC SaleCommon Stock 19,800 $11.01 $217,998.00
Disclosure

SEC source: 0001510281-25-000528 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,976,045

Read SEC document
October 23, 2025 Filed Oct 27, 2025 23:01 UTC SaleCommon Stock 21,442 $10.96 $235,004.32
Disclosure

SEC source: 0001510281-25-000528 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,995,845

Read SEC document
October 22, 2025 Filed Oct 23, 2025 16:35 UTC SaleCommon Stock 1,955 $11.03 $21,563.65
Disclosure

SEC source: 0001510281-25-000522 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,017,287

Read SEC document
October 09, 2025 Filed Oct 14, 2025 16:29 UTC SaleCommon Stock 2,509 $10.90 $27,348.10
Disclosure

SEC source: 0001510281-25-000512 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,019,242

Read SEC document
October 01, 2025 Filed Oct 2, 2025 14:25 UTC SaleCommon Stock 59,548 $10.94 $651,455.12
Disclosure

SEC source: 0001510281-25-000503 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,021,751

Read SEC document
September 22, 2025 Filed Sep 23, 2025 18:04 UTC SaleCommon Stock 1,900 $10.92 $20,748.00
Disclosure

SEC source: 0001510281-25-000499 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,081,299

Read SEC document
September 19, 2025 Filed Sep 23, 2025 18:04 UTC SaleCommon Stock 4,244 $10.91 $46,302.04
Disclosure

SEC source: 0001510281-25-000499 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,083,199

Read SEC document
September 17, 2025 Filed Sep 19, 2025 20:54 UTC SaleCommon Stock 22,486 $10.94 $245,996.84
Disclosure

SEC source: 0001510281-25-000493 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,087,443

Read SEC document
September 08, 2025 Filed Sep 9, 2025 19:24 UTC SaleCommon Stock 4,100 $10.65 $43,665.00
Disclosure

SEC source: 0001510281-25-000464 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,109,929

Read SEC document
September 02, 2025 Filed Sep 4, 2025 14:54 UTC SaleCommon Stock 7,873 $10.36 $81,564.28
Disclosure

SEC source: 0001510281-25-000450 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,114,029

Read SEC document
August 29, 2025 Filed Sep 2, 2025 18:46 UTC SaleCommon Stock 515 $10.39 $5,350.85
Disclosure

SEC source: 0001510281-25-000437 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,121,902

Read SEC document
August 28, 2025 Filed Sep 2, 2025 18:46 UTC SaleCommon Stock 6,214 $10.42 $64,749.88
Disclosure

SEC source: 0001510281-25-000437 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,122,417

Read SEC document
August 27, 2025 Filed Sep 2, 2025 18:46 UTC SaleCommon Stock 20,389 $10.37 $211,433.93
Disclosure

SEC source: 0001510281-25-000437 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,128,631

Read SEC document
June 24, 2024 Filed Jun 25, 2024 21:45 UTC PurchaseCommon Stock 34,874 $11.05 $385,357.70
Disclosure

SEC source: 0001510281-24-000339 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,149,020

Read SEC document
June 07, 2024 Filed Jun 10, 2024 14:17 UTC PurchaseCommon Stock 6,099 $10.82 $65,991.18
Disclosure

SEC source: 0001510281-24-000324 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,114,146

Read SEC document
June 07, 2024 Filed Jun 11, 2024 01:22 UTC
BOFA SECURITIES, INC.Bank of America Subsidiary.
PurchaseCommon Stock 1,600 $10.87 $17,392.00
Disclosure

SEC source: 0001140361-24-029626 · form4.xml · nonDerivative · entry 3

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Banc of America Preferred Funding Corp · CIK 0001565450 · 10% owner

BOFA SECURITIES, INC. · CIK 0001675365 · Bank of America Subsidiary.

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F2 · ownership.nature: This statement is jointly filed by Bank of America Corporation, BAPFC and BofA Securities Inc. Each reporting person is currently analyzing additional trading activity and expect to file another Form 4 as promptly as reasonably practicable once that analysis is complete.

F4 · ownership.nature: Bank of America Corporation held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary BofA Securities Inc.

F5 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:22 UTC
BOFA SECURITIES, INC.Bank of America Subsidiary.
SaleCommon Stock 1,600 $10.89 $17,424.00
Disclosure

SEC source: 0001140361-24-029626 · form4.xml · nonDerivative · entry 2

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Banc of America Preferred Funding Corp · CIK 0001565450 · 10% owner

BOFA SECURITIES, INC. · CIK 0001675365 · Bank of America Subsidiary.

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F2 · ownership.nature: This statement is jointly filed by Bank of America Corporation, BAPFC and BofA Securities Inc. Each reporting person is currently analyzing additional trading activity and expect to file another Form 4 as promptly as reasonably practicable once that analysis is complete.

F4 · ownership.nature: Bank of America Corporation held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary BofA Securities Inc.

F5 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 01:22 UTC
BOFA SECURITIES, INC.Bank of America Subsidiary.
OtherVariable Rate Muni Term Preferred Shares 5,754 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-029626 · form4.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Banc of America Preferred Funding Corp · CIK 0001565450 · 10% owner

BOFA SECURITIES, INC. · CIK 0001675365 · Bank of America Subsidiary.

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · security: The 5,754 2019 VMTPS Variable Rate Muni Term Preferred Shares ("VMTP Shares") (CUSIP No. 46132H601) reported as disposed of in Table I represent shares that were beneficially owned by Banc of America Preferred Funding Corporation ("BAPFC"). The 5,754 VMTP Shares held by BAPFC were redeemed by the Issuer on June 06, 2024, as described in the Notice of Intention to Redeem Securities, N-23C-2, filed by AllianceBernstein National Municipal Income Fund. Inc with the SEC on May 15, 2024, for a redemption price of $25,014.5833003128259 per share (which includes a liquidation preference of $25,000.00 per share and final accumulated but unpaid dividends of $14.5833003128259 per share). BAPFC is a wholly owned subsidiary of Bank of America Corporation.

F1 · kind: The 5,754 2019 VMTPS Variable Rate Muni Term Preferred Shares ("VMTP Shares") (CUSIP No. 46132H601) reported as disposed of in Table I represent shares that were beneficially owned by Banc of America Preferred Funding Corporation ("BAPFC"). The 5,754 VMTP Shares held by BAPFC were redeemed by the Issuer on June 06, 2024, as described in the Notice of Intention to Redeem Securities, N-23C-2, filed by AllianceBernstein National Municipal Income Fund. Inc with the SEC on May 15, 2024, for a redemption price of $25,014.5833003128259 per share (which includes a liquidation preference of $25,000.00 per share and final accumulated but unpaid dividends of $14.5833003128259 per share). BAPFC is a wholly owned subsidiary of Bank of America Corporation.

F1 · shares: The 5,754 2019 VMTPS Variable Rate Muni Term Preferred Shares ("VMTP Shares") (CUSIP No. 46132H601) reported as disposed of in Table I represent shares that were beneficially owned by Banc of America Preferred Funding Corporation ("BAPFC"). The 5,754 VMTP Shares held by BAPFC were redeemed by the Issuer on June 06, 2024, as described in the Notice of Intention to Redeem Securities, N-23C-2, filed by AllianceBernstein National Municipal Income Fund. Inc with the SEC on May 15, 2024, for a redemption price of $25,014.5833003128259 per share (which includes a liquidation preference of $25,000.00 per share and final accumulated but unpaid dividends of $14.5833003128259 per share). BAPFC is a wholly owned subsidiary of Bank of America Corporation.

F1 · price: The 5,754 2019 VMTPS Variable Rate Muni Term Preferred Shares ("VMTP Shares") (CUSIP No. 46132H601) reported as disposed of in Table I represent shares that were beneficially owned by Banc of America Preferred Funding Corporation ("BAPFC"). The 5,754 VMTP Shares held by BAPFC were redeemed by the Issuer on June 06, 2024, as described in the Notice of Intention to Redeem Securities, N-23C-2, filed by AllianceBernstein National Municipal Income Fund. Inc with the SEC on May 15, 2024, for a redemption price of $25,014.5833003128259 per share (which includes a liquidation preference of $25,000.00 per share and final accumulated but unpaid dividends of $14.5833003128259 per share). BAPFC is a wholly owned subsidiary of Bank of America Corporation.

F2 · ownership.nature: This statement is jointly filed by Bank of America Corporation, BAPFC and BofA Securities Inc. Each reporting person is currently analyzing additional trading activity and expect to file another Form 4 as promptly as reasonably practicable once that analysis is complete.

F3 · ownership.nature: Bank of America Corporation held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary BAPFC.

F5 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Read SEC document
May 29, 2024 Filed May 31, 2024 19:04 UTC PurchaseCommon Stock 7,151 $10.75 $76,873.25
Disclosure

SEC source: 0001510281-24-000311 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,108,047

Read SEC document
May 23, 2024 Filed May 23, 2024 23:39 UTC PurchaseCommon Stock 14,379 $10.84 $155,868.36
Disclosure

SEC source: 0001510281-24-000306 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,100,896

Read SEC document
May 21, 2024 Filed May 23, 2024 23:39 UTC PurchaseCommon Stock 46,903 $10.90 $511,242.70
Disclosure

SEC source: 0001510281-24-000306 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,086,517

Read SEC document
May 20, 2024 Filed May 21, 2024 18:17 UTC PurchaseCommon Stock 67,460 $10.90 $735,314.00
Disclosure

SEC source: 0001510281-24-000305 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 3,039,614

Read SEC document
May 16, 2024 Filed May 17, 2024 16:32 UTC PurchaseCommon Stock 43,712 $10.91 $476,897.92
Disclosure

SEC source: 0001510281-24-000296 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,972,154

Read SEC document
May 15, 2024 Filed May 17, 2024 16:32 UTC PurchaseCommon Stock 11,181 $10.92 $122,096.52
Disclosure

SEC source: 0001510281-24-000296 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 2,928,442

Read SEC document
September 07, 2023 Filed Sep 18, 2023 19:35 UTC OtherVariable Rate MuniFund Term Preferred Shares 3,531 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-044337 · form4.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Banc of America Preferred Funding Corp · CIK 0001565450 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 5,754

F1 · kind: The variable rate munifund term preferred shares (the "VMTP Shares") shown reported as disposed of in Table I represent VMTP Shares (Series 2018) of the Issuer (CUSIP No. 01864U502) that were beneficially owned by Banc of America Preferred Funding Corporation ("PFC"). The VMTP Shares (Series 2018) were disposed of as a result of a transfer coordinated by the Issuer to a subsequent owner who is unaffiliated with PFC for a purchase price equal to $25,042.38356 per share (which includes a liquidation preference of $25,000 per share and accrued dividends of $42.383563 per share). PFC also owns 5,754 VMTP Shares (Series 2019) previously acquired and reported on prior to the date of this filing (CUSIP No. 01864U601). PFC is a wholly owned subsidiary of Bank of America Corporation.

F2 · kind: This statement is jointly filed by BAC and PFC. BAC held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC.

F1 · price: The variable rate munifund term preferred shares (the "VMTP Shares") shown reported as disposed of in Table I represent VMTP Shares (Series 2018) of the Issuer (CUSIP No. 01864U502) that were beneficially owned by Banc of America Preferred Funding Corporation ("PFC"). The VMTP Shares (Series 2018) were disposed of as a result of a transfer coordinated by the Issuer to a subsequent owner who is unaffiliated with PFC for a purchase price equal to $25,042.38356 per share (which includes a liquidation preference of $25,000 per share and accrued dividends of $42.383563 per share). PFC also owns 5,754 VMTP Shares (Series 2019) previously acquired and reported on prior to the date of this filing (CUSIP No. 01864U601). PFC is a wholly owned subsidiary of Bank of America Corporation.

F1 · acquired: The variable rate munifund term preferred shares (the "VMTP Shares") shown reported as disposed of in Table I represent VMTP Shares (Series 2018) of the Issuer (CUSIP No. 01864U502) that were beneficially owned by Banc of America Preferred Funding Corporation ("PFC"). The VMTP Shares (Series 2018) were disposed of as a result of a transfer coordinated by the Issuer to a subsequent owner who is unaffiliated with PFC for a purchase price equal to $25,042.38356 per share (which includes a liquidation preference of $25,000 per share and accrued dividends of $42.383563 per share). PFC also owns 5,754 VMTP Shares (Series 2019) previously acquired and reported on prior to the date of this filing (CUSIP No. 01864U601). PFC is a wholly owned subsidiary of Bank of America Corporation.

F2 · ownership.nature: This statement is jointly filed by BAC and PFC. BAC held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of PFC.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

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April 12, 2022 Filed Apr 12, 2022 18:21 UTC SaleCommon Stock 4,655 $11.98 $55,766.90
Disclosure

SEC source: 0000919574-22-002696 · ownership.xml · nonDerivative · entry 1

MOODY GARRY L · CIK 0001426235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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September 29, 2021 Filed Sep 30, 2021 17:26 UTC PurchaseCommon Stock 771 $14.85 $11,449.35
Disclosure

SEC source: 0000919574-21-006017 · ownership.xml · nonDerivative · entry 5

TURNER MARSHALL C · CIK 0001219142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,771

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September 29, 2021 Filed Sep 30, 2021 17:26 UTC PurchaseCommon Stock 1,000 $14.91 $14,910.00
Disclosure

SEC source: 0000919574-21-006017 · ownership.xml · nonDerivative · entry 4

TURNER MARSHALL C · CIK 0001219142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

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September 29, 2021 Filed Sep 30, 2021 17:26 UTC PurchaseCommon Stock 1,000 $14.90 $14,903.20
Disclosure

SEC source: 0000919574-21-006017 · ownership.xml · nonDerivative · entry 3

TURNER MARSHALL C · CIK 0001219142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

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September 28, 2021 Filed Sep 30, 2021 17:26 UTC PurchaseCommon Stock 1,000 $14.89 $14,890.00
Disclosure

SEC source: 0000919574-21-006017 · ownership.xml · nonDerivative · entry 2

TURNER MARSHALL C · CIK 0001219142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

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September 28, 2021 Filed Sep 30, 2021 17:26 UTC PurchaseCommon Stock 1,000 $14.91 $14,910.00
Disclosure

SEC source: 0000919574-21-006017 · ownership.xml · nonDerivative · entry 1

TURNER MARSHALL C · CIK 0001219142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

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August 10, 2021 Filed Aug 12, 2021 17:47 UTC PurchaseCommon Stock 2,000 $14.98 $29,966.00
Disclosure

SEC source: 0000919574-21-004999 · ownership.xml · nonDerivative · entry 1

TURNER MARSHALL C · CIK 0001219142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

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March 18, 2021 Filed Mar 19, 2021 20:40 UTC PurchaseCommon Stock 1,150 $14.24 $16,376.00
Disclosure

SEC source: 0000919574-21-002556 · ownership.xml · nonDerivative · entry 1

Loeb Jeanette W · CIK 0001527403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

F1 · price: This constitutes the weighted average purchase price. The prices range from $14.24 to $14.25. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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October 23, 2020 Filed Oct 26, 2020 19:31 UTC SaleCommon Stock 100 $13.60 $1,359.50
Disclosure

SEC source: 0000919574-20-006538 · ownership.xml · nonDerivative · entry 3

McMullen Carol · CIK 0001681254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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October 23, 2020 Filed Oct 26, 2020 19:31 UTC SaleCommon Stock 300 $13.59 $4,077.00
Disclosure

SEC source: 0000919574-20-006538 · ownership.xml · nonDerivative · entry 2

McMullen Carol · CIK 0001681254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

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October 23, 2020 Filed Oct 26, 2020 19:31 UTC SaleCommon Stock 1,528 $13.60 $20,774.08
Disclosure

SEC source: 0000919574-20-006538 · ownership.xml · nonDerivative · entry 1

McMullen Carol · CIK 0001681254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

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May 28, 2020 Filed May 29, 2020 14:58 UTC SaleCommon Stock 4,655 $13.16 $61,259.80
Disclosure

SEC source: 0000919574-20-003858 · ownership.xml · nonDerivative · entry 1

MOODY GARRY L · CIK 0001426235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,655

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September 09, 2019 Filed Dec 13, 2024 21:33 UTC SaleCommon Stock 105 $13.81 $1,450.05
Disclosure

SEC source: 0001140361-24-049522 · form4.xml · nonDerivative · entry 30

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BOFA SECURITIES, INC. · CIK 0001675365 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · security: This statement is jointly filed by Bank of America Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch"), and BofA Securities, Inc ("BofA Securities") (collectively, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries Merrill Lynch and BofA Securities. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose.

F2 · security: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · security: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.

F1 · ownership.nature: This statement is jointly filed by Bank of America Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch"), and BofA Securities, Inc ("BofA Securities") (collectively, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries Merrill Lynch and BofA Securities. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose.

F2 · ownership.nature: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · ownership.nature: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.

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September 09, 2019 Filed Dec 13, 2024 21:33 UTC SaleCommon Stock 7 $13.81 $96.67
Disclosure

SEC source: 0001140361-24-049522 · form4.xml · nonDerivative · entry 29

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BOFA SECURITIES, INC. · CIK 0001675365 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 105

F1 · security: This statement is jointly filed by Bank of America Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch"), and BofA Securities, Inc ("BofA Securities") (collectively, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries Merrill Lynch and BofA Securities. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose.

F2 · security: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · security: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.

F1 · ownership.nature: This statement is jointly filed by Bank of America Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch"), and BofA Securities, Inc ("BofA Securities") (collectively, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries Merrill Lynch and BofA Securities. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose.

F2 · ownership.nature: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · ownership.nature: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.