AEYE

SEC source: 0001415889-22-008130 · form4-08022022_020812.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,756

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-22-007321 · form4-07052022_010734.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,621

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $21,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-22-007317 · form4-07052022_010752.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,366

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $13,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-22-007324 · form4-07052022_010711.xml · nonDerivative · entry 1

Lehmann Marc · CIK 0001498168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,351

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $10,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-22-007319 · form4-07052022_010744.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,865

SEC source: 0001415889-22-007319 · form4-07052022_010744.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,576

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-22-006907 · form4-06232022_040658.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,416

F1 · shares: Represents shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0001415889-22-006043 · form4-06022022_040625.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,179

SEC source: 0001415889-22-006043 · form4-06022022_040625.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,142

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-22-005597 · form4-05242022_010537.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,276

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-22-005595 · form4-05242022_010550.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,676

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-22-005598 · form4-05242022_010501.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892,223

F1 · shares: Represents restricted stock units granted under the AudioEye, Inc. 2020 Equity Incentive Plan, which vest as follows: 111,706 RSUs will vest on each of January 20, 2023, January 20, 2024 and January 20, 2025, and the remaining 64,882 RSUs will vest on August 20, 2025.

F2 · balance_after: Reflects the cancellation of 50,000 performance-based restricted stock units that were originally reported on a Form 4 filed on March 12, 2021.

SEC source: 0001415889-22-005596 · form4-05242022_010523.xml · nonDerivative · entry 1

Lehmann Marc · CIK 0001498168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,282

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-22-009491 · form4-09092022_010953.xml · nonDerivative · entry 1

Varacalli Dominic Peter · CIK 0001822302 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,799

F1 · shares: Represents shares withheld to cover withholding taxes associated with the vesting of 6,667 restricted stock units.

SEC source: 0001415889-22-004590 · form4-05042022_010531.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,895

SEC source: 0001415889-22-004590 · form4-05042022_010531.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,545

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-22-003749 · form4-04042022_020452.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,772

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $21,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-22-003748 · form4-04042022_020400.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,673

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $13,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-22-003747 · form4-04042022_020432.xml · nonDerivative · entry 1

Lehmann Marc · CIK 0001498168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,279

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $10,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-22-003714 · form4-04042022_010458.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,354

SEC source: 0001415889-22-003714 · form4-04042022_010458.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,886

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001179110-22-001957 · edgar.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,091

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 1,948 shares reported above.

SEC source: 0001179110-22-001957 · edgar.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,669

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001179110-22-000710 · edgar.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,721

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 1,872 shares reported above.

SEC source: 0001179110-22-000710 · edgar.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,276

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001179110-22-000117 · edgar.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,518

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $21,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001179110-22-000115 · edgar.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,658

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $13,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001179110-22-000116 · edgar.xml · nonDerivative · entry 1

Lehmann Marc · CIK 0001498168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,729

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $10,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001179110-22-000129 · edgar.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,404

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 1,210 shares reported above.

SEC source: 0001179110-22-000129 · edgar.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,794

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001179110-21-011187 · edgar.xml · derivative · entry 2

HUNDLEY CHRISTOPHER · CIK 0001884309 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,446

Underlying: Common Stock · 6,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of AudioEye Inc. common stock.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of AudioEye Inc. common stock.

F2 · derivative.exercise_date: 6,110 of the PSUs vested on December 19, 2021, and the remainder of the PSUs will be earned and vest, if at all, as follows: (i) 7,852 based on satisfaction of performance conditions for 2022, (ii) 7,852 based on satisfaction of performance conditions for 2023, and (iii) 1,742 based on the satisfaction of performance conditions for 2024, in each case subject to the reporting person's continued service through the applicable vesting date.

F2 · derivative.expiration_date: 6,110 of the PSUs vested on December 19, 2021, and the remainder of the PSUs will be earned and vest, if at all, as follows: (i) 7,852 based on satisfaction of performance conditions for 2022, (ii) 7,852 based on satisfaction of performance conditions for 2023, and (iii) 1,742 based on the satisfaction of performance conditions for 2024, in each case subject to the reporting person's continued service through the applicable vesting date.

SEC source: 0001179110-21-011187 · edgar.xml · nonDerivative · entry 1

HUNDLEY CHRISTOPHER · CIK 0001884309 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of AudioEye Inc. common stock.

SEC source: 0001179110-21-011186 · edgar.xml · nonDerivative · entry 2

Varacalli Dominic Peter · CIK 0001822302 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,921

F2 · shares: Represents shares withheld to cover withholding taxes associated with the vesting of 8,863 performance stock units.

SEC source: 0001179110-21-011186 · edgar.xml · nonDerivative · entry 1

Varacalli Dominic Peter · CIK 0001822302 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,008

F1 · shares: Represents the vesting of 8,863 shares related to performance stock units previously granted to the reporting person.

SEC source: 0001179110-21-011138 · edgar.xml · derivative · entry 4

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · CSB IV US Holdings LLC

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires 2021-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.

SEC source: 0001179110-21-011138 · edgar.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · CSB IV US Holdings LLC

Disclosed balance after: 432,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.

SEC source: 0001179110-21-010509 · edgar.xml · nonDerivative · entry 3

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,857,589

F4 · price: Reflects the weighted average price of 17,520 shares of common stock of AudioEye, Inc. purchased in multiple transactions on December 2, 2021 with purchase prices ranging from $7.53 to $7.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001179110-21-010509 · edgar.xml · nonDerivative · entry 2

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,840,069

F3 · price: Reflects the weighted average price of 22,800 shares of common stock of AudioEye, Inc. purchased in multiple transactions on December 1, 2021 with purchase prices ranging from $7.98 to $8.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001179110-21-010509 · edgar.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,817,269

F1 · price: Reflects the weighted average price of 9,038 shares of common stock of AudioEye, Inc. purchased in multiple transactions on November 30, 2021 with purchase prices ranging from $7.50 to $7.86 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001179110-21-010510 · edgar.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,194

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 1,324 shares reported above.

SEC source: 0001179110-21-010510 · edgar.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,516

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001179110-21-010247 · edgar.xml · nonDerivative · entry 1

HUNDLEY CHRISTOPHER · CIK 0001884309 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,056

F1 · price: Reflects the weighted average price of 2,300 shares of common stock of AudioEye Inc. purchased by the reporting person in multiple transactions on November 16, 2021 with purchase prices ranging from $8.94 to $8.9899 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001179110-21-009771 · edgar.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,192

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 1,108 shares reported above.

SEC source: 0001179110-21-009771 · edgar.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,462

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001179110-21-009158 · edgar.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,618

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $21,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001179110-21-009156 · edgar.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,863

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $13,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001179110-21-009157 · edgar.xml · nonDerivative · entry 1

Lehmann Marc · CIK 0001498168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,348

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $10,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001179110-21-009159 · edgar.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,354

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 1,010 shares reported above.

SEC source: 0001179110-21-009159 · edgar.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,600

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001179110-21-008723 · edgar.xml · nonDerivative · entry 1

Varacalli Dominic Peter · CIK 0001822302 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,145

F1 · shares: Represents shares withheld to cover withholding taxes associated with the vesting of 5,000 restricted stock units.