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Nasdaq · USD

AEYE

AUDIOEYE INC

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Tapewire entity
6844
SEC CIK
0001362190
Parsed reports
306

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2018 Filed Dec 31, 2018 22:35 UTC
Bettis CarrDirector · Exec Chrmn/Chrmn of the Board · 10% owner
GrantCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-066788 · tv510084_form4.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · kind: The reported transaction constitutes a grant of restricted stock units, which were granted under the Issuer's Stock Incentive Plan, subject to vesting and settlement conditions.

F1 · price: The reported transaction constitutes a grant of restricted stock units, which were granted under the Issuer's Stock Incentive Plan, subject to vesting and settlement conditions.

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December 28, 2018 Filed Dec 31, 2018 22:35 UTC
Bettis CarrDirector · Exec Chrmn/Chrmn of the Board · 10% owner
Exercise / conversionWarrants (right to buy) · Derivative 10,000 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001144204-18-066788 · tv510084_form4.xml · derivative · entry 7

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.expiration_date: On December 28, 2018, AudioEye, Inc. issued 10,000 shares of common stock to Dr. Bettis upon the cash exercise of Warrants at an exercise price of $1.025. The option was originally granted on October 26, 2015 with an extended expiration date to December 31, 2018.

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December 28, 2018 Filed Dec 31, 2018 22:35 UTC
Bettis CarrDirector · Exec Chrmn/Chrmn of the Board · 10% owner
Exercise / conversionStock Options (right to buy) · Derivative 20,000 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001144204-18-066788 · tv510084_form4.xml · derivative · entry 6

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: On December 28, 2018, AudioEye, Inc. issued 20,000 shares of common stock to Dr. Bettis upon the cash exercise of Stock Options at an exercise price of $1.025. The option was originally granted on October 26, 2015 with an extended expiration date to December 31, 2018.

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December 28, 2018 Filed Dec 31, 2018 22:35 UTC
Bettis CarrDirector · Exec Chrmn/Chrmn of the Board · 10% owner
Exercise / conversionCommon Stock 30,000 $1.03 $30,750.00
Disclosure

SEC source: 0001144204-18-066788 · tv510084_form4.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · Exec Chrmn/Chrmn of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 29, 2018 Filed Dec 31, 2018 22:43 UTC OtherCommon Stock 13,384 $3.75 $50,190.00
Disclosure

SEC source: 0001144204-18-066790 · tv510087_form4.xml · nonDerivative · entry 2

ZYNGIER ALEXANDRE · CIK 0001679876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Equity Trust Custodian, FBO Alexandre Zyngier IRA

Disclosed balance after: 63,430

F4 · kind: As previously disclosed, investors in the October 2015 transaction had the right, within a three-year period, to purchase an additional note and warrant. The reporting person exercised their right and received 20,000 warrants on the exercise date and 13,384 shares of common stock following maturity of the note.

F2 · ownership.nature: Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA.

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September 26, 2018 Filed Dec 31, 2018 22:43 UTC OtherWarrants (right to buy) · Derivative 20,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001144204-18-066790 · tv510087_form4.xml · derivative · entry 4

ZYNGIER ALEXANDRE · CIK 0001679876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Equity Trust Custodian, FBO Alexandre Zyngier IRA

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2023-09-26

F4 · kind: As previously disclosed, investors in the October 2015 transaction had the right, within a three-year period, to purchase an additional note and warrant. The reporting person exercised their right and received 20,000 warrants on the exercise date and 13,384 shares of common stock following maturity of the note.

F2 · ownership.nature: Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.