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Nasdaq · USD

AEMD

AETHLON MEDICAL INC

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Tapewire entity
8580
SEC CIK
0000882291
Parsed reports
210

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 08, 2026 Filed Oct 14, 2026 01:13 UTC
FRAKES JAMES BDirector · CFO/CEO
GrantCommon Stock 42,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-007822 · ownership.xml · nonDerivative · entry 1

FRAKES JAMES B · CIK 0001185553 · Director · CFO/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,063

F1 · shares: Represents a grant of 42,000 restricted stock units ("RSUs") pursuant to the Issuer's 2020 Equity Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest over the one-year period following October 8, 2026, subject to the Reporting Person's continued service through the applicable vesting dates. Notwithstanding the foregoing, the RSUs will become fully vested upon the closing of the Issuer's proposed merger with North Immunology, Inc.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 21:16 UTC
Shah ChetanDirector
Tax withholdingCommon Stock 2,182 $0.82 $1,789.24
Disclosure

SEC source: 0001683168-26-005226 · ownership.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,840

F1 · shares: The Reporting Person forfeited 2,182 shares of common stock upon conversion of an aggregate 5,454 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 17, 2026.

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June 30, 2026 Filed Jul 1, 2026 21:15 UTC Tax withholdingCommon Stock 2,182 $0.82 $1,789.24
Disclosure

SEC source: 0001683168-26-005225 · ownership.xml · nonDerivative · entry 1

Gikakis Nicolas · CIK 0001982603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,663

F1 · shares: The Reporting Person forfeited 2,182 shares of common stock upon conversion of an aggregate 5,454 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 17, 2026.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 21:15 UTC Tax withholdingCommon Stock 1,091 $0.82 $894.62
Disclosure

SEC source: 0001683168-26-005224 · ownership.xml · nonDerivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,363

F1 · shares: The Reporting Person forfeited 1,091 shares of common stock upon conversion of an aggregate 5,454 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 17, 2026.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 21:00 UTC GrantCommon Stock 21,815 $2.29 $49,956.35
Disclosure

SEC source: 0001683168-26-003114 · ownership.xml · nonDerivative · entry 1

Rossetti Angela · CIK 0001580657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,207

F1 · shares: The Reporting Person was granted RSUs that vest in four equal quarterly installments on each of June 30, 2026, September 30, 2026, December 31, 2026 and March 31, 2027, subject to the Reporting Person's continued service with the Company on each such vesting date.

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April 17, 2026 Filed Apr 21, 2026 21:00 UTC
Shah ChetanDirector
GrantCommon Stock 21,815 $2.29 $49,956.35
Disclosure

SEC source: 0001683168-26-003113 · ownership.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,021

F1 · shares: The Reporting Person was granted RSUs that vest in four equal quarterly installments on each of June 30, 2026, September 30, 2026, December 31, 2026 and March 31, 2027, subject to the Reporting Person's continued service with the Company on each such vesting date.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 21:00 UTC GrantCommon Stock 21,815 $2.29 $49,956.35
Disclosure

SEC source: 0001683168-26-003111 · ownership.xml · nonDerivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,454

F1 · shares: The Reporting Person was granted RSUs that vest in four equal quarterly installments on each of June 30, 2026, September 30, 2026, December 31, 2026 and March 31, 2027, subject to the Reporting Person's continued service with the Company on each such vesting date.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 21:00 UTC GrantCommon Stock 21,815 $2.29 $49,956.35
Disclosure

SEC source: 0001683168-26-003112 · ownership.xml · nonDerivative · entry 1

Gikakis Nicolas · CIK 0001982603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,844

F1 · shares: The Reporting Person was granted RSUs that vest in four equal quarterly installments on each of June 30, 2026, September 30, 2026, December 31, 2026 and March 31, 2027, subject to the Reporting Person's continued service with the Company on each such vesting date.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 23:27 UTC
Shah ChetanDirector
Tax withholdingCommon Stock 178 $2.19 $389.82
Disclosure

SEC source: 0001683168-26-002589 · ownership.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,463

F1 · shares: The Reporting Person forfeited 178 shares of common stock upon conversion of an aggregate 268 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 25, 2025.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 23:27 UTC Tax withholdingCommon Stock 178 $2.19 $389.82
Disclosure

SEC source: 0001683168-26-002588 · ownership.xml · nonDerivative · entry 1

Gikakis Nicolas · CIK 0001982603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,464

F1 · shares: The Reporting Person forfeited 178 shares of common stock upon conversion of an aggregate 268 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 25, 2025.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 23:27 UTC Tax withholdingCommon Stock 89 $2.19 $194.91
Disclosure

SEC source: 0001683168-26-002587 · ownership.xml · nonDerivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,915

F1 · shares: The Reporting Person forfeited 89 shares of common stock upon conversion of an aggregate 357 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 25, 2025.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 23:43 UTC
Shah ChetanDirector
Tax withholdingCommon Stock 179 $2.77 $495.83
Disclosure

SEC source: 0001683168-26-000052 · ownership.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,356

F1 · shares: The Reporting Person forfeited 179 shares of common stock upon conversion of an aggregate 268 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 25, 2025.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 23:42 UTC Tax withholdingCommon Stock 179 $2.77 $495.83
Disclosure

SEC source: 0001683168-26-000051 · ownership.xml · nonDerivative · entry 1

Gikakis Nicolas · CIK 0001982603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,357

F1 · shares: The Reporting Person forfeited 179 shares of common stock upon conversion of an aggregate 268 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 25, 2025.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 23:41 UTC Tax withholdingCommon Stock 89 $2.77 $246.53
Disclosure

SEC source: 0001683168-26-000049 · ownership.xml · nonDerivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,807

F1 · shares: The Reporting Person forfeited 89 shares of common stock upon conversion of an aggregate 357 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 25, 2025.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:15 UTC
Shah ChetanDirector
Tax withholdingCommon Stock 1,786 $0.75 $1,337.71
Disclosure

SEC source: 0001683168-25-007377 · ownership.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,672

F1 · shares: The Reporting Person forfeited 1,786 shares of common stock upon conversion of an aggregate 4,465 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 25, 2025.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:15 UTC Tax withholdingCommon Stock 1,786 $0.75 $1,337.71
Disclosure

SEC source: 0001683168-25-007375 · ownership.xml · nonDerivative · entry 1

Gikakis Nicolas · CIK 0001982603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,683

F1 · shares: The Reporting Person forfeited 1,786 shares of common stock upon conversion of an aggregate 4,465 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 25, 2025.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:15 UTC Tax withholdingCommon Stock 893 $0.75 $668.86
Disclosure

SEC source: 0001683168-25-007376 · ownership.xml · nonDerivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,397

F1 · shares: The Reporting Person forfeited 893 shares of common stock upon conversion of an aggregate 4,465 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 25, 2025.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:03 UTC Tax withholdingCommon Stock 893 $1.20 $1,071.60
Disclosure

SEC source: 0001683168-25-004859 · ownership.xml · nonDerivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,825

F1 · shares: The Reporting Person forfeited 893 shares of common stock upon conversion of an aggregate 4,465 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 25, 2025.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:03 UTC
Shah ChetanDirector
Tax withholdingCommon Stock 1,786 $1.20 $2,143.20
Disclosure

SEC source: 0001683168-25-004857 · ownership.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,993

F1 · shares: The Reporting Person forfeited 1,786 shares of common stock upon conversion of an aggregate 4,465 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 25, 2025.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:03 UTC Tax withholdingCommon Stock 1,786 $1.20 $2,143.20
Disclosure

SEC source: 0001683168-25-004858 · ownership.xml · nonDerivative · entry 1

Gikakis Nicolas · CIK 0001982603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,004

F1 · shares: The Reporting Person forfeited 1,786 shares of common stock upon conversion of an aggregate 4,465 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 25, 2025.

Read SEC document
April 23, 2025 Filed Apr 25, 2025 20:10 UTC GrantCommon Stock 142,857 $0.35 $49,999.95
Disclosure

SEC source: 0001683168-25-002838 · ownership.xml · nonDerivative · entry 1

Gikakis Nicolas · CIK 0001982603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,320

F1 · shares: The Reporting Person was granted RSUs that vest in four equal quarterly installments on each of June 30, 2025, September 30, 2025, December 31, 2025 and March 31, 2026, subject to the Reporting Person's continued service with the Company on each such vesting date.

Read SEC document
April 23, 2025 Filed Apr 25, 2025 20:10 UTC GrantCommon Stock 142,857 $0.35 $49,999.95
Disclosure

SEC source: 0001683168-25-002837 · ownership.xml · nonDerivative · entry 1

Rossetti Angela · CIK 0001580657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,400

F1 · shares: The Reporting Person was granted RSUs that vest in four equal quarterly installments on each of June 30, 2025, September 30, 2025, December 31, 2025 and March 31, 2026, subject to the Reporting Person's continued service with the Company on each such vesting date.

Read SEC document
April 23, 2025 Filed Apr 25, 2025 20:10 UTC GrantCommon Stock 142,857 $0.35 $49,999.95
Disclosure

SEC source: 0001683168-25-002836 · ownership.xml · nonDerivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,741

F1 · shares: The Reporting Person was granted RSUs that vest in four equal quarterly installments on each of June 30, 2025, September 30, 2025, December 31, 2025 and March 31, 2026, subject to the Reporting Person's continued service with the Company on each such vesting date.

Read SEC document
April 23, 2025 Filed Apr 25, 2025 20:10 UTC
Shah ChetanDirector
GrantCommon Stock 142,857 $0.36 $51,142.81
Disclosure

SEC source: 0001683168-25-002835 · ownership.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,233

F1 · shares: The Reporting Person was granted RSUs that vest in four equal quarterly installments on each of June 30, 2025, September 30, 2025, December 31, 2025 and March 31, 2026, subject to the Reporting Person's continued service with the Company on each such vesting date.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 22:03 UTC Tax withholdingCommon Stock 1,645 $0.36 $588.91
Disclosure

SEC source: 0001683168-25-002187 · ownership.xml · nonDerivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,884

F1 · kind: The Reporting Person forfeited 1,645 shares of common stock upon conversion of an aggregate 8,224 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 17, 2023.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 22:03 UTC
Shah ChetanDirector
Tax withholdingCommon Stock 3,289 $0.36 $1,177.46
Disclosure

SEC source: 0001683168-25-002186 · ownership.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,376

F1 · kind: The Reporting Person forfeited 3,289 shares of common stock upon conversion of an aggregate 8,224 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 17, 2023.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 22:03 UTC Tax withholdingCommon Stock 3,289 $0.36 $1,177.46
Disclosure

SEC source: 0001683168-25-002185 · ownership.xml · nonDerivative · entry 1

Gikakis Nicolas · CIK 0001982603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,463

F1 · kind: The Reporting Person forfeited 3,289 shares of common stock upon conversion of an aggregate 8,224 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 17, 2023.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 22:15 UTC Tax withholdingCommon Stock 1,645 $0.86 $1,414.70
Disclosure

SEC source: 0001683168-25-000093 · ownership.xml · nonDerivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,529

F1 · kind: The Reporting Person forfeited 1,645 shares of common stock upon conversion of an aggregate 8,224 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 17, 2024.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 22:15 UTC
Shah ChetanDirector
Tax withholdingCommon Stock 3,289 $0.86 $2,828.54
Disclosure

SEC source: 0001683168-25-000092 · ownership.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,665

F1 · kind: The Reporting Person forfeited 3,289 shares of common stock upon conversion of an aggregate 8,224 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 17, 2024.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 22:15 UTC Tax withholdingCommon Stock 3,289 $0.86 $2,828.54
Disclosure

SEC source: 0001683168-25-000091 · ownership.xml · nonDerivative · entry 1

Gikakis Nicolas · CIK 0001982603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,752

F1 · kind: The Reporting Person forfeited 3,289 shares of common stock upon conversion of an aggregate 8,224 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 17, 2024.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 21:30 UTC Tax withholdingCommon Stock 3,289 $0.47 $1,532.67
Disclosure

SEC source: 0001683168-24-006799 · ownership.xml · nonDerivative · entry 1

Gikakis Nicolas · CIK 0001982603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,041

F1 · kind: The Reporting Person forfeited 3,289 shares of common stock upon conversion of 8,223 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 17, 2024.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 21:30 UTC Tax withholdingCommon Stock 1,645 $0.47 $766.57
Disclosure

SEC source: 0001683168-24-006798 · ownership.xml · nonDerivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,174

F1 · kind: The Reporting Person forfeited 1,645 shares of common stock upon conversion of 8,224 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 17, 2024.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 21:30 UTC
Shah ChetanDirector
Tax withholdingCommon Stock 3,289 $0.47 $1,532.67
Disclosure

SEC source: 0001683168-24-006797 · ownership.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,954

F1 · kind: The Reporting Person forfeited 3,289 shares of common stock upon conversion of 8,224 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on April 17, 2024.

Read SEC document
June 28, 2024 Filed Jul 1, 2024 20:15 UTC
Shah ChetanDirector
Tax withholdingCommon Stock 3,289 $0.50 $1,641.21
Disclosure

SEC source: 0001415889-24-018578 · form4-07012024_040707.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,243

F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/16/24

Read SEC document
June 28, 2024 Filed Jul 1, 2024 20:15 UTC Tax withholdingCommon Stock 5,244 $0.50 $2,616.76
Disclosure

SEC source: 0001415889-24-018577 · form4-07012024_040704.xml · nonDerivative · entry 1

Gikakis Nicolas · CIK 0001982603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,330

F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/16/24

Read SEC document
June 28, 2024 Filed Jul 1, 2024 20:15 UTC Tax withholdingCommon Stock 1,645 $0.50 $820.86
Disclosure

SEC source: 0001415889-24-018576 · form4-07012024_040702.xml · nonDerivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,819

F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/16/24

Read SEC document
April 16, 2024 Filed Apr 17, 2024 21:01 UTC GrantCommon Stock 32,894 $1.52 $49,998.88
Disclosure

SEC source: 0001415889-24-011035 · form4-04172024_090432.xml · nonDerivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,464

F1 · shares: The RSU's vests in four equal quarterly installments on 6/30/24, 9/30/24, 12/31/24 and 3/31/25.

Read SEC document
April 16, 2024 Filed Apr 17, 2024 20:58 UTC GrantCommon Stock 32,894 $1.52 $49,998.88
Disclosure

SEC source: 0001415889-24-011030 · form4-04172024_080447.xml · nonDerivative · entry 1

Rossetti Angela · CIK 0001580657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,543

F1 · shares: The RSU's vests in four equal quarterly installments on 6/30/24, 9/30/24, 12/31/24 and 3/31/25.

Read SEC document
April 16, 2024 Filed Apr 17, 2024 20:57 UTC
Shah ChetanDirector
GrantCommon Stock 32,894 $1.52 $49,998.88
Disclosure

SEC source: 0001415889-24-011028 · form4-04172024_080423.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,532

F1 · shares: The RSU's vests in four equal quarterly installments on 6/30/24, 9/30/24, 12/31/24 and 3/31/25.

Read SEC document
April 16, 2024 Filed Apr 17, 2024 20:56 UTC GrantCommon Stock 32,894 $1.52 $49,998.88
Disclosure

SEC source: 0001415889-24-011025 · form4-04172024_080402.xml · nonDerivative · entry 1

Gikakis Nicolas · CIK 0001982603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,574

F1 · shares: The RSU's vests in four equal quarterly installments on 6/30/24, 9/30/24, 12/31/24 and 3/31/25.

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March 29, 2024 Filed Apr 1, 2024 21:06 UTC Tax withholdingCommon Stock 1,163 $1.68 $1,953.84
Disclosure

SEC source: 0001415889-24-009567 · form4-04012024_090444.xml · nonDerivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,570

F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/28/23

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March 29, 2024 Filed Apr 1, 2024 21:07 UTC Tax withholdingCommon Stock 1,954 $1.68 $3,282.72
Disclosure

SEC source: 0001415889-24-009568 · form4-04012024_090445.xml · nonDerivative · entry 1

Gikakis Nicolas · CIK 0001982603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,680

F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/28/23

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March 29, 2024 Filed Apr 1, 2024 21:05 UTC
Shah ChetanDirector
Tax withholdingCommon Stock 1,163 $1.68 $1,953.84
Disclosure

SEC source: 0001415889-24-009566 · form4-04012024_090418.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,638

F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/28/23

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December 29, 2023 Filed Jan 2, 2024 23:06 UTC Tax withholdingCommon Stock 1,954 $2.19 $4,279.26
Disclosure

SEC source: 0001209191-24-000226 · doc4.xml · nonDerivative · entry 1

Gikakis Nicolas · CIK 0001982603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,634

F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/28/23

F2 · balance_after: The end of period holdings reflect a 1-10 reverse stock split effected by the Issuer on October 4, 2023.

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December 29, 2023 Filed Jan 2, 2024 23:04 UTC Tax withholdingCommon Stock 1,163 $2.19 $2,546.97
Disclosure

SEC source: 0001209191-24-000224 · doc4.xml · nonDerivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,733

F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/28/23

F2 · balance_after: The end of period holdings reflect a 1-10 reverse stock split effected by the Issuer on October 4, 2023.

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December 29, 2023 Filed Jan 2, 2024 23:02 UTC
Shah ChetanDirector
Tax withholdingCommon Stock 1,163 $2.19 $2,546.97
Disclosure

SEC source: 0001209191-24-000220 · doc4.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,801

F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/28/23

F2 · balance_after: The end of period holdings reflect a 1-10 reverse stock split effected by the Issuer on October 4, 2023.

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September 29, 2023 Filed Sep 29, 2023 21:57 UTC
Shah ChetanDirector
Tax withholdingCommon Stock 11,628 $0.23 $2,674.44
Disclosure

SEC source: 0001209191-23-050880 · doc4.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,637

F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/28/23

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September 29, 2023 Filed Sep 29, 2023 21:56 UTC Tax withholdingCommon Stock 11,628 $0.23 $2,674.44
Disclosure

SEC source: 0001209191-23-050879 · doc4.xml · nonDerivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,957

F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/28/23

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September 29, 2023 Filed Sep 29, 2023 21:54 UTC Tax withholdingCommon Stock 19,541 $0.23 $4,494.43
Disclosure

SEC source: 0001209191-23-050878 · doc4.xml · nonDerivative · entry 1

Gikakis Nicolas · CIK 0001982603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,873

F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 7/3/23

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July 03, 2023 Filed Jul 6, 2023 21:04 UTC GrantCommon Stock 195,414 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041591 · doc4.xml · nonDerivative · entry 1

Gikakis Nicolas · CIK 0001982603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,414

F1 · shares: The RSU vests in four equal quarterly installments over one year from the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.