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ADAMS DIVERSIFIED EQUITY FUND, INC.

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4182
SEC CIK
0000002230
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171

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202630
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2018 Filed Jun 1, 2018 16:41 UTC Amendment SaleCommon Stock 6,666 $15.15 $100,996.57
Disclosure

SEC source: 0000002230-18-000026 · primary_doc.xml · nonDerivative · entry 3

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Craig Robert Smith MD REV Trust DTD 03/08/11

Disclosed balance after: 22,802

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.14 - $15.19. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes shares formerly held directly at the transfer agent that were transferred to the Craig Robert Smith MD REV Trust DTD 3/8/11 (revocable Trust) on May 15, 2018. Effective with the sale that occurred on May 30, 2018 and that was reported on May 31, 2018, Dr. Smith beneficially owns 22,802 total shares indirectly in the revocable Trust, 6,666 shares directly in a tax-deferred individual retirement account (IRA),and a 0.833 fractional share interest at the transfer agent, for a total of 29,468.833 shares.

F3 · ownership.nature: Shares held of record by Craig Robert Smith, MD, Trustee of the Craig Robert Smith MD REV Trust DTD 3/8/11.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 15:57 UTC OtherCommon Stock 27.071 $15.25 $412.83
Disclosure

SEC source: 0001091813-18-000001 · primary_doc.xml · nonDerivative · entry 2

BONANNO PHYLLIS O · CIK 0001091813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,680.955

F2 · shares: Reinvested distribution paid March 1, 2018.

F3 · price: This number of shares calculated using the distribution reinvestment price obtained from the transfer agent.

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April 19, 2018 Filed Apr 23, 2018 15:57 UTC GrantCommon Stock 2,096 $15.08 $31,607.68
Disclosure

SEC source: 0001091813-18-000001 · primary_doc.xml · nonDerivative · entry 1

BONANNO PHYLLIS O · CIK 0001091813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,653.884

F1 · shares: Dividend equivalent distribution upon retirement related to deferred restricted stock units.

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March 01, 2018 Filed Jun 1, 2018 16:41 UTC Amendment OtherCommon Stock 44.594 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000026 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,364.833

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $14.30 - $16.11 during the first quarter of 2018.

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February 02, 2018 Filed Jan 31, 2019 10:08 UTC
HOOPER LAWRENCE L JRRetired Officer
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000002230-19-000006 · primary_doc.xml · nonDerivative · entry 1

HOOPER LAWRENCE L JR · CIK 0001202952 · Retired Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,846.163

F1 · shares: These shares were transferred in an exempt Bona fide gift transaction. The Issuer's stock traded in a range of $15.53 - $15.80 on February 2, 2018.

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January 23, 2018 Filed Jan 23, 2018 14:43 UTC PurchaseCommon Stock 1,000 $15.90 $15,900.00
Disclosure

SEC source: 0000002230-18-000006 · primary_doc.xml · nonDerivative · entry 2

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,347.472

Read SEC document
January 08, 2018 Filed Jan 10, 2018 13:11 UTC
Stoeckle Mark E.Director · CEO & President
Tax withholdingCommon Stock 2,888 $15.39 $44,446.32
Disclosure

SEC source: 0000002230-18-000002 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,102.595

Read SEC document
January 08, 2018 Filed Jan 10, 2018 13:04 UTC
Hook Brian StephenCFO & Treasurer
Tax withholdingCommon Stock 604 $15.39 $9,295.56
Disclosure

SEC source: 0000002230-18-000001 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,129.76

Read SEC document
January 08, 2018 Filed Jan 10, 2018 13:38 UTC Tax withholdingCommon Stock 3,402 $15.39 $52,356.78
Disclosure

SEC source: 0000002230-18-000005 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,563.721

Read SEC document
January 08, 2018 Filed Jan 10, 2018 13:32 UTC
HOOPER LAWRENCE L JRV.P., Gen'l. Counsel & Sec'y.
Tax withholdingCommon Stock 679 $15.39 $10,449.81
Disclosure

SEC source: 0000002230-18-000004 · primary_doc.xml · nonDerivative · entry 1

HOOPER LAWRENCE L JR · CIK 0001202952 · V.P., Gen'l. Counsel & Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,410.551

Read SEC document
January 08, 2018 Filed Jan 10, 2018 13:23 UTC Tax withholdingCommon Stock 1,538 $15.39 $23,669.82
Disclosure

SEC source: 0000002230-18-000003 · primary_doc.xml · nonDerivative · entry 1

Swindell Douglas Cotton · CIK 0001630999 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276.085

Read SEC document
December 31, 2017 Filed Jan 23, 2018 14:43 UTC OtherCommon Stock 3,348.454 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000006 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,347.472

F1 · shares: Of these shares, 2,384.014 shares were acquired in exempt transactions as a result of dividend reinvestment. An additional 964.440 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

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December 31, 2017 Filed Jan 25, 2018 11:53 UTC OtherCommon Stock 2,336.156 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000011 · primary_doc.xml · nonDerivative · entry 1

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,577.593

F1 · shares: Of these shares, 253.476 were acquired in exempt transactions as a result of dividend reinvestment. An additional 2,082.680 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $17.70 - $20.70 during 2017.

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December 31, 2017 Filed Jan 25, 2018 11:08 UTC OtherCommon Stock 699.238 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000010 · primary_doc.xml · nonDerivative · entry 1

BONANNO PHYLLIS O · CIK 0001091813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,557.884

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $12.78-$15.90 during 2017.

Read SEC document
December 31, 2017 Filed Jan 25, 2018 10:47 UTC OtherCommon Stock 786.592 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000009 · primary_doc.xml · nonDerivative · entry 1

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,885.144

F1 · shares: Of these shares, 366.542 shares were acquired in exempt transactions as a result of dividend reinvestment. An additional 420.050 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

Read SEC document
December 31, 2017 Filed Jan 25, 2018 10:06 UTC
GALE ROGER WDirector
OtherCommon Stock 88.261 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000008 · primary_doc.xml · nonDerivative · entry 1

GALE ROGER W · CIK 0001087425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,502.648

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $12.78- $15.90 during 2017.

Read SEC document
December 31, 2017 Filed Jan 25, 2018 09:17 UTC OtherCommon Stock 2,309.961 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000007 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,090.239

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

Read SEC document
December 31, 2017 Filed Jan 31, 2018 10:19 UTC
HOOPER LAWRENCE L JRV.P., Gen'l. Counsel & Sec'y.
OtherCommon Stock 2,906.953 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000017 · primary_doc.xml · nonDerivative · entry 2

HOOPER LAWRENCE L JR · CIK 0001202952 · V.P., Gen'l. Counsel & Sec'y.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's Thrift Plan Trust

Disclosed balance after: 33,731.693

F3 · shares: These shares are held by the Issuer's Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trust in 2017 in exempt transactions as a result of periodic contributions made during 2017 and shares acquired by the Trustee through dividend reinvestment in 2017. The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

F4 · balance_after: The number of shares reported as held by the Issuer's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of 12/31/2017. This number includes the shares acquired in exempt transactions through periodic contributions made during 2017, shares acquired by the Trustee.

Read SEC document
December 31, 2017 Filed Jan 31, 2018 10:19 UTC
HOOPER LAWRENCE L JRV.P., Gen'l. Counsel & Sec'y.
OtherCommon Stock 803.919 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000017 · primary_doc.xml · nonDerivative · entry 1

HOOPER LAWRENCE L JR · CIK 0001202952 · V.P., Gen'l. Counsel & Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,214.47

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

F2 · balance_after: The undersigned has included in prior filings 165.0780 shares held in custodial accounts with his child. These shares are now held solely by the undersigned's child and are no longer included in this number.

Read SEC document
December 31, 2017 Filed Jan 31, 2018 10:06 UTC OtherCommon Stock 4,445 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000016 · primary_doc.xml · nonDerivative · entry 2

Haynie James P. · CIK 0001584675 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's Thrift Plan Trust

Disclosed balance after: 13,261.911

F2 · shares: These shares are held by the Issuer's Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trust in 2017 in exempt transactions as a result of periodic contributions made during 2017 and shares acquired by the Trustee through dividend reinvestment in 2017. The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

F3 · balance_after: The number of shares reported as held by the Issuer's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of 12/31/2017. This number includes the shares acquired in exempt transactions through periodic contributions made during 2017, shares acquired by the Trustee through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2017. The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

Read SEC document
December 31, 2017 Filed Jan 31, 2018 10:06 UTC OtherCommon Stock 5,309.523 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000016 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,873.244

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

Read SEC document
December 31, 2017 Filed Jan 31, 2018 09:55 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 853.513 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000015 · primary_doc.xml · nonDerivative · entry 2

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's Thrift Plan Trust

Disclosed balance after: 9,903.983

F3 · shares: These shares are held by the Issuer's Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trust in 2017 in exempt transactions as a result of periodic contributions made during 2017 and shares acquired by the Trustee through dividend reinvestment in 2017. The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

F4 · balance_after: The number of shares reported as held by the Issuer's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of 12/31/2017. This number includes the shares acquired in exempt transactions through periodic contributions made during 2017, shares acquired by the Trustee through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2017. The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

Read SEC document
December 31, 2017 Filed Jan 31, 2018 09:55 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 967.762 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000015 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,097.522

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

F2 · balance_after: Of these shares, 700.3468 are held in a joint tenant account with a family member.

Read SEC document
December 31, 2017 Filed Jan 31, 2018 09:39 UTC
Stoeckle Mark E.Director · CEO & President
OtherCommon Stock 1,362.236 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000014 · primary_doc.xml · nonDerivative · entry 2

Stoeckle Mark E. · CIK 0001569600 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's Thrift Plan Trust

Disclosed balance after: 15,807.086

F2 · shares: These shares are held by the Issuer's Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trust in 2017 in exempt transactions as a result of periodic contributions made during 2017 and shares acquired by the Trustee through dividend reinvestment in 2017. The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

F3 · balance_after: The number of shares reported as held by the Issuer's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of 12/31/2017. This number includes the shares acquired in exempt transactions through periodic contributions made during 2017, shares acquired by the Trustee through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2017. The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

Read SEC document
December 31, 2017 Filed Jan 31, 2018 09:39 UTC
Stoeckle Mark E.Director · CEO & President
OtherCommon Stock 1,570.673 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000014 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,673.268

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

Read SEC document
December 31, 2017 Filed Jan 31, 2018 09:19 UTC OtherCommon Stock 3,923.7 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000013 · primary_doc.xml · nonDerivative · entry 2

Swindell Douglas Cotton · CIK 0001630999 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's Thrift Plan Trust

Disclosed balance after: 31,559.632

F2 · shares: These shares are held by the Issuer's Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trust in 2017 in exempt transactions as a result of periodic contributions made during 2017 and shares acquired by the Trustee through dividend reinvestment in 2017. The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

F3 · balance_after: The number of shares reported as held by the Issuer's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of 12/31/2017. This number includes the shares acquired in exempt transactions through periodic contributions made during 2017, shares acquired by the Trustee through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2017. The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

Read SEC document
December 31, 2017 Filed Jan 31, 2018 09:19 UTC OtherCommon Stock 38.581 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000013 · primary_doc.xml · nonDerivative · entry 1

Swindell Douglas Cotton · CIK 0001630999 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,314.666

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $12.78 - $15.90 during 2017.

Read SEC document
October 18, 2017 Filed Oct 19, 2017 09:50 UTC PurchaseCommon Stock 5,300 $15.50 $82,150.00
Disclosure

SEC source: 0000002230-17-000043 · primary_doc.xml · nonDerivative · entry 1

Kloppenburg Lauriann C · CIK 0001718922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Read SEC document
October 18, 2017 Filed Oct 19, 2017 08:53 UTC SaleCommon Stock 2,494 $15.46 $38,549.76
Disclosure

SEC source: 0000002230-17-000042 · primary_doc.xml · nonDerivative · entry 1

Swindell Douglas Cotton · CIK 0001630999 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,814.085

Read SEC document
August 19, 2017 Filed Aug 22, 2017 16:05 UTC Tax withholdingCommon Stock 3,593 $14.46 $51,954.78
Disclosure

SEC source: 0000002230-17-000037 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,965.721

Read SEC document
June 08, 2017 Filed Sep 22, 2017 16:54 UTC
Prue Nancy J FE.V.P.& Dir.-Shareholder Com.
OtherCommon Stock 134.965 $0.00 $0.00
Disclosure

SEC source: 0000002230-17-000038 · primary_doc.xml · nonDerivative · entry 3

Prue Nancy J F · CIK 0001353074 · E.V.P.& Dir.-Shareholder Com.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's Thrift Plan Trust

Disclosed balance after: 19,183.01

F2 · shares: Of these shares, 43.4464 shares are held by the Issuer's Thrift Plan Trust and 91.5190 are held by Adams Natural Resources Fund, Inc.'s Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trusts during January 1 - June 8, 2017 in exempt transactions as a result of periodic contributions and shares acquired by the Trustees through dividend reinvestment. The Issuer's stock traded in a range of $12.78 - $14.44 during January 1 - June 8, 2017.

F3 · balance_after: The number of shares reported as held by the Issuer's and by Adams Natural Resources Fund's Thrift Plan Trusts represents the undersigned's proportionate beneficial interest in such stock held in the Trusts. Such number is based on information as of June 8, 2017. This number includes the shares acquired in exempt transactions through periodic contributions made during January 1 - June 8, 2017, shares acquired by the Trustees through dividend reinvestment, and changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trusts during January 1 - June 8, 2017.

Read SEC document
June 08, 2017 Filed Sep 22, 2017 16:54 UTC
Prue Nancy J FE.V.P.& Dir.-Shareholder Com.
Tax withholdingCommon Stock 514 $14.39 $7,396.46
Disclosure

SEC source: 0000002230-17-000038 · primary_doc.xml · nonDerivative · entry 2

Prue Nancy J F · CIK 0001353074 · E.V.P.& Dir.-Shareholder Com.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,920.121

Read SEC document
June 08, 2017 Filed Sep 22, 2017 16:54 UTC
Prue Nancy J FE.V.P.& Dir.-Shareholder Com.
OtherCommon Stock 34.592 $0.00 $0.00
Disclosure

SEC source: 0000002230-17-000038 · primary_doc.xml · nonDerivative · entry 1

Prue Nancy J F · CIK 0001353074 · E.V.P.& Dir.-Shareholder Com.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,434.121

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment during January 1 - June 8, 2017. The Issuer's stock traded in a range of $12.78 - $14.44 during January 1 - June 8, 2017.

Read SEC document
April 27, 2017 Filed Apr 27, 2017 14:00 UTC
Stoeckle Mark E.Director · CEO
PurchaseCommon Stock 11,500 $14.05 $161,520.95
Disclosure

SEC source: 0000002230-17-000029 · primary_doc.xml · nonDerivative · entry 2

Stoeckle Mark E. · CIK 0001569600 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,990.595

Read SEC document
April 27, 2017 Filed Apr 27, 2017 14:00 UTC
Stoeckle Mark E.Director · CEO
PurchaseCommon Stock 11,500 $14.03 $161,341.55
Disclosure

SEC source: 0000002230-17-000029 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,490.595

Read SEC document
January 27, 2017 Filed Jan 30, 2017 15:47 UTC PurchaseCommon Stock 122 $13.21 $1,611.62
Disclosure

SEC source: 0000002230-17-000007 · primary_doc.xml · nonDerivative · entry 4

Haynie James P. · CIK 0001584675 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,558.721

Read SEC document
January 27, 2017 Filed Jan 30, 2017 15:47 UTC PurchaseCommon Stock 10,778 $13.20 $142,269.60
Disclosure

SEC source: 0000002230-17-000007 · primary_doc.xml · nonDerivative · entry 3

Haynie James P. · CIK 0001584675 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,436.721

Read SEC document
January 09, 2017 Filed Jan 11, 2017 13:18 UTC Amendment
Stoeckle Mark E.Director · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000002230-17-000006 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,089.745

F1 · balance_after: This amendment to Form 4 is being filed to correct an inadvertent disclosure on the original filing that was made this date. The original filing reported the surrender of 3,307 shares by the undersigned to satisfy withholding taxes on shares that vested on January 9, 2017. No such surrender of shares was made and such withholding taxes are being paid in cash by the undersigned.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 11:14 UTC
Hook Brian StephenCFO & Treasurer
Tax withholdingCommon Stock 635 $12.95 $8,223.25
Disclosure

SEC source: 0000002230-17-000005 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,050.834

Read SEC document
January 09, 2017 Filed Jan 11, 2017 11:08 UTC
Stoeckle Mark E.Director · CEO & President
Tax withholdingCommon Stock 3,037 $12.95 $39,329.15
Disclosure

SEC source: 0000002230-17-000004 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,052.745

Read SEC document
January 09, 2017 Filed Jan 11, 2017 10:58 UTC Tax withholdingCommon Stock 1,441 $12.95 $18,660.95
Disclosure

SEC source: 0000002230-17-000003 · primary_doc.xml · nonDerivative · entry 1

Swindell Douglas Cotton · CIK 0001630999 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,257.538

Read SEC document
January 09, 2017 Filed Jan 11, 2017 10:52 UTC
Prue Nancy J FE.V.P. & Dir.-Shareholder Comm
Tax withholdingCommon Stock 590 $12.95 $7,640.50
Disclosure

SEC source: 0000002230-17-000002 · primary_doc.xml · nonDerivative · entry 1

Prue Nancy J F · CIK 0001353074 · E.V.P. & Dir.-Shareholder Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,102.8

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January 09, 2017 Filed Jan 11, 2017 10:43 UTC
HOOPER LAWRENCE L JRV.P., Gen. Counsel, & Sec'y.
Tax withholdingCommon Stock 714 $12.95 $9,246.30
Disclosure

SEC source: 0000002230-17-000001 · primary_doc.xml · nonDerivative · entry 1

HOOPER LAWRENCE L JR · CIK 0001202952 · V.P., Gen. Counsel, & Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,402.449

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December 31, 2016 Filed Jan 30, 2017 15:47 UTC OtherCommon Stock 3,283.181 $0.00 $0.00
Disclosure

SEC source: 0000002230-17-000007 · primary_doc.xml · nonDerivative · entry 2

Haynie James P. · CIK 0001584675 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Issuer's Thrift Plan Trust

Disclosed balance after: 8,816.911

F2 · shares: These shares are held by the Issuer's Thrift Plan Trust and represent the undersigned's proportionate beneficial interest in the shares that were acquired by the Trust in 2016 in exempt transactions as a result of periodic contributions made during 2016 and shares acquired by the Trustee through dividend reinvestment in 2016. The Issuer's stock traded in a range of $10.96 - $13.35 during 2016.

F3 · balance_after: The number of shares reported as held by the Issuer's Thrift Plan Trust represents the undersigned's proportionate beneficial interest in such stock held in the Trust. Such number is based on information as of 12/31/2016. This number includes the shares acquired in exempt transactions through periodic contributions made during 2016, shares acquired by the Trustee through dividend reinvestment, changes in the number of shares previously reported due to fluctuations in the market price and interests in the Trust during 2016. The Issuer's stock traded in a range of $10.96 - $13.35 during 2016.

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December 31, 2016 Filed Jan 30, 2017 15:47 UTC OtherCommon Stock 2,134.33 $0.00 $0.00
Disclosure

SEC source: 0000002230-17-000007 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,658.721

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $10.96 - $13.35 during 2016.

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December 31, 2016 Filed Feb 1, 2017 14:57 UTC OtherCommon Stock 608.754 $0.00 $0.00
Disclosure

SEC source: 0000002230-17-000010 · primary_doc.xml · nonDerivative · entry 1

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,098.552

F1 · shares: Of these shares, 283.594 shares were acquired in exempt transactions as a result of dividend reinvestment. An additional 325.160 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $10.96 - $13.35 during 2016.

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December 31, 2016 Filed Feb 1, 2017 11:17 UTC OtherCommon Stock 608.754 $0.00 $0.00
Disclosure

SEC source: 0000002230-17-000008 · primary_doc.xml · nonDerivative · entry 1

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,098.552

F1 · balance_after: Of these shares, 283.594 were acquired in exempt transactions as a result of dividend reinvestment. An additional 325.160 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer' stock traded in a range of $10.96 - $13.35 during 2016.

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December 31, 2016 Filed Feb 2, 2017 15:22 UTC OtherCommon Stock 2,590.164 $0.00 $0.00
Disclosure

SEC source: 0000002230-17-000016 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,999.018

F1 · shares: Of these shares, 1,843.544 shares were acquired in exempt transactions as a result of dividend reinvestment. An additional 746.620 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $10.96 - $13.35 during 2016.

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December 31, 2016 Filed Feb 2, 2017 14:51 UTC OtherCommon Stock 1,766.165 $0.00 $0.00
Disclosure

SEC source: 0000002230-17-000015 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,780.278

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $10.96 - $13.35 during 2016.

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December 31, 2016 Filed Feb 2, 2017 13:42 UTC
GALE ROGER WDirector
OtherCommon Stock 68.286 $0.00 $0.00
Disclosure

SEC source: 0000002230-17-000014 · primary_doc.xml · nonDerivative · entry 1

GALE ROGER W · CIK 0001087425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,414.387

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $10.96 - $13.35 during 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.