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ADAMS DIVERSIFIED EQUITY FUND, INC.

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4182
SEC CIK
0000002230
Parsed reports
171

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202630
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2020 Filed Feb 11, 2021 11:14 UTC OtherCommon Stock 1,288.04 $0.00 $0.00
Disclosure

SEC source: 0000002230-21-000010 · primary_doc.xml · nonDerivative · entry 1

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,637.47

F1 · shares: These shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $10.17 - $17.63 during 2020.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 14:21 UTC GrantCommon Stock 2,232.575 $0.00 $0.00
Disclosure

SEC source: 0000002230-21-000013 · primary_doc.xml · nonDerivative · entry 2

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,430.92

F3 · balance_after: Of these shares, 1,617 shares were acquired in exempt transactions as a result of dividend reinvestment and 615.770 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). In addition, a fractional share in the amount of 0.195 was sold on February 5, 2020 as a result of a transfer of the securities from a registered account to a brokerage account. The Issuer's stock traded in a range of $10.17 - $17.63 during 2020.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 11:01 UTC OtherCommon Stock 882.925 $0.00 $0.00
Disclosure

SEC source: 0000002230-21-000012 · primary_doc.xml · nonDerivative · entry 2

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,800.66

F2 · shares: Of these shares, 505.165 shares were acquired in exempt transactions as a result of dividend reinvestment and 377.760 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $10.17 - $17.63 during 2020.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 13:44 UTC PurchaseCommon Stock 5,228 $17.12 $89,503.36
Disclosure

SEC source: 0000002230-20-000021 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,198.345

Read SEC document
November 04, 2020 Filed Feb 12, 2021 10:21 UTC
Stoeckle Mark E.CEO & President
OtherCommon Stock 1,503.4446 $0.00 $0.00
Disclosure

SEC source: 0000002230-21-000011 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,767.9134

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. Of these shares, 0.409 fractional share was sold on November 4, 2020 as a result of a transfer of the securities from a registered account to a brokerage account. The Issuer's stock traded in a range of $10.17 - $17.63 during 2020.

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September 30, 2020 Filed Sep 30, 2020 15:28 UTC SaleCommon Stock 5,228 $16.10 $84,170.80
Disclosure

SEC source: 0000002230-20-000017 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,970.345

Read SEC document
June 30, 2020 Filed Feb 12, 2021 11:01 UTC OtherCommon Stock 538 $14.80 $7,962.40
Disclosure

SEC source: 0000002230-21-000012 · primary_doc.xml · nonDerivative · entry 1

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538

F1 · shares: These shares accrued as dividend equivalents on 750 restricted stock units, which were granted in 2010 and deferred until 06/30/2020.

Read SEC document
April 15, 2020 Filed Apr 15, 2020 13:58 UTC
Kerns Janis F.Gen. Counsel, Corp. Sec. & CCO
PurchaseCommon Stock 370 $13.42 $4,965.40
Disclosure

SEC source: 0000002230-20-000014 · primary_doc.xml · nonDerivative · entry 1

Kerns Janis F. · CIK 0001728472 · Gen. Counsel, Corp. Sec. & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,780.004

Read SEC document
March 13, 2020 Filed Mar 16, 2020 10:34 UTC PurchaseCommon Stock 8,000 $12.75 $101,998.40
Disclosure

SEC source: 0000002230-20-000013 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Craig Smith Revocable Trust

Disclosed balance after: 30,802

Read SEC document
January 15, 2020 Filed Feb 12, 2021 14:21 UTC GrantCommon Stock 406 $16.04 $6,512.24
Disclosure

SEC source: 0000002230-21-000013 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406

F1 · shares: These 406 shares accrued as dividend equivalents on 750 restricted stock units, which were granted in 2013 and deferred until 01/15/2020. The Issuer's stock traded in a range of $10.17 - $17.63 during 2020.

F2 · shares: A fractional share in the amount of 0.24 was issued as part of DSU's (granted in lieu of a 2013 deferred cash retainer) & DE shares earned. The fractional share was surrendered as non-transferrable to a registered account.

Read SEC document
December 31, 2019 Filed Jan 27, 2020 10:50 UTC
Kerns Janis F.Gen. Counsel, Corp. Sec. & CCO
OtherCommon Stock 2,721.619 $0.00 $0.00
Disclosure

SEC source: 0000002230-20-000004 · primary_doc.xml · nonDerivative · entry 1

Kerns Janis F. · CIK 0001728472 · Gen. Counsel, Corp. Sec. & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,410.004

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $12.37 - $16.76 during 2019.

Read SEC document
December 31, 2019 Filed Jan 27, 2020 10:31 UTC OtherCommon Stock 13,349.7916 $0.00 $0.00
Disclosure

SEC source: 0000002230-20-000003 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,403.6446

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $12.37 - $16.76 during 2019.

Read SEC document
December 31, 2019 Filed Jan 27, 2020 09:09 UTC
Stoeckle Mark E.Director · CEO & President
OtherCommon Stock 4,101.766 $0.00 $0.00
Disclosure

SEC source: 0000002230-20-000001 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,264.469

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions and employer matching contributions. The Issuer's stock traded in a range of $12.37 - $16.76 during 2019.

Read SEC document
December 31, 2019 Filed Jan 27, 2020 10:19 UTC OtherCommon Stock 4,760.943 $0.00 $0.00
Disclosure

SEC source: 0000002230-20-000002 · primary_doc.xml · nonDerivative · entry 1

Swindell Douglas Cotton · CIK 0001630999 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,119.457

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $12.37 - $16.76 during 2019.

Read SEC document
December 31, 2019 Filed Jan 28, 2020 14:54 UTC OtherCommon Stock 564.303 $0.00 $0.00
Disclosure

SEC source: 0000002230-20-000006 · primary_doc.xml · nonDerivative · entry 1

Kloppenburg Lauriann C · CIK 0001718922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,635.4033

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $12.37 - $16.76 during 2019.

Read SEC document
December 31, 2019 Filed Jan 28, 2020 11:30 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 74.696 $0.00 $0.00
Disclosure

SEC source: 0000002230-20-000005 · primary_doc.xml · nonDerivative · entry 2

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sheila M. Hook Trust

Disclosed balance after: 27,594.472

F2 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments and are held in a Trust Account.

Read SEC document
December 31, 2019 Filed Jan 28, 2020 11:30 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 2,270.281 $0.00 $0.00
Disclosure

SEC source: 0000002230-20-000005 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,519.776

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $12.37 - $16.76 during 2019.

Read SEC document
December 31, 2019 Filed Feb 3, 2020 15:43 UTC GrantCommon Stock 1,107.944 $0.00 $0.00
Disclosure

SEC source: 0000002230-20-000008 · primary_doc.xml · nonDerivative · entry 1

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,917.735

F1 · shares: Of these shares, 588.184 shares were acquired in exempt transactions as a result of dividend reinvestment. An additional 519.760 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $12.37 - $16.76 during 2019.

Read SEC document
December 31, 2019 Filed Feb 3, 2020 14:55 UTC
GALE ROGER WDirector
OtherCommon Stock 896.1 $0.00 $0.00
Disclosure

SEC source: 0000002230-20-000007 · primary_doc.xml · nonDerivative · entry 1

GALE ROGER W · CIK 0001087425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,431.182

F1 · balance_after: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $12.37 - $16.76 during 2019.

Read SEC document
December 31, 2019 Filed Feb 4, 2020 13:55 UTC OtherCommon Stock 0.089 $0.00 $0.00
Disclosure

SEC source: 0000002230-20-000009 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,667.042

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $12.37 - $16.76 during 2019.

Read SEC document
December 31, 2019 Filed Feb 5, 2020 15:35 UTC OtherCommon Stock 687.788 $0.00 $0.00
Disclosure

SEC source: 0000002230-20-000011 · primary_doc.xml · nonDerivative · entry 2

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 15,892.48

F2 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $12.37-$16.76 during 2019.

F3 · ownership.nature: Enrique R. Arzac TTEE The Enrique R. Arzac TR UA DTD 12/28/2012

Read SEC document
December 31, 2019 Filed Feb 5, 2020 15:35 UTC GrantCommon Stock 2,712.43 $0.00 $0.00
Disclosure

SEC source: 0000002230-20-000011 · primary_doc.xml · nonDerivative · entry 1

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,349.43

F1 · shares: Of these shares, 2,339.430 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). An additional 373 shares accrued as dividend equivalents on 750 restricted stock units, which were granted in 2014 and deferred until 12/31/2019. The Issuer's stock traded in a range of $12.37 - $16.76 during 2019

Read SEC document
December 31, 2019 Filed Feb 5, 2020 10:19 UTC GrantCommon Stock 4,680.223 $0.00 $0.00
Disclosure

SEC source: 0000002230-20-000010 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,198.345

F1 · shares: Of these shares, 3,486.793 shares were acquired in exempt transactions as a result of dividend reinvestment. An additional 1,193.430 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $12.37 - $16.76 during 2019.

Read SEC document
December 31, 2019 Filed Feb 11, 2020 10:35 UTC Amendment GrantCommon Stock 1,060.788 $0.00 $0.00
Disclosure

SEC source: 0000002230-20-000012 · primary_doc.xml · nonDerivative · entry 2

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 15,892.48

F2 · shares: Of these shares, 687.788 were acquired in exempt transactions as a result of dividend reinvestments. An additional 373 shares accrued as dividend equivalents on 750 restricted stock units, which were granted in 2014 and deferred until 12/31/2019. The Issuer's stock traded in a range of $12.37-$16.76 during 2019.

F3 · ownership.nature: By the Enrique R. Arzac TTEE The Enrique R. Arzac TR UA DTD 12/28/2012 Trust.

Read SEC document
December 31, 2019 Filed Feb 11, 2020 10:35 UTC Amendment GrantCommon Stock 2,339.43 $0.00 $0.00
Disclosure

SEC source: 0000002230-20-000012 · primary_doc.xml · nonDerivative · entry 1

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,349.43

F1 · shares: These shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $12.37 - $16.76 during 2019.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 14:48 UTC PurchaseCommon Stock 1,576 $15.84 $24,969.20
Disclosure

SEC source: 0000002230-19-000036 · primary_doc.xml · nonDerivative · entry 1

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,809.791

Read SEC document
April 18, 2019 Filed Apr 23, 2019 11:51 UTC PurchaseCommon Stock 17,000 $14.91 $253,551.60
Disclosure

SEC source: 0000002230-19-000030 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,468.953

Read SEC document
December 31, 2018 Filed Jan 29, 2019 14:45 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 3,247.981 $0.00 $0.00
Disclosure

SEC source: 0000002230-19-000001 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,249.495

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, and thrift plan employee contributions and employer matching contributions. The Issuer's stock traded in a range of $11.84 - $16.80 during 2018.

Read SEC document
December 31, 2018 Filed Jan 30, 2019 12:40 UTC OtherCommon Stock 14,918.698 $0.00 $0.00
Disclosure

SEC source: 0000002230-19-000005 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,053.853

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, and thrift plan employee contributions and employer matching contributions. The Issuer's stock traded in a range of $11.84 - $16.80 during 2018.

Read SEC document
December 31, 2018 Filed Jan 30, 2019 11:57 UTC
Stoeckle Mark E.Director · CEO & President
OtherCommon Stock 5,682.349 $0.00 $0.00
Disclosure

SEC source: 0000002230-19-000004 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,162.703

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, and thrift plan employee contributions and employer matching contributions. The Issuer's stock traded in a range of $11.84 - $16.80 during 2018.

Read SEC document
December 31, 2018 Filed Jan 30, 2019 11:24 UTC
Kerns Janis F.Gen. Counsel, Corp. Sec. & CCO
OtherCommon Stock 1,688.385 $0.00 $0.00
Disclosure

SEC source: 0000002230-19-000003 · primary_doc.xml · nonDerivative · entry 1

Kerns Janis F. · CIK 0001728472 · Gen. Counsel, Corp. Sec. & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,688.385

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, and thrift plan employee contributions and employer matching contributions. The Issuer's stock traded in a range of $11.84 - $16.80 during 2018.

Read SEC document
December 31, 2018 Filed Jan 30, 2019 11:07 UTC OtherCommon Stock 5,798.882 $0.00 $0.00
Disclosure

SEC source: 0000002230-19-000002 · primary_doc.xml · nonDerivative · entry 1

Swindell Douglas Cotton · CIK 0001630999 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,358.514

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, and thrift plan employee contributions and employer matching contributions. The Issuer's stock traded in a range of $11.84 - $16.80 during 2018.

Read SEC document
December 31, 2018 Filed Feb 6, 2019 14:52 UTC OtherCommon Stock 0.12 $0.00 $0.00
Disclosure

SEC source: 0000002230-19-000009 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,468.953

F1 · balance_after: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $11.84 - $16.80 during 2018.

Read SEC document
December 31, 2018 Filed Feb 6, 2019 14:24 UTC OtherCommon Stock 771.1 $0.00 $0.00
Disclosure

SEC source: 0000002230-19-000008 · primary_doc.xml · nonDerivative · entry 1

Kloppenburg Lauriann C · CIK 0001718922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,071.1

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $11.84 - $16.80 during 2018.

Read SEC document
December 31, 2018 Filed Feb 6, 2019 13:52 UTC
GALE ROGER WDirector
OtherCommon Stock 1,032.434 $0.00 $0.00
Disclosure

SEC source: 0000002230-19-000007 · primary_doc.xml · nonDerivative · entry 1

GALE ROGER W · CIK 0001087425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,535.082

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $11.84 - $16.80 during 2018.

Read SEC document
December 31, 2018 Filed Feb 8, 2019 10:54 UTC GrantCommon Stock 6,170.65 $0.00 $0.00
Disclosure

SEC source: 0000002230-19-000010 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,518.122

F1 · shares: Of these shares, 4517.47 shares were acquired in exempt transactions as a result of dividend reinvestment. An additional 1,653.180 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $11.84 - $16.80 during 2018.

Read SEC document
December 31, 2018 Filed Feb 8, 2019 16:39 UTC OtherCommon Stock 2,248 $0.00 $0.00
Disclosure

SEC source: 0000002230-19-000012 · primary_doc.xml · nonDerivative · entry 1

MCGAHRAN KATHLEEN T · CIK 0001267416 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kathleen T. McGahran & Myra Koutzen TTEES of McGahran/Koutzen TR U/A DTD 06/23/16

Disclosed balance after: 19,330.162

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's Stock traded in a range of $11.84 - $16.80 during 2018.

Read SEC document
December 31, 2018 Filed Feb 8, 2019 14:37 UTC GrantCommon Stock 1,348.647 $0.00 $0.00
Disclosure

SEC source: 0000002230-19-000011 · primary_doc.xml · nonDerivative · entry 1

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,233.791

F1 · shares: Of these shares, 628.64 shares were acquired in exempt transactions as a result of dividend reinvestment. An additional 720.01 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $11.84 - $16.80 during 2018.

Read SEC document
December 31, 2018 Filed Feb 11, 2019 13:49 UTC OtherCommon Stock 0.72 $0.00 $0.00
Disclosure

SEC source: 0000002230-19-000013 · primary_doc.xml · nonDerivative · entry 3

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,300.632

F4 · shares: This fractional share was issued as part of DSU's (granted in lieu of a 2006 deferred cash retainer) & DE shares earned. The fractional share was surrendered as non-transferrable to a registered account.

Read SEC document
December 31, 2018 Filed Feb 11, 2019 13:49 UTC OtherCommon Stock 434.829 $0.00 $0.00
Disclosure

SEC source: 0000002230-19-000013 · primary_doc.xml · nonDerivative · entry 2

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 57,301.352

F2 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $11.84 - $16.80 during 2018.

F3 · ownership.nature: By the Enrique R. Arzac TTEE The Enrique R. Arzac TR UA DTD 12/28/2012 Trust

Read SEC document
December 31, 2018 Filed Feb 11, 2019 13:49 UTC GrantCommon Stock 4,288.93 $0.00 $0.00
Disclosure

SEC source: 0000002230-19-000013 · primary_doc.xml · nonDerivative · entry 1

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,866.523

F1 · shares: Of these shares, 3,569.930 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). An additional 719 shares accrued as dividend equivalents on 750 restricted stock units, which were granted in 2006 and deferred until 12/31/2018. The Issuer's stock traded in a range of $11.84 - $16.80 during 2018.

Read SEC document
December 27, 2018 Filed Dec 28, 2018 08:56 UTC PurchaseCommon Stock 1,700 $12.15 $20,655.00
Disclosure

SEC source: 0000002230-18-000034 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,347.472

Read SEC document
November 01, 2018 Filed Nov 1, 2018 12:55 UTC PurchaseCommon Stock 1,000 $15.45 $15,450.00
Disclosure

SEC source: 0000002230-18-000033 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,647.472

Read SEC document
October 23, 2018 Filed Oct 24, 2018 15:04 UTC PurchaseCommon Stock 1,300 $15.35 $19,955.00
Disclosure

SEC source: 0000002230-18-000032 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,647.472

Read SEC document
July 26, 2018 Filed Jul 30, 2018 09:57 UTC Amendment SaleCommon Stock 2,329.448 $16.08 $37,466.84
Disclosure

SEC source: 0000002230-18-000031 · primary_doc.xml · nonDerivative · entry 2

Swindell Douglas Cotton · CIK 0001630999 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 26, 2018 Filed Jul 30, 2018 09:57 UTC Amendment OtherCommon Stock 14.782 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000031 · primary_doc.xml · nonDerivative · entry 1

Swindell Douglas Cotton · CIK 0001630999 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,329.448

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment during January 1 - June 1, 2018. The Issuer's stock traded in a range of $14.30 - $16.11 during January 1 - June 1, 2018.

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July 26, 2018 Filed Jul 30, 2018 09:02 UTC SaleCommon Stock 2,329.448 $16.08 $37,466.84
Disclosure

SEC source: 0000002230-18-000030 · primary_doc.xml · nonDerivative · entry 1

Swindell Douglas Cotton · CIK 0001630999 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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July 02, 2018 Filed Jan 31, 2019 10:08 UTC
HOOPER LAWRENCE L JRRetired Officer
OtherCommon Stock 298.329 $0.00 $0.00
Disclosure

SEC source: 0000002230-19-000006 · primary_doc.xml · nonDerivative · entry 2

HOOPER LAWRENCE L JR · CIK 0001202952 · Retired Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,144.492

F2 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, and thrift plan employee contributions and employer matching contributions. The Issuer's stock traded in a range of $11.84 - $16.80 during 2018.

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May 30, 2018 Filed May 31, 2018 13:52 UTC SaleCommon Stock 6,666 $15.15 $100,996.57
Disclosure

SEC source: 0000002230-18-000025 · primary_doc.xml · nonDerivative · entry 3

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Craig Robert Smith MD REV Trust DTD 03/08/11

Disclosed balance after: 22,802

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.14 - $15.19. The reporting person undertakes to provide the Issuer, any security holder of the issuer, or the staff of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares hold of record by Craig Robert Smith, MD, Trustee of the Craig Robert Smith MD REV Trust DTD 3/8/11.

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May 30, 2018 Filed May 31, 2018 13:52 UTC OtherCommon Stock 44.594 $0.00 $0.00
Disclosure

SEC source: 0000002230-18-000025 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,364.833

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $14.30 - $16.11 during the first quarter of 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.