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ADX

ADAMS DIVERSIFIED EQUITY FUND, INC.

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4182
SEC CIK
0000002230
Parsed reports
171

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202630
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2022 Filed Feb 2, 2023 14:53 UTC OtherCommon Stock 13,324.592 $0.00 $0.00
Disclosure

SEC source: 0000002230-23-000007 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,618.056

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $14.20 - $19.61 during 2022.

Read SEC document
December 31, 2022 Filed Feb 2, 2023 11:36 UTC OtherCommon Stock 821.439 $0.00 $0.00
Disclosure

SEC source: 0000002230-23-000006 · primary_doc.xml · nonDerivative · entry 1

Kloppenburg Lauriann C · CIK 0001718922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,426.983

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $14.20 - $19.61 during 2022.

Read SEC document
December 31, 2022 Filed Feb 7, 2023 14:56 UTC GrantCommon Stock 1,236.285 $0.00 $0.00
Disclosure

SEC source: 0000002230-23-000009 · primary_doc.xml · nonDerivative · entry 1

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,699.127

F1 · shares: Of these shares, 704.325 shares were acquired in exempt transactions as a result of dividend reinvestment and 531.960 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $14.20 - $19.61 during 2022.

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December 31, 2022 Filed Feb 7, 2023 14:03 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 76.316 $0.00 $0.00
Disclosure

SEC source: 0000002230-23-000008 · primary_doc.xml · nonDerivative · entry 2

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 36,290.8145

F2 · shares: For Sheila M. Hook Trust Account

Read SEC document
December 31, 2022 Filed Feb 7, 2023 14:03 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 2,322.3349 $0.00 $0.00
Disclosure

SEC source: 0000002230-23-000008 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,214.499

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $14.20 - $19.61 during 2022.

Read SEC document
December 31, 2022 Filed Feb 8, 2023 14:34 UTC GrantCommon Stock 4,574.938 $0.00 $0.00
Disclosure

SEC source: 0000002230-23-000012 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,301.868

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $14.20 - $19.61 during 2022.

F2 · balance_after: Of these shares, 2063 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $14.20 - $19.61 during 2022.

F3 · balance_after: A fractional share in the amount of 0.930 was issued as part of DSU's (granted in lieu of a 2015 deferred cash retainer) & DE shares earned. The fractional share was surrendered as non-transferrable to a registered account.

Read SEC document
December 31, 2022 Filed Feb 8, 2023 12:02 UTC OtherCommon Stock 150.5 $0.00 $0.00
Disclosure

SEC source: 0000002230-23-000010 · primary_doc.xml · nonDerivative · entry 1

MCGAHRAN KATHLEEN T · CIK 0001267416 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held By Spouse

Disclosed balance after: 2,603

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $14.20 - $19.61 during 2022.

F2 · ownership.nature: Myra Koutzen IRA

Read SEC document
December 31, 2022 Filed Feb 14, 2023 13:21 UTC
GALE ROGER WDirector
OtherCommon Stock 0.004 $0.00 $0.00
Disclosure

SEC source: 0000002230-23-000014 · primary_doc.xml · nonDerivative · entry 1

GALE ROGER W · CIK 0001087425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,088.455

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $14.20 - $19.61 during 2022.

F2 · balance_after: Mr. Gale's shares reflect a reduction of 1,029 shares related to an overstatement error in 2018, when accumulated brokerage shares were counted twice.

F3 · balance_after: Mr. Gale retired from the Boards of ADX on 04/21/2022.

Read SEC document
July 26, 2022 Filed Jul 26, 2022 13:17 UTC PurchaseCommon Stock 4,248 $15.96 $67,789.58
Disclosure

SEC source: 0000002230-22-000016 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,726.93

Read SEC document
June 15, 2022 Filed Jun 22, 2022 13:59 UTC SaleCommon Stock 4,248 $15.31 $65,053.45
Disclosure

SEC source: 0000002230-22-000015 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,478.93

Read SEC document
April 21, 2022 Filed Apr 26, 2022 10:56 UTC GrantCommon Stock 1,225 $18.01 $22,062.25
Disclosure

SEC source: 0000002230-22-000014 · primary_doc.xml · nonDerivative · entry 3

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,575.438

F5 · shares: Of these shares, 695 shares accrued as dividend equivalents on 750 restricted stock units, which were granted in 2007 and deferred until retirement on 04/21/2022. Another 530 shares accrued as dividend equivalents on 750 restricted stock units, which were granted in 2013 and deferred until retirement on 04/21/2022. The Issuer's stock average trading price on 04/21/2022 was $18.01.

F6 · shares: A fractional share in the amount of 0.01 was issued as part of DSUs (granted in lieu of a 2007 deferred cash retainer) & DE shares earned. An additional fractional share in the amount of 0.54 was issued as part of DSUs (granted in lieu of a 2013 deferred cash retainer) & DE shares earned. The fractional shares were surrendered as non-transferrable to a registered account.

F2 · balance_after: Dr. Arzac's cumulative beneficial ownership reflects the exempt transactions reported herein and also certain changes in direct and indirect ownership balances resulting from transfers among accounts.

F4 · ownership.nature: By the Enrique R. Arzac TTEE The Enrique R. Arzac TR UA DTD 12/28/2012 Trust.

Read SEC document
April 21, 2022 Filed Apr 26, 2022 10:56 UTC OtherCommon Stock 0.001 $0.00 $0.00
Disclosure

SEC source: 0000002230-22-000014 · primary_doc.xml · nonDerivative · entry 2

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0.438

F3 · shares: This fractional share was acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $16.77 - $19.61 during 2022.

F4 · ownership.nature: By the Enrique R. Arzac TTEE The Enrique R. Arzac TR UA DTD 12/28/2012 Trust.

Read SEC document
April 21, 2022 Filed Apr 26, 2022 10:56 UTC GrantCommon Stock 72.26 $0.00 $0.00
Disclosure

SEC source: 0000002230-22-000014 · primary_doc.xml · nonDerivative · entry 1

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,830.78

F1 · shares: These shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $16.77 - $19.61 during 2022.

F2 · balance_after: Dr. Arzac's cumulative beneficial ownership reflects the exempt transactions reported herein and also certain changes in direct and indirect ownership balances resulting from transfers among accounts.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 10:39 UTC
Stoeckle Mark E.Director · CEO & President
PurchaseCommon Stock 2,200 $18.43 $40,546.00
Disclosure

SEC source: 0000002230-22-000009 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,268.6291

Read SEC document
December 31, 2021 Filed Jan 24, 2022 16:23 UTC OtherCommon Stock 8,250.3116 $0.00 $0.00
Disclosure

SEC source: 0000002230-22-000003 · primary_doc.xml · nonDerivative · entry 1

Swindell Douglas Cotton · CIK 0001630999 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,078.814

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.

Read SEC document
December 31, 2021 Filed Jan 24, 2022 15:04 UTC OtherCommon Stock 1,560.8484 $0.00 $0.00
Disclosure

SEC source: 0000002230-22-000002 · primary_doc.xml · nonDerivative · entry 1

Kloppenburg Lauriann C · CIK 0001718922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,605.544

F1 · balance_after: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.

Read SEC document
December 31, 2021 Filed Jan 24, 2022 14:54 UTC OtherCommon Stock 428 $0.00 $0.00
Disclosure

SEC source: 0000002230-22-000001 · primary_doc.xml · nonDerivative · entry 1

JAMMET MARY CHRIS · CIK 0001599796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,893

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.

Read SEC document
December 31, 2021 Filed Jan 25, 2022 12:11 UTC OtherCommon Stock 22,701.2905 $0.00 $0.00
Disclosure

SEC source: 0000216851-22-000005 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,293.4641

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.

Read SEC document
December 31, 2021 Filed Jan 25, 2022 10:53 UTC
GALE ROGER WDirector
OtherCommon Stock 2,838.196 $0.00 $0.00
Disclosure

SEC source: 0000002230-22-000004 · primary_doc.xml · nonDerivative · entry 1

GALE ROGER W · CIK 0001087425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,117.451

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.

Read SEC document
December 31, 2021 Filed Jan 26, 2022 14:03 UTC
Kerns Janis F.V.P.,Gen.Counsel,CCO & Sec'y.
OtherCommon Stock 5,764.2698 $0.00 $0.00
Disclosure

SEC source: 0000002230-22-000005 · primary_doc.xml · nonDerivative · entry 1

Kerns Janis F. · CIK 0001728472 · V.P.,Gen.Counsel,CCO & Sec'y.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,077.7119

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.

Read SEC document
December 31, 2021 Filed Jan 27, 2022 11:22 UTC
Stoeckle Mark E.Director · CEO & President
OtherCommon Stock 3,300.7157 $0.00 $0.00
Disclosure

SEC source: 0000002230-22-000006 · primary_doc.xml · nonDerivative · entry 1

Stoeckle Mark E. · CIK 0001569600 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,068.629

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.

Read SEC document
December 31, 2021 Filed Feb 1, 2022 14:10 UTC GrantCommon Stock 2,124.182 $0.00 $0.00
Disclosure

SEC source: 0000002230-22-000007 · primary_doc.xml · nonDerivative · entry 1

Dale Kenneth James · CIK 0001423744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,462.842

F1 · shares: Of these shares, 1,106.012 shares were acquired in exempt transactions as a result of dividend reinvestment and 1,018.170 shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.

Read SEC document
December 31, 2021 Filed Feb 3, 2022 10:51 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 146.163 $0.00 $0.00
Disclosure

SEC source: 0000002230-22-000008 · primary_doc.xml · nonDerivative · entry 2

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Sheila M. Hook Trust

Disclosed balance after: 33,892.164

F2 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments and are held in a Trust Account.

Read SEC document
December 31, 2021 Filed Feb 3, 2022 10:51 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 4,447.683 $0.00 $0.00
Disclosure

SEC source: 0000002230-22-000008 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,746.001

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.

Read SEC document
December 31, 2021 Filed Feb 4, 2022 14:40 UTC OtherCommon Stock 0.003 $0.00 $0.00
Disclosure

SEC source: 0000002230-22-000010 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,667.108

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.

F2 · balance_after: This Director retired from the Board on 04/15/2021. This balance is as of 04/15/2021.

Read SEC document
December 31, 2021 Filed Feb 9, 2022 11:33 UTC OtherCommon Stock 2,645.695 $0.00 $0.00
Disclosure

SEC source: 0000002230-22-000011 · primary_doc.xml · nonDerivative · entry 2

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,519.437

F2 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.

F3 · ownership.nature: By the Enrique R. Arzac TTEE The Enrique R. Arzac TR UA DTD 12/28/2012 Trust.

Read SEC document
December 31, 2021 Filed Feb 9, 2022 11:33 UTC GrantCommon Stock 3,471.6 $0.00 $0.00
Disclosure

SEC source: 0000002230-22-000011 · primary_doc.xml · nonDerivative · entry 1

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,109.07

F1 · shares: These shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.

Read SEC document
December 31, 2021 Filed Feb 11, 2022 13:22 UTC OtherCommon Stock 4,234 $0.00 $0.00
Disclosure

SEC source: 0000002230-22-000012 · primary_doc.xml · nonDerivative · entry 2

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,489

F4 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestment. In addition, a fractional share in the amount of 0.548 was sold on 04/27/2021 as a result of a transfer of the securities from a registered account to a brokerage account. The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.

Read SEC document
December 31, 2021 Filed Feb 11, 2022 13:22 UTC GrantCommon Stock 956 $0.00 $0.00
Disclosure

SEC source: 0000002230-22-000012 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,237.93

F1 · shares: Of these shares, 382 shares accrued as dividend equivalents on 750 restricted stock units, which were granted in 2014 and deferred until 01/15/2021. The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.

F2 · shares: Of these shares, 574 accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.

F3 · shares: A fractional share in the amount of 0.25 was issued as part of DSU's (granted in lieu of a 2014 deferred cash retainer) & DE shares earned. The fractional share was surrendered as non-transferrable to a registered account.

Read SEC document
December 14, 2021 Filed Dec 14, 2021 10:58 UTC PurchaseCommon Stock 2,700 $18.88 $50,976.00
Disclosure

SEC source: 0000002230-21-000020 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,536.92

Read SEC document
November 22, 2021 Filed Nov 22, 2021 16:52 UTC PurchaseCommon Stock 2,570 $19.48 $50,058.72
Disclosure

SEC source: 0000002230-21-000018 · primary_doc.xml · nonDerivative · entry 1

JAMMET MARY CHRIS · CIK 0001599796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,465

Read SEC document
June 24, 2021 Filed Jun 25, 2021 11:28 UTC PurchaseCommon Stock 20,013 $19.69 $394,055.97
Disclosure

SEC source: 0000002230-21-000016 · primary_doc.xml · nonDerivative · entry 2

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,836.92

F1 · shares: These transactions were effected for financial planning purposes to move the shares from a taxable account to a tax-deferred account, at a net cost to the director.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 11:28 UTC SaleCommon Stock 20,013 $19.62 $392,655.06
Disclosure

SEC source: 0000002230-21-000016 · primary_doc.xml · nonDerivative · entry 1

Escherich Frederic A · CIK 0001353313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,823.92

F1 · shares: These transactions were effected for financial planning purposes to move the shares from a taxable account to a tax-deferred account, at a net cost to the director.

Read SEC document
April 29, 2021 Filed May 3, 2021 15:01 UTC
Kerns Janis F.V.P., General Counsel & CCO
PurchaseCommon Stock 3,740.9904 $19.31 $72,219.82
Disclosure

SEC source: 0000002230-21-000015 · primary_doc.xml · nonDerivative · entry 5

Kerns Janis F. · CIK 0001728472 · V.P., General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,313.4421

Read SEC document
April 29, 2021 Filed May 3, 2021 15:01 UTC
Kerns Janis F.V.P., General Counsel & CCO
PurchaseCommon Stock 2,600 $19.26 $50,076.00
Disclosure

SEC source: 0000002230-21-000015 · primary_doc.xml · nonDerivative · entry 4

Kerns Janis F. · CIK 0001728472 · V.P., General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,572.4517

Read SEC document
April 29, 2021 Filed May 3, 2021 15:01 UTC
Kerns Janis F.V.P., General Counsel & CCO
PurchaseCommon Stock 414 $19.27 $7,975.71
Disclosure

SEC source: 0000002230-21-000015 · primary_doc.xml · nonDerivative · entry 3

Kerns Janis F. · CIK 0001728472 · V.P., General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,972.4517

Read SEC document
April 29, 2021 Filed May 3, 2021 15:01 UTC
Kerns Janis F.V.P., General Counsel & CCO
PurchaseCommon Stock 100 $19.26 $1,925.78
Disclosure

SEC source: 0000002230-21-000015 · primary_doc.xml · nonDerivative · entry 2

Kerns Janis F. · CIK 0001728472 · V.P., General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,558.4517

Read SEC document
April 29, 2021 Filed May 3, 2021 15:01 UTC
Kerns Janis F.V.P., General Counsel & CCO
PurchaseCommon Stock 1.168 $19.27 $22.50
Disclosure

SEC source: 0000002230-21-000015 · primary_doc.xml · nonDerivative · entry 1

Kerns Janis F. · CIK 0001728472 · V.P., General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,458.4517

Read SEC document
April 26, 2021 Filed Apr 27, 2021 11:52 UTC PurchaseCommon Stock 3,000 $19.16 $57,479.10
Disclosure

SEC source: 0000002230-21-000014 · primary_doc.xml · nonDerivative · entry 1

Kloppenburg Lauriann C · CIK 0001718922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,044.696

Read SEC document
December 31, 2020 Filed Jan 4, 2021 16:10 UTC PurchaseCommon Stock 2,895 $17.27 $49,996.36
Disclosure

SEC source: 0000002230-21-000001 · primary_doc.xml · nonDerivative · entry 1

JAMMET MARY CHRIS · CIK 0001599796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,895

Read SEC document
December 31, 2020 Filed Feb 9, 2021 13:14 UTC OtherCommon Stock 10,188.529 $0.00 $0.00
Disclosure

SEC source: 0000002230-21-000006 · primary_doc.xml · nonDerivative · entry 1

Haynie James P. · CIK 0001584675 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,592.175

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $10.17 - $17.63 during 2020.

Read SEC document
December 31, 2020 Filed Feb 9, 2021 11:35 UTC OtherCommon Stock 409.293 $0.00 $0.00
Disclosure

SEC source: 0000002230-21-000005 · primary_doc.xml · nonDerivative · entry 1

Kloppenburg Lauriann C · CIK 0001718922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,044.696

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $10.17 - $17.63 during 2020.

Read SEC document
December 31, 2020 Filed Feb 9, 2021 10:26 UTC
Kerns Janis F.Gen. Counsel, Corp. Sec. & CCO
OtherCommon Stock 8,677.28 $0.00 $0.00
Disclosure

SEC source: 0000002230-21-000003 · primary_doc.xml · nonDerivative · entry 1

Kerns Janis F. · CIK 0001728472 · Gen. Counsel, Corp. Sec. & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,457.2837

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $10.17 - $17.63 during 2020.

Read SEC document
December 31, 2020 Filed Feb 9, 2021 11:04 UTC OtherCommon Stock 3,709.0449 $0.00 $0.00
Disclosure

SEC source: 0000002230-21-000004 · primary_doc.xml · nonDerivative · entry 1

Swindell Douglas Cotton · CIK 0001630999 · E.V.P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,828.502

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $10.17 - $17.63 during 2020.

Read SEC document
December 31, 2020 Filed Feb 9, 2021 10:00 UTC
GALE ROGER WDirector
OtherCommon Stock 848.073 $0.00 $0.00
Disclosure

SEC source: 0000002230-21-000002 · primary_doc.xml · nonDerivative · entry 1

GALE ROGER W · CIK 0001087425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,279.255

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $10.17 - $17.63 during 2020.

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December 31, 2020 Filed Feb 10, 2021 15:26 UTC OtherCommon Stock 119.964 $0.00 $0.00
Disclosure

SEC source: 0000002230-21-000009 · primary_doc.xml · nonDerivative · entry 1

MCGAHRAN KATHLEEN T · CIK 0001267416 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,452.5

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $10.17 - $17.63 during 2020.

F2 · ownership.nature: Myra Koutzen IRA

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December 31, 2020 Filed Feb 10, 2021 13:45 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 54.051 $0.00 $0.00
Disclosure

SEC source: 0000002230-21-000007 · primary_doc.xml · nonDerivative · entry 2

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sheila M. Hook Trust

Disclosed balance after: 931.821

F2 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments and are held in a Trust Account.

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December 31, 2020 Filed Feb 10, 2021 13:45 UTC
Hook Brian StephenCFO & Treasurer
OtherCommon Stock 1,649.795 $0.00 $0.00
Disclosure

SEC source: 0000002230-21-000007 · primary_doc.xml · nonDerivative · entry 1

Hook Brian Stephen · CIK 0001466287 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,366.497

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments, thrift plan employee contributions, and employer matching contributions. The Issuer's stock traded in a range of $10.17 - $17.63 during 2020.

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December 31, 2020 Filed Feb 10, 2021 14:42 UTC OtherCommon Stock 0.063 $0.00 $0.00
Disclosure

SEC source: 0000002230-21-000008 · primary_doc.xml · nonDerivative · entry 1

SMITH CRAIG R · CIK 0000938742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,667.105

F1 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $10.17 - $17.63 during 2020.

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December 31, 2020 Filed Feb 11, 2021 11:14 UTC OtherCommon Stock 981.262 $0.00 $0.00
Disclosure

SEC source: 0000002230-21-000010 · primary_doc.xml · nonDerivative · entry 2

ARZAC ENRIQUE R · CIK 0001009234 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 16,873.742

F2 · shares: These shares were acquired in exempt transactions as a result of dividend reinvestments. The Issuer's stock traded in a range of $10.17 - $17.63 during 2020.

F3 · ownership.nature: By Enrique R. Arzac TTEE The Enrique R. Arzac TR UA DTD 12/28/2012 Trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.