Tapewire

NYSE · USD

ADT

ADT Inc.

Export transactions ↓
Tapewire entity
3866
SEC CIK
0001703056
Parsed reports
681

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202650
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 10, 2025 Filed Apr 11, 2025 16:23 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 236 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000059 · wk-form4_1744403021.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,060

F1 · shares: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of April 3, 2025, and which vest on various dates through March 1, 2026

Read SEC document
April 10, 2025 Filed Apr 11, 2025 20:13 UTC GrantCommon Stock 143 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000053 · wk-form4_1744402411.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,997

F1 · shares: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of April 3, 2025, and which vest on May 22, 2025.

Read SEC document
April 10, 2025 Filed Apr 11, 2025 20:19 UTC GrantCommon Stock 46 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000057 · wk-form4_1744402786.xml · nonDerivative · entry 1

Gartland Thomas M · CIK 0001432800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,820

F1 · shares: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of April 3, 2025, and which vest on January 21, 2026.

Read SEC document
April 10, 2025 Filed Apr 11, 2025 16:28 UTC
DeVries James DavidDirector · Chairman, President & CEO
GrantCommon Stock 1,883 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000062 · wk-form4_1744403317.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,684,194

F1 · shares: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of April 3, 2025, and which vest on various dates through March 1, 2026

Read SEC document
April 10, 2025 Filed Apr 11, 2025 20:16 UTC GrantCommon Stock 135 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000055 · wk-form4_1744402603.xml · nonDerivative · entry 1

Houston Daniel Joseph · CIK 0001326278 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,003

F1 · shares: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of April 3, 2025, and which vest on June 14, 2025.

Read SEC document
April 10, 2025 Filed Apr 11, 2025 20:25 UTC
Likosar JeffreyPres Corp Dev & Trans. & CFO
GrantCommon Stock 362 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000060 · wk-form4_1744403116.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Trans. & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,264,143

F1 · shares: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of April 3, 2025, and which vest on various dates through March 1, 2026.

Read SEC document
April 10, 2025 Filed Apr 11, 2025 20:27 UTC
Jackson DeLuEVP, Chf Marketing & Comm Off
GrantCommon Stock 236 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000061 · wk-form4_1744403215.xml · nonDerivative · entry 1

Jackson DeLu · CIK 0001967217 · EVP, Chf Marketing & Comm Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,723

F1 · shares: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of April 3, 2025, and which vest on various dates through March 1, 2026

Read SEC document
April 10, 2025 Filed Apr 11, 2025 20:18 UTC GrantCommon Stock 143 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000056 · wk-form4_1744402697.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,768

F1 · shares: Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of April 3, 2025, and which vest on May 22, 2025.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 22:27 UTC
Dernberger ToddEVP and Chief Growth Officer
GrantEmployee Stock Option (right to buy) · Derivative 5,836 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0001703056-25-000044 · wk-form4_1743632816.xml · derivative · entry 1

Dernberger Todd · CIK 0002058626 · EVP and Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,347

Underlying: Common Stock · 5,836 shares

Expires 2027-03-27

F1 · shares: Represents stock options that were granted in 2018 subject to performance-based vesting requirements. After assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT 's stockholders, the compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities, effective March 31, 2025.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 18:22 UTC
Burzo StevenVP, CAO & Controller
GrantEmployee Stock Option (right to buy) · Derivative 5,836 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0001703056-25-000043 · wk-form4_1743632543.xml · derivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,347

Underlying: Common Stock · 5,836 shares

Expires 2027-06-29

F1 · shares: Represents stock options that were granted in 2017 subject to performance-based vesting requirements. After assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT 's stockholders, the compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities, effective March 31, 2025.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 18:28 UTC GrantEmployee Stock Option (right to buy) · Derivative 356,160 $0.00 Strike: $13.30 $0.00
Disclosure

SEC source: 0001703056-25-000045 · wk-form4_1743632897.xml · derivative · entry 3

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · Sweet Yourself LLC

Disclosed balance after: 1,503,420

Underlying: Common Stock · 356,159 shares

Expires 2028-01-18

F1 · shares: Represents shares of common stock or stock options to purchase shares of common stock, as applicable, that were granted in 2018 subject to performance-based vesting requirements. After assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT 's stockholders, the compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities, effective March 31, 2025.

F2 · ownership.nature: An LLC of which the reporting person is sole member and manager.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 18:28 UTC GrantCommon Stock 614,637.5 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000045 · wk-form4_1743632897.xml · nonDerivative · entry 2

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · Sweet Yourself LLC

Disclosed balance after: 2,947,342

F1 · shares: Represents shares of common stock or stock options to purchase shares of common stock, as applicable, that were granted in 2018 subject to performance-based vesting requirements. After assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT 's stockholders, the compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities, effective March 31, 2025.

F2 · ownership.nature: An LLC of which the reporting person is sole member and manager.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 18:29 UTC
DeVries James DavidDirector · Chairman, President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 387,853 $0.00 Strike: $13.30 $0.00
Disclosure

SEC source: 0001703056-25-000046 · wk-form4_1743632953.xml · derivative · entry 3

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Bethel Ventures LLC

Disclosed balance after: 1,840,278

Underlying: Common Stock · 387,853 shares

Expires 2028-01-18

F1 · shares: Represents shares of common stock or stock options to purchase shares of common stock, as applicable, that were granted in 2018 subject to performance-based vesting requirements. After assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT 's stockholders, the compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities, effective March 31, 2025.

F2 · ownership.nature: An LLC of which the reporting person is the manager with full control, and a beneficial owner together with a family gift trust.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 18:29 UTC
DeVries James DavidDirector · Chairman, President & CEO
GrantCommon Stock 559,597.5 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000046 · wk-form4_1743632953.xml · nonDerivative · entry 2

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Bethel Ventures LLC

Disclosed balance after: 3,565,937

F1 · shares: Represents shares of common stock or stock options to purchase shares of common stock, as applicable, that were granted in 2018 subject to performance-based vesting requirements. After assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT 's stockholders, the compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities, effective March 31, 2025.

F2 · ownership.nature: An LLC of which the reporting person is the manager with full control, and a beneficial owner together with a family gift trust.

Read SEC document
March 31, 2025 Filed Apr 3, 2025 01:04 UTC
Likosar JeffreyPres Corp Dev & Trans. & CFO
GrantEmployee Stock Option (right to buy) · Derivative 397,410 $0.00 Strike: $13.30 $0.00
Disclosure

SEC source: 0001703056-25-000048 · wk-form4_1743642243.xml · derivative · entry 3

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Trans. & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,720,945

Underlying: Common Stock · 397,410 shares

Expires 2028-01-18

F1 · shares: Represents shares of common stock or stock options to purchase shares of common stock, as applicable, that were granted in 2018 subject to performance-based vesting requirements. After assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT 's stockholders, the compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities, effective March 31, 2025.

Read SEC document
March 31, 2025 Filed Apr 3, 2025 01:04 UTC
Likosar JeffreyPres Corp Dev & Trans. & CFO
GrantCommon Stock 573,387 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000048 · wk-form4_1743642243.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Trans. & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,698,218

F1 · shares: Represents shares of common stock or stock options to purchase shares of common stock, as applicable, that were granted in 2018 subject to performance-based vesting requirements. After assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT 's stockholders, the compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities, effective March 31, 2025.

Read SEC document
March 31, 2025 Filed Apr 4, 2025 23:12 UTC Amendment
Likosar JeffreyPres Corp Dev & Trans. & CFO
GrantEmployee Stock Option (right to buy) · Derivative 397,410 $0.00 Strike: $13.30 $0.00
Disclosure

SEC source: 0001703056-25-000050 · wk-form4a_1743808330.xml · derivative · entry 3

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Trans. & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,720,945

Underlying: Common Stock · 397,410 shares

Expires 2028-01-18

F1 · shares: Represents shares of ADT Inc.'s common stock, par value $0.01 ("Common Stock") or stock options to purchase shares of Common Stock, as applicable, that were granted in 2018 subject to performance-based vesting requirements. After assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT Inc's stockholders, the compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities, effective March 31, 2025.

Read SEC document
March 31, 2025 Filed Apr 4, 2025 23:12 UTC Amendment
Likosar JeffreyPres Corp Dev & Trans. & CFO
GrantCommon Stock 573,387 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000050 · wk-form4a_1743808330.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Trans. & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,263,781

F1 · shares: Represents shares of ADT Inc.'s common stock, par value $0.01 ("Common Stock") or stock options to purchase shares of Common Stock, as applicable, that were granted in 2018 subject to performance-based vesting requirements. After assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT Inc's stockholders, the compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities, effective March 31, 2025.

F2 · balance_after: Due to a scrivener's error, the original Form 4 filed on April 2, 2025 on behalf of the Reporting Person inadvertently overstated the shares of Common Stock directly held by the Reporting Person, and understated the shares of Common Stock indirectly held by the Reporting Person through JSKC LLC (an LLC of which the Reporting Person is a member and manager), by 434,437 shares. This amendment is being filed to correct the classification of such 434,437 shares from a "direct" holding to an "indirect" holding and to adjust the respective balances in Column 5 of Table I, accordingly. The aggregate number of shares of Common Stock beneficially owned directly and indirectly by the Reporting Person remains unchanged.

Read SEC document
March 11, 2025 Filed Mar 14, 2025 01:30 UTC OtherCommon Stock 10,500,000 $7.62 $80,010,000.00
Disclosure

SEC source: 0001104659-25-023620 · tm258934-1_4seq1.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Prime Security Services TopCo (ML), L.P. · CIK 0001988867 · 10% owner

Prime Security Services TopCo (ML II), L.P. · CIK 0001988928 · 10% owner

PRIME SECURITY SERVICES TOPCO (ML), LLC · CIK 0002044339 · 10% owner

PRIME SECURITY SERVICES TOPCO (ML II), LLC · CIK 0002044290 · 10% owner

PRIME SECURITY SERVICES TOPCO PARENT GP, LLC · CIK 0002044295 · 10% owner

AP VIII Prime Security Services Holdings, L.P. · CIK 0001669605 · 10% owner

PRIME SECURITY SERVICES GP, LLC · CIK 0002044301 · 10% owner

AP VIII PRIME SECURITY SERVICES MANAGEMENT, LLC · CIK 0002044332 · 10% owner

Apollo Management, L.P. · CIK 0001398053 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 278,650,366

F1 · kind: See Exhibit 99.1.

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
March 11, 2025 Filed Mar 14, 2025 01:30 UTC OtherCommon Stock 10,500,000 $7.62 $80,010,000.00
Disclosure

SEC source: 0001104659-25-023621 · tm258934-2_4seq1.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Management GP, LLC · CIK 0001413410 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 278,650,366

F1 · kind: See Exhibit 99.1.

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
March 08, 2025 Filed Mar 11, 2025 20:13 UTC
Dernberger ToddEVP and Chief Growth Officer
Tax withholdingCommon Stock 3,688 $7.80 $28,766.40
Disclosure

SEC source: 0001703056-25-000041 · wk-form4_1741723979.xml · nonDerivative · entry 1

Dernberger Todd · CIK 0002058626 · EVP and Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,381

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/08/2025.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 01:25 UTC OtherCommon Stock 70,000,000 $7.62 $533,400,000.00
Disclosure

SEC source: 0001104659-25-020503 · tm258220-1_4seq1.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Prime Security Services TopCo (ML), L.P. · CIK 0001988867 · 10% owner

Prime Security Services TopCo (ML II), L.P. · CIK 0001988928 · 10% owner

PRIME SECURITY SERVICES TOPCO (ML), LLC · CIK 0002044339 · 10% owner

PRIME SECURITY SERVICES TOPCO (ML II), LLC · CIK 0002044290 · 10% owner

PRIME SECURITY SERVICES TOPCO PARENT GP, LLC · CIK 0002044295 · 10% owner

AP VIII Prime Security Services Holdings, L.P. · CIK 0001669605 · 10% owner

PRIME SECURITY SERVICES GP, LLC · CIK 0002044301 · 10% owner

AP VIII PRIME SECURITY SERVICES MANAGEMENT, LLC · CIK 0002044332 · 10% owner

Apollo Management, L.P. · CIK 0001398053 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 289,150,366

F1 · kind: See Exhibit 99.1.

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 01:26 UTC OtherCommon Stock 70,000,000 $7.62 $533,400,000.00
Disclosure

SEC source: 0001104659-25-020506 · tm258220-2_4seq1.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Management GP, LLC · CIK 0001413410 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 289,150,366

F1 · kind: See Exhibit 99.1.

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 01:15 UTC
Khan OmarEVP, Chief Business Officer
GrantEmployee Stock Option (right to buy) · Derivative 1,395,256 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001703056-25-000040 · wk-form4_1741310106.xml · derivative · entry 1

Khan Omar · CIK 0002059504 · EVP, Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,395,256

Underlying: Common Stock · 1,395,256 shares

Expires 2035-03-04

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/04/2026, 3/04/2027 and 3/04/2028.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:14 UTC
Dernberger ToddEVP and Chief Growth Officer
GrantEmployee Stock Option (right to buy) · Derivative 395,256 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001703056-25-000032 · wk-form4_1741295684.xml · derivative · entry 1

Dernberger Todd · CIK 0002058626 · EVP and Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,256

Underlying: Common Stock · 395,256 shares

Expires 2025-03-04

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/04/2026, 3/04/2027 and 3/04/2028.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:13 UTC
Burzo StevenVP, CAO & Controller
GrantEmployee Stock Option (right to buy) · Derivative 148,221 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001703056-25-000031 · wk-form4_1741295627.xml · derivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,221

Underlying: Common Stock · 148,221 shares

Expires 2035-03-04

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/04/2026, 3/04/2027 and 3/04/2028.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:22 UTC GrantEmployee Stock Option (right to buy) · Derivative 395,256 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001703056-25-000038 · wk-form4_1741296117.xml · derivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,256

Underlying: Common Stock · 395,256 shares

Expires 2035-03-04

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/04/2026, 3/04/2027 and 3/04/2028.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:20 UTC
Smail David WEVP, CLO and Secretary
GrantEmployee Stock Option (right to buy) · Derivative 494,071 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001703056-25-000037 · wk-form4_1741296020.xml · derivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 494,071

Underlying: Common Stock · 494,071 shares

Expires 2035-03-04

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/04/2026, 3/04/2027 and 3/04/2028.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:16 UTC
DeVries James DavidDirector · Chairman, President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 3,681,118 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001703056-25-000033 · wk-form4_1741295771.xml · derivative · entry 1

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,681,118

Underlying: Common Stock · 3,681,118 shares

Expires 2035-03-04

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/04/2026, 3/04/2027 and 3/04/2028.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:19 UTC
Scott David A.EVP, Chief People & Admin. Off
GrantEmployee Stock Option (right to buy) · Derivative 395,256 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001703056-25-000036 · wk-form4_1741295965.xml · derivative · entry 1

Scott David A. · CIK 0001730957 · EVP, Chief People & Admin. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,256

Underlying: Common Stock · 395,256 shares

Expires 2035-03-04

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/04/2026, 3/04/2027 and 3/04/2028.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:18 UTC
Likosar JeffreyPres Corp Dev & Trans. & CFO
GrantEmployee Stock Option (right to buy) · Derivative 988,142 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001703056-25-000035 · wk-form4_1741295899.xml · derivative · entry 1

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Trans. & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 988,142

Underlying: Common Stock · 988,142 shares

Expires 2035-03-04

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/04/2026, 3/04/2027 and 3/04/2028.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:17 UTC
Jackson DeLuEVP, Chf Marketing & Comm Off
GrantEmployee Stock Option (right to buy) · Derivative 395,256 $0.00 Strike: $7.59 $0.00
Disclosure

SEC source: 0001703056-25-000034 · wk-form4_1741295831.xml · derivative · entry 1

Jackson DeLu · CIK 0001967217 · EVP, Chf Marketing & Comm Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,256

Underlying: Common Stock · 395,256 shares

Expires 2035-03-04

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/04/2026, 3/04/2027 and 3/04/2028.

Read SEC document
March 02, 2025 Filed Mar 4, 2025 21:13 UTC
Dernberger ToddEVP and Chief Growth Officer
Tax withholdingCommon Stock 2,965 $8.19 $24,283.35
Disclosure

SEC source: 0001703056-25-000025 · wk-form4_1741122793.xml · nonDerivative · entry 2

Dernberger Todd · CIK 0002058626 · EVP and Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,069

F2 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 03/02/2025.

Read SEC document
March 02, 2025 Filed Mar 4, 2025 16:11 UTC
Burzo StevenVP, CAO & Controller
Tax withholdingCommon Stock 2,678 $8.19 $21,932.82
Disclosure

SEC source: 0001703056-25-000024 · wk-form4_1741122698.xml · nonDerivative · entry 2

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,487

F2 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2025.

Read SEC document
March 02, 2025 Filed Mar 4, 2025 16:19 UTC Tax withholdingCommon Stock 13,416 $8.19 $109,877.04
Disclosure

SEC source: 0001703056-25-000030 · wk-form4_1741123184.xml · nonDerivative · entry 2

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,657

F2 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2025.

Read SEC document
March 02, 2025 Filed Mar 4, 2025 16:19 UTC
Smail David WEVP, CLO and Secretary
Tax withholdingCommon Stock 13,416 $8.19 $109,877.04
Disclosure

SEC source: 0001703056-25-000029 · wk-form4_1741123130.xml · nonDerivative · entry 2

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,824

F2 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2025.

Read SEC document
March 02, 2025 Filed Mar 4, 2025 16:14 UTC
DeVries James DavidDirector · Chairman, President & CEO
Tax withholdingCommon Stock 103,283 $8.19 $845,887.77
Disclosure

SEC source: 0001703056-25-000026 · wk-form4_1741122862.xml · nonDerivative · entry 2

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,682,311

F2 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2025.

Read SEC document
March 02, 2025 Filed Mar 4, 2025 21:16 UTC
Likosar JeffreyPres Corp Dev & Trans. & CFO
Tax withholdingCommon Stock 20,569 $8.19 $168,460.11
Disclosure

SEC source: 0001703056-25-000028 · wk-form4_1741123002.xml · nonDerivative · entry 2

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Trans. & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,124,831

F2 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2025.

Read SEC document
March 02, 2025 Filed Mar 4, 2025 21:15 UTC
Jackson DeLuEVP, Chf Marketing & Comm Off
Tax withholdingCommon Stock 5,034 $8.19 $41,228.46
Disclosure

SEC source: 0001703056-25-000027 · wk-form4_1741122922.xml · nonDerivative · entry 2

Jackson DeLu · CIK 0001967217 · EVP, Chf Marketing & Comm Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,487

F2 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2025.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 21:13 UTC
Dernberger ToddEVP and Chief Growth Officer
Tax withholdingCommon Stock 3,545 $8.19 $29,033.55
Disclosure

SEC source: 0001703056-25-000025 · wk-form4_1741122793.xml · nonDerivative · entry 1

Dernberger Todd · CIK 0002058626 · EVP and Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,034

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 03/01/2025.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 16:11 UTC
Burzo StevenVP, CAO & Controller
Tax withholdingCommon Stock 5,164 $8.19 $42,293.16
Disclosure

SEC source: 0001703056-25-000024 · wk-form4_1741122698.xml · nonDerivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,165

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2025.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 16:19 UTC Tax withholdingCommon Stock 14,028 $8.19 $114,889.32
Disclosure

SEC source: 0001703056-25-000030 · wk-form4_1741123184.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,073

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2025.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 16:19 UTC
Smail David WEVP, CLO and Secretary
Tax withholdingCommon Stock 14,055 $8.19 $115,110.45
Disclosure

SEC source: 0001703056-25-000029 · wk-form4_1741123130.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,240

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2025.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 16:14 UTC
DeVries James DavidDirector · Chairman, President & CEO
Tax withholdingCommon Stock 108,834 $8.19 $891,350.46
Disclosure

SEC source: 0001703056-25-000026 · wk-form4_1741122862.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,785,594

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2025.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 21:16 UTC
Likosar JeffreyPres Corp Dev & Trans. & CFO
Tax withholdingCommon Stock 21,129 $8.19 $173,046.51
Disclosure

SEC source: 0001703056-25-000028 · wk-form4_1741123002.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Trans. & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,145,400

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2025.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 21:15 UTC
Jackson DeLuEVP, Chf Marketing & Comm Off
Tax withholdingCommon Stock 14,230 $8.19 $116,543.70
Disclosure

SEC source: 0001703056-25-000027 · wk-form4_1741122922.xml · nonDerivative · entry 1

Jackson DeLu · CIK 0001967217 · EVP, Chf Marketing & Comm Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,521

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2025.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 21:15 UTC GrantRestricted Stock Units 6,774 $7.28 $49,314.72
Disclosure

SEC source: 0001703056-25-000015 · wk-form4_1737666928.xml · nonDerivative · entry 1

Gartland Thomas M · CIK 0001432800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,774

F1 · shares: Represents a grant of restricted stock units that vest 100% on January 21, 2026. This grant was made pursuant to the board of director's existing compensation policy for newly appointed directors as of their date of appointment.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 21:22 UTC
Yoon SuzanneDirector
GrantRestricted Stock Units 120 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000010 · wk-form4_1736803358.xml · nonDerivative · entry 1

Yoon Suzanne · CIK 0002034136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,432

F1 · shares: . Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on August 21, 2025.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 21:21 UTC GrantRestricted Stock Units 155 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000009 · wk-form4_1736803304.xml · nonDerivative · entry 1

Tiedt Danielle · CIK 0002026573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,868

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on June 14, 2025.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 16:17 UTC
Burzo StevenVP, CAO & Controller
GrantCommon Stock 265 $0.00 $0.00
Disclosure

SEC source: 0001703056-25-000004 · wk-form4_1736803036.xml · nonDerivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,329

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2026.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.