Last 12 months
Inside the activity.
0 purchase rows · 145 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 41 |
| Apr 2026 | 0 | 26 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 9 |
| Jul 2026 | 0 | 11 |
| Aug 2026 | 0 | 11 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 18 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 24, 2020 Filed Dec 29, 2020 00:00 UTC |
RUBINSTEIN JULIEPresident
|
Exercise / conversionCommon Stock | 15,000 | $6.32 | $94,800.00 |
DisclosureSEC source: 0001209191-20-065257 · doc4.xml · nonDerivative · entry 1 RUBINSTEIN JULIE · CIK 0001780664 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. Read SEC document |
| December 23, 2020 Filed Dec 24, 2020 00:00 UTC |
RUBINSTEIN JULIEPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $6.32 | $0.00 |
DisclosureSEC source: 0001209191-20-065103 · doc4.xml · derivative · entry 13 RUBINSTEIN JULIE · CIK 0001780664 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,000 Underlying: Common Stock · 15,000 shares Expires 2025-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F9 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| December 23, 2020 Filed Dec 24, 2020 00:00 UTC |
RUBINSTEIN JULIEPresident
|
SaleCommon Stock | 1,029 | $65.41 | $67,306.89 |
DisclosureSEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 10 RUBINSTEIN JULIE · CIK 0001780664 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F8 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $65.30 to 65.50, inclusive. Read SEC document |
| December 23, 2020 Filed Dec 24, 2020 00:00 UTC |
RUBINSTEIN JULIEPresident
|
SaleCommon Stock | 5,506 | $64.59 | $355,632.54 |
DisclosureSEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 9 RUBINSTEIN JULIE · CIK 0001780664 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F7 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $64.29 to 65.25, inclusive. Read SEC document |
| December 23, 2020 Filed Dec 24, 2020 00:00 UTC |
RUBINSTEIN JULIEPresident
|
SaleCommon Stock | 8,465 | $63.90 | $540,913.50 |
DisclosureSEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 8 RUBINSTEIN JULIE · CIK 0001780664 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,535 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F6 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $63.28 to 64.25, inclusive. Read SEC document |
| December 23, 2020 Filed Dec 24, 2020 00:00 UTC |
RUBINSTEIN JULIEPresident
|
Exercise / conversionCommon Stock | 15,000 | $6.32 | $94,800.00 |
DisclosureSEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 7 RUBINSTEIN JULIE · CIK 0001780664 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. Read SEC document |
| December 22, 2020 Filed Dec 24, 2020 00:00 UTC |
RUBINSTEIN JULIEPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $6.32 | $0.00 |
DisclosureSEC source: 0001209191-20-065103 · doc4.xml · derivative · entry 12 RUBINSTEIN JULIE · CIK 0001780664 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,000 Underlying: Common Stock · 15,000 shares Expires 2025-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F9 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| December 22, 2020 Filed Dec 24, 2020 00:00 UTC |
RUBINSTEIN JULIEPresident
|
SaleCommon Stock | 1,900 | $64.36 | $122,284.00 |
DisclosureSEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 6 RUBINSTEIN JULIE · CIK 0001780664 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F5 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $63.98 to 64.58, inclusive. Read SEC document |
| December 22, 2020 Filed Dec 24, 2020 00:00 UTC |
RUBINSTEIN JULIEPresident
|
SaleCommon Stock | 13,100 | $63.62 | $833,422.00 |
DisclosureSEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 5 RUBINSTEIN JULIE · CIK 0001780664 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F4 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $62.97 to 63.94, inclusive. Read SEC document |
| December 22, 2020 Filed Dec 24, 2020 00:00 UTC |
RUBINSTEIN JULIEPresident
|
Exercise / conversionCommon Stock | 15,000 | $6.32 | $94,800.00 |
DisclosureSEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 4 RUBINSTEIN JULIE · CIK 0001780664 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 19:00 UTC |
HILL NANCY LOUISEEVP, Operations & Program Mana
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 57,000 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001209191-20-065104 · doc4.xml · derivative · entry 7 HILL NANCY LOUISE · CIK 0001780790 · EVP, Operations & Program Mana 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 57,000 shares Expires 2023-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F5 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 19:00 UTC |
HILL NANCY LOUISEEVP, Operations & Program Mana
|
SaleCommon Stock | 20,486 | $64.06 | $1,312,333.16 |
DisclosureSEC source: 0001209191-20-065104 · doc4.xml · nonDerivative · entry 3 HILL NANCY LOUISE · CIK 0001780790 · EVP, Operations & Program Mana 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $63.79 to 64.58, inclusive. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 19:00 UTC |
HILL NANCY LOUISEEVP, Operations & Program Mana
|
SaleCommon Stock | 36,514 | $63.52 | $2,319,369.28 |
DisclosureSEC source: 0001209191-20-065104 · doc4.xml · nonDerivative · entry 2 HILL NANCY LOUISE · CIK 0001780790 · EVP, Operations & Program Mana 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,486 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $62.79 to 63.785, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 19:00 UTC |
HILL NANCY LOUISEEVP, Operations & Program Mana
|
Exercise / conversionCommon Stock | 57,000 | $0.84 | $47,880.00 |
DisclosureSEC source: 0001209191-20-065104 · doc4.xml · nonDerivative · entry 1 HILL NANCY LOUISE · CIK 0001780790 · EVP, Operations & Program Mana 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 00:00 UTC |
RUBINSTEIN JULIEPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $6.32 | $0.00 |
DisclosureSEC source: 0001209191-20-065103 · doc4.xml · derivative · entry 11 RUBINSTEIN JULIE · CIK 0001780664 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,000 Underlying: Common Stock · 15,000 shares Expires 2025-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F9 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 00:00 UTC |
RUBINSTEIN JULIEPresident
|
SaleCommon Stock | 7,323 | $59.72 | $437,329.56 |
DisclosureSEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 3 RUBINSTEIN JULIE · CIK 0001780664 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $59.42 to 59.95, inclusive. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 00:00 UTC |
RUBINSTEIN JULIEPresident
|
SaleCommon Stock | 7,677 | $59.15 | $454,094.55 |
DisclosureSEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 2 RUBINSTEIN JULIE · CIK 0001780664 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,323 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $58.42 to 59.40, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 00:00 UTC |
RUBINSTEIN JULIEPresident
|
Exercise / conversionCommon Stock | 15,000 | $6.32 | $94,800.00 |
DisclosureSEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 1 RUBINSTEIN JULIE · CIK 0001780664 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 00:00 UTC |
Pellini Michael JDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0001209191-20-065102 · doc4.xml · derivative · entry 3 Pellini Michael J · CIK 0001402017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 25,000 shares Expires 2028-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2020. F2 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on February 7, 2019, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 00:00 UTC |
Pellini Michael JDirector
|
SaleCommon Stock | 25,000 | $60.00 | $1,500,000.00 |
DisclosureSEC source: 0001209191-20-065102 · doc4.xml · nonDerivative · entry 2 Pellini Michael J · CIK 0001402017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2020. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 00:00 UTC |
Pellini Michael JDirector
|
Exercise / conversionCommon Stock | 25,000 | $6.55 | $163,750.00 |
DisclosureSEC source: 0001209191-20-065102 · doc4.xml · nonDerivative · entry 1 Pellini Michael J · CIK 0001402017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2020. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 00:00 UTC |
BENZENO SHARONChief Business Development Off
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 417 | $0.00 Strike: $6.27 | $0.00 |
DisclosureSEC source: 0001209191-20-065101 · doc4.xml · derivative · entry 3 BENZENO SHARON · CIK 0001780854 · Chief Business Development Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 Underlying: Common Stock · 417 shares Expires 2027-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2020. F2 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on April 19, 2018, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 00:00 UTC |
BENZENO SHARONChief Business Development Off
|
SaleCommon Stock | 417 | $59.14 | $24,661.38 |
DisclosureSEC source: 0001209191-20-065101 · doc4.xml · nonDerivative · entry 2 BENZENO SHARON · CIK 0001780854 · Chief Business Development Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2020. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 00:00 UTC |
BENZENO SHARONChief Business Development Off
|
Exercise / conversionCommon Stock | 417 | $6.27 | $2,614.59 |
DisclosureSEC source: 0001209191-20-065101 · doc4.xml · nonDerivative · entry 1 BENZENO SHARON · CIK 0001780854 · Chief Business Development Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2020. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:00 UTC |
LO FRANCISChief People Officer
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 2,000 | $0.00 Strike: $7.80 | $0.00 |
DisclosureSEC source: 0001209191-20-063931 · doc4.xml · derivative · entry 5 LO FRANCIS · CIK 0001780660 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,000 Underlying: Common Stock · 2,000 shares Expires 2029-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2020. F4 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on May 6, 2020, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:00 UTC |
LO FRANCISChief People Officer
|
SaleCommon Stock | 241 | $57.01 | $13,739.41 |
DisclosureSEC source: 0001209191-20-063931 · doc4.xml · nonDerivative · entry 3 LO FRANCIS · CIK 0001780660 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2020. F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $57.00 to 57.05, inclusive. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:00 UTC |
LO FRANCISChief People Officer
|
SaleCommon Stock | 1,759 | $55.79 | $98,134.61 |
DisclosureSEC source: 0001209191-20-063931 · doc4.xml · nonDerivative · entry 2 LO FRANCIS · CIK 0001780660 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2020. F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $55.545 to 56.38, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:00 UTC |
LO FRANCISChief People Officer
|
Exercise / conversionCommon Stock | 2,000 | $7.80 | $15,600.00 |
DisclosureSEC source: 0001209191-20-063931 · doc4.xml · nonDerivative · entry 1 LO FRANCIS · CIK 0001780660 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2020. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:00 UTC |
HERSHBERG ROBERTDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001209191-20-063932 · doc4.xml · derivative · entry 4 HERSHBERG ROBERT · CIK 0001274139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 Underlying: Common Stock · 2,000 shares Expires 2023-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020. F4 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:00 UTC |
HERSHBERG ROBERTDirector
|
SaleCommon Stock | 241 | $57.01 | $13,739.41 |
DisclosureSEC source: 0001209191-20-063932 · doc4.xml · nonDerivative · entry 3 HERSHBERG ROBERT · CIK 0001274139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020. F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $57.00 to 57.05, inclusive. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:00 UTC |
HERSHBERG ROBERTDirector
|
SaleCommon Stock | 1,759 | $55.78 | $98,117.02 |
DisclosureSEC source: 0001209191-20-063932 · doc4.xml · nonDerivative · entry 2 HERSHBERG ROBERT · CIK 0001274139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020. F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $55.545 to $56.38, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 02:00 UTC |
HERSHBERG ROBERTDirector
|
Exercise / conversionCommon Stock | 2,000 | $0.45 | $900.00 |
DisclosureSEC source: 0001209191-20-063932 · doc4.xml · nonDerivative · entry 1 HERSHBERG ROBERT · CIK 0001274139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 02:03 UTC |
VIKING GLOBAL INVESTORS LP10% owner
VIKING GLOBAL PERFORMANCE LLC10% owner
Viking Global Equities II LP10% owner
Viking Global Equities Master Ltd.10% owner
Viking Long Fund GP LLC10% owner
Viking Long Fund Master Ltd.10% owner
HALVORSEN OLE ANDREAS10% owner
Ott David C.10% owner
Shabet Rose Sharon10% owner
|
SaleCommon Stock | 1,000,000 | $55.65 | $55,650,000.00 |
DisclosureSEC source: 0001387131-20-011164 · adpt-form4_121420.xml · nonDerivative · entry 1 VIKING GLOBAL INVESTORS LP · CIK 0001103804 · 10% owner VIKING GLOBAL PERFORMANCE LLC · CIK 0001132625 · 10% owner Viking Global Equities II LP · CIK 0001413378 · 10% owner Viking Global Equities Master Ltd. · CIK 0001759530 · 10% owner Viking Long Fund GP LLC · CIK 0001621607 · 10% owner Viking Long Fund Master Ltd. · CIK 0001621596 · 10% owner HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner Ott David C. · CIK 0001621842 · 10% owner Shabet Rose Sharon · CIK 0001711393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See explanation of responses Disclosed balance after: 29,993,708 F1 · shares: On December 14, 2020, the Viking Funds (defined below) sold an aggregate of 1,000,000 shares of common stock of the Issuer ("Common Stock") at a price of $55.65 per share.VGE II sold 14,671 shares, VGEM sold 718,897 shares and VLFM sold 266,432 shares. F2 · ownership.nature: O. Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP") and Viking Long Fund GP LLC ("VLFGP"). VGI provides managerial services to various investment funds, including Viking Global Equities II LP ("VGE II") and Viking Global Equities Master Ltd. ("VGEM") and Viking Long Fund Master Ltd. ("VLFM" and together with VLFM, VGEM and VGE II, the "Viking Funds"). F3 · ownership.nature: VGP is the general partner of VGE II. VLFGP serves as the investment manager of VLFM. Each of the Viking Funds, VGI, VGP, VLFGP, Mr. Halvorsen, Mr. Ott and Ms. Shabet (collectively, the "Reporting Persons") may be deemed to beneficially own the shares reported on this form. F4 · ownership.nature: VGI provides managerial services to (i) VGE II, which directly holds 454,717 shares of Common Stock; (ii) VGEM, which directly holds 22,281,040 shares of Common Stock; and (iii) VLFM, which directly holds 8,257,951 shares of Common Stock. Because of the relationship between VGI and the Viking Funds, VGI may be deemed to beneficially own the shares of Common Stock directly held by the Viking Funds. F5 · ownership.nature: VGP is the general partner of VGE II and the investment manager of VGEM. Because of the relationships between VGP and VGE II and VGEM, respectively, VGP may be deemed to beneficially own the shares of Common Stock directly held by VGE II and VGEM. F6 · ownership.nature: VLFGP serves as the investment manager of VLFM. Because of the relationship between VLFGP and VLFM, VLFGP may be deemed to beneficially own the shares of Common Stock directly held by VLFM. F7 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:00 UTC |
HILL NANCY LOUISEEVP, Operations & Program Mana
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Exercise / conversionStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001209191-20-063933 · doc4.xml · derivative · entry 6 HILL NANCY LOUISE · CIK 0001780790 · EVP, Operations & Program Mana 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 Underlying: Common Stock · 40,000 shares Expires 2023-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020. F3 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:00 UTC |
HILL NANCY LOUISEEVP, Operations & Program Mana
|
SaleCommon Stock | 40,000 | $59.00 | $2,360,000.00 |
DisclosureSEC source: 0001209191-20-063933 · doc4.xml · nonDerivative · entry 2 HILL NANCY LOUISE · CIK 0001780790 · EVP, Operations & Program Mana 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:00 UTC |
HILL NANCY LOUISEEVP, Operations & Program Mana
|
Exercise / conversionCommon Stock | 40,000 | $0.84 | $33,600.00 |
DisclosureSEC source: 0001209191-20-063933 · doc4.xml · nonDerivative · entry 1 HILL NANCY LOUISE · CIK 0001780790 · EVP, Operations & Program Mana 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 02:00 UTC |
GRIFFIN MICHELLE RENEEDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $7.80 | $0.00 |
DisclosureSEC source: 0001209191-20-063930 · doc4.xml · derivative · entry 5 GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,000 Underlying: Common Stock · 6,000 shares Expires 2029-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. F5 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on March 28, 2020, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 02:00 UTC |
GRIFFIN MICHELLE RENEEDirector
|
SaleCommon Stock | 1,651 | $59.44 | $98,135.44 |
DisclosureSEC source: 0001209191-20-063930 · doc4.xml · nonDerivative · entry 4 GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. F4 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $59.25 to 59.90, inclusive. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 02:00 UTC |
GRIFFIN MICHELLE RENEEDirector
|
SaleCommon Stock | 3,367 | $58.96 | $198,518.32 |
DisclosureSEC source: 0001209191-20-063930 · doc4.xml · nonDerivative · entry 3 GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,651 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $58.25 to 59.24, inclusive. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 02:00 UTC |
GRIFFIN MICHELLE RENEEDirector
|
SaleCommon Stock | 982 | $57.42 | $56,386.44 |
DisclosureSEC source: 0001209191-20-063930 · doc4.xml · nonDerivative · entry 2 GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,018 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $57.08 to 57.99, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 02:00 UTC |
GRIFFIN MICHELLE RENEEDirector
|
Exercise / conversionCommon Stock | 6,000 | $7.80 | $46,800.00 |
DisclosureSEC source: 0001209191-20-063930 · doc4.xml · nonDerivative · entry 1 GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:00 UTC |
SANG CHARLESSVP, External Affairs
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0001209191-20-063102 · doc4.xml · derivative · entry 3 SANG CHARLES · CIK 0001780656 · SVP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,000 Underlying: Common Stock · 50,000 shares Expires 2028-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on November 1, 2018, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:00 UTC |
SANG CHARLESSVP, External Affairs
|
SaleCommon Stock | 50,000 | $56.13 | $2,806,500.00 |
DisclosureSEC source: 0001209191-20-063102 · doc4.xml · nonDerivative · entry 2 SANG CHARLES · CIK 0001780656 · SVP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $55.98 to 56.60, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:00 UTC |
SANG CHARLESSVP, External Affairs
|
Exercise / conversionCommon Stock | 50,000 | $6.55 | $327,500.00 |
DisclosureSEC source: 0001209191-20-063102 · doc4.xml · nonDerivative · entry 1 SANG CHARLES · CIK 0001780656 · SVP, External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 12, 2020 02:00 UTC |
BOBULSKY SUSANSVP, Diagnostics, clonoSEQ
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.98 | $0.00 |
DisclosureSEC source: 0001209191-20-063101 · doc4.xml · derivative · entry 3 BOBULSKY SUSAN · CIK 0001820885 · SVP, Diagnostics, clonoSEQ 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 25,000 shares Expires 2024-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. F2 · derivative.exercise_date: All options are fully exercisable. Read SEC document |
| December 10, 2020 Filed Dec 12, 2020 02:00 UTC |
BOBULSKY SUSANSVP, Diagnostics, clonoSEQ
|
SaleCommon Stock | 25,000 | $55.00 | $1,375,000.00 |
DisclosureSEC source: 0001209191-20-063101 · doc4.xml · nonDerivative · entry 2 BOBULSKY SUSAN · CIK 0001820885 · SVP, Diagnostics, clonoSEQ 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. Read SEC document |
| December 10, 2020 Filed Dec 12, 2020 02:00 UTC |
BOBULSKY SUSANSVP, Diagnostics, clonoSEQ
|
Exercise / conversionCommon Stock | 25,000 | $1.98 | $49,500.00 |
DisclosureSEC source: 0001209191-20-063101 · doc4.xml · nonDerivative · entry 1 BOBULSKY SUSAN · CIK 0001820885 · SVP, Diagnostics, clonoSEQ 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 00:05 UTC |
Cohen Chad MChief Financial Officer
|
Exercise / conversionStock Option (Right To Buy) · Derivative | 30,000 | $0.00 Strike: $6.32 | $0.00 |
DisclosureSEC source: 0001209191-20-062612 · doc4.xml · derivative · entry 5 Cohen Chad M · CIK 0001524314 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,000 Underlying: Common Stock · 30,000 shares Expires 2025-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2019. F4 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 00:05 UTC |
Cohen Chad MChief Financial Officer
|
SaleCommon Stock | 300 | $52.38 | $15,714.00 |
DisclosureSEC source: 0001209191-20-062612 · doc4.xml · nonDerivative · entry 4 Cohen Chad M · CIK 0001524314 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2019. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 00:05 UTC |
Cohen Chad MChief Financial Officer
|
SaleCommon Stock | 9,444 | $51.98 | $490,899.12 |
DisclosureSEC source: 0001209191-20-062612 · doc4.xml · nonDerivative · entry 3 Cohen Chad M · CIK 0001524314 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2019. F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $51.37 to 52.33, inclusive. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.