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Nasdaq · USD

ADMA

ADMA BIOLOGICS, INC.

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Tapewire entity
4477
SEC CIK
0001368514
Parsed reports
254

Last 12 months

Inside the activity.

5 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202602
Mar 202623
Apr 202600
May 202630
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2025 Filed Jun 16, 2025 21:00 UTC
ELMS STEVEDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001140361-25-022713 · form4.xml · derivative · entry 15

ELMS STEVE · CIK 0001250195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options vested in twenty-four equal monthly installments, becoming fully vested on the two year anniversary of the date of grant.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:00 UTC
ELMS STEVEDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $5.96 $0.00
Disclosure

SEC source: 0001140361-25-022713 · form4.xml · derivative · entry 14

ELMS STEVE · CIK 0001250195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2026-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options vested in twenty-four equal monthly installments, becoming fully vested on the two year anniversary of the date of grant.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:00 UTC
ELMS STEVEDirector
SaleCommon Stock 137,931 $20.82 $2,871,723.42
Disclosure

SEC source: 0001140361-25-022713 · form4.xml · nonDerivative · entry 12

ELMS STEVE · CIK 0001250195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,079

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.52 to $21.39, inclusive.

F4 · balance_after: Includes, as of the transaction date, (i) 10,889 RSUs granted on February 19, 2025, which will vest fully on February 19, 2026, subject to the reporting person's continued service as of such vesting date and (ii) 271,190 shares of common stock owned by the reporting person.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:00 UTC
ELMS STEVEDirector
Exercise / conversionCommon Stock 37,541 $5.40 $202,721.40
Disclosure

SEC source: 0001140361-25-022713 · form4.xml · nonDerivative · entry 11

ELMS STEVE · CIK 0001250195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:00 UTC
ELMS STEVEDirector
Exercise / conversionCommon Stock 51,630 $3.35 $172,960.50
Disclosure

SEC source: 0001140361-25-022713 · form4.xml · nonDerivative · entry 10

ELMS STEVE · CIK 0001250195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:00 UTC
ELMS STEVEDirector
Exercise / conversionCommon Stock 53,172 $1.67 $88,797.24
Disclosure

SEC source: 0001140361-25-022713 · form4.xml · nonDerivative · entry 9

ELMS STEVE · CIK 0001250195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:00 UTC
ELMS STEVEDirector
Exercise / conversionCommon Stock 55,000 $2.35 $129,250.00
Disclosure

SEC source: 0001140361-25-022713 · form4.xml · nonDerivative · entry 8

ELMS STEVE · CIK 0001250195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:00 UTC
ELMS STEVEDirector
Exercise / conversionCommon Stock 15,000 $2.92 $43,725.00
Disclosure

SEC source: 0001140361-25-022713 · form4.xml · nonDerivative · entry 7

ELMS STEVE · CIK 0001250195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:00 UTC
ELMS STEVEDirector
Exercise / conversionCommon Stock 30,000 $3.89 $116,700.00
Disclosure

SEC source: 0001140361-25-022713 · form4.xml · nonDerivative · entry 6

ELMS STEVE · CIK 0001250195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:00 UTC
ELMS STEVEDirector
Exercise / conversionCommon Stock 17,500 $4.91 $85,925.00
Disclosure

SEC source: 0001140361-25-022713 · form4.xml · nonDerivative · entry 5

ELMS STEVE · CIK 0001250195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:00 UTC
ELMS STEVEDirector
Exercise / conversionCommon Stock 53,837 $3.66 $197,043.42
Disclosure

SEC source: 0001140361-25-022713 · form4.xml · nonDerivative · entry 4

ELMS STEVE · CIK 0001250195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:00 UTC
ELMS STEVEDirector
Exercise / conversionCommon Stock 10,000 $5.00 $50,000.00
Disclosure

SEC source: 0001140361-25-022713 · form4.xml · nonDerivative · entry 3

ELMS STEVE · CIK 0001250195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:00 UTC
ELMS STEVEDirector
Exercise / conversionCommon Stock 9,000 $5.96 $53,640.00
Disclosure

SEC source: 0001140361-25-022713 · form4.xml · nonDerivative · entry 2

ELMS STEVE · CIK 0001250195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 21:00 UTC
ELMS STEVEDirector
SaleCommon Stock 92,941 $21.69 $2,015,890.29
Disclosure

SEC source: 0001140361-25-022713 · form4.xml · nonDerivative · entry 1

ELMS STEVE · CIK 0001250195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,031,730

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.37 to $22.17, inclusive. The reporting person undertakes to provide to ADMA Biologics, Inc. (the "Issuer"), any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (5).

F2 · ownership.nature: These shares are owned by Aisling Capital II LP ("Aisling"), which is a fund that was established in 2007 with a 10-year life. Mr. Elms is Aisling's designee for nomination to the Board. As a Managing Member of Aisling Capital Partners, LLC ("Aisling Partners"), a control person of Aisling, and as a member of the investment committee of Aisling Capital Partners, LP ("Aisling GP"), Mr. Elms may be deemed to be the beneficial owner of shares of common stock owned of record by Aisling. Mr. Elms disclaims beneficial ownership of Aisling's investment in the Company and Aisling Partners' ownership of the Company's options, except to the extent of his pecuniary interest therein.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 01:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001140361-25-022113 · form4.xml · derivative · entry 7

Grossman Jerrold B · CIK 0001542519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options were granted on February 14, 2017 and vested in twenty-four equal monthly installments, becoming fully vested on February 14, 2019.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 01:00 UTC SaleCommon Stock 10,000 $21.31 $213,100.00
Disclosure

SEC source: 0001140361-25-022113 · form4.xml · nonDerivative · entry 2

Grossman Jerrold B · CIK 0001542519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 478,194

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.29 to $21.35. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes, as of the transaction date, (i) 10,889 restricted stock units granted on February 19, 2025, which will vest in full on February 19, 2026, subject to the Reporting Person's continued service as of the applicable vesting date; and (ii) 467,305 shares of common stock owned by the reporting person.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 01:00 UTC Exercise / conversionCommon Stock 10,000 $5.00 $50,000.00
Disclosure

SEC source: 0001140361-25-022113 · form4.xml · nonDerivative · entry 1

Grossman Jerrold B · CIK 0001542519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2025 Filed Jun 12, 2025 01:00 UTC SaleCommon Stock 20,000 $20.96 $419,200.00
Disclosure

SEC source: 0001140361-25-022240 · form4.xml · nonDerivative · entry 1

Guiheen Lawrence P. · CIK 0001554353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,830

F1 · balance_after: Includes, as of the transaction date, (i) 10,889 restricted stock units granted on February 19, 2025, which vest in two equal installments, on the six- and 12-month anniversaries of the grant date, becoming fully vested on the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of such vesting date; and (ii) 83,941 shares of common stock owned by the Reporting Person.

Read SEC document
May 22, 2025 Filed May 24, 2025 01:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,221 $0.00 Strike: $5.96 $0.00
Disclosure

SEC source: 0001140361-25-020376 · form4.xml · derivative · entry 7

Guiheen Lawrence P. · CIK 0001554353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,221 shares

Expires 2026-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: The Reporting Person is exercising this option due, in part, to its near-term expiration date.

F6 · derivative.exercise_date: These options were granted on January 28, 2016 and vested in twenty-four equal monthly installments, becoming fully vested on January 28, 2018.

Read SEC document
May 22, 2025 Filed May 24, 2025 01:00 UTC SaleCommon Stock 1,221 $20.12 $24,566.52
Disclosure

SEC source: 0001140361-25-020376 · form4.xml · nonDerivative · entry 4

Guiheen Lawrence P. · CIK 0001554353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,830

F2 · balance_after: Includes, as of the transaction date, (i) 10,889 restricted stock units granted on February 19, 2025, which vest in two equal installments, on the six- and 12-month anniversaries of the grant date, becoming fully vested on the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of such vesting date; and (ii) 103,941 shares of common stock owned by the Reporting Person. The number of common shares reported includes a de minimis reduction by 10 shares from the amount previously reported due to a broker adjustment.

Read SEC document
May 22, 2025 Filed May 24, 2025 01:00 UTC Exercise / conversionCommon Stock 1,221 $5.96 $7,277.16
Disclosure

SEC source: 0001140361-25-020376 · form4.xml · nonDerivative · entry 3

Guiheen Lawrence P. · CIK 0001554353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2025 Filed May 24, 2025 01:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 7,779 $0.00 Strike: $5.96 $0.00
Disclosure

SEC source: 0001140361-25-020376 · form4.xml · derivative · entry 6

Guiheen Lawrence P. · CIK 0001554353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,221

Underlying: Common Stock · 7,779 shares

Expires 2026-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: The Reporting Person is exercising this option due, in part, to its near-term expiration date.

F6 · derivative.exercise_date: These options were granted on January 28, 2016 and vested in twenty-four equal monthly installments, becoming fully vested on January 28, 2018.

Read SEC document
May 21, 2025 Filed May 24, 2025 01:00 UTC SaleCommon Stock 7,779 $20.32 $158,069.28
Disclosure

SEC source: 0001140361-25-020376 · form4.xml · nonDerivative · entry 2

Guiheen Lawrence P. · CIK 0001554353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,830

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.20 to $20.73. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 21, 2025 Filed May 24, 2025 01:00 UTC Exercise / conversionCommon Stock 7,779 $5.96 $46,362.84
Disclosure

SEC source: 0001140361-25-020376 · form4.xml · nonDerivative · entry 1

Guiheen Lawrence P. · CIK 0001554353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 17, 2025 01:00 UTC
Grossman Adam SDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0001140361-25-019589 · form4.xml · derivative · entry 6

Grossman Adam S · CIK 0001542517 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 825,950

Underlying: Common Stock · 15,000 shares

Expires 2034-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction was effected pursuant to a Rule 10b5-1 trading plan entered into between the reporting person and Fidelity Brokerage Services LLC on December 5, 2024, as previously disclosed by the issuer.

F8 · derivative.exercise_date: The option was granted on February 26, 2024 and vests over four years with 25% of the shares of common stock underlying the option (i.e., 217,737 shares) vesting on February 26, 2025, the one-year anniversary of the date of grant, and the remaining 75% of such shares vesting monthly in equal installments over the next three years, becoming fully vested on February 26, 2028.

Read SEC document
May 15, 2025 Filed May 17, 2025 01:00 UTC
Grossman Adam SDirector · President and CEO
SaleCommon Stock 6,000 $19.45 $116,700.00
Disclosure

SEC source: 0001140361-25-019589 · form4.xml · nonDerivative · entry 3

Grossman Adam S · CIK 0001542517 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,049,850

F1 · shares: Transaction was effected pursuant to a Rule 10b5-1 trading plan entered into between the reporting person and Fidelity Brokerage Services LLC on December 5, 2024, as previously disclosed by the issuer.

F2 · price: The price reported in Column 4 is the price at which the shares were sold.

F3 · balance_after: Includes, as of the transaction date, (i) 252,022 unvested RSUs granted on February 19, 2025, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (ii) 418,296 unvested RSUs granted on February 26, 2024, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting;

F4 · balance_after: (continued from footnote 3) (iii) 286,848 unvested RSUs granted on March 6, 2023 that will vest quarterly on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting;

F5 · balance_after: (continued from footnote 4) (iv) 75,000 unvested RSUs granted on March 7, 2022 that will vest quarterly on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; and (v) 1,017,684 shares of common stock owned by the reporting person, which reflects prior purchases and the prior net settlement upon vesting of previously granted RSUs after the withholding of shares to cover applicable taxes.

Read SEC document
May 15, 2025 Filed May 17, 2025 01:00 UTC
Grossman Adam SDirector · President and CEO
SaleCommon Stock 15,000 $19.45 $291,750.00
Disclosure

SEC source: 0001140361-25-019589 · form4.xml · nonDerivative · entry 2

Grossman Adam S · CIK 0001542517 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,055,850

F1 · shares: Transaction was effected pursuant to a Rule 10b5-1 trading plan entered into between the reporting person and Fidelity Brokerage Services LLC on December 5, 2024, as previously disclosed by the issuer.

F2 · price: The price reported in Column 4 is the price at which the shares were sold.

Read SEC document
May 15, 2025 Filed May 17, 2025 01:00 UTC
Grossman Adam SDirector · President and CEO
Exercise / conversionCommon Stock 15,000 $5.40 $81,000.00
Disclosure

SEC source: 0001140361-25-019589 · form4.xml · nonDerivative · entry 1

Grossman Adam S · CIK 0001542517 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,070,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction was effected pursuant to a Rule 10b5-1 trading plan entered into between the reporting person and Fidelity Brokerage Services LLC on December 5, 2024, as previously disclosed by the issuer.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 01:00 UTC
Grossman Adam SDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0001140361-25-014267 · form4.xml · derivative · entry 6

Grossman Adam S · CIK 0001542517 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 840,950

Underlying: Common Stock · 15,000 shares

Expires 2034-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction was effected pursuant to a Rule 10b5-1 trading plan entered into between the reporting person and Fidelity Brokerage Services LLC on December 5, 2024, as previously disclosed by the issuer.

F8 · derivative.exercise_date: The option was granted on February 26, 2024 and vests over four years with 25% of the shares of common stock underlying the option (i.e., 217,737 shares) vesting on February 26, 2025, the one-year anniversary of the date of grant, and the remaining 75% of such shares vesting monthly in equal installments over the next three years, becoming fully vested on February 26, 2028.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 01:00 UTC
Grossman Adam SDirector · President and CEO
SaleCommon Stock 6,000 $21.46 $128,760.00
Disclosure

SEC source: 0001140361-25-014267 · form4.xml · nonDerivative · entry 3

Grossman Adam S · CIK 0001542517 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,055,850

F1 · shares: Transaction was effected pursuant to a Rule 10b5-1 trading plan entered into between the reporting person and Fidelity Brokerage Services LLC on December 5, 2024, as previously disclosed by the issuer.

F2 · price: The price reported in Column 4 is the price at which the shares were sold.

F3 · balance_after: Includes, as of the transaction date, (i) 252,022 unvested RSUs granted on February 19, 2025, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (ii) 418,296 unvested RSUs granted on February 26, 2024, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting;

F4 · balance_after: (continued from footnote 3) (iii) 286,848 unvested RSUs granted on March 6, 2023 that will vest quarterly on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting;

F5 · balance_after: (continued from footnote 4) (iv) 75,000 unvested RSUs granted on March 7, 2022 that will vest quarterly on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; and (v) 1,023,684 shares of common stock owned by the reporting person, which reflects prior purchases and the prior net settlement upon vesting of previously granted RSUs after the withholding of shares to cover applicable taxes.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 01:00 UTC
Grossman Adam SDirector · President and CEO
SaleCommon Stock 15,000 $21.46 $321,900.00
Disclosure

SEC source: 0001140361-25-014267 · form4.xml · nonDerivative · entry 2

Grossman Adam S · CIK 0001542517 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,061,850

F1 · shares: Transaction was effected pursuant to a Rule 10b5-1 trading plan entered into between the reporting person and Fidelity Brokerage Services LLC on December 5, 2024, as previously disclosed by the issuer.

F2 · price: The price reported in Column 4 is the price at which the shares were sold.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 01:00 UTC
Grossman Adam SDirector · President and CEO
Exercise / conversionCommon Stock 15,000 $5.40 $81,000.00
Disclosure

SEC source: 0001140361-25-014267 · form4.xml · nonDerivative · entry 1

Grossman Adam S · CIK 0001542517 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,076,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction was effected pursuant to a Rule 10b5-1 trading plan entered into between the reporting person and Fidelity Brokerage Services LLC on December 5, 2024, as previously disclosed by the issuer.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 01:00 UTC
Kestenberg-Messina Kaitlin M.COO and SVP, Compliance
Tax withholdingCommon Stock 18,920 $19.42 $367,426.40
Disclosure

SEC source: 0001140361-25-011931 · form4.xml · nonDerivative · entry 1

Kestenberg-Messina Kaitlin M. · CIK 0002017423 · COO and SVP, Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 490,425

F1 · shares: Represents shares withheld by the Issuer to satisfy the mandatory tax withholding requirements upon vesting of restricted stock units ("RSUs"). This is not an open market sale of securities.

F2 · balance_after: Includes, as of the transaction date (i) 77,784 unvested RSUs granted on February 19, 2025, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (ii) 144,240 unvested RSUs granted on April 1, 2024, that will vest in equal quarterly installments on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date; (iii) 22,500 unvested RSUs granted on July 24, 2023, that will vest in equal quarterly installments on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date;

F3 · balance_after: (continued from footnote 2) (iv) 47,500 unvested RSUs granted on March 6, 2023, that will vest in equal quarterly installments on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date; (v) 10,000 unvested RSUs granted on March 7, 2022, that will vest in equal quarterly installments on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date; and (vi) 188,401 shares of common stock directly owned by the reporting person, which includes the prior net settlement upon vesting of previously granted RSUs after the withholding of shares to cover applicable taxes.

Read SEC document
March 19, 2025 Filed Mar 22, 2025 01:00 UTC
Grossman Adam SDirector · President and CEO
Exercise / conversionCommon Stock · Derivative 15,000 $0.00 Strike: $5.40 $0.00
Disclosure

SEC source: 0001140361-25-009928 · form4.xml · derivative · entry 6

Grossman Adam S · CIK 0001542517 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 855,950

Underlying: Common Stock · 15,000 shares

Expires 2034-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction was effected pursuant to a Rule 10b5-1 trading plan entered into between the reporting person and Fidelity Brokerage Services LLC on December 5, 2024, as previously disclosed by the issuer.

F8 · derivative.exercise_date: The option was granted on February 26, 2024 and vests over four years with 25% of the shares of common stock underlying the option (i.e., 217,737 shares) vesting on February 26, 2025, the one-year anniversary of the date of grant, and the remaining 75% of such shares vesting monthly in equal installments over the next three years, becoming fully vested on February 26, 2028.

Read SEC document
March 19, 2025 Filed Mar 22, 2025 01:00 UTC
Grossman Adam SDirector · President and CEO
SaleCommon Stock 6,000 $18.92 $113,520.00
Disclosure

SEC source: 0001140361-25-009928 · form4.xml · nonDerivative · entry 3

Grossman Adam S · CIK 0001542517 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,061,850

F1 · shares: Transaction was effected pursuant to a Rule 10b5-1 trading plan entered into between the reporting person and Fidelity Brokerage Services LLC on December 5, 2024, as previously disclosed by the issuer.

F2 · price: The price reported in Column 4 is the price at which the shares were sold.

F3 · balance_after: Includes, as of the transaction date, (i) 252,022 unvested RSUs granted on February 19, 2025, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (ii) 418,296 unvested RSUs granted on February 26, 2024, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting;

F4 · balance_after: (continued from footnote 3) (iii) 286,848 unvested RSUs granted on March 6, 2023 that will vest quarterly on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting;

F5 · balance_after: (continued from footnote 4) (iv) 75,000 unvested RSUs granted on March 7, 2022 that will vest quarterly on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; and (v) 1,029,684 shares of common stock owned by the reporting person, which reflects prior purchases and the prior net settlement upon vesting of previously granted RSUs after the withholding of shares to cover applicable taxes.

Read SEC document
March 19, 2025 Filed Mar 22, 2025 01:00 UTC
Grossman Adam SDirector · President and CEO
SaleCommon Stock 15,000 $18.92 $283,800.00
Disclosure

SEC source: 0001140361-25-009928 · form4.xml · nonDerivative · entry 2

Grossman Adam S · CIK 0001542517 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,067,850

F1 · shares: Transaction was effected pursuant to a Rule 10b5-1 trading plan entered into between the reporting person and Fidelity Brokerage Services LLC on December 5, 2024, as previously disclosed by the issuer.

F2 · price: The price reported in Column 4 is the price at which the shares were sold.

Read SEC document
March 19, 2025 Filed Mar 22, 2025 01:00 UTC
Grossman Adam SDirector · President and CEO
Exercise / conversionCommon Stock 15,000 $5.40 $81,000.00
Disclosure

SEC source: 0001140361-25-009928 · form4.xml · nonDerivative · entry 1

Grossman Adam S · CIK 0001542517 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,082,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction was effected pursuant to a Rule 10b5-1 trading plan entered into between the reporting person and Fidelity Brokerage Services LLC on December 5, 2024, as previously disclosed by the issuer.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 01:00 UTC
Kestenberg-Messina Kaitlin M.COO and SVP, Compliance
Tax withholdingCommon Stock 3,935 $17.02 $66,973.70
Disclosure

SEC source: 0001140361-25-007923 · form4.xml · nonDerivative · entry 2

Kestenberg-Messina Kaitlin M. · CIK 0002017423 · COO and SVP, Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 509,345

F1 · shares: Represents shares withheld by the Issuer to satisfy the mandatory tax withholding requirements upon vesting of restricted stock units ("RSUs"). This is not an open market sale of securities.

F4 · balance_after: Includes, as of the transaction date (i) 77,784 unvested RSUs granted on February 19, 2025, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (ii) 192,320 unvested RSUs granted on April 1, 2024, that will vest in equal quarterly installments on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date; (iii) 22,500 unvested RSUs granted on July 24, 2023, that will vest in equal quarterly installments on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date;

F5 · balance_after: (continued from footnote 4) (iv) 47,500 unvested RSUs granted on March 6, 2023, that will vest in equal quarterly installments on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date; (v) 10,000 unvested RSUs granted on March 7, 2022, that will vest in equal quarterly installments on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date; and (vi) 159,241 shares of common stock owned by the reporting person, which reflects the prior net settlement upon vesting of previously granted RSUs after the withholding of shares to cover applicable taxes.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 01:00 UTC
Grossman Adam SDirector · President and CEO
Tax withholdingCommon Stock 29,513 $17.02 $502,311.26
Disclosure

SEC source: 0001140361-25-007924 · form4.xml · nonDerivative · entry 2

Grossman Adam S · CIK 0001542517 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,067,850

F1 · shares: Represents shares withheld by the Issuer to satisfy the mandatory tax withholding requirements upon vesting of restricted stock units ("RSUs"). This is not an open market sale of securities.

F4 · balance_after: Includes, as of the transaction date, (i) 252,022 unvested RSUs granted on February 19, 2025, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (ii) 418,296 unvested RSUs granted on February 26, 2024, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (iii) 286,848 unvested RSUs granted on March 6, 2023 that will vest quarterly on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting;

F5 · balance_after: (continued from footnote 4) (iv) 75,000 unvested RSUs granted on March 7, 2022 that will vest quarterly on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; and (v) 1,035,684 shares of common stock owned by the reporting person, which reflects prior purchases and the prior net settlement upon vesting of previously granted RSUs after the withholding of shares to cover applicable taxes.

Read SEC document
March 06, 2025 Filed Mar 11, 2025 01:00 UTC
Kestenberg-Messina Kaitlin M.COO and SVP, Compliance
Tax withholdingCommon Stock 8,881 $16.91 $150,177.71
Disclosure

SEC source: 0001140361-25-007923 · form4.xml · nonDerivative · entry 1

Kestenberg-Messina Kaitlin M. · CIK 0002017423 · COO and SVP, Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,280

F1 · shares: Represents shares withheld by the Issuer to satisfy the mandatory tax withholding requirements upon vesting of restricted stock units ("RSUs"). This is not an open market sale of securities.

F2 · balance_after: Includes, as of the transaction date (i) 77,784 unvested RSUs granted on February 19, 2025, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (ii) 192,320 unvested RSUs granted on April 1, 2024, that will vest in equal quarterly installments on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date; (iii) 22,500 unvested RSUs granted on July 24, 2023, that will vest in equal quarterly installments on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date; (iv) 47,500 unvested RSUs granted on March 6, 2023, that will vest in equal quarterly installments on each annual anniversary of the date of grant, over four years, subject to

F3 · balance_after: (continued from footnote 2) the reporting person's continued service as of the applicable vesting date; (v) 20,000 unvested RSUs granted on March 7, 2022, that will vest in equal quarterly installments on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date; and (vi) 153,176 shares of common stock owned by the reporting person, which reflects the prior net settlement upon vesting of previously granted RSUs after the withholding of shares to cover applicable taxes.

Read SEC document
March 06, 2025 Filed Mar 11, 2025 01:00 UTC
Grossman Adam SDirector · President and CEO
Tax withholdingCommon Stock 56,438 $16.91 $954,366.58
Disclosure

SEC source: 0001140361-25-007924 · form4.xml · nonDerivative · entry 1

Grossman Adam S · CIK 0001542517 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,097,363

F1 · shares: Represents shares withheld by the Issuer to satisfy the mandatory tax withholding requirements upon vesting of restricted stock units ("RSUs"). This is not an open market sale of securities.

F2 · balance_after: Includes, as of the transaction date, (i) 252,022 unvested RSUs granted on February 19, 2025, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (ii) 418,296 RSUs granted on February 26, 2024, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (iii) 286,848 unvested RSUs granted on March 6, 2023 that will vest quarterly on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting;

F3 · balance_after: (continued from footnote 2) (iv) 150,000 unvested RSUs granted on March 7, 2022 that will vest quarterly on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; and (v) 990,197 shares of common stock owned by the reporting person, which reflects prior purchases and the prior net settlement upon vesting of previously granted RSUs after the withholding of shares to cover applicable taxes.

Read SEC document
February 26, 2025 Filed Feb 27, 2025 21:00 UTC
Tade Brad L.CFO and Treasurer
Tax withholdingCommon Stock 5,280 $15.78 $83,318.40
Disclosure

SEC source: 0001140361-25-006384 · form4.xml · nonDerivative · entry 1

Tade Brad L. · CIK 0002030561 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,380

F1 · shares: Represents shares withheld by the Issuer to satisfy the mandatory tax withholding requirements upon vesting of restricted stock units ("RSUs"). This is not an open market sale of securities.

F2 · balance_after: Includes, as of the transaction date, (i) 62,227 unvested RSUs granted on February 19, 2025, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (ii) 72,400 RSUs granted on July 24, 2024, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting;

F3 · balance_after: (continued from footnote 2) (iii) 37,500 unvested RSUs granted by the Company on February 26, 2024, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting;

F4 · balance_after: (continued from footnote 3) (iv) 56,250 unvested RSUs, granted by the Company on June 26, 2023, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; and (v) 28,003 shares acquired in open market purchases and pursuant to the vesting of RSUs after the withholding of shares to cover applicable taxes.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 02:00 UTC
Grossman Adam SDirector · President and CEO
Tax withholdingCommon Stock 54,867 $15.78 $865,801.26
Disclosure

SEC source: 0001140361-25-006386 · form4.xml · nonDerivative · entry 2

Grossman Adam S · CIK 0001542517 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,153,801

F1 · shares: Represents shares withheld by the Issuer to satisfy the mandatory tax withholding requirements upon vesting of restricted stock units ("RSUs"). This is not an open market sale of securities.

F4 · balance_after: Includes, as of the transaction date, (i) 252,022 unvested RSUs granted on February 19, 2025, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (ii) 418,296 unvested RSUs granted on February 26, 2024, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting;

F5 · balance_after: (continued from footnote 4) (iii) 430,272 unvested RSUs granted on March 6, 2023 that will vest quarterly on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (iv) 150,000 unvested RSUs granted on March 7, 2022 that will vest quarterly on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting;

F6 · balance_after: (continued from footnote 5) and (v) 903,211 shares of common stock owned by the reporting person, which reflects prior purchases and the prior net settlement upon vesting of previously granted RSUs after the withholding of shares to cover applicable taxes.

Read SEC document
February 25, 2025 Filed Feb 28, 2025 02:00 UTC
Kestenberg-Messina Kaitlin M.COO and SVP, Compliance
Tax withholdingCommon Stock 1,855 $15.44 $28,641.20
Disclosure

SEC source: 0001140361-25-006385 · form4.xml · nonDerivative · entry 1

Kestenberg-Messina Kaitlin M. · CIK 0002017423 · COO and SVP, Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 522,161

F1 · shares: Represents shares withheld by the Issuer to satisfy the mandatory tax withholding requirements upon vesting of restricted stock units ("RSUs"). This is not an open market sale of securities.

F2 · balance_after: Includes, as of the transaction date (i) 77,784 unvested RSUs granted on February 19, 2025, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (ii) 192,320 unvested RSUs granted on April 1, 2024, that will vest in equal quarterly installments on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date; (iii) 22,500 unvested RSUs granted on July 24, 2023, that will vest in equal quarterly installments on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date; (iv) 71,250 unvested RSUs granted on March 6, 2023, that will vest in equal quarterly installments on each annual anniversary of the date of grant, over four years, subject to

F3 · balance_after: (continued from footnote 2) (v) 20,000 unvested RSUs granted on March 7, 2022, that will vest in equal quarterly installments on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date; and (vi) 138,307 shares of common stock owned by the reporting person, which reflects the prior net settlement upon vesting of previously granted RSUs after the withholding of shares to cover applicable taxes.

Read SEC document
February 25, 2025 Filed Feb 28, 2025 02:00 UTC
Grossman Adam SDirector · President and CEO
Tax withholdingCommon Stock 18,018 $15.44 $278,197.92
Disclosure

SEC source: 0001140361-25-006386 · form4.xml · nonDerivative · entry 1

Grossman Adam S · CIK 0001542517 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,208,668

F1 · shares: Represents shares withheld by the Issuer to satisfy the mandatory tax withholding requirements upon vesting of restricted stock units ("RSUs"). This is not an open market sale of securities.

F2 · balance_after: Includes, as of the transaction date, (i) 252,022 unvested RSUs granted on February 19, 2025, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (ii) 557,728 RSUs granted on February 26, 2024, vesting quarterly on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; (iii) 430,272 unvested RSUs granted on March 6, 2023 that will vest quarterly on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting;

F3 · balance_after: (continued from footnote 2) (iv) 150,000 unvested RSUs granted on March 7, 2022 that will vest quarterly on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting; and (v) 818,646 shares of common stock owned by the reporting person, which reflects prior purchases and the prior net settlement upon vesting of previously granted RSUs after the withholding of shares to cover applicable taxes.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:05 UTC GrantStock Option (right to buy) · Derivative 16,279 $0.00 Strike: $16.07 $0.00
Disclosure

SEC source: 0001140361-25-005539 · form4.xml · derivative · entry 2

Salas Eduardo Rene · CIK 0001924188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,279

Underlying: Common Stock · 16,279 shares

Expires 2035-02-19

F3 · derivative.exercise_date: The options vest in 12 equal monthly installments, becoming fully vested on the one-year anniversary of the date of grant.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:05 UTC GrantCommon Stock 10,889 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-005539 · form4.xml · nonDerivative · entry 1

Salas Eduardo Rene · CIK 0001924188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,889

F1 · shares: These shares represent restricted stock units ("RSUs") that will vest in two equal installments, on the six- and 12-month anniversaries of the grant date, becoming fully vested on the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the applicable vesting date.

F2 · balance_after: Comprised of, as of the transaction date, 10,889 RSUs granted on February 19, 2025 and reported on this Form 4, subject to vesting as set forth in footnote (1).

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:01 UTC
Tade Brad L.CFO and Treasurer
GrantStock Option (right to buy) · Derivative 93,023 $0.00 Strike: $16.07 $0.00
Disclosure

SEC source: 0001140361-25-005536 · form4.xml · derivative · entry 2

Tade Brad L. · CIK 0002030561 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,023

Underlying: Common Stock · 93,023 shares

Expires 2035-02-19

F5 · derivative.exercise_date: The options vest over four years with 25% of the shares of common stock underlying the option vesting on the one-year anniversary of the date of grant and the remaining 75% of such shares vesting monthly in equal installments over the next three years, becoming fully vested on February 19, 2029 in accordance with the Plan.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:01 UTC
Tade Brad L.CFO and Treasurer
GrantCommon Stock 62,227 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-005536 · form4.xml · nonDerivative · entry 1

Tade Brad L. · CIK 0002030561 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,660

F1 · shares: These shares represent restricted stock units ("RSUs") that will vest quarterly on each annual anniversary of the date of grant over four years in accordance with the ADMA Biologics, Inc. 2022 Equity Compensation Plan (the "Plan"), subject to the reporting person's continued service as of the applicable vesting date.

F2 · balance_after: Includes, as of the transaction date, (i) 62,227 unvested RSUs granted on February 19, 2025 and reported on this Form 4, subject to vesting as set forth in footnote (1); (ii) 72,400 RSUs granted on July 24, 2024, that will vest in four equal installments (25% per installment) on each annual anniversary of the date of grant over four years, subject to the reporting person's continued service as of the applicable vesting date, which RSUs will be settled into common stock upon vesting;

F3 · balance_after: (continued from footnote 2) (iii) 56,250 unvested RSUs, granted by the Company on June 26, 2023, with 25% vesting on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date, which RSUs will be settled into common stock upon vesting;

F4 · balance_after: (continued from footnote 3) (iv) 50,000 RSUs, all of which are currently unvested, granted by the Company on February 26, 2024, with 25% vesting on each annual anniversary of the date of grant, over four years, subject to the reporting person's continued service as of the applicable vesting date, which RSUs will be settled into common stock upon vesting; and (v) 20,783 shares acquired in open market purchases and pursuant to the vesting of RSUs.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 02:01 UTC
Kestenberg-Messina Kaitlin M.COO and SVP, Compliance
GrantStock Option (right to buy) · Derivative 116,279 $0.00 Strike: $16.07 $0.00
Disclosure

SEC source: 0001140361-25-005535 · form4.xml · derivative · entry 2

Kestenberg-Messina Kaitlin M. · CIK 0002017423 · COO and SVP, Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,279

Underlying: Common Stock · 116,279 shares

Expires 2035-02-19

F4 · derivative.exercise_date: The options vest over four years with 25% of the shares of common stock underlying the option vesting on the one-year anniversary of the date of grant and the remaining 75% of such shares vesting monthly in equal installments over the next three years, becoming fully vested on February 19, 2029 in accordance with the Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.