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Nasdaq · USD

ADI

ANALOG DEVICES INC

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591
SEC CIK
0000006281
Parsed reports
1,787

Last 12 months

Inside the activity.

0 purchase rows · 206 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 2025018
Jan 2026016
Feb 2026023
Mar 2026013
Apr 202601
May 202605
Jun 2026041
Jul 2026023
Aug 2026022
Sep 2026014
Oct 2026017

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2012 Filed Mar 1, 2012 14:07 UTC
Brennan Seamus M.VP, Chief Accounting Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001225208-12-006150 · doc4.xml · derivative · entry 5

Brennan Seamus M. · CIK 0001451649 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 6,000 shares

Expires 2012-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in equal installments on the second, third, fourth and fifth anniversaries of the original grant date. The option was fully vested as of September 24, 2007 in accordance with its terms.

Read SEC document
February 28, 2012 Filed Mar 1, 2012 14:07 UTC
Brennan Seamus M.VP, Chief Accounting Officer
SaleComm Stock-$.16-2/3 value 6,000 $39.46 $236,772.00
Disclosure

SEC source: 0001225208-12-006150 · doc4.xml · nonDerivative · entry 2

Brennan Seamus M. · CIK 0001451649 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,665

F1 · price: These shares were disposed of in multiple transactions on February 28, 2012 at actual sales prices ranging from $39.460 to $39.465 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 28, 2012 Filed Mar 1, 2012 14:07 UTC
Brennan Seamus M.VP, Chief Accounting Officer
Exercise / conversionComm Stock-$.16-2/3 value 6,000 $19.89 $119,340.00
Disclosure

SEC source: 0001225208-12-006150 · doc4.xml · nonDerivative · entry 1

Brennan Seamus M. · CIK 0001451649 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2012 Filed Feb 29, 2012 15:40 UTC
Zinsner DavidVice President, Finance & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001225208-12-005917 · doc4.xml · derivative · entry 3

Zinsner David · CIK 0001330891 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Comm Stock-$.16-2/3 value · 20,000 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was February 17, 2009.

Read SEC document
February 27, 2012 Filed Feb 29, 2012 15:40 UTC
Zinsner DavidVice President, Finance & CFO
SaleComm Stock-$.16-2/3 value 20,000 $38.97 $779,320.00
Disclosure

SEC source: 0001225208-12-005917 · doc4.xml · nonDerivative · entry 2

Zinsner David · CIK 0001330891 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,522

F1 · price: These shares were disposed of in multiple transactions on February 27, 2012 at actual sales prices ranging from $38.945 to $39.000 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2012 Filed Feb 29, 2012 15:40 UTC
Zinsner DavidVice President, Finance & CFO
Exercise / conversionComm Stock-$.16-2/3 value 20,000 $20.00 $400,000.00
Disclosure

SEC source: 0001225208-12-005917 · doc4.xml · nonDerivative · entry 1

Zinsner David · CIK 0001330891 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2012 Filed Feb 29, 2012 15:40 UTC
FISHMAN JERALDDirector · PRESIDENT & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001225208-12-005916 · doc4.xml · derivative · entry 5

FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

Underlying: Comm Stock-$.16-2/3 value · 20,000 shares

Expires 2012-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in equal installments on the second, third, fourth and fifth anniversaries of the original grant date. The option was fully vested as of September 24, 2007 in accordance with its terms.

Read SEC document
February 27, 2012 Filed Feb 29, 2012 15:40 UTC
FISHMAN JERALDDirector · PRESIDENT & CEO
SaleComm Stock-$.16-2/3 value 20,000 $39.04 $780,762.00
Disclosure

SEC source: 0001225208-12-005916 · doc4.xml · nonDerivative · entry 2

FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,348

F1 · price: These shares were disposed of in multiple transactions on February 27, 2012 at actual sales prices ranging from $38.910 to $39.141 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2012 Filed Feb 29, 2012 15:40 UTC
FISHMAN JERALDDirector · PRESIDENT & CEO
Exercise / conversionComm Stock-$.16-2/3 value 20,000 $19.89 $397,800.00
Disclosure

SEC source: 0001225208-12-005916 · doc4.xml · nonDerivative · entry 1

FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2012 Filed Feb 29, 2012 17:50 UTC
SEIF MARGARET KVP, General Counsel, Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $19.57 $0.00
Disclosure

SEC source: 0001225208-12-005943 · doc4.xml · derivative · entry 7

SEIF MARGARET K · CIK 0001206591 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

Underlying: Comm Stock-$.16-2/3 value · 1,000 shares

Expires 2019-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 5, 2009.

Read SEC document
February 27, 2012 Filed Feb 29, 2012 17:50 UTC
SEIF MARGARET KVP, General Counsel, Secretary
SaleComm Stock-$.16-2/3 value 1,000 $39.00 $39,000.00
Disclosure

SEC source: 0001225208-12-005943 · doc4.xml · nonDerivative · entry 2

SEIF MARGARET K · CIK 0001206591 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 27, 2012 Filed Feb 29, 2012 17:50 UTC
SEIF MARGARET KVP, General Counsel, Secretary
Exercise / conversionComm Stock-$.16-2/3 value 1,000 $19.57 $19,570.00
Disclosure

SEC source: 0001225208-12-005943 · doc4.xml · nonDerivative · entry 1

SEIF MARGARET K · CIK 0001206591 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2012 Filed Feb 21, 2012 14:23 UTC
Zinsner DavidVice President, Finance & CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-004720 · doc4.xml · derivative · entry 3

Zinsner David · CIK 0001330891 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Comm Stock-$.16-2/3 value · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on February 17, 2009 (the "Original Grant Date") vest in equal installments on the first, second, third, fourth and fifth anniversaries of the Original Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on February 17, 2009 (the "Original Grant Date") vest in equal installments on the first, second, third, fourth and fifth anniversaries of the Original Grant Date.

Read SEC document
February 17, 2012 Filed Feb 21, 2012 14:23 UTC
Zinsner DavidVice President, Finance & CFO
Tax withholdingComm Stock-$.16-2/3 value 2,250 $40.42 $90,945.00
Disclosure

SEC source: 0001225208-12-004720 · doc4.xml · nonDerivative · entry 2

Zinsner David · CIK 0001330891 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,522

Read SEC document
February 17, 2012 Filed Feb 21, 2012 14:23 UTC
Zinsner DavidVice President, Finance & CFO
Exercise / conversionComm Stock-$.16-2/3 value 7,000 $40.42 $282,940.00
Disclosure

SEC source: 0001225208-12-004720 · doc4.xml · nonDerivative · entry 1

Zinsner David · CIK 0001330891 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2012 Filed Jan 19, 2012 16:00 UTC
Yung RobertVice President, Strategy & Cor
GrantRestricted Stock Unit (RSU) · Derivative 11,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001622 · doc4.xml · derivative · entry 2

Yung Robert · CIK 0001537983 · Vice President, Strategy & Cor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Comm Stock-$.16-2/3 value · 11,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F3 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on January 17, 2012 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date.

F3 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on January 17, 2012 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date.

Read SEC document
January 17, 2012 Filed Jan 19, 2012 16:00 UTC
Yung RobertVice President, Strategy & Cor
GrantNon-Qualified Stock Option (right to buy) · Derivative 46,000 $0.00 Strike: $37.04 $0.00
Disclosure

SEC source: 0001225208-12-001622 · doc4.xml · derivative · entry 1

Yung Robert · CIK 0001537983 · Vice President, Strategy & Cor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Underlying: Comm Stock-$.16-2/3 value · 46,000 shares

Expires 2022-01-17

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 17, 2012.

Read SEC document
January 13, 2012 Filed Jan 17, 2012 14:41 UTC
FULLER SAMUEL HVP, RESEARCH & DEVELOPMENT
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001225208-12-001406 · doc4.xml · derivative · entry 3

FULLER SAMUEL H · CIK 0001201863 · VP, RESEARCH & DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Comm Stock-$.16-2/3 value · 3,000 shares

Expires 2012-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in equal installments on the second, third, fourth and fifth anniversaries of the original grant date. The option was fully vested as of September 24, 2007 in accordance with its terms.

Read SEC document
January 13, 2012 Filed Jan 17, 2012 14:41 UTC
FULLER SAMUEL HVP, RESEARCH & DEVELOPMENT
SaleComm Stock-$.16-2/3 value 3,000 $36.89 $110,682.30
Disclosure

SEC source: 0001225208-12-001406 · doc4.xml · nonDerivative · entry 2

FULLER SAMUEL H · CIK 0001201863 · VP, RESEARCH & DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,040

F1 · price: These shares were disposed of in multiple transactions on January 13, 2012 at actual sales prices ranging from $36.892 to $36.900 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 13, 2012 Filed Jan 17, 2012 14:41 UTC
FULLER SAMUEL HVP, RESEARCH & DEVELOPMENT
Exercise / conversionComm Stock-$.16-2/3 value 3,000 $19.89 $59,670.00
Disclosure

SEC source: 0001225208-12-001406 · doc4.xml · nonDerivative · entry 1

FULLER SAMUEL H · CIK 0001201863 · VP, RESEARCH & DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2012 Filed Jan 12, 2012 14:54 UTC
FULLER SAMUEL HVP, RESEARCH & DEVELOPMENT
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001225208-12-001292 · doc4.xml · derivative · entry 3

FULLER SAMUEL H · CIK 0001201863 · VP, RESEARCH & DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Comm Stock-$.16-2/3 value · 3,000 shares

Expires 2012-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in equal installments on the second, third, fourth and fifth anniversaries of the original grant date. The option was fully vested as of September 24, 2007 in accordance with its terms.

Read SEC document
January 10, 2012 Filed Jan 12, 2012 14:54 UTC
FULLER SAMUEL HVP, RESEARCH & DEVELOPMENT
SaleComm Stock-$.16-2/3 value 3,000 $36.88 $110,625.00
Disclosure

SEC source: 0001225208-12-001292 · doc4.xml · nonDerivative · entry 2

FULLER SAMUEL H · CIK 0001201863 · VP, RESEARCH & DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,040

F1 · price: These shares were disposed of in multiple transactions on January 10, 2012 at actual sales prices ranging from $36.872 to $36.880 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 10, 2012 Filed Jan 12, 2012 14:54 UTC
FULLER SAMUEL HVP, RESEARCH & DEVELOPMENT
Exercise / conversionComm Stock-$.16-2/3 value 3,000 $19.89 $59,670.00
Disclosure

SEC source: 0001225208-12-001292 · doc4.xml · nonDerivative · entry 1

FULLER SAMUEL H · CIK 0001201863 · VP, RESEARCH & DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2012 Filed Jan 11, 2012 16:32 UTC
DOYLE JOHN LDirector
SaleComm Stock-$.16-2/3 value 1,350 $36.45 $49,211.55
Disclosure

SEC source: 0001225208-12-001220 · doc4.xml · nonDerivative · entry 1

DOYLE JOHN L · CIK 0001201884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,728

F1 · price: These shares were disposed of in multiple transactions on January 9, 2012 at actual sales prices ranging from $36.450 to $36.453 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 05, 2012 Filed Jan 9, 2012 19:12 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001096 · doc4.xml · derivative · entry 2

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

Underlying: Comm Stock-$.16-2/3 value · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on January 5, 2010 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on January 5, 2010 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date.

Read SEC document
January 05, 2012 Filed Jan 9, 2012 19:12 UTC Exercise / conversionComm Stock-$.16-2/3 value 675 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001096 · doc4.xml · nonDerivative · entry 1

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2012 Filed Jan 9, 2012 19:11 UTC
CHAMPY JAMESDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001095 · doc4.xml · derivative · entry 2

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

Underlying: Comm Stock-$.16-2/3 value · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on January 5, 2010 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on January 5, 2010 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date.

Read SEC document
January 05, 2012 Filed Jan 9, 2012 19:11 UTC
CHAMPY JAMESDirector
Exercise / conversionComm Stock-$.16-2/3 value 675 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001095 · doc4.xml · nonDerivative · entry 1

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2012 Filed Jan 9, 2012 19:12 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001097 · doc4.xml · derivative · entry 2

SEVERINO PAUL J · CIK 0000903662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

Underlying: Comm Stock-$.16-2/3 value · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on January 5, 2010 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on January 5, 2010 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date.

Read SEC document
January 05, 2012 Filed Jan 9, 2012 19:12 UTC Exercise / conversionComm Stock-$.16-2/3 value 675 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001097 · doc4.xml · nonDerivative · entry 1

SEVERINO PAUL J · CIK 0000903662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2012 Filed Jan 9, 2012 19:12 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001098 · doc4.xml · derivative · entry 2

SAVIERS F GRANT · CIK 0001201874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

Underlying: Comm Stock-$.16-2/3 value · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on January 5, 2010 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on January 5, 2010 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date.

Read SEC document
January 05, 2012 Filed Jan 9, 2012 19:12 UTC Exercise / conversionComm Stock-$.16-2/3 value 675 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001098 · doc4.xml · nonDerivative · entry 1

SAVIERS F GRANT · CIK 0001201874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2012 Filed Jan 9, 2012 19:14 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001101 · doc4.xml · derivative · entry 2

ISTEL YVES ANDRE · CIK 0001204133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

Underlying: Comm Stock-$.16-2/3 value · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on January 5, 2010 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on January 5, 2010 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date.

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January 05, 2012 Filed Jan 9, 2012 19:14 UTC Exercise / conversionComm Stock-$.16-2/3 value 675 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001101 · doc4.xml · nonDerivative · entry 1

ISTEL YVES ANDRE · CIK 0001204133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2012 Filed Jan 9, 2012 19:12 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001099 · doc4.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

Underlying: Comm Stock-$.16-2/3 value · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on January 5, 2010 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on January 5, 2010 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date.

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January 05, 2012 Filed Jan 9, 2012 19:12 UTC Exercise / conversionComm Stock-$.16-2/3 value 675 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001099 · doc4.xml · nonDerivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2012 Filed Jan 9, 2012 19:14 UTC
DOYLE JOHN LDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001104 · doc4.xml · derivative · entry 2

DOYLE JOHN L · CIK 0001201884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

Underlying: Comm Stock-$.16-2/3 value · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on January 5, 2010 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on January 5, 2010 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date.

Read SEC document
January 05, 2012 Filed Jan 9, 2012 19:14 UTC
DOYLE JOHN LDirector
Exercise / conversionComm Stock-$.16-2/3 value 675 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001104 · doc4.xml · nonDerivative · entry 1

DOYLE JOHN L · CIK 0001201884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2012 Filed Jan 9, 2012 19:14 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001103 · doc4.xml · derivative · entry 2

HODGSON JOHN C · CIK 0001168416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

Underlying: Comm Stock-$.16-2/3 value · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on January 5, 2010 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on January 5, 2010 (the "Original Grant Date") vest in equal installments on the first, second and third anniversaries of the Original Grant Date.

Read SEC document
January 05, 2012 Filed Jan 9, 2012 19:14 UTC Exercise / conversionComm Stock-$.16-2/3 value 675 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001103 · doc4.xml · nonDerivative · entry 1

HODGSON JOHN C · CIK 0001168416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2011 Filed Dec 19, 2011 17:47 UTC
Matson William RVP, Worldwide Human Resources
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-11-026544 · doc4.xml · derivative · entry 3

Matson William R · CIK 0001380371 · VP, Worldwide Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The restricted stock units granted to the reporting person on December 15, 2006 (the "Original Grant Date") vest in equal installments on the first, second, third, fourth and fifth anniversaries of the Original Grant Date.

F2 · derivative.expiration_date: The restricted stock units granted to the reporting person on December 15, 2006 (the "Original Grant Date") vest in equal installments on the first, second, third, fourth and fifth anniversaries of the Original Grant Date.

Read SEC document
December 15, 2011 Filed Dec 19, 2011 17:47 UTC
Matson William RVP, Worldwide Human Resources
Tax withholdingComm Stock-$.16-2/3 value 635 $34.05 $21,621.75
Disclosure

SEC source: 0001225208-11-026544 · doc4.xml · nonDerivative · entry 2

Matson William R · CIK 0001380371 · VP, Worldwide Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,825

Read SEC document
December 15, 2011 Filed Dec 19, 2011 17:47 UTC
Matson William RVP, Worldwide Human Resources
Exercise / conversionComm Stock-$.16-2/3 value 2,000 $34.05 $68,100.00
Disclosure

SEC source: 0001225208-11-026544 · doc4.xml · nonDerivative · entry 1

Matson William R · CIK 0001380371 · VP, Worldwide Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2011 Filed Dec 19, 2011 17:48 UTC
Brennan Seamus M.VP, Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-026545 · doc4.xml · derivative · entry 5

Brennan Seamus M. · CIK 0001451649 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,025

Underlying: Comm Stock-$.16-2/3 value · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The Restricted Stock Options granted to the reporting person on December 15, 2008 (the "Original Grant Date") vest 60% on the third anniversary and 20% on each of the fourth and fifth anniversaries of the Original Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Options granted to the reporting person on December 15, 2008 (the "Original Grant Date") vest 60% on the third anniversary and 20% on each of the fourth and fifth anniversaries of the Original Grant Date.

F3 · balance_after: This total includes 2,025 restricted stock units granted on January 5, 2010 with similar material terms.

Read SEC document
December 15, 2011 Filed Dec 19, 2011 17:48 UTC
Brennan Seamus M.VP, Chief Accounting Officer
Tax withholdingComm Stock-$.16-2/3 value 1,905 $34.05 $64,865.25
Disclosure

SEC source: 0001225208-11-026545 · doc4.xml · nonDerivative · entry 2

Brennan Seamus M. · CIK 0001451649 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,665

Read SEC document
December 15, 2011 Filed Dec 19, 2011 17:48 UTC
Brennan Seamus M.VP, Chief Accounting Officer
Exercise / conversionComm Stock-$.16-2/3 value 6,000 $34.05 $204,300.00
Disclosure

SEC source: 0001225208-11-026545 · doc4.xml · nonDerivative · entry 1

Brennan Seamus M. · CIK 0001451649 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2011 Filed Dec 12, 2011 18:29 UTC
STATA RAYDirector · CHAIRMAN OF THE BOARD
SaleComm Stock-$.16-2/3 value 26,948 $34.91 $940,700.78
Disclosure

SEC source: 0001225208-11-026156 · doc4.xml · nonDerivative · entry 4

STATA RAY · CIK 0000900729 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustees

Disclosed balance after: 1,628,808

F8 · kind: This sale by the Ray and Maria Stata Family Charitable Fund of November 1983 was completed for tax and estate planning purposes for the Stata family and to fulfill the Trust's charitable annuity payments.

F5 · price: These shares were disposed of in multiple transactions on December 8, 2011 at actual sales prices ranging from $34.926 to $34.983 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 08, 2011 Filed Dec 12, 2011 18:29 UTC
STATA RAYDirector · CHAIRMAN OF THE BOARD
SaleComm Stock-$.16-2/3 value 25,271 $34.91 $882,134.80
Disclosure

SEC source: 0001225208-11-026156 · doc4.xml · nonDerivative · entry 3

STATA RAY · CIK 0000900729 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustees

Disclosed balance after: 1,655,756

F6 · kind: This sale by the Ray and Maria Stata Charitable Fund of November 1983 was completed for tax and estate planning purposes for the Stata family and to fulfill the Trust's charitable annuity payments.

F7 · price: These shares were disposed of in multiple transactions on December 8, 2011 at actual sales prices ranging from $34.926 to $34.943 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 08, 2011 Filed Dec 12, 2011 18:29 UTC
STATA RAYDirector · CHAIRMAN OF THE BOARD
SaleComm Stock-$.16-2/3 value 22,434 $34.91 $783,103.64
Disclosure

SEC source: 0001225208-11-026156 · doc4.xml · nonDerivative · entry 2

STATA RAY · CIK 0000900729 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustees

Disclosed balance after: 1,681,027

F4 · kind: This sale by the Ray and Maria Stata Family Charitable Trust of November 1983 was completed for tax and estate planning purposes for the Stata family and to fulfill the Trust's charitable annuity payments.

F5 · price: These shares were disposed of in multiple transactions on December 8, 2011 at actual sales prices ranging from $34.926 to $34.983 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 08, 2011 Filed Dec 12, 2011 18:29 UTC
STATA RAYDirector · CHAIRMAN OF THE BOARD
SaleComm Stock-$.16-2/3 value 22,315 $34.91 $778,949.71
Disclosure

SEC source: 0001225208-11-026156 · doc4.xml · nonDerivative · entry 1

STATA RAY · CIK 0000900729 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustees

Disclosed balance after: 1,703,461

F1 · kind: This sale by the Ray and Maria Stata Charitable Trust of November 1983 was completed for tax and estate planning purposes for the Stata family and to fulfill the Trust's charitable annuity payments.

F2 · price: These shares were disposed of in multiple transactions on December 8, 2011 at actual sales prices ranging from $34.926 to $34.933 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: On August 25, 2011, Mr. Stata ceased to be the beneficial owner of 761,812 shares because he removed himself as Trustee from The Ray & Maria Stata Family Charitable Fund U/D O/Trust DTD 5/29/81 and from The Ray & Maria Stata Family Charitable Trust U/D O/Trust DTD 5/29/81.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.