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Nasdaq · USD

ADI

ANALOG DEVICES INC

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591
SEC CIK
0000006281
Parsed reports
1,787

Last 12 months

Inside the activity.

0 purchase rows · 206 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025013
Dec 2025018
Jan 2026016
Feb 2026023
Mar 2026013
Apr 202601
May 202605
Jun 2026041
Jul 2026023
Aug 2026022
Sep 2026014
Oct 2026017

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2012 Filed Mar 12, 2012 14:05 UTC Exercise / conversionComm Stock-$.16-2/3 value 1,580 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007216 · doc4.xml · nonDerivative · entry 1

SAVIERS F GRANT · CIK 0001201874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2012 Filed Mar 12, 2012 14:05 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007217 · doc4.xml · derivative · entry 2

SEVERINO PAUL J · CIK 0000903662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 1,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 8, 2011 (the "Original Grant Date") vest 100% on the first anniversary of the Original Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 8, 2011 (the "Original Grant Date") vest 100% on the first anniversary of the Original Grant Date.

Read SEC document
March 08, 2012 Filed Mar 12, 2012 14:05 UTC Exercise / conversionComm Stock-$.16-2/3 value 1,580 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007217 · doc4.xml · nonDerivative · entry 1

SEVERINO PAUL J · CIK 0000903662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2012 Filed Mar 12, 2012 14:05 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007218 · doc4.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 1,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 8, 2011 (the "Original Grant Date") vest 100% on the first anniversary of the Original Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 8, 2011 (the "Original Grant Date") vest 100% on the first anniversary of the Original Grant Date.

Read SEC document
March 08, 2012 Filed Mar 12, 2012 14:05 UTC Exercise / conversionComm Stock-$.16-2/3 value 1,580 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007218 · doc4.xml · nonDerivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2012 Filed Mar 12, 2012 14:05 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007219 · doc4.xml · derivative · entry 2

HODGSON JOHN C · CIK 0001168416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 1,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 8, 2011 (the "Original Grant Date") vest 100% on the first anniversary of the Original Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 8, 2011 (the "Original Grant Date") vest 100% on the first anniversary of the Original Grant Date.

Read SEC document
March 08, 2012 Filed Mar 12, 2012 14:05 UTC Exercise / conversionComm Stock-$.16-2/3 value 1,580 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007219 · doc4.xml · nonDerivative · entry 1

HODGSON JOHN C · CIK 0001168416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2012 Filed Mar 12, 2012 14:07 UTC
DOYLE JOHN LDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007220 · doc4.xml · derivative · entry 2

DOYLE JOHN L · CIK 0001201884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 1,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 8, 2011 (the "Original Grant Date") vest 100% on the first anniversary of the Original Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 8, 2011 (the "Original Grant Date") vest 100% on the first anniversary of the Original Grant Date.

Read SEC document
March 08, 2012 Filed Mar 12, 2012 14:07 UTC
DOYLE JOHN LDirector
Exercise / conversionComm Stock-$.16-2/3 value 1,580 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007220 · doc4.xml · nonDerivative · entry 1

DOYLE JOHN L · CIK 0001201884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2012 Filed Mar 12, 2012 14:07 UTC
CHAMPY JAMESDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007221 · doc4.xml · derivative · entry 2

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 1,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 8, 2011 (the "Original Grant Date") vest 100% on the first anniversary of the Original Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 8, 2011 (the "Original Grant Date") vest 100% on the first anniversary of the Original Grant Date.

Read SEC document
March 08, 2012 Filed Mar 12, 2012 14:07 UTC
CHAMPY JAMESDirector
Exercise / conversionComm Stock-$.16-2/3 value 1,580 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007221 · doc4.xml · nonDerivative · entry 1

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2012 Filed Mar 12, 2012 14:07 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007222 · doc4.xml · derivative · entry 2

ISTEL YVES ANDRE · CIK 0001204133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 1,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Notwithstanding, the Company may elect, in its sole discretion, to deliver cash in lieu of each share of common stock, in an amount equal to the closing price of the common stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 8, 2011 (the "Original Grant Date") vest 100% on the first anniversary of the Original Grant Date.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 8, 2011 (the "Original Grant Date") vest 100% on the first anniversary of the Original Grant Date.

Read SEC document
March 08, 2012 Filed Mar 12, 2012 14:07 UTC Exercise / conversionComm Stock-$.16-2/3 value 1,580 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-007222 · doc4.xml · nonDerivative · entry 1

ISTEL YVES ANDRE · CIK 0001204133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2012 Filed Nov 6, 2012 18:37 UTC Amendment
STATA RAYDirector
Tax withholdingComm Stock-$.16-2/3 value 568 $38.58 $21,913.44
Disclosure

SEC source: 0001225208-12-022427 · doc4a.xml · nonDerivative · entry 1

STATA RAY · CIK 0000900729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017,176

F1 · shares: On March 8, 2012, in connection with the vesting of a Restricted Stock Unit held by the reporting person, the Company withheld 568 shares of Common Stock in satisfaction of tax liability. Such disposition was inadvertantly omitted from the reporting person's Form 4 filed on March 12, 2012.

Read SEC document
March 07, 2012 Filed Mar 9, 2012 14:38 UTC
FULLER SAMUEL HVP, RESEARCH & DEVELOPMENT
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001225208-12-007130 · doc4.xml · derivative · entry 5

FULLER SAMUEL H · CIK 0001201863 · VP, RESEARCH & DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 4,000 shares

Expires 2012-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in equal installments on the second, third, fourth and fifth anniversaries of the original grant date. The option was fully vested as of September 24, 2007 in accordance with its terms.

Read SEC document
March 07, 2012 Filed Mar 9, 2012 14:38 UTC
FULLER SAMUEL HVP, RESEARCH & DEVELOPMENT
SaleComm Stock-$.16-2/3 value 4,000 $37.92 $151,688.40
Disclosure

SEC source: 0001225208-12-007130 · doc4.xml · nonDerivative · entry 2

FULLER SAMUEL H · CIK 0001201863 · VP, RESEARCH & DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,040

F1 · price: These shares were disposed of in multiple transactions on March 7, 2012 at actual sales prices ranging from $37.922 to $37.925 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 07, 2012 Filed Mar 9, 2012 14:38 UTC
FULLER SAMUEL HVP, RESEARCH & DEVELOPMENT
Exercise / conversionComm Stock-$.16-2/3 value 4,000 $19.89 $79,560.00
Disclosure

SEC source: 0001225208-12-007130 · doc4.xml · nonDerivative · entry 1

FULLER SAMUEL H · CIK 0001201863 · VP, RESEARCH & DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2012 Filed Mar 5, 2012 16:00 UTC
FISHMAN JERALDDirector · PRESIDENT & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001225208-12-006547 · doc4.xml · derivative · entry 6

FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Comm Stock-$.16-2/3 value · 10,000 shares

Expires 2012-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in equal installments on the second, third, fourth and fifth anniversaries of the original grant date. The option was fully vested as of September 24, 2007 in accordance with its terms.

Read SEC document
March 02, 2012 Filed Mar 5, 2012 16:00 UTC
FISHMAN JERALDDirector · PRESIDENT & CEO
SaleComm Stock-$.16-2/3 value 10,000 $39.19 $391,925.00
Disclosure

SEC source: 0001225208-12-006547 · doc4.xml · nonDerivative · entry 4

FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,348

F2 · price: These shares were disposed of in multiple transactions on March 2, 2012 at actual sales prices ranging from $39.135 to $39.250 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2012 Filed Mar 5, 2012 16:00 UTC
FISHMAN JERALDDirector · PRESIDENT & CEO
Exercise / conversionComm Stock-$.16-2/3 value 10,000 $19.89 $198,900.00
Disclosure

SEC source: 0001225208-12-006547 · doc4.xml · nonDerivative · entry 3

FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 14:13 UTC
Zinsner DavidVice President, Finance & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,550 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001225208-12-006531 · doc4.xml · derivative · entry 3

Zinsner David · CIK 0001330891 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,450

Underlying: Comm Stock-$.16-2/3 value · 1,550 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was February 17, 2009.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 14:13 UTC
Zinsner DavidVice President, Finance & CFO
SaleComm Stock-$.16-2/3 value 1,550 $39.28 $60,884.00
Disclosure

SEC source: 0001225208-12-006531 · doc4.xml · nonDerivative · entry 2

Zinsner David · CIK 0001330891 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,522

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 14:13 UTC
Zinsner DavidVice President, Finance & CFO
Exercise / conversionComm Stock-$.16-2/3 value 1,550 $20.00 $31,000.00
Disclosure

SEC source: 0001225208-12-006531 · doc4.xml · nonDerivative · entry 1

Zinsner David · CIK 0001330891 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 16:00 UTC
FISHMAN JERALDDirector · PRESIDENT & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001225208-12-006547 · doc4.xml · derivative · entry 5

FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Comm Stock-$.16-2/3 value · 15,000 shares

Expires 2012-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in equal installments on the second, third, fourth and fifth anniversaries of the original grant date. The option was fully vested as of September 24, 2007 in accordance with its terms.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 16:00 UTC
FISHMAN JERALDDirector · PRESIDENT & CEO
SaleComm Stock-$.16-2/3 value 15,000 $39.10 $586,560.00
Disclosure

SEC source: 0001225208-12-006547 · doc4.xml · nonDerivative · entry 2

FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,348

F1 · price: These shares were disposed of in multiple transactions on March 1, 2012 at actual sales prices ranging from $39.090 to $39.111 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 16:00 UTC
FISHMAN JERALDDirector · PRESIDENT & CEO
Exercise / conversionComm Stock-$.16-2/3 value 15,000 $19.89 $298,350.00
Disclosure

SEC source: 0001225208-12-006547 · doc4.xml · nonDerivative · entry 1

FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2012 Filed Mar 2, 2012 14:05 UTC
ROCHE VINCENTVP, STRATEGIC MARKET SGMTS GRP
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001225208-12-006361 · doc4.xml · derivative · entry 9

ROCHE VINCENT · CIK 0001201872 · VP, STRATEGIC MARKET SGMTS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 20,000 shares

Expires 2012-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in equal installments on the second, third, fourth and fifth anniversaries of the original grant date. The option was fully vested as of September 24, 2007 in accordance with its terms.

Read SEC document
February 29, 2012 Filed Mar 2, 2012 14:05 UTC
ROCHE VINCENTVP, STRATEGIC MARKET SGMTS GRP
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 669 $0.00 Strike: $36.62 $0.00
Disclosure

SEC source: 0001225208-12-006361 · doc4.xml · derivative · entry 8

ROCHE VINCENT · CIK 0001201872 · VP, STRATEGIC MARKET SGMTS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 669 shares

Expires 2012-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested 100.00% on the second anniversary of the original grant date, which was May 31, 2002. The option was fully vested on May 31, 2004 in accordance with its terms.

Read SEC document
February 29, 2012 Filed Mar 2, 2012 14:05 UTC
ROCHE VINCENTVP, STRATEGIC MARKET SGMTS GRP
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $19.57 $0.00
Disclosure

SEC source: 0001225208-12-006361 · doc4.xml · derivative · entry 7

ROCHE VINCENT · CIK 0001201872 · VP, STRATEGIC MARKET SGMTS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Comm Stock-$.16-2/3 value · 40,000 shares

Expires 2019-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 5, 2009.

Read SEC document
February 29, 2012 Filed Mar 2, 2012 14:05 UTC
ROCHE VINCENTVP, STRATEGIC MARKET SGMTS GRP
SaleComm Stock-$.16-2/3 value 40,000 $39.40 $1,576,040.00
Disclosure

SEC source: 0001225208-12-006361 · doc4.xml · nonDerivative · entry 6

ROCHE VINCENT · CIK 0001201872 · VP, STRATEGIC MARKET SGMTS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F2 · price: These shares were disposed of in multiple transactions on February 29, 2012 at actual sales prices ranging from $39.350 to $39.505 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 29, 2012 Filed Mar 2, 2012 14:05 UTC
ROCHE VINCENTVP, STRATEGIC MARKET SGMTS GRP
SaleComm Stock-$.16-2/3 value 20,000 $39.39 $787,700.00
Disclosure

SEC source: 0001225208-12-006361 · doc4.xml · nonDerivative · entry 5

ROCHE VINCENT · CIK 0001201872 · VP, STRATEGIC MARKET SGMTS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,100

F1 · price: These shares were disposed of in multiple transactions on February 29, 2012 at actual sales prices ranging from $39.350 to $39.450 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 29, 2012 Filed Mar 2, 2012 14:05 UTC
ROCHE VINCENTVP, STRATEGIC MARKET SGMTS GRP
SaleComm Stock-$.16-2/3 value 669 $39.49 $26,420.15
Disclosure

SEC source: 0001225208-12-006361 · doc4.xml · nonDerivative · entry 4

ROCHE VINCENT · CIK 0001201872 · VP, STRATEGIC MARKET SGMTS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,100

Read SEC document
February 29, 2012 Filed Mar 2, 2012 14:05 UTC
ROCHE VINCENTVP, STRATEGIC MARKET SGMTS GRP
Exercise / conversionComm Stock-$.16-2/3 value 669 $36.62 $24,498.78
Disclosure

SEC source: 0001225208-12-006361 · doc4.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · VP, STRATEGIC MARKET SGMTS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2012 Filed Mar 2, 2012 14:05 UTC
ROCHE VINCENTVP, STRATEGIC MARKET SGMTS GRP
Exercise / conversionComm Stock-$.16-2/3 value 20,000 $19.89 $397,800.00
Disclosure

SEC source: 0001225208-12-006361 · doc4.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · VP, STRATEGIC MARKET SGMTS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2012 Filed Mar 2, 2012 14:05 UTC
ROCHE VINCENTVP, STRATEGIC MARKET SGMTS GRP
Exercise / conversionComm Stock-$.16-2/3 value 40,000 $19.57 $782,800.00
Disclosure

SEC source: 0001225208-12-006361 · doc4.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · VP, STRATEGIC MARKET SGMTS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2012 Filed Mar 2, 2012 14:05 UTC
SEIF MARGARET KVP, General Counsel, Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $19.57 $0.00
Disclosure

SEC source: 0001225208-12-006362 · doc4.xml · derivative · entry 6

SEIF MARGARET K · CIK 0001206591 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,500

Underlying: Comm Stock-$.16-2/3 value · 1,500 shares

Expires 2019-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 5, 2009.

Read SEC document
February 29, 2012 Filed Mar 2, 2012 14:05 UTC
SEIF MARGARET KVP, General Counsel, Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 944 $0.00 Strike: $28.02 $0.00
Disclosure

SEC source: 0001225208-12-006362 · doc4.xml · derivative · entry 5

SEIF MARGARET K · CIK 0001206591 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,445

Underlying: Comm Stock-$.16-2/3 value · 944 shares

Expires 2014-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests in equal installments on the first, second and third anniversaries the original grant date, which was September 28, 2009.

Read SEC document
February 29, 2012 Filed Mar 2, 2012 14:05 UTC
SEIF MARGARET KVP, General Counsel, Secretary
SaleComm Stock-$.16-2/3 value 1,500 $39.66 $59,490.00
Disclosure

SEC source: 0001225208-12-006362 · doc4.xml · nonDerivative · entry 4

SEIF MARGARET K · CIK 0001206591 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 29, 2012 Filed Mar 2, 2012 14:05 UTC
SEIF MARGARET KVP, General Counsel, Secretary
SaleComm Stock-$.16-2/3 value 944 $39.66 $37,439.04
Disclosure

SEC source: 0001225208-12-006362 · doc4.xml · nonDerivative · entry 3

SEIF MARGARET K · CIK 0001206591 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
February 29, 2012 Filed Mar 2, 2012 14:05 UTC
SEIF MARGARET KVP, General Counsel, Secretary
Exercise / conversionComm Stock-$.16-2/3 value 944 $28.02 $26,450.88
Disclosure

SEC source: 0001225208-12-006362 · doc4.xml · nonDerivative · entry 2

SEIF MARGARET K · CIK 0001206591 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2012 Filed Mar 2, 2012 14:05 UTC
SEIF MARGARET KVP, General Counsel, Secretary
Exercise / conversionComm Stock-$.16-2/3 value 1,500 $19.57 $29,355.00
Disclosure

SEC source: 0001225208-12-006362 · doc4.xml · nonDerivative · entry 1

SEIF MARGARET K · CIK 0001206591 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2012 Filed Feb 29, 2012 15:40 UTC
FISHMAN JERALDDirector · PRESIDENT & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001225208-12-005916 · doc4.xml · derivative · entry 6

FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Comm Stock-$.16-2/3 value · 25,000 shares

Expires 2012-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in equal installments on the second, third, fourth and fifth anniversaries of the original grant date. The option was fully vested as of September 24, 2007 in accordance with its terms.

Read SEC document
February 28, 2012 Filed Feb 29, 2012 15:40 UTC
FISHMAN JERALDDirector · PRESIDENT & CEO
SaleComm Stock-$.16-2/3 value 25,000 $39.54 $988,475.00
Disclosure

SEC source: 0001225208-12-005916 · doc4.xml · nonDerivative · entry 4

FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,348

F2 · price: These shares were disposed of in multiple transactions on February 28, 2012 at actual sales prices ranging from $39.357 to $39.670 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 28, 2012 Filed Feb 29, 2012 15:40 UTC
FISHMAN JERALDDirector · PRESIDENT & CEO
Exercise / conversionComm Stock-$.16-2/3 value 25,000 $19.89 $497,250.00
Disclosure

SEC source: 0001225208-12-005916 · doc4.xml · nonDerivative · entry 3

FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2012 Filed Feb 29, 2012 17:50 UTC
SEIF MARGARET KVP, General Counsel, Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $19.57 $0.00
Disclosure

SEC source: 0001225208-12-005943 · doc4.xml · derivative · entry 9

SEIF MARGARET K · CIK 0001206591 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Comm Stock-$.16-2/3 value · 2,500 shares

Expires 2019-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 5, 2009.

Read SEC document
February 28, 2012 Filed Feb 29, 2012 17:50 UTC
SEIF MARGARET KVP, General Counsel, Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,500 $0.00 Strike: $28.02 $0.00
Disclosure

SEC source: 0001225208-12-005943 · doc4.xml · derivative · entry 8

SEIF MARGARET K · CIK 0001206591 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,389

Underlying: Comm Stock-$.16-2/3 value · 3,500 shares

Expires 2014-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests in equal installments on the first, second and third anniversaries the original grant date, which was September 28, 2009.

Read SEC document
February 28, 2012 Filed Feb 29, 2012 17:50 UTC
SEIF MARGARET KVP, General Counsel, Secretary
SaleComm Stock-$.16-2/3 value 3,500 $39.30 $137,550.00
Disclosure

SEC source: 0001225208-12-005943 · doc4.xml · nonDerivative · entry 6

SEIF MARGARET K · CIK 0001206591 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: These shares were disposed of in multiple transactions on February 28, 2012 at actual sales prices ranging from $39.290 to $39.302 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 28, 2012 Filed Feb 29, 2012 17:50 UTC
SEIF MARGARET KVP, General Counsel, Secretary
SaleComm Stock-$.16-2/3 value 2,500 $39.29 $98,227.50
Disclosure

SEC source: 0001225208-12-005943 · doc4.xml · nonDerivative · entry 5

SEIF MARGARET K · CIK 0001206591 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F1 · price: These shares were disposed of in multiple transactions on February 28, 2012 at actual sales prices ranging from $39.291 to $39.295 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 28, 2012 Filed Feb 29, 2012 17:50 UTC
SEIF MARGARET KVP, General Counsel, Secretary
Exercise / conversionComm Stock-$.16-2/3 value 2,500 $19.57 $48,925.00
Disclosure

SEC source: 0001225208-12-005943 · doc4.xml · nonDerivative · entry 4

SEIF MARGARET K · CIK 0001206591 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2012 Filed Feb 29, 2012 17:50 UTC
SEIF MARGARET KVP, General Counsel, Secretary
Exercise / conversionComm Stock-$.16-2/3 value 3,500 $28.02 $98,070.00
Disclosure

SEC source: 0001225208-12-005943 · doc4.xml · nonDerivative · entry 3

SEIF MARGARET K · CIK 0001206591 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.