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Nasdaq · USD

ADI

ANALOG DEVICES INC

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591
SEC CIK
0000006281
Parsed reports
1,787

Last 12 months

Inside the activity.

0 purchase rows · 206 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 2025018
Jan 2026016
Feb 2026023
Mar 2026013
Apr 202601
May 202605
Jun 2026041
Jul 2026023
Aug 2026022
Sep 2026014
Oct 2026017

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2021 Filed Sep 20, 2021 22:21 UTC
DOLUCA TUNCDirector
GrantRestricted Stock Unit (RSU) · Derivative 685 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000251 · wf-form4_163217650388397.xml · derivative · entry 4

DOLUCA TUNC · CIK 0001183597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Underlying: Comm Stock - $.16-2/3 value · 685 shares

Expires not disclosed

F1 · date: This Form 4 is being filed late due to inadvertent administrative error.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on September 15, 2021 vest 100% on the earlier of the date of the Company's next Annual Meeting or the one-year anniversary of the grant date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on September 15, 2021 vest 100% on the earlier of the date of the Company's next Annual Meeting or the one-year anniversary of the grant date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

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September 14, 2021 Filed Sep 16, 2021 20:53 UTC
DOLUCA TUNCDirector
Tax withholdingComm Stock - $.16-2/3 value 15,347 $172.81 $2,652,115.07
Disclosure

SEC source: 0000006281-21-000245 · wf-form4_163182557903023.xml · nonDerivative · entry 2

DOLUCA TUNC · CIK 0001183597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,970

F2 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the restricted stock units that vested on September 9, 2021 and were previously reported.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 20:53 UTC
DOLUCA TUNCDirector
Tax withholdingComm Stock - $.16-2/3 value 34,451 $167.36 $5,765,719.36
Disclosure

SEC source: 0000006281-21-000245 · wf-form4_163182557903023.xml · nonDerivative · entry 1

DOLUCA TUNC · CIK 0001183597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,317

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the Performance Shares that vested on August 26, 2021 and were previously reported.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 20:44 UTC
DOLUCA TUNCDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000242 · wf-form4_163156582892805.xml · derivative · entry 6

DOLUCA TUNC · CIK 0001183597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 18,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On August 26, 2021, Analog Devices, Inc. ("ADI") completed its acquisition (the "Acquisition") of Maxim Integrated Products, Inc. ("Maxim"). At the time of the Acquisition the Reporting Person held Maxim Performance Shares, which converted to ADI time-based restricted stock units ("RSUs"), with the number of RSUs determined by multiplying the number of Performance Shares by a performance factor and a 0.63 exchange ratio. Under the terms of the applicable Performance Share Agreement and the Amended and Restated Change in Control Employee Severance Plan for U.S. Based Employees ("CIC Plan"), the Reporting Person's ADI RSUs vested in full upon his termination following consummation of the Acquisition, subject only to the Reporting Person's execution and non-revocation of a release pursuant to the terms of the CIC Plan. The Reporting Person delivered the release on September 9, 2021 at which time the RSUs vested in full.

F3 · derivative.exercise_date: Per the terms of the Merger Agreement, the RSUs vest at the time determined in the original Performance Share award agreement, which was August 15, 2023. Vesting of the shares was accelerated under the CIC Plan in connection with the Reporting Person's termination and execution and non-revocation of a release following the consummation of the Acquisition.

F3 · derivative.expiration_date: Per the terms of the Merger Agreement, the RSUs vest at the time determined in the original Performance Share award agreement, which was August 15, 2023. Vesting of the shares was accelerated under the CIC Plan in connection with the Reporting Person's termination and execution and non-revocation of a release following the consummation of the Acquisition.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 20:44 UTC
DOLUCA TUNCDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 12,951 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000242 · wf-form4_163156582892805.xml · derivative · entry 5

DOLUCA TUNC · CIK 0001183597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 12,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On August 26, 2021, Analog Devices, Inc. ("ADI") completed its acquisition (the "Acquisition") of Maxim Integrated Products, Inc. ("Maxim"). At the time of the Acquisition the Reporting Person held Maxim Performance Shares, which converted to ADI time-based restricted stock units ("RSUs"), with the number of RSUs determined by multiplying the number of Performance Shares by a performance factor and a 0.63 exchange ratio. Under the terms of the applicable Performance Share Agreement and the Amended and Restated Change in Control Employee Severance Plan for U.S. Based Employees ("CIC Plan"), the Reporting Person's ADI RSUs vested in full upon his termination following consummation of the Acquisition, subject only to the Reporting Person's execution and non-revocation of a release pursuant to the terms of the CIC Plan. The Reporting Person delivered the release on September 9, 2021 at which time the RSUs vested in full.

F2 · derivative.exercise_date: Per the terms of the Merger Agreement, the RSUs vest at the time determined in the original Performance Share award agreement, which was August 15, 2022. Vesting of the shares was accelerated under the CIC Plan in connection with the Reporting Person's termination and execution and non-revocation of a release following the consummation of the Acquisition.

F2 · derivative.expiration_date: Per the terms of the Merger Agreement, the RSUs vest at the time determined in the original Performance Share award agreement, which was August 15, 2022. Vesting of the shares was accelerated under the CIC Plan in connection with the Reporting Person's termination and execution and non-revocation of a release following the consummation of the Acquisition.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 20:44 UTC
DOLUCA TUNCDirector
Exercise / conversionComm Stock - $.16-2/3 value 18,000 $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000242 · wf-form4_163156582892805.xml · nonDerivative · entry 2

DOLUCA TUNC · CIK 0001183597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: On August 26, 2021, Analog Devices, Inc. ("ADI") completed its acquisition (the "Acquisition") of Maxim Integrated Products, Inc. ("Maxim"). At the time of the Acquisition the Reporting Person held Maxim Performance Shares, which converted to ADI time-based restricted stock units ("RSUs"), with the number of RSUs determined by multiplying the number of Performance Shares by a performance factor and a 0.63 exchange ratio. Under the terms of the applicable Performance Share Agreement and the Amended and Restated Change in Control Employee Severance Plan for U.S. Based Employees ("CIC Plan"), the Reporting Person's ADI RSUs vested in full upon his termination following consummation of the Acquisition, subject only to the Reporting Person's execution and non-revocation of a release pursuant to the terms of the CIC Plan. The Reporting Person delivered the release on September 9, 2021 at which time the RSUs vested in full.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 20:44 UTC
DOLUCA TUNCDirector
Exercise / conversionComm Stock - $.16-2/3 value 12,951 $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000242 · wf-form4_163156582892805.xml · nonDerivative · entry 1

DOLUCA TUNC · CIK 0001183597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: On August 26, 2021, Analog Devices, Inc. ("ADI") completed its acquisition (the "Acquisition") of Maxim Integrated Products, Inc. ("Maxim"). At the time of the Acquisition the Reporting Person held Maxim Performance Shares, which converted to ADI time-based restricted stock units ("RSUs"), with the number of RSUs determined by multiplying the number of Performance Shares by a performance factor and a 0.63 exchange ratio. Under the terms of the applicable Performance Share Agreement and the Amended and Restated Change in Control Employee Severance Plan for U.S. Based Employees ("CIC Plan"), the Reporting Person's ADI RSUs vested in full upon his termination following consummation of the Acquisition, subject only to the Reporting Person's execution and non-revocation of a release pursuant to the terms of the CIC Plan. The Reporting Person delivered the release on September 9, 2021 at which time the RSUs vested in full.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:14 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0000006281-21-000236 · wf-form4_163061367999028.xml · derivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,536

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:14 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 10,000 $163.77 $1,637,700.00
Disclosure

SEC source: 0000006281-21-000236 · wf-form4_163061367999028.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:14 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 10,000 $54.93 $549,300.00
Disclosure

SEC source: 0000006281-21-000236 · wf-form4_163061367999028.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:19 UTC
DOLUCA TUNCDirector
GrantRestricted Stock Unit (RSU) · Derivative 18,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000221 · wf-form4_163036196384746.xml · derivative · entry 5

DOLUCA TUNC · CIK 0001183597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Comm Stock - $.16-2/3 value · 18,000 shares

Expires not disclosed

F4 · shares: Per the terms of the Merger Agreement, upon consummation of the Acquisition, Performance Shares held by the Reporting Person converted to ADI time-based restricted stock units ("RSUs") for shares of ADI common stock, with the number of RSUs determined by multiplying the number of Performance Shares by a performance factor determined in accordance with the terms of the applicable Performance Share award agreement and the 0.63 exchange ratio.

F5 · derivative.expiration_date: Per the terms of the Merger Agreement, the RSUs vest at the time determined in the original Performance Share award agreement. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of ADI common stock.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:19 UTC
DOLUCA TUNCDirector
GrantRestricted Stock Unit (RSU) · Derivative 12,951 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000221 · wf-form4_163036196384746.xml · derivative · entry 4

DOLUCA TUNC · CIK 0001183597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,951

Underlying: Comm Stock - $.16-2/3 value · 12,951 shares

Expires not disclosed

F4 · shares: Per the terms of the Merger Agreement, upon consummation of the Acquisition, Performance Shares held by the Reporting Person converted to ADI time-based restricted stock units ("RSUs") for shares of ADI common stock, with the number of RSUs determined by multiplying the number of Performance Shares by a performance factor determined in accordance with the terms of the applicable Performance Share award agreement and the 0.63 exchange ratio.

F5 · derivative.exercise_date: Per the terms of the Merger Agreement, the RSUs vest at the time determined in the original Performance Share award agreement. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of ADI common stock.

F5 · derivative.expiration_date: Per the terms of the Merger Agreement, the RSUs vest at the time determined in the original Performance Share award agreement. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of ADI common stock.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:19 UTC
DOLUCA TUNCDirector
GrantComm Stock - $.16-2/3 value 111,057 $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000221 · wf-form4_163036196384746.xml · nonDerivative · entry 3

DOLUCA TUNC · CIK 0001183597 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Irrevocable Trust

Disclosed balance after: 111,057

F3 · shares: At the time of the Acquisition, the Reporting Person held 176,281 shares indirectly through an irrevocable trust. Those shares converted to 111,057 shares of ADI common stock based on the 0.63 exchange ratio.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:19 UTC
DOLUCA TUNCDirector
GrantComm Stock - $.16-2/3 value 623,972 $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000221 · wf-form4_163036196384746.xml · nonDerivative · entry 2

DOLUCA TUNC · CIK 0001183597 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Living Trust

Disclosed balance after: 623,972

F2 · shares: At the time of the Acquisition, the Reporting Person held 990,432 shares of Maxim common stock indirectly through a living trust. Those shares converted to 623,972 shares of ADI common stock based on the 0.63 exchange ratio.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:19 UTC
DOLUCA TUNCDirector
GrantComm Stock - $.16-2/3 value 93,817 $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000221 · wf-form4_163036196384746.xml · nonDerivative · entry 1

DOLUCA TUNC · CIK 0001183597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,817

F1 · shares: On August 26, 2021, Analog Devices, Inc. ("ADI") completed its acquisition (the "Acquisition") of Maxim Integrated Products, Inc. ("Maxim"). At the time of the Acquisition the Reporting Person held 148,917 shares of Maxim common stock, including 38,626 restricted shares and 110,291 shares earned from Performance Shares that vested according to certain pre-established performance goals upon consummation of the Acquisition. In accordance with the Agreement and Plan of Merger (the "Merger Agreement") between ADI and Maxim, upon consummation of the Acquisition, the Reporting Person's 148,917 Maxim shares converted to 93,817 shares of ADI stock based on 0.63 exchange ratio.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:26 UTC GrantComm Stock - $.16-2/3 value 4,428 $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000224 · wf-form4_163036238830806.xml · nonDerivative · entry 1

JOHNSON MERCEDES · CIK 0001225110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,428

F1 · shares: On August 26, 2021, Analog Devices, Inc. ("ADI") completed its acquisition of Maxim Integrated Products, Inc. ("Maxim"). The Reporting Person was the holder of 7,029 shares Maxim common stock, which were converted into 4,428 shares of ADI common stock based on a 0.63 exchange ratio.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:32 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
GrantComm Stock - $.16-2/3 value 11 $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000227 · wf-form4_163036271012616.xml · nonDerivative · entry 1

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,858

F1 · kind: On August 26, 2021, Analog Devices, Inc. ("ADI") completed its acquisition of Maxim Integrated Products, Inc. ("Maxim"). The Reporting Person was the holder of 18 shares Maxim common stock, which were converted into 11 shares of ADI common stock based on a 0.63 exchange ratio.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:37 UTC GrantComm Stock - $.16-2/3 value 8 $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000230 · wf-form4_163036301365276.xml · nonDerivative · entry 2

Little Mark M · CIK 0001343223 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 8

F2 · kind: The Reporting Person was the indirect holder of 14 shares of Maxim common stock through a Family Trust, which were converted into 8 shares of ADI common stock based on a 0.63 exchange ratio upon consummation of the Acquisition.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:37 UTC GrantComm Stock - $.16-2/3 value 5 $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000230 · wf-form4_163036301365276.xml · nonDerivative · entry 1

Little Mark M · CIK 0001343223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,055

F1 · kind: On August 26, 2021, Analog Devices, Inc. ("ADI") completed its acquisition (the "Acquisition") of Maxim Integrated Products, Inc. ("Maxim"). The Reporting Person was the holder of 9 shares Maxim common stock, which were converted into 5 shares of ADI common stock based on a 0.63 exchange ratio.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 22:41 UTC
Mahendra-Rajah PrashanthSVP, Finance & CFO
GrantComm Stock - $.16-2/3 value 1 $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000233 · wf-form4_163036326767934.xml · nonDerivative · entry 1

Mahendra-Rajah Prashanth · CIK 0001609983 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,163

F1 · kind: On August 26, 2021, Analog Devices, Inc. ("ADI") completed its acquisition of Maxim Integrated Products, Inc. ("Maxim"). The Reporting Person was the holder of 3 shares Maxim common stock, which were converted into 1 share of ADI common stock based on a 0.63 exchange ratio.

Read SEC document
August 26, 2021 Filed Mar 7, 2023 21:47 UTC GrantComm Stock - $.16-2/3 value 4 $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000053 · wf-form4_167822562082932.xml · nonDerivative · entry 1

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,674

F1 · shares: On August 26, 2021, Analog Devices, Inc. ("ADI") completed its acquisition of Maxim Integrated Products, Inc. ("Maxim"). The Reporting Person was the holder of 7 shares of Maxim common stock, which were converted into 4 shares of ADI common stock based on a 0.63 exchange ratio.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:14 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0000006281-21-000192 · wf-form4_162802160267144.xml · derivative · entry 5

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,536

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:14 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 10,000 $168.64 $1,686,400.00
Disclosure

SEC source: 0000006281-21-000192 · wf-form4_162802160267144.xml · nonDerivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:14 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 10,000 $54.93 $549,300.00
Disclosure

SEC source: 0000006281-21-000192 · wf-form4_162802160267144.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2021 Filed Aug 3, 2021 20:14 UTC
ROCHE VINCENTDirector · President & CEO
GiftComm Stock - $.16-2/3 value 21,598 $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000192 · wf-form4_162802160267144.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: On July 8, 2021, 21,598 shares previously held by Reporting Person were gifted to the Vincent Roche 2020 Irrevocable Trust, which is administered by an independent trustee.

Read SEC document
July 08, 2021 Filed Aug 3, 2021 20:14 UTC
ROCHE VINCENTDirector · President & CEO
GiftComm Stock - $.16-2/3 value 6,000 $0.00 $0.00
Disclosure

SEC source: 0000006281-21-000192 · wf-form4_162802160267144.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,598

F1 · shares: On July 8, 2021, 6,000 shares previously held by Reporting Person were gifted to The Roche Family Foundation, Inc.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:11 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0000006281-21-000187 · wf-form4_162525666007274.xml · derivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,536

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:11 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 10,000 $171.71 $1,717,100.00
Disclosure

SEC source: 0000006281-21-000187 · wf-form4_162525666007274.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,598

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:11 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 10,000 $54.93 $549,300.00
Disclosure

SEC source: 0000006281-21-000187 · wf-form4_162525666007274.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 20:09 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,078 $79.75 Strike: $79.75 $484,720.50
Disclosure

SEC source: 0000006281-21-000181 · wf-form4_162387415532015.xml · derivative · entry 3

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,079

Underlying: Comm Stock - $.16-2/3 value · 6,078 shares

Expires 2027-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was June 15, 2017.

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June 15, 2021 Filed Jun 16, 2021 20:09 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
SaleComm Stock - $.16-2/3 value 6,078 $168.43 $1,023,717.54
Disclosure

SEC source: 0000006281-21-000181 · wf-form4_162387415532015.xml · nonDerivative · entry 2

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,847

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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June 15, 2021 Filed Jun 16, 2021 20:09 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
Exercise / conversionComm Stock - $.16-2/3 value 6,078 $79.75 $484,720.50
Disclosure

SEC source: 0000006281-21-000181 · wf-form4_162387415532015.xml · nonDerivative · entry 1

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:10 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,170 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0000006281-21-000178 · wf-form4_162266458451377.xml · derivative · entry 6

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,536

Underlying: Comm Stock - $.16-2/3 value · 8,170 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:10 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,830 $0.00 Strike: $57.29 $0.00
Disclosure

SEC source: 0000006281-21-000178 · wf-form4_162266458451377.xml · derivative · entry 5

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 1,830 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:10 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 8,170 $164.20 $1,341,514.00
Disclosure

SEC source: 0000006281-21-000178 · wf-form4_162266458451377.xml · nonDerivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,598

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:10 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 8,170 $54.93 $448,778.10
Disclosure

SEC source: 0000006281-21-000178 · wf-form4_162266458451377.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:10 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 1,830 $164.20 $300,486.00
Disclosure

SEC source: 0000006281-21-000178 · wf-form4_162266458451377.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,598

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:10 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 1,830 $57.29 $104,840.70
Disclosure

SEC source: 0000006281-21-000178 · wf-form4_162266458451377.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed May 28, 2021 20:10 UTC
Mahendra-Rajah PrashanthSVP, Finance & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,750 $0.00 Strike: $91.13 $0.00
Disclosure

SEC source: 0000006281-21-000175 · wf-form4_162223260061821.xml · derivative · entry 6

Mahendra-Rajah Prashanth · CIK 0001609983 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,829

Underlying: Comm Stock - $.16-2/3 value · 6,750 shares

Expires 2028-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third and fourth anniversaries of the original grant date, which was March 29, 2018.

Read SEC document
May 27, 2021 Filed May 28, 2021 20:10 UTC
Mahendra-Rajah PrashanthSVP, Finance & CFO
SaleComm Stock - $.16-2/3 value 337 $165.21 $55,675.77
Disclosure

SEC source: 0000006281-21-000175 · wf-form4_162223260061821.xml · nonDerivative · entry 5

Mahendra-Rajah Prashanth · CIK 0001609983 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,162

Read SEC document
May 27, 2021 Filed May 28, 2021 20:10 UTC
Mahendra-Rajah PrashanthSVP, Finance & CFO
SaleComm Stock - $.16-2/3 value 563 $165.21 $93,013.23
Disclosure

SEC source: 0000006281-21-000175 · wf-form4_162223260061821.xml · nonDerivative · entry 4

Mahendra-Rajah Prashanth · CIK 0001609983 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,499

Read SEC document
May 27, 2021 Filed May 28, 2021 20:10 UTC
Mahendra-Rajah PrashanthSVP, Finance & CFO
SaleComm Stock - $.16-2/3 value 5,500 $165.18 $908,490.00
Disclosure

SEC source: 0000006281-21-000175 · wf-form4_162223260061821.xml · nonDerivative · entry 3

Mahendra-Rajah Prashanth · CIK 0001609983 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,062

Read SEC document
May 27, 2021 Filed May 28, 2021 20:10 UTC
Mahendra-Rajah PrashanthSVP, Finance & CFO
SaleComm Stock - $.16-2/3 value 350 $165.17 $57,809.50
Disclosure

SEC source: 0000006281-21-000175 · wf-form4_162223260061821.xml · nonDerivative · entry 2

Mahendra-Rajah Prashanth · CIK 0001609983 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,562

Read SEC document
May 27, 2021 Filed May 28, 2021 20:10 UTC
Mahendra-Rajah PrashanthSVP, Finance & CFO
Exercise / conversionComm Stock - $.16-2/3 value 6,750 $91.13 $615,127.50
Disclosure

SEC source: 0000006281-21-000175 · wf-form4_162223260061821.xml · nonDerivative · entry 1

Mahendra-Rajah Prashanth · CIK 0001609983 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 4, 2021 20:27 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $57.29 $0.00
Disclosure

SEC source: 0000006281-21-000162 · wf-form4_162016001773185.xml · derivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

Read SEC document
May 03, 2021 Filed May 4, 2021 20:27 UTC
ROCHE VINCENTDirector · President & CEO
SaleComm Stock - $.16-2/3 value 10,000 $154.06 $1,540,600.00
Disclosure

SEC source: 0000006281-21-000162 · wf-form4_162016001773185.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,598

Read SEC document
May 03, 2021 Filed May 4, 2021 20:27 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock - $.16-2/3 value 10,000 $57.29 $572,900.00
Disclosure

SEC source: 0000006281-21-000162 · wf-form4_162016001773185.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 20:19 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,058 $0.00 Strike: $94.41 $0.00
Disclosure

SEC source: 0000006281-21-000156 · wf-form4_161774032813386.xml · derivative · entry 3

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,174

Underlying: Comm Stock - $.16-2/3 value · 6,058 shares

Expires 2030-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third and fourth anniversaries of March 15, 2020.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 20:19 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
SaleComm Stock - $.16-2/3 value 6,058 $162.16 $982,365.28
Disclosure

SEC source: 0000006281-21-000156 · wf-form4_161774032813386.xml · nonDerivative · entry 2

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,826

Read SEC document
April 05, 2021 Filed Apr 6, 2021 20:19 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
Exercise / conversionComm Stock - $.16-2/3 value 6,058 $94.41 $571,935.78
Disclosure

SEC source: 0000006281-21-000156 · wf-form4_161774032813386.xml · nonDerivative · entry 1

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.