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Nasdaq · USD

ADI

ANALOG DEVICES INC

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Tapewire entity
591
SEC CIK
0000006281
Parsed reports
1,787

Last 12 months

Inside the activity.

0 purchase rows · 206 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 2025018
Jan 2026016
Feb 2026023
Mar 2026013
Apr 202601
May 202605
Jun 2026041
Jul 2026023
Aug 2026022
Sep 2026014
Oct 2026017

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2023 Filed Jun 15, 2023 20:36 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,460 $57.29 Strike: $57.29 $484,673.40
Disclosure

SEC source: 0000006281-23-000159 · wk-form4_1686861356.xml · derivative · entry 3

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 8,460 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested 100% on March 9, 2016.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 20:36 UTC SaleComm Stock - $.16-2/3 value 8,460 $192.50 $1,628,576.23
Disclosure

SEC source: 0000006281-23-000159 · wk-form4_1686861356.xml · nonDerivative · entry 2

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,335

Read SEC document
June 14, 2023 Filed Jun 15, 2023 20:36 UTC Exercise / conversionComm Stock - $.16-2/3 value 8,460 $57.29 $484,673.40
Disclosure

SEC source: 0000006281-23-000159 · wk-form4_1686861356.xml · nonDerivative · entry 1

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 20:38 UTC
STATA RAYDirector
GiftComm Stock - $.16-2/3 value 2,600 $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000161 · wk-form4_1686861485.xml · nonDerivative · entry 2

STATA RAY · CIK 0000900729 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mrs. Stata Directly

Disclosed balance after: 652,217

F1 · shares: On June 14, 2023, 2,600 shares previously held by the Reporting Person's spouse were gifted to a charity.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 20:39 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 26,513 $108.08 Strike: $108.08 $2,865,525.04
Disclosure

SEC source: 0000006281-23-000163 · wk-form4_1686861546.xml · derivative · entry 6

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 26,513 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in equal installments on the first, second, third, and fourth anniversaries of the original grant date, which was March 13, 2019.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 20:39 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,078 $91.13 Strike: $91.13 $371,628.14
Disclosure

SEC source: 0000006281-23-000163 · wk-form4_1686861546.xml · derivative · entry 5

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 4,078 shares

Expires 2028-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in equal installments on the first, second, third and fourth anniversaries of the original grant date, which was March 29, 2018.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 20:39 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
SaleComm Stock - $.16-2/3 value 26,513 $192.78 $5,111,207.96
Disclosure

SEC source: 0000006281-23-000163 · wk-form4_1686861546.xml · nonDerivative · entry 4

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,457.7

F1 · price: These shares were disposed of in multiple transactions on June 14, 2023 at actual sales prices ranging from $192.700 to $192.990 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 20:39 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
Exercise / conversionComm Stock - $.16-2/3 value 26,513 $108.08 $2,865,525.04
Disclosure

SEC source: 0000006281-23-000163 · wk-form4_1686861546.xml · nonDerivative · entry 3

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,970.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 20:39 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
SaleComm Stock - $.16-2/3 value 4,078 $192.58 $785,320.85
Disclosure

SEC source: 0000006281-23-000163 · wk-form4_1686861546.xml · nonDerivative · entry 2

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,457.7

Read SEC document
June 14, 2023 Filed Jun 15, 2023 20:39 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
Exercise / conversionComm Stock - $.16-2/3 value 4,078 $91.13 $371,628.14
Disclosure

SEC source: 0000006281-23-000163 · wk-form4_1686861546.xml · nonDerivative · entry 1

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,535.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 20:32 UTC
ROCHE VINCENTDirector · Chair & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,644 $91.13 Strike: $91.13 $1,881,287.72
Disclosure

SEC source: 0000006281-23-000154 · wk-form4_1686342719.xml · derivative · entry 6

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,017

Underlying: Comm Stock - $.16-2/3 value · 20,644 shares

Expires 2028-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in equal installments on the first, second, third and fourth anniversaries of the original grant date, which was March 29, 2018.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 20:32 UTC
ROCHE VINCENTDirector · Chair & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,356 $84.48 Strike: $83.48 $367,994.88
Disclosure

SEC source: 0000006281-23-000154 · wk-form4_1686342719.xml · derivative · entry 5

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Comm Stock - $.16-2/3 value · 4,356 shares

Expires 2027-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 8, 2017.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 20:32 UTC
ROCHE VINCENTDirector · Chair & CEO
SaleComm Stock - $.16-2/3 value 20,644 $181.02 $3,736,873.66
Disclosure

SEC source: 0000006281-23-000154 · wk-form4_1686342719.xml · nonDerivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,713

F1 · price: These shares were disposed of in multiple transactions on June 8, 2023 at actual sales prices ranging from $180.980 to $181.155 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 20:32 UTC
ROCHE VINCENTDirector · Chair & CEO
Exercise / conversionComm Stock - $.16-2/3 value 20,644 $91.13 $1,881,287.72
Disclosure

SEC source: 0000006281-23-000154 · wk-form4_1686342719.xml · nonDerivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 20:32 UTC
ROCHE VINCENTDirector · Chair & CEO
SaleComm Stock - $.16-2/3 value 4,356 $181.11 $788,910.80
Disclosure

SEC source: 0000006281-23-000154 · wk-form4_1686342719.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,713

Read SEC document
June 08, 2023 Filed Jun 9, 2023 20:32 UTC
ROCHE VINCENTDirector · Chair & CEO
Exercise / conversionComm Stock - $.16-2/3 value 4,356 $83.48 $363,638.88
Disclosure

SEC source: 0000006281-23-000154 · wk-form4_1686342719.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:57 UTC
Bryant Gregory MEVP & Pres. Global Bus. Units
GrantPerformance-Based Restricted Stock Unit · Derivative 15,008 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000130 · wf-form4_168072825208679.xml · derivative · entry 3

Bryant Gregory M · CIK 0001788745 · EVP & Pres. Global Bus. Units

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,008

Underlying: Comm Stock - $.16-2/3 value · 15,008 shares

Expires not disclosed

F2 · derivative.exercise_price: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company upon the vesting date.

F4 · derivative.exercise_date: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation and Talent Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2023.

F4 · derivative.expiration_date: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation and Talent Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2023.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:57 UTC
Bryant Gregory MEVP & Pres. Global Bus. Units
GrantPerformance-Based Restricted Stock Unit · Derivative 9,982 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000130 · wf-form4_168072825208679.xml · derivative · entry 2

Bryant Gregory M · CIK 0001788745 · EVP & Pres. Global Bus. Units

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,982

Underlying: Comm Stock - $.16-2/3 value · 9,982 shares

Expires not disclosed

F2 · derivative.exercise_price: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company upon the vesting date.

F3 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the TSR of a defined comparator group of companies, as approved by the Company's Compensation and Talent Committee, over a three-year performance period beginning on March 15, 2023 and ending on March 15, 2026 and vesting on March 29, 2026.

F3 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the TSR of a defined comparator group of companies, as approved by the Company's Compensation and Talent Committee, over a three-year performance period beginning on March 15, 2023 and ending on March 15, 2026 and vesting on March 29, 2026.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:57 UTC
Bryant Gregory MEVP & Pres. Global Bus. Units
GrantRestricted Stock Unit (RSU) · Derivative 14,880 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000130 · wf-form4_168072825208679.xml · derivative · entry 1

Bryant Gregory M · CIK 0001788745 · EVP & Pres. Global Bus. Units

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,880

Underlying: Comm Stock - $.16-2/3 value · 14,880 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:01 UTC
Jain VivekEVP, Global Operations
GrantPerformance-Based Restricted Stock Unit · Derivative 9,849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000133 · wf-form4_168072845001402.xml · derivative · entry 3

Jain Vivek · CIK 0001465733 · EVP, Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,849

Underlying: Comm Stock - $.16-2/3 value · 9,849 shares

Expires not disclosed

F2 · derivative.exercise_price: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company, upon the vesting date.

F4 · derivative.exercise_date: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation and Talent Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2023.

F4 · derivative.expiration_date: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation and Talent Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2023.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:01 UTC
Jain VivekEVP, Global Operations
GrantPerformance-Based Restricted Stock Unit · Derivative 6,550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000133 · wf-form4_168072845001402.xml · derivative · entry 2

Jain Vivek · CIK 0001465733 · EVP, Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,550

Underlying: Comm Stock - $.16-2/3 value · 6,550 shares

Expires not disclosed

F2 · derivative.exercise_price: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company, upon the vesting date.

F3 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the TSR of a defined comparator group of companies, as approved by the Company's Compensation and Talent Committee, over a three-year performance period beginning on March 15, 2023 and ending on March 15, 2026 and vesting on March 29, 2026.

F3 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the TSR of a defined comparator group of companies, as approved by the Company's Compensation and Talent Committee, over a three-year performance period beginning on March 15, 2023 and ending on March 15, 2026 and vesting on March 29, 2026.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:01 UTC
Jain VivekEVP, Global Operations
GrantRestricted Stock Unit (RSU) · Derivative 9,765 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000133 · wf-form4_168072845001402.xml · derivative · entry 1

Jain Vivek · CIK 0001465733 · EVP, Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,765

Underlying: Comm Stock - $.16-2/3 value · 9,765 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:06 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
GrantPerformance-Based Restricted Stock Unit · Derivative 10,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000136 · wf-form4_168072880278882.xml · derivative · entry 3

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,505

Underlying: Comm Stock - $.16-2/3 value · 10,505 shares

Expires not disclosed

F2 · derivative.exercise_price: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company, upon the vesting date.

F4 · derivative.exercise_date: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation and Talent Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2023.

F4 · derivative.expiration_date: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation and Talent Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2023.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:06 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
GrantPerformance-Based Restricted Stock Unit · Derivative 6,987 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000136 · wf-form4_168072880278882.xml · derivative · entry 2

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,987

Underlying: Comm Stock - $.16-2/3 value · 6,987 shares

Expires not disclosed

F2 · derivative.exercise_price: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company, upon the vesting date.

F3 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the TSR of a defined comparator group of companies, as approved by the Company's Compensation and Talent Committee, over a three-year performance period beginning on March 15, 2023 and ending on March 15, 2026 and vesting on March 29, 2026.

F3 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the TSR of a defined comparator group of companies, as approved by the Company's Compensation and Talent Committee, over a three-year performance period beginning on March 15, 2023 and ending on March 15, 2026 and vesting on March 29, 2026.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:06 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
GrantRestricted Stock Unit (RSU) · Derivative 10,416 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000136 · wf-form4_168072880278882.xml · derivative · entry 1

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,416

Underlying: Comm Stock - $.16-2/3 value · 10,416 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:14 UTC
ROCHE VINCENTDirector · Chair & CEO
GrantPerformance-Based Restricted Stock Unit · Derivative 42,879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000139 · wf-form4_168072923652029.xml · derivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,879

Underlying: Comm Stock - $.16-2/3 value · 42,879 shares

Expires not disclosed

F2 · derivative.exercise_price: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company, upon the vesting date.

F4 · derivative.exercise_date: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation and Talent Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2023.

F4 · derivative.expiration_date: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation and Talent Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2023.

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April 03, 2023 Filed Apr 5, 2023 21:14 UTC
ROCHE VINCENTDirector · Chair & CEO
GrantPerformance-Based Restricted Stock Unit · Derivative 29,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000139 · wf-form4_168072923652029.xml · derivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,113

Underlying: Comm Stock - $.16-2/3 value · 29,113 shares

Expires not disclosed

F2 · derivative.exercise_price: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company, upon the vesting date.

F3 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the TSR of a defined comparator group of companies, as approved by the Company's Compensation and Talent Committee, over a three-year performance period beginning on March 15, 2023 and ending on March 15, 2026 and vesting on March 29, 2026.

F3 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the TSR of a defined comparator group of companies, as approved by the Company's Compensation and Talent Committee, over a three-year performance period beginning on March 15, 2023 and ending on March 15, 2026 and vesting on March 29, 2026.

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April 03, 2023 Filed Apr 5, 2023 21:14 UTC
ROCHE VINCENTDirector · Chair & CEO
GrantRestricted Stock Unit (RSU) · Derivative 26,572 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000139 · wf-form4_168072923652029.xml · derivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,572

Underlying: Comm Stock - $.16-2/3 value · 26,572 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

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April 03, 2023 Filed Apr 5, 2023 21:21 UTC
Sacks Anelise AngelinoSVP, Chief Customer Officer
GrantPerformance-Based Restricted Stock Unit · Derivative 9,380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000142 · wf-form4_168072965454355.xml · derivative · entry 3

Sacks Anelise Angelino · CIK 0001848096 · SVP, Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,380

Underlying: Comm Stock - $.16-2/3 value · 9,380 shares

Expires not disclosed

F2 · derivative.exercise_price: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company, upon the vesting date.

F4 · derivative.exercise_date: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation and Talent Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2023.

F4 · derivative.expiration_date: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation and Talent Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2023.

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April 03, 2023 Filed Apr 5, 2023 21:21 UTC
Sacks Anelise AngelinoSVP, Chief Customer Officer
GrantPerformance-Based Restricted Stock Unit · Derivative 6,239 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000142 · wf-form4_168072965454355.xml · derivative · entry 2

Sacks Anelise Angelino · CIK 0001848096 · SVP, Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,239

Underlying: Comm Stock - $.16-2/3 value · 6,239 shares

Expires not disclosed

F2 · derivative.exercise_price: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company, upon the vesting date.

F3 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the TSR of a defined comparator group of companies, as approved by the Company's Compensation and Talent Committee, over a three-year performance period beginning on March 15, 2023 and ending on March 15, 2026 and vesting on March 29, 2026.

F3 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the TSR of a defined comparator group of companies, as approved by the Company's Compensation and Talent Committee, over a three-year performance period beginning on March 15, 2023 and ending on March 15, 2026 and vesting on March 29, 2026.

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April 03, 2023 Filed Apr 5, 2023 21:21 UTC
Sacks Anelise AngelinoSVP, Chief Customer Officer
GrantRestricted Stock Unit (RSU) · Derivative 9,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000142 · wf-form4_168072965454355.xml · derivative · entry 1

Sacks Anelise Angelino · CIK 0001848096 · SVP, Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,300

Underlying: Comm Stock - $.16-2/3 value · 9,300 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:29 UTC
Sondel MichaelCAO (principal acct. officer)
GrantPerformance-Based Restricted Stock Unit · Derivative 804 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000145 · wf-form4_168073018187689.xml · derivative · entry 3

Sondel Michael · CIK 0001768266 · CAO (principal acct. officer)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 804

Underlying: Comm Stock - $.16-2/3 value · 804 shares

Expires not disclosed

F2 · derivative.exercise_price: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company, upon the vesting date.

F4 · derivative.exercise_date: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation and Talent Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2023.

F4 · derivative.expiration_date: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation and Talent Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2023.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:29 UTC
Sondel MichaelCAO (principal acct. officer)
GrantPerformance-Based Restricted Stock Unit · Derivative 499 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000145 · wf-form4_168073018187689.xml · derivative · entry 2

Sondel Michael · CIK 0001768266 · CAO (principal acct. officer)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499

Underlying: Comm Stock - $.16-2/3 value · 499 shares

Expires not disclosed

F2 · derivative.exercise_price: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company, upon the vesting date.

F3 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the TSR of a defined comparator group of companies, as approved by the Company's Compensation and Talent Committee, over a three-year performance period beginning on March 15, 2023 and ending on March 15, 2026 and vesting on March 29, 2026.

F3 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the TSR of a defined comparator group of companies, as approved by the Company's Compensation and Talent Committee, over a three-year performance period beginning on March 15, 2023 and ending on March 15, 2026 and vesting on March 29, 2026.

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April 03, 2023 Filed Apr 5, 2023 21:29 UTC
Sondel MichaelCAO (principal acct. officer)
GrantRestricted Stock Unit (RSU) · Derivative 1,754 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000145 · wf-form4_168073018187689.xml · derivative · entry 1

Sondel Michael · CIK 0001768266 · CAO (principal acct. officer)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Comm Stock - $.16-2/3 value · 1,754 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 22:01 UTC
ROCHE VINCENTDirector · Chair & CEO
Tax withholdingComm Stock - $.16-2/3 value 12,867 $184.77 $2,377,435.59
Disclosure

SEC source: 0000006281-23-000124 · wf-form4_168012728988742.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,713

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the Performance-Based Restricted Stock Units that vested on March 25, 2023.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 22:21 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
Tax withholdingComm Stock - $.16-2/3 value 3,358 $184.77 $620,457.66
Disclosure

SEC source: 0000006281-23-000127 · wf-form4_168012848707488.xml · nonDerivative · entry 1

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,457.7

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the Performance-Based Restricted Stock Units that vested on March 25, 2023.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 21:24 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
Exercise / conversionPerformance-Based Restricted Stock Unit · Derivative 6,945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000118 · wf-form4_168003862804454.xml · derivative · entry 2

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 6,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This transaction represents the settlement of performance-based RSUs granted on March 11, 2020 in shares of common stock of the Issuer on their scheduled vesting date of March 25, 2023 as a result of the certification by the Issuer's Compensation and Talent Committee of the satisfaction of performance criteria at 97.60% of target.

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March 25, 2023 Filed Mar 28, 2023 21:24 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
Exercise / conversionComm Stock - $.16-2/3 value 6,945 $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000118 · wf-form4_168003862804454.xml · nonDerivative · entry 1

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,815.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 21:28 UTC
ROCHE VINCENTDirector · Chair & CEO
Exercise / conversionPerformance-Based Restricted Stock Unit · Derivative 26,711 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000121 · wf-form4_168003887818492.xml · derivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 26,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This transaction represents the settlement of performance-based RSUs granted on March 11, 2020 in shares of common stock of the Issuer on their scheduled vesting date of March 25, 2023 as a result of the certification by the Issuer's Compensation and Talent Committee of the satisfaction of performance criteria at 97.60% of target.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 21:28 UTC
ROCHE VINCENTDirector · Chair & CEO
Exercise / conversionComm Stock - $.16-2/3 value 26,711 $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000121 · wf-form4_168003887818492.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 20:44 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,751 $0.00 Strike: $91.13 $0.00
Disclosure

SEC source: 0000006281-23-000115 · wf-form4_167951783413917.xml · derivative · entry 3

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,078

Underlying: Comm Stock - $.16-2/3 value · 8,751 shares

Expires 2028-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested in equal installments on the first, second, third and fourth anniversaries of the original grant date, which was March 29, 2018.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 20:44 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
SaleComm Stock - $.16-2/3 value 8,751 $189.00 $1,653,939.00
Disclosure

SEC source: 0000006281-23-000115 · wf-form4_167951783413917.xml · nonDerivative · entry 2

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,870.7

Read SEC document
March 21, 2023 Filed Mar 22, 2023 20:44 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
Exercise / conversionComm Stock - $.16-2/3 value 8,751 $91.13 $797,478.63
Disclosure

SEC source: 0000006281-23-000115 · wf-form4_167951783413917.xml · nonDerivative · entry 1

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,621.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 21:34 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 26,250 $0.00 Strike: $94.41 $0.00
Disclosure

SEC source: 0000006281-23-000112 · wf-form4_167943444467663.xml · derivative · entry 3

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,751

Underlying: Comm Stock - $.16-2/3 value · 26,250 shares

Expires 2030-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in equal installments on the first, second, third and fourth anniversaries of March 15, 2020.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 21:34 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
SaleComm Stock - $.16-2/3 value 26,250 $187.01 $4,908,975.75
Disclosure

SEC source: 0000006281-23-000112 · wf-form4_167943444467663.xml · nonDerivative · entry 2

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,870.7

F1 · price: The price reported above reflects the weighted average price. These shares were sold in multiple transactions at prices ranging from $187.000 to $187.12, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 20, 2023 Filed Mar 21, 2023 21:34 UTC
Mahendra-Rajah PrashanthEVP, Finance & CFO
Exercise / conversionComm Stock - $.16-2/3 value 26,250 $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000112 · wf-form4_167943444467663.xml · nonDerivative · entry 1

Mahendra-Rajah Prashanth · CIK 0001609983 · EVP, Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,120.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:40 UTC
Jain VivekEVP, Global Operations
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,783 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000097 · wf-form4_167908919418516.xml · derivative · entry 3

Jain Vivek · CIK 0001465733 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,349

Underlying: Comm Stock - $.16-2/3 value · 2,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on April 4, 2022 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2022. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Issuer.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on April 4, 2022 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2022. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Issuer.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:40 UTC
Jain VivekEVP, Global Operations
Tax withholdingComm Stock - $.16-2/3 value 975 $182.93 $178,356.75
Disclosure

SEC source: 0000006281-23-000097 · wf-form4_167908919418516.xml · nonDerivative · entry 2

Jain Vivek · CIK 0001465733 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,323.7

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the Restricted Stock Units that vested on March 15, 2023 and are reported herein.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:40 UTC
Jain VivekEVP, Global Operations
Exercise / conversionComm Stock - $.16-2/3 value 2,783 $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000097 · wf-form4_167908919418516.xml · nonDerivative · entry 1

Jain Vivek · CIK 0001465733 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,298.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:41 UTC
Sacks Anelise AngelinoSVP, Chief Customer Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,616 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-23-000099 · wf-form4_167908927013168.xml · derivative · entry 6

Sacks Anelise Angelino · CIK 0001848096 · SVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,848

Underlying: Comm Stock - $.16-2/3 value · 2,616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on April 4, 2022 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2022. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Issuer.

F4 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on April 4, 2022 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2022. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.