ADI

SEC source: 0000006281-24-000152 · wk-form4_1721943061.xml · derivative · entry 3

Bryant Gregory M · CIK 0001788745 · EVP & Pres. Global Bus. Units

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 120,069 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance-Based RSU represents the right to receive, following vesting, one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters.

F5 · derivative.exercise_date: The Performance-Based RSU (i) vested with respect to 75% of the target Performance-Based RSUs on May 30, 2024 as a result of the average closing price of the Company's common stock on the Nasdaq Global Select Market over any 70 consecutive trading day period during a four-year performance period exceeding $200 as previously reported by the Reporting Person and (ii) vested with respect to another 75% of the target Performance-Based RSUs on July 23, 2024 as a result of the average closing price of the Company's common stock on the Nasdaq Global Select Market over any 70 consecutive trading day period during a four-year performance period exceeding $220, for a maximum of 150% of the target Performance-Based RSUs.

F5 · derivative.expiration_date: The Performance-Based RSU (i) vested with respect to 75% of the target Performance-Based RSUs on May 30, 2024 as a result of the average closing price of the Company's common stock on the Nasdaq Global Select Market over any 70 consecutive trading day period during a four-year performance period exceeding $200 as previously reported by the Reporting Person and (ii) vested with respect to another 75% of the target Performance-Based RSUs on July 23, 2024 as a result of the average closing price of the Company's common stock on the Nasdaq Global Select Market over any 70 consecutive trading day period during a four-year performance period exceeding $220, for a maximum of 150% of the target Performance-Based RSUs.

SEC source: 0000006281-24-000152 · wk-form4_1721943061.xml · nonDerivative · entry 2

Bryant Gregory M · CIK 0001788745 · EVP & Pres. Global Bus. Units

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,093.372

F3 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the Performance-based Restricted Stock Units (Performance-Based RSUs) that vested on July 23, 2024 and are reported herein.

SEC source: 0000006281-24-000152 · wk-form4_1721943061.xml · nonDerivative · entry 1

Bryant Gregory M · CIK 0001788745 · EVP & Pres. Global Bus. Units

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,342.249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of the Company issued to the Reporting Person on July 23, 2024 as a result of the achievement of the pre-established performance parameters set forth in clause (ii) of footnote 5 below.

F2 · balance_after: Includes 31.817 shares acquired under the Analog Devices, Inc. Amended & Restated 2022 Employee Stock Purchase Plan on June 7, 2024.

SEC source: 0000006281-24-000148 · wk-form4_1719954505.xml · nonDerivative · entry 2

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,886

F2 · shares: On July 1, 2024, 219 shares previously owned by the Reporting Person were gifted to charitable organizations.

SEC source: 0000006281-24-000150 · wk-form4_1719954606.xml · derivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,017

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2028-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

SEC source: 0000006281-24-000150 · wk-form4_1719954606.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,038.973

F1 · shares: These shares were sold pursuant to a 10b5-1 plan adopted by the Reporting Person on March 1, 2024.

SEC source: 0000006281-24-000150 · wk-form4_1719954606.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,038.973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-24-000148 · wk-form4_1719954505.xml · nonDerivative · entry 1

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,105

F1 · shares: On June 28, 2024, 1,706 shares previously owned by the Reporting Person were gifted to charitable organizations.

SEC source: 0000006281-24-000146 · wk-form4_1718397546.xml · nonDerivative · entry 2

Bryant Gregory M · CIK 0001788745 · EVP & Pres. Global Bus. Units

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,241.432

F3 · price: These shares were disposed of in multiple transactions on June 13, 2024 at actual sales prices ranging from $234.310 to $234.460 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0000006281-24-000146 · wk-form4_1718397546.xml · nonDerivative · entry 1

Bryant Gregory M · CIK 0001788745 · EVP & Pres. Global Bus. Units

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,145.432

F1 · price: These shares were disposed of in multiple transactions on June 13, 2024 at actual sales prices ranging from $233.310 to $234.300 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Adjusted by .001 shares to correct an administrative error.

SEC source: 0000006281-24-000144 · wk-form4_1717532777.xml · derivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,017

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2028-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

SEC source: 0000006281-24-000144 · wk-form4_1717532777.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,038.973

F1 · shares: These shares were sold pursuant to a 10b5-1 plan adopted by the Reporting Person on March 1, 2024.

SEC source: 0000006281-24-000144 · wk-form4_1717532777.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,038.973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-24-000142 · wk-form4_1717445844.xml · derivative · entry 3

Bryant Gregory M · CIK 0001788745 · EVP & Pres. Global Bus. Units

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,069

Underlying: Comm Stock - $.16-2/3 value · 120,069 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance-Based RSU represents the right to receive, following vesting, one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters.

F1 · shares: Represents shares of common stock of the Company issued to the Reporting Person on May 30, 2024 as a result of the achievement of the pre-established performance parameters set forth in clause (i) of footnote 4 below.

F4 · derivative.exercise_date: The Performance-Based RSU award (i) vested with respect to 75% of the target Performance-Based RSUs as a result of the average closing price of the Company's common stock on the Nasdaq Global Select Market over a 70 consecutive trading day period during the four-year performance period exceeding $200 and (ii) unless earlier forfeited under the terms of such award, may vest with respect to an additional 75% of the target Performance Based RSUs if the average closing price of the Company's common stock on the Nasdaq Global Select Market over any 70 consecutive trading day period during the four-year performance period equals or exceeds $220, for a maximum of 150% of the target Performance-Based RSUs.

F4 · derivative.expiration_date: The Performance-Based RSU award (i) vested with respect to 75% of the target Performance-Based RSUs as a result of the average closing price of the Company's common stock on the Nasdaq Global Select Market over a 70 consecutive trading day period during the four-year performance period exceeding $200 and (ii) unless earlier forfeited under the terms of such award, may vest with respect to an additional 75% of the target Performance Based RSUs if the average closing price of the Company's common stock on the Nasdaq Global Select Market over any 70 consecutive trading day period during the four-year performance period equals or exceeds $220, for a maximum of 150% of the target Performance-Based RSUs.

SEC source: 0000006281-24-000142 · wk-form4_1717445844.xml · nonDerivative · entry 2

Bryant Gregory M · CIK 0001788745 · EVP & Pres. Global Bus. Units

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,853.432

F2 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the Performance-Based Restricted Stock Units (Performance-Based RSU) that vested on May 30, 2024, and are reported herein.

SEC source: 0000006281-24-000142 · wk-form4_1717445844.xml · nonDerivative · entry 1

Bryant Gregory M · CIK 0001788745 · EVP & Pres. Global Bus. Units

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,102.308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock of the Company issued to the Reporting Person on May 30, 2024 as a result of the achievement of the pre-established performance parameters set forth in clause (i) of footnote 4 below.

SEC source: 0000006281-24-000138 · wk-form4_1717015463.xml · derivative · entry 6

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 3,440 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is 100% vested.

SEC source: 0000006281-24-000138 · wk-form4_1717015463.xml · derivative · entry 5

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,440

Underlying: Comm Stock - $.16-2/3 value · 4,200 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is 100% vested.

SEC source: 0000006281-24-000138 · wk-form4_1717015463.xml · nonDerivative · entry 3

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-24-000138 · wk-form4_1717015463.xml · nonDerivative · entry 2

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,371

SEC source: 0000006281-24-000138 · wk-form4_1717015463.xml · nonDerivative · entry 1

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-24-000134 · wk-form4_1716929878.xml · derivative · entry 6

Sondel Michael · CIK 0001768266 · CAO (principal acct. officer)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 1,910 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested.

SEC source: 0000006281-24-000134 · wk-form4_1716929878.xml · derivative · entry 5

Sondel Michael · CIK 0001768266 · CAO (principal acct. officer)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 2,920 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested.

SEC source: 0000006281-24-000134 · wk-form4_1716929878.xml · nonDerivative · entry 4

Sondel Michael · CIK 0001768266 · CAO (principal acct. officer)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,546.7

SEC source: 0000006281-24-000134 · wk-form4_1716929878.xml · nonDerivative · entry 3

Sondel Michael · CIK 0001768266 · CAO (principal acct. officer)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,456.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-24-000134 · wk-form4_1716929878.xml · nonDerivative · entry 2

Sondel Michael · CIK 0001768266 · CAO (principal acct. officer)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,546.7

F1 · price: These shares were disposed of in multiple transactions on May 24, 2024, at actual sales prices ranging from $236.660 to $236.710 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0000006281-24-000134 · wk-form4_1716929878.xml · nonDerivative · entry 1

Sondel Michael · CIK 0001768266 · CAO (principal acct. officer)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,466.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-24-000136 · wk-form4a_1717015331.xml · nonDerivative · entry 2

Sondel Michael · CIK 0001768266 · CAO (principal acct. officer)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,456.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This Form 4 amendment is being filed to correct the "Price" reported in Column 4 for this acquisition of shares upon an option exercise, which was inadvertently reported as "$0" in the original Form 4 filed on May 28, 2024 and now correctly reflects the option exercise price.

SEC source: 0000006281-24-000136 · wk-form4a_1717015331.xml · nonDerivative · entry 1

Sondel Michael · CIK 0001768266 · CAO (principal acct. officer)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,466.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This Form 4 amendment is being filed to correct the "Price" reported in Column 4 for this acquisition of shares upon an option exercise, which was inadvertently reported as "$0" in the original Form 4 filed on May 28, 2024 and now correctly reflects the option exercise price.

SEC source: 0000006281-24-000126 · wk-form4_1714681471.xml · derivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2027-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

SEC source: 0000006281-24-000126 · wk-form4_1714681471.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,038.973

F1 · shares: These shares were sold pursuant to a 10b5-1 plan adopted by the Reporting Person on April 6, 2023.

SEC source: 0000006281-24-000126 · wk-form4_1714681471.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,038.973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-24-000124 · wk-form4_1712348931.xml · nonDerivative · entry 1

Jain Vivek · CIK 0001465733 · EVP, Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,745

F1 · price: These shares were disposed of in multiple transactions on April 4, 2024, at actual sales prices ranging from $197.540 to $197.600 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0000006281-24-000122 · wk-form4_1712090069.xml · derivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Comm Stock - $.16-2/3 value · 10,000 shares

Expires 2027-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests is fully vested.

SEC source: 0000006281-24-000122 · wk-form4_1712090069.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,038.973

F1 · shares: The shares were sold pursuant to a 10b5-1 plan adopted by the Reporting Person on April 6, 2023.

SEC source: 0000006281-24-000122 · wk-form4_1712090069.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,038.973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-24-000118 · wk-form4_1711571373.xml · derivative · entry 4

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 22,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Represents shares of common stock of the Issuer issued to the Reporting Person on March 25, 2024 as a result of the certification by the Issuer's Compensation and Talent Committee on March 20, 2024 of the achievement, at 115.49% of the target established, of pre-established performance parameters relating to the Issuer's relative total shareholder return (TSR) performance against the median TSR of a defined comparator group of companies with respect to the performance-based restricted stock units granted to the Reporting Person on March 10, 2021.

SEC source: 0000006281-24-000118 · wk-form4_1711571373.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,038.973

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the RSUs that vested on March 25, 2024 and are reported herein.

SEC source: 0000006281-24-000118 · wk-form4_1711571373.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,850.035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-24-000120 · wk-form4_1711571457.xml · derivative · entry 3

Sacks Anelise Angelino · CIK 0001848096 · EVP, Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 2,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Represents shares of common stock of the Issuer issued to the Reporting Person on March 25, 2024 as a result of the certification by the Issuer's Compensation and Talent Committee on March 20, 2024 of the achievement, at 115.49% of the target established, of pre-established performance parameters relating to the Issuer's relative total shareholder return (TSR) performance against the median TSR of a defined comparator group of companies with respect to the performance-based restricted stock units granted to the Reporting Person on March 15, 2021.

SEC source: 0000006281-24-000120 · wk-form4_1711571457.xml · nonDerivative · entry 2

Sacks Anelise Angelino · CIK 0001848096 · EVP, Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,010.257

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the RSU that vested on March 25, 2024 and are reported herein.

SEC source: 0000006281-24-000120 · wk-form4_1711571457.xml · nonDerivative · entry 1

Sacks Anelise Angelino · CIK 0001848096 · EVP, Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,288.147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000006281-24-000116 · wk-form4_1711141948.xml · nonDerivative · entry 1

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,371

SEC source: 0000006281-24-000112 · wk-form4_1711052366.xml · derivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,360

Underlying: Comm Stock - $.16-2/3 value · 2,999 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents shares of common stock of the Issuer to be issued to the Reporting Person on March 25, 2024 (the "Vesting Date"), subject to the Reporting Person's continued service through the Vesting Date, as a result of the certification by the Issuer's Compensation and Talent Committee on March 20, 2024 of the achievement, at 115.49% of the target established, of pre-established performance parameters relating to the Issuer's relative total shareholder return (TSR) performance against the median TSR of a defined comparator group of companies with respect to the performance-based restricted stock units granted to the Reporting Person on March 10, 2021.

F1 · derivative.expiration_date: Represents shares of common stock of the Issuer to be issued to the Reporting Person on March 25, 2024 (the "Vesting Date"), subject to the Reporting Person's continued service through the Vesting Date, as a result of the certification by the Issuer's Compensation and Talent Committee on March 20, 2024 of the achievement, at 115.49% of the target established, of pre-established performance parameters relating to the Issuer's relative total shareholder return (TSR) performance against the median TSR of a defined comparator group of companies with respect to the performance-based restricted stock units granted to the Reporting Person on March 10, 2021.

SEC source: 0000006281-24-000114 · wk-form4_1711052434.xml · derivative · entry 1

Sacks Anelise Angelino · CIK 0001848096 · EVP, Chief Customer Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,643

Underlying: Comm Stock - $.16-2/3 value · 354 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents shares of common stock of the Issuer to be issued to the Reporting Person on March 25, 2024 (the "Vesting Date"), subject to the Reporting Person's continued service through the Vesting Date, as a result of the certification by the Issuer's Compensation and Talent Committee on March 20, 2024 of the achievement, at 115.49% of the target established, of pre-established performance parameters relating to the Issuer's relative total shareholder return (TSR) performance against the median TSR of a defined comparator group of companies with respect to the performance-based restricted stock units granted to the Reporting Person on March 15, 2021.

F1 · derivative.expiration_date: Represents shares of common stock of the Issuer to be issued to the Reporting Person on March 25, 2024 (the "Vesting Date"), subject to the Reporting Person's continued service through the Vesting Date, as a result of the certification by the Issuer's Compensation and Talent Committee on March 20, 2024 of the achievement, at 115.49% of the target established, of pre-established performance parameters relating to the Issuer's relative total shareholder return (TSR) performance against the median TSR of a defined comparator group of companies with respect to the performance-based restricted stock units granted to the Reporting Person on March 15, 2021.

SEC source: 0000006281-24-000094 · wk-form4_1710883875.xml · derivative · entry 13

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,929

Underlying: Comm Stock - $.16-2/3 value · 6,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The RSUs granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F7 · derivative.expiration_date: The RSUs granted to the Reporting Person on April 3, 2023 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2023. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

SEC source: 0000006281-24-000094 · wk-form4_1710883875.xml · derivative · entry 12

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 6,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The RSUs granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Issuer.

F6 · derivative.expiration_date: The RSUs granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Issuer.

SEC source: 0000006281-24-000094 · wk-form4_1710883875.xml · derivative · entry 11

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,698

Underlying: Comm Stock - $.16-2/3 value · 8,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The RSUs granted to the Reporting Person on April 4, 2022 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2022. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Issuer.

F5 · derivative.expiration_date: The RSUs granted to the Reporting Person on April 4, 2022 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2022. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Issuer.

SEC source: 0000006281-24-000094 · wk-form4_1710883875.xml · derivative · entry 10

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 38,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: This transaction represents the settlement of Performance-Based RSUs granted on March 10, 2021 in shares of common stock of the Company on their scheduled vesting date of March 15, 2024 as a result of the certification of the Company's Compensation and Talent Committee on December 11, 2023 of the satisfaction of performance criteria at 200% of target.

SEC source: 0000006281-24-000094 · wk-form4_1710883875.xml · nonDerivative · entry 8

ROCHE VINCENT · CIK 0001201872 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,490.035

F2 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the RSUs that vested on March 15, 2024 and are reported herein.