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Nasdaq · USD

ADBE

ADOBE INC.

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2895
SEC CIK
0000796343
Parsed reports
829

Last 12 months

Inside the activity.

1 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202605
May 202600
Jun 202610
Jul 202601
Aug 202600
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 11, 2018 Filed Apr 19, 2024 20:16 UTC Amendment Exercise / conversionCommon Stock 2,035 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000089 · wk-form4a_1713557789.xml · nonDerivative · entry 1

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2018 Filed Apr 19, 2024 20:15 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000088 · wk-form4a_1713557744.xml · derivative · entry 2

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2018.

F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2018.

Read SEC document
April 11, 2018 Filed Apr 19, 2024 20:15 UTC Amendment Exercise / conversionCommon Stock 2,035 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000088 · wk-form4a_1713557744.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2018 Filed Apr 19, 2024 20:14 UTC Amendment
Banse AmyDirector
Exercise / conversionRestricted Stock Units · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000087 · wk-form4a_1713557670.xml · derivative · entry 2

Banse Amy · CIK 0001550029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2018.

F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2018.

Read SEC document
April 11, 2018 Filed Apr 19, 2024 20:14 UTC Amendment
Banse AmyDirector
Exercise / conversionCommon Stock 2,035 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000087 · wk-form4a_1713557670.xml · nonDerivative · entry 1

Banse Amy · CIK 0001550029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2018 Filed Apr 9, 2018 21:12 UTC GrantRestricted Stock Units · Derivative 22,920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000075 · wf-form4_152330828398950.xml · derivative · entry 1

Murphy John Francis · CIK 0001417762 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,920

Underlying: Common Stock · 22,920 shares

Expires not disclosed

F1 · derivative.exercise_date: Vests at a rate of 1/4 annually on the first, second, third and fourth anniversaries of the April 9, 2018 grant date.

F1 · derivative.expiration_date: Vests at a rate of 1/4 annually on the first, second, third and fourth anniversaries of the April 9, 2018 grant date.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:19 UTC SaleCommon Stock 5,000 $218.00 $1,090,008.00
Disclosure

SEC source: 0000796343-18-000067 · wf-form4_152270032998243.xml · nonDerivative · entry 3

WARNOCK JOHN E · CIK 0001032856 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 455,221

F3 · price: This transaction was executed in multiple trades at prices ranging from $218.00 to $218.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: Shares held by The Warnock Family Trust uad 08/27/12 of which the reporting person is a trustee.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:19 UTC SaleCommon Stock 6,000 $216.06 $1,296,355.20
Disclosure

SEC source: 0000796343-18-000067 · wf-form4_152270032998243.xml · nonDerivative · entry 2

WARNOCK JOHN E · CIK 0001032856 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 460,221

F2 · price: This transaction was executed in multiple trades at prices ranging from $216.00 to $216.16. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: Shares held by The Warnock Family Trust uad 08/27/12 of which the reporting person is a trustee.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:19 UTC SaleCommon Stock 3,000 $215.00 $645,000.00
Disclosure

SEC source: 0000796343-18-000067 · wf-form4_152270032998243.xml · nonDerivative · entry 1

WARNOCK JOHN E · CIK 0001032856 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 466,221

F1 · ownership.nature: Shares held by The Warnock Family Trust uad 08/27/12 of which the reporting person is a trustee.

Read SEC document
March 22, 2018 Filed Mar 22, 2018 20:57 UTC
Lewnes AnnEVP, Chief Marketing Officer
SaleCommon Stock 2,940 $223.86 $658,148.40
Disclosure

SEC source: 0000796343-18-000063 · wf-form4_152175222187678.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,201

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person December 21, 2017.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:21 UTC SaleCommon Stock 2,500 $229.56 $573,898.50
Disclosure

SEC source: 0000796343-18-000059 · wf-form4_152166366870100.xml · nonDerivative · entry 2

WARNOCK JOHN E · CIK 0001032856 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 469,221

F3 · price: This transaction was executed in multiple trades at prices ranging from $229.53 to $229.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Warnock Family Trust uad 08/27/12 of which the reporting person is a trustee.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:38 UTC
Murphy John FrancisSVP, CAO & Corp. Controller
Exercise / conversionRestricted Stock Units · Derivative 5,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000061 · wf-form4_152175108200511.xml · derivative · entry 3

Murphy John Francis · CIK 0001417762 · SVP, CAO & Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,250

Underlying: Common Stock · 5,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests at a rate of 1/4 annually on the first, second, third and fourth anniversaries of the March 20, 2017 grant date.

F3 · derivative.expiration_date: Vests at a rate of 1/4 annually on the first, second, third and fourth anniversaries of the March 20, 2017 grant date.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:38 UTC
Murphy John FrancisSVP, CAO & Corp. Controller
Tax withholdingCommon Stock 2,288 $229.75 $525,668.00
Disclosure

SEC source: 0000796343-18-000061 · wf-form4_152175108200511.xml · nonDerivative · entry 2

Murphy John Francis · CIK 0001417762 · SVP, CAO & Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,555

F2 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 20:38 UTC
Murphy John FrancisSVP, CAO & Corp. Controller
Exercise / conversionCommon Stock 5,750 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000061 · wf-form4_152175108200511.xml · nonDerivative · entry 1

Murphy John Francis · CIK 0001417762 · SVP, CAO & Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 93 shares acquired on December 29, 2017 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:21 UTC SaleCommon Stock 2,500 $220.33 $550,824.50
Disclosure

SEC source: 0000796343-18-000059 · wf-form4_152166366870100.xml · nonDerivative · entry 1

WARNOCK JOHN E · CIK 0001032856 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 471,721

F1 · price: This transaction was executed in multiple trades at prices ranging from $220.25 to $220.36. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Warnock Family Trust uad 08/27/12 of which the reporting person is a trustee.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 21:23 UTC
GARRETT MARKEVP, CFO & Asst. Secretary
SaleCommon Stock 16,720 $188.25 $3,147,570.10
Disclosure

SEC source: 0000796343-18-000047 · wf-form4_151803858699626.xml · nonDerivative · entry 5

GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 01, 2017.

F6 · price: This transaction was executed in multiple trades at prices ranging from $188.22 to $188.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 21:23 UTC
GARRETT MARKEVP, CFO & Asst. Secretary
SaleCommon Stock 24,468 $187.99 $4,599,690.38
Disclosure

SEC source: 0000796343-18-000047 · wf-form4_151803858699626.xml · nonDerivative · entry 4

GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,720

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 01, 2017.

F5 · price: This transaction was executed in multiple trades at prices ranging from $187.22 to $188.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 21:23 UTC
GARRETT MARKEVP, CFO & Asst. Secretary
SaleCommon Stock 3,900 $186.55 $727,557.09
Disclosure

SEC source: 0000796343-18-000047 · wf-form4_151803858699626.xml · nonDerivative · entry 3

GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,188

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 01, 2017.

F4 · price: This transaction was executed in multiple trades at prices ranging from $186.09 to $187.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 21:23 UTC
GARRETT MARKEVP, CFO & Asst. Secretary
SaleCommon Stock 2,280 $185.69 $423,383.69
Disclosure

SEC source: 0000796343-18-000047 · wf-form4_151803858699626.xml · nonDerivative · entry 2

GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,088

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 01, 2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $185.01 to $185.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 21:23 UTC
GARRETT MARKEVP, CFO & Asst. Secretary
SaleCommon Stock 7,120 $184.26 $1,311,920.52
Disclosure

SEC source: 0000796343-18-000047 · wf-form4_151803858699626.xml · nonDerivative · entry 1

GARRETT MARK · CIK 0001246215 · EVP, CFO & Asst. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,368

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 01, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $184.00 to $184.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:24 UTC
DILLON MICHAEL AEVP, Gen. Counsel & Secretary
SaleCommon Stock 7,400 $194.86 $1,441,944.76
Disclosure

SEC source: 0000796343-18-000049 · wf-form4_151803864335932.xml · nonDerivative · entry 3

DILLON MICHAEL A · CIK 0001286371 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,614

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 31, 2017.

F4 · price: This transaction was executed in multiple trades at prices ranging from $194.68 to $194.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:24 UTC
DILLON MICHAEL AEVP, Gen. Counsel & Secretary
SaleCommon Stock 5,958 $194.22 $1,157,143.69
Disclosure

SEC source: 0000796343-18-000049 · wf-form4_151803864335932.xml · nonDerivative · entry 2

DILLON MICHAEL A · CIK 0001286371 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,014

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 31, 2017.

F3 · price: This transaction was executed in multiple trades at prices ranging from $193.68 to $194.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:24 UTC
DILLON MICHAEL AEVP, Gen. Counsel & Secretary
SaleCommon Stock 4,721 $193.37 $912,887.97
Disclosure

SEC source: 0000796343-18-000049 · wf-form4_151803864335932.xml · nonDerivative · entry 1

DILLON MICHAEL A · CIK 0001286371 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,972

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 31, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $192.68 to $193.645. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:49 UTC
LAMKIN BRYANEVP & GM, Digital Media
SaleCommon Stock 30,000 $199.08 $5,972,355.00
Disclosure

SEC source: 0000796343-18-000045 · wf-form4_151752177877511.xml · nonDerivative · entry 1

LAMKIN BRYAN · CIK 0001226049 · EVP & GM, Digital Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,154

F1 · price: This transaction was executed in multiple trades at prices ranging from $198.98 to $199.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:49 UTC
DILLON MICHAEL AEVP, Gen. Counsel & Secretary
SaleCommon Stock 6,376 $197.13 $1,256,900.88
Disclosure

SEC source: 0000796343-18-000043 · wf-form4_151752174599346.xml · nonDerivative · entry 1

DILLON MICHAEL A · CIK 0001286371 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,693

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 31, 2017.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 21:13 UTC
THOMPSON MATTHEWEVP WW Field Operations
SaleCommon Stock 50,775 $200.08 $10,158,884.29
Disclosure

SEC source: 0000796343-18-000041 · wf-form4_151726039509296.xml · nonDerivative · entry 1

THOMPSON MATTHEW · CIK 0001267573 · EVP WW Field Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 50,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $199.75 to $200.44. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Thompson Living Trust u/a dtd 08/28/1997 of which the reporting person is a trustee.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
SaleCommon Stock 57,352 $198.62 $11,391,317.33
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 11

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 299,514

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 23, 2017.

F6 · price: This transaction was executed in multiple trades at prices ranging from $198.22 to $199.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
SaleCommon Stock 92,539 $197.63 $18,288,593.62
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 10

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 356,866

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 23, 2017.

F5 · price: This transaction was executed in multiple trades at prices ranging from $197.21 to $198.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
SaleCommon Stock 15,132 $196.75 $2,977,224.03
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 9

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 449,405

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 23, 2017.

F4 · price: This transaction was executed in multiple trades at prices ranging from $196.21 to $197.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 21:11 UTC
Morris DonnaEVP, Cust. & Emp. Experience
SaleCommon Stock 9,400 $198.70 $1,867,760.26
Disclosure

SEC source: 0000796343-18-000027 · wf-form4_151700106756158.xml · nonDerivative · entry 11

Morris Donna · CIK 0001598108 · EVP, Cust. & Emp. Experience

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 65,083

F5 · price: This transaction was executed in multiple trades at prices ranging from $198.19 to $199.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: Shares held by The Morris Family Rev Trust.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 21:11 UTC
Morris DonnaEVP, Cust. & Emp. Experience
SaleCommon Stock 7,907 $197.73 $1,563,447.16
Disclosure

SEC source: 0000796343-18-000027 · wf-form4_151700106756158.xml · nonDerivative · entry 10

Morris Donna · CIK 0001598108 · EVP, Cust. & Emp. Experience

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 74,483

F4 · price: This transaction was executed in multiple trades at prices ranging from $197.18 to $198.16. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: Shares held by The Morris Family Rev Trust.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 21:11 UTC
Morris DonnaEVP, Cust. & Emp. Experience
SaleCommon Stock 12,097 $196.72 $2,379,687.97
Disclosure

SEC source: 0000796343-18-000027 · wf-form4_151700106756158.xml · nonDerivative · entry 9

Morris Donna · CIK 0001598108 · EVP, Cust. & Emp. Experience

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 82,390

F3 · price: This transaction was executed in multiple trades at prices ranging from $196.18 to $197.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: Shares held by The Morris Family Rev Trust.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
GrantRestricted Stock Unit · Derivative 61,345 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · derivative · entry 17

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,345

Underlying: Common Stock · 61,345 shares

Expires not disclosed

F13 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

F13 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
GrantPerformance Shares · Derivative 122,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · derivative · entry 16

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,690

Underlying: Common Stock · 122,690 shares

Expires not disclosed

F11 · shares: Represents 200% of the target payout (the maximum number of Performance Shares that will be earned, if at all) following the three-year performance period.

F12 · derivative.exercise_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2018 vesting commencement date, if the performance goal is achieved.

F12 · derivative.expiration_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2018 vesting commencement date, if the performance goal is achieved.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 28,327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · derivative · entry 15

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,653

Underlying: Common Stock · 28,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date.

F10 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 32,655 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · derivative · entry 14

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,655

Underlying: Common Stock · 32,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date.

F9 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 37,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · derivative · entry 13

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2015 vesting commencement date.

F8 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2015 vesting commencement date.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Exercise / conversionPerformance Shares · Derivative 227,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · derivative · entry 12

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 227,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2015 grant date.

F7 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2015 grant date.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Tax withholdingCommon Stock 14,044 $197.78 $2,777,622.32
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 8

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 464,537

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 28,327 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 7

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 478,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Tax withholdingCommon Stock 16,190 $197.78 $3,202,058.20
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 6

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 450,254

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 32,655 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 5

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 466,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Tax withholdingCommon Stock 18,757 $197.78 $3,709,759.46
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 4

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 433,789

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 37,833 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 3

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 452,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Tax withholdingCommon Stock 111,801 $197.78 $22,112,001.78
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 414,713

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:44 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 227,000 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 526,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:13 UTC GrantRestricted Stock Units · Derivative 15,340 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000031 · wf-form4_151700118973979.xml · derivative · entry 8

Parasnis Abhay · CIK 0001647550 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,340

Underlying: Common Stock · 15,340 shares

Expires not disclosed

F6 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

F6 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:13 UTC GrantPerformance Shares · Derivative 30,680 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000031 · wf-form4_151700118973979.xml · derivative · entry 7

Parasnis Abhay · CIK 0001647550 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,680

Underlying: Common Stock · 30,680 shares

Expires not disclosed

F4 · shares: Represents 200% of the target payout (the maximum number of Performance Shares that will be earned, if at all) following the three-year performance period.

F5 · derivative.exercise_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2018 vesting commencement date, if the performance goal is achieved.

F5 · derivative.expiration_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2018 vesting commencement date, if the performance goal is achieved.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:13 UTC Exercise / conversionRestricted Stock Units · Derivative 7,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000031 · wf-form4_151700118973979.xml · derivative · entry 6

Parasnis Abhay · CIK 0001647550 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,736

Underlying: Common Stock · 7,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date.

F3 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:13 UTC Exercise / conversionRestricted Stock Units · Derivative 8,165 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000031 · wf-form4_151700118973979.xml · derivative · entry 5

Parasnis Abhay · CIK 0001647550 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,165

Underlying: Common Stock · 8,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date.

F2 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.