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Nasdaq · USD

ADBE

ADOBE INC.

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2895
SEC CIK
0000796343
Parsed reports
829

Last 12 months

Inside the activity.

1 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202605
May 202600
Jun 202610
Jul 202601
Aug 202600
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2021 Filed Jan 26, 2021 23:08 UTC
Rao DanaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000026 · wf-form4_161170247098387.xml · nonDerivative · entry 1

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
Lewnes AnnEVP, CMO, Corp Strategy & Dev
Exercise / conversionRestricted Stock Units · Derivative 2,162 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000022 · wf-form4_161170237447622.xml · derivative · entry 12

Lewnes Ann · CIK 0001597445 · EVP, CMO, Corp Strategy & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,486

Underlying: Common Stock · 2,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F5 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
Lewnes AnnEVP, CMO, Corp Strategy & Dev
Exercise / conversionRestricted Stock Units · Derivative 613 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000022 · wf-form4_161170237447622.xml · derivative · entry 11

Lewnes Ann · CIK 0001597445 · EVP, CMO, Corp Strategy & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,898

Underlying: Common Stock · 613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

F4 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
Lewnes AnnEVP, CMO, Corp Strategy & Dev
Exercise / conversionRestricted Stock Units · Derivative 4,048 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000022 · wf-form4_161170237447622.xml · derivative · entry 10

Lewnes Ann · CIK 0001597445 · EVP, CMO, Corp Strategy & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

F3 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
Lewnes AnnEVP, CMO, Corp Strategy & Dev
Exercise / conversionPerformance Shares · Derivative 24,290 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000022 · wf-form4_161170237447622.xml · derivative · entry 9

Lewnes Ann · CIK 0001597445 · EVP, CMO, Corp Strategy & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2018 vesting commencement date.

F2 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2018 vesting commencement date.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
Lewnes AnnEVP, CMO, Corp Strategy & Dev
Tax withholdingCommon Stock 1,071 $472.44 $505,983.24
Disclosure

SEC source: 0000796343-21-000022 · wf-form4_161170237447622.xml · nonDerivative · entry 8

Lewnes Ann · CIK 0001597445 · EVP, CMO, Corp Strategy & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,244

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
Lewnes AnnEVP, CMO, Corp Strategy & Dev
Exercise / conversionCommon Stock 2,162 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000022 · wf-form4_161170237447622.xml · nonDerivative · entry 7

Lewnes Ann · CIK 0001597445 · EVP, CMO, Corp Strategy & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
Lewnes AnnEVP, CMO, Corp Strategy & Dev
Tax withholdingCommon Stock 303 $472.44 $143,149.32
Disclosure

SEC source: 0000796343-21-000022 · wf-form4_161170237447622.xml · nonDerivative · entry 6

Lewnes Ann · CIK 0001597445 · EVP, CMO, Corp Strategy & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,153

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
Lewnes AnnEVP, CMO, Corp Strategy & Dev
Exercise / conversionCommon Stock 613 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000022 · wf-form4_161170237447622.xml · nonDerivative · entry 5

Lewnes Ann · CIK 0001597445 · EVP, CMO, Corp Strategy & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
Lewnes AnnEVP, CMO, Corp Strategy & Dev
Tax withholdingCommon Stock 2,019 $472.44 $953,856.36
Disclosure

SEC source: 0000796343-21-000022 · wf-form4_161170237447622.xml · nonDerivative · entry 4

Lewnes Ann · CIK 0001597445 · EVP, CMO, Corp Strategy & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,843

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
Lewnes AnnEVP, CMO, Corp Strategy & Dev
Exercise / conversionCommon Stock 4,048 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000022 · wf-form4_161170237447622.xml · nonDerivative · entry 3

Lewnes Ann · CIK 0001597445 · EVP, CMO, Corp Strategy & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
Lewnes AnnEVP, CMO, Corp Strategy & Dev
Tax withholdingCommon Stock 12,042 $472.44 $5,689,122.48
Disclosure

SEC source: 0000796343-21-000022 · wf-form4_161170237447622.xml · nonDerivative · entry 2

Lewnes Ann · CIK 0001597445 · EVP, CMO, Corp Strategy & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,814

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
Lewnes AnnEVP, CMO, Corp Strategy & Dev
Exercise / conversionCommon Stock 24,290 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000022 · wf-form4_161170237447622.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, CMO, Corp Strategy & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
LAMKIN BRYANEVP, GM, Digital Media
Exercise / conversionRestricted Stock Units · Derivative 2,162 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000021 · wf-form4_161170236706066.xml · derivative · entry 12

LAMKIN BRYAN · CIK 0001226049 · EVP, GM, Digital Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,486

Underlying: Common Stock · 2,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F5 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
LAMKIN BRYANEVP, GM, Digital Media
Exercise / conversionRestricted Stock Units · Derivative 773 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000021 · wf-form4_161170236706066.xml · derivative · entry 11

LAMKIN BRYAN · CIK 0001226049 · EVP, GM, Digital Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,188

Underlying: Common Stock · 773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

F4 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
LAMKIN BRYANEVP, GM, Digital Media
Exercise / conversionRestricted Stock Units · Derivative 5,538 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000021 · wf-form4_161170236706066.xml · derivative · entry 10

LAMKIN BRYAN · CIK 0001226049 · EVP, GM, Digital Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

F3 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
LAMKIN BRYANEVP, GM, Digital Media
Exercise / conversionPerformance Shares · Derivative 33,230 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000021 · wf-form4_161170236706066.xml · derivative · entry 9

LAMKIN BRYAN · CIK 0001226049 · EVP, GM, Digital Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2018 vesting commencement date.

F2 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2018 vesting commencement date.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
LAMKIN BRYANEVP, GM, Digital Media
Tax withholdingCommon Stock 1,071 $472.44 $505,983.24
Disclosure

SEC source: 0000796343-21-000021 · wf-form4_161170236706066.xml · nonDerivative · entry 8

LAMKIN BRYAN · CIK 0001226049 · EVP, GM, Digital Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,619

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
LAMKIN BRYANEVP, GM, Digital Media
Exercise / conversionCommon Stock 2,162 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000021 · wf-form4_161170236706066.xml · nonDerivative · entry 7

LAMKIN BRYAN · CIK 0001226049 · EVP, GM, Digital Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
LAMKIN BRYANEVP, GM, Digital Media
Tax withholdingCommon Stock 383 $472.44 $180,944.52
Disclosure

SEC source: 0000796343-21-000021 · wf-form4_161170236706066.xml · nonDerivative · entry 6

LAMKIN BRYAN · CIK 0001226049 · EVP, GM, Digital Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,528

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
LAMKIN BRYANEVP, GM, Digital Media
Exercise / conversionCommon Stock 773 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000021 · wf-form4_161170236706066.xml · nonDerivative · entry 5

LAMKIN BRYAN · CIK 0001226049 · EVP, GM, Digital Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
LAMKIN BRYANEVP, GM, Digital Media
Tax withholdingCommon Stock 2,757 $472.44 $1,302,517.08
Disclosure

SEC source: 0000796343-21-000021 · wf-form4_161170236706066.xml · nonDerivative · entry 4

LAMKIN BRYAN · CIK 0001226049 · EVP, GM, Digital Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,138

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
LAMKIN BRYANEVP, GM, Digital Media
Exercise / conversionCommon Stock 5,538 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000021 · wf-form4_161170236706066.xml · nonDerivative · entry 3

LAMKIN BRYAN · CIK 0001226049 · EVP, GM, Digital Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
LAMKIN BRYANEVP, GM, Digital Media
Tax withholdingCommon Stock 16,475 $472.44 $7,783,449.00
Disclosure

SEC source: 0000796343-21-000021 · wf-form4_161170236706066.xml · nonDerivative · entry 2

LAMKIN BRYAN · CIK 0001226049 · EVP, GM, Digital Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,357

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:06 UTC
LAMKIN BRYANEVP, GM, Digital Media
Exercise / conversionCommon Stock 33,230 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000021 · wf-form4_161170236706066.xml · nonDerivative · entry 1

LAMKIN BRYAN · CIK 0001226049 · EVP, GM, Digital Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:07 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 7,027 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000024 · wf-form4_161170244997395.xml · derivative · entry 25

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,079

Underlying: Common Stock · 7,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F20 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F20 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:07 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 2,578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000024 · wf-form4_161170244997395.xml · derivative · entry 24

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,624

Underlying: Common Stock · 2,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

F19 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:07 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 20,448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000024 · wf-form4_161170244997395.xml · derivative · entry 23

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

F18 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:07 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Exercise / conversionPerformance Shares · Derivative 122,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000024 · wf-form4_161170244997395.xml · derivative · entry 22

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 122,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2018 vesting commencement date.

F17 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2018 vesting commencement date.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:07 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Tax withholdingCommon Stock 3,483 $472.44 $1,645,508.52
Disclosure

SEC source: 0000796343-21-000024 · wf-form4_161170244997395.xml · nonDerivative · entry 8

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 446,252

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:07 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 7,027 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000024 · wf-form4_161170244997395.xml · nonDerivative · entry 7

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 449,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:07 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Tax withholdingCommon Stock 1,278 $472.44 $603,778.32
Disclosure

SEC source: 0000796343-21-000024 · wf-form4_161170244997395.xml · nonDerivative · entry 6

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 442,708

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:07 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 2,578 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000024 · wf-form4_161170244997395.xml · nonDerivative · entry 5

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 443,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:07 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Tax withholdingCommon Stock 10,146 $472.44 $4,793,376.24
Disclosure

SEC source: 0000796343-21-000024 · wf-form4_161170244997395.xml · nonDerivative · entry 4

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 441,408

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:07 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 20,448 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000024 · wf-form4_161170244997395.xml · nonDerivative · entry 3

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 451,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 23:07 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Tax withholdingCommon Stock 60,829 $472.44 $28,738,052.76
Disclosure

SEC source: 0000796343-21-000024 · wf-form4_161170244997395.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 431,106

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

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January 24, 2021 Filed Jan 26, 2021 23:07 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 122,690 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000024 · wf-form4_161170244997395.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 491,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

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January 24, 2021 Filed Jan 26, 2021 23:05 UTC
Chen GloriaEVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 1,262 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000019 · wf-form4_161170229626738.xml · derivative · entry 13

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,783

Underlying: Common Stock · 1,262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F6 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

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January 24, 2021 Filed Jan 26, 2021 23:05 UTC
Chen GloriaEVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 258 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000019 · wf-form4_161170229626738.xml · derivative · entry 12

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,062

Underlying: Common Stock · 258 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

F5 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

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January 24, 2021 Filed Jan 26, 2021 23:05 UTC
Chen GloriaEVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 853 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000019 · wf-form4_161170229626738.xml · derivative · entry 11

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests at a rate of 1/3 annually of the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

F4 · derivative.expiration_date: Vests at a rate of 1/3 annually of the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

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January 24, 2021 Filed Jan 26, 2021 23:05 UTC
Chen GloriaEVP, Chief People Officer
Exercise / conversionPerformance Shares · Derivative 5,120 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000019 · wf-form4_161170229626738.xml · derivative · entry 10

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2018 vesting commencement date.

F3 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2018 vesting commencement date.

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January 24, 2021 Filed Jan 26, 2021 23:05 UTC
Chen GloriaEVP, Chief People Officer
Tax withholdingCommon Stock 625 $472.44 $295,275.00
Disclosure

SEC source: 0000796343-21-000019 · wf-form4_161170229626738.xml · nonDerivative · entry 8

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,231

F1 · shares: Shares surrendered to pay tax liability due at vesting.

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January 24, 2021 Filed Jan 26, 2021 23:05 UTC
Chen GloriaEVP, Chief People Officer
Exercise / conversionCommon Stock 1,262 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000019 · wf-form4_161170229626738.xml · nonDerivative · entry 7

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 24, 2021 Filed Jan 26, 2021 23:05 UTC
Chen GloriaEVP, Chief People Officer
Tax withholdingCommon Stock 127 $472.44 $59,999.88
Disclosure

SEC source: 0000796343-21-000019 · wf-form4_161170229626738.xml · nonDerivative · entry 6

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,594

F1 · shares: Shares surrendered to pay tax liability due at vesting.

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January 24, 2021 Filed Jan 26, 2021 23:05 UTC
Chen GloriaEVP, Chief People Officer
Exercise / conversionCommon Stock 258 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000019 · wf-form4_161170229626738.xml · nonDerivative · entry 5

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 24, 2021 Filed Jan 26, 2021 23:05 UTC
Chen GloriaEVP, Chief People Officer
Tax withholdingCommon Stock 436 $472.44 $205,983.84
Disclosure

SEC source: 0000796343-21-000019 · wf-form4_161170229626738.xml · nonDerivative · entry 4

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,463

F1 · shares: Shares surrendered to pay tax liability due at vesting.

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January 24, 2021 Filed Jan 26, 2021 23:05 UTC
Chen GloriaEVP, Chief People Officer
Exercise / conversionCommon Stock 853 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000019 · wf-form4_161170229626738.xml · nonDerivative · entry 3

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 24, 2021 Filed Jan 26, 2021 23:05 UTC
Chen GloriaEVP, Chief People Officer
Tax withholdingCommon Stock 2,538 $472.44 $1,199,052.72
Disclosure

SEC source: 0000796343-21-000019 · wf-form4_161170229626738.xml · nonDerivative · entry 2

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,046

F1 · shares: Shares surrendered to pay tax liability due at vesting.

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January 24, 2021 Filed Jan 26, 2021 23:05 UTC
Chen GloriaEVP, Chief People Officer
Exercise / conversionCommon Stock 5,120 $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000019 · wf-form4_161170229626738.xml · nonDerivative · entry 1

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 24, 2021 Filed Jan 26, 2021 23:07 UTC Exercise / conversionRestricted Stock Units · Derivative 2,523 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-21-000023 · wf-form4_161170244098909.xml · derivative · entry 13

Murphy John Francis · CIK 0001417762 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,567

Underlying: Common Stock · 2,523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F6 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.