ADBE

SEC source: 0000796343-23-000184 · wk-form4_1690405937.xml · nonDerivative · entry 4

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 406,007

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

SEC source: 0000796343-23-000184 · wk-form4_1690405937.xml · nonDerivative · entry 3

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 406,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

SEC source: 0000796343-23-000184 · wk-form4_1690405937.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 405,348

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

SEC source: 0000796343-23-000184 · wk-form4_1690405937.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 406,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

SEC source: 0000796343-23-000183 · wk-form4_1690405740.xml · derivative · entry 9

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 910

Underlying: Common Stock · 91 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

F4 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

SEC source: 0000796343-23-000183 · wk-form4_1690405740.xml · derivative · entry 8

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 603

Underlying: Common Stock · 101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F3 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

SEC source: 0000796343-23-000183 · wk-form4_1690405740.xml · derivative · entry 7

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72

Underlying: Common Stock · 36 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F2 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

SEC source: 0000796343-23-000183 · wk-form4_1690405740.xml · nonDerivative · entry 6

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,352.8224

F1 · shares: Shares surrendered to pay tax liability due at vesting.

SEC source: 0000796343-23-000183 · wk-form4_1690405740.xml · nonDerivative · entry 5

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,397.8224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000796343-23-000183 · wk-form4_1690405740.xml · nonDerivative · entry 4

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,306.8224

F1 · shares: Shares surrendered to pay tax liability due at vesting.

SEC source: 0000796343-23-000183 · wk-form4_1690405740.xml · nonDerivative · entry 3

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,356.8224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000796343-23-000183 · wk-form4_1690405740.xml · nonDerivative · entry 2

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,255.8224

F1 · shares: Shares surrendered to pay tax liability due at vesting.

SEC source: 0000796343-23-000183 · wk-form4_1690405740.xml · nonDerivative · entry 1

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,272.8224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000796343-23-000173 · wk-form4_1689712319.xml · derivative · entry 4

Wadhwani David · CIK 0001494665 · President, Digital Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,647

Underlying: Common Stock · 760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

F4 · derivative.expiration_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

SEC source: 0000796343-23-000173 · wk-form4_1689712319.xml · nonDerivative · entry 2

Wadhwani David · CIK 0001494665 · President, Digital Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,767.201

F2 · shares: Shares surrendered to pay tax liability due at vesting.

SEC source: 0000796343-23-000173 · wk-form4_1689712319.xml · nonDerivative · entry 1

Wadhwani David · CIK 0001494665 · President, Digital Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,143.201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 74.201 shares acquired on June 30, 2023 pursuant to Adobe's 2020 Employee Stock Purchase Plan.

SEC source: 0000796343-23-000171 · wk-form4_1689712274.xml · derivative · entry 4

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,797

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

F4 · derivative.expiration_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

SEC source: 0000796343-23-000171 · wk-form4_1689712274.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 404,462

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

SEC source: 0000796343-23-000171 · wk-form4_1689712274.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 405,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

SEC source: 0000796343-23-000172 · wk-form4_1689712301.xml · derivative · entry 3

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,773

Underlying: Common Stock · 770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

F3 · derivative.expiration_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

SEC source: 0000796343-23-000172 · wk-form4_1689712301.xml · nonDerivative · entry 2

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,929.2214

F2 · shares: Shares surrendered to pay tax liability due at vesting.

SEC source: 0000796343-23-000172 · wk-form4_1689712301.xml · nonDerivative · entry 1

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,310.2214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 74.201 shares acquired on June 30, 2023 pursuant to Adobe's 2020 Employee Stock Purchase Plan.

SEC source: 0000796343-23-000170 · wk-form4_1689712250.xml · derivative · entry 3

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,662

Underlying: Common Stock · 190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

F3 · derivative.expiration_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

SEC source: 0000796343-23-000170 · wk-form4_1689712250.xml · nonDerivative · entry 2

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,236.8224

F2 · shares: Shares surrendered to pay tax liability due at vesting.

SEC source: 0000796343-23-000170 · wk-form4_1689712250.xml · nonDerivative · entry 1

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,330.8224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 55.802 shares acquired on June 30, 2023 pursuant to Adobe's 2020 Employee Stock Purchase Plan.

SEC source: 0000796343-23-000169 · wk-form4_1689712229.xml · derivative · entry 3

Durn Daniel · CIK 0001610062 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,842

Underlying: Common Stock · 1,132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

F2 · derivative.expiration_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

SEC source: 0000796343-23-000169 · wk-form4_1689712229.xml · nonDerivative · entry 2

Durn Daniel · CIK 0001610062 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,942

F1 · shares: Shares surrendered to pay tax liability due at vesting.

SEC source: 0000796343-23-000169 · wk-form4_1689712229.xml · nonDerivative · entry 1

Durn Daniel · CIK 0001610062 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000796343-23-000168 · wk-form4_1689712187.xml · derivative · entry 4

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,773

Underlying: Common Stock · 770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

F4 · derivative.expiration_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

SEC source: 0000796343-23-000168 · wk-form4_1689712187.xml · nonDerivative · entry 2

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,746.2214

F2 · shares: Shares surrendered to pay tax liability due at vesting.

SEC source: 0000796343-23-000168 · wk-form4_1689712187.xml · nonDerivative · entry 1

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,127.2214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 74.201 shares acquired on June 30, 2023 pursuant to Adobe's 2020 Employee Stock Purchase Plan.

SEC source: 0000796343-23-000167 · wk-form4_1689712148.xml · derivative · entry 3

Chakravarthy Anil · CIK 0001584805 · President, DX

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,647

Underlying: Common Stock · 760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

F3 · derivative.expiration_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

SEC source: 0000796343-23-000167 · wk-form4_1689712148.xml · nonDerivative · entry 2

Chakravarthy Anil · CIK 0001584805 · President, DX

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,478.8864

F2 · shares: Shares surrendered to pay tax liability due at vesting.

SEC source: 0000796343-23-000167 · wk-form4_1689712148.xml · nonDerivative · entry 1

Chakravarthy Anil · CIK 0001584805 · President, DX

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,854.8864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 74.201 shares acquired on June 30, 2023 pursuant to Adobe's 2020 Employee Stock Purchase Plan.

SEC source: 0000796343-23-000166 · wk-form4_1689712113.xml · derivative · entry 3

Belsky Scott · CIK 0001674730 · EVP, CPO, Creative Cloud

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,942

Underlying: Common Stock · 996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

F3 · derivative.expiration_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2023.

SEC source: 0000796343-23-000166 · wk-form4_1689712113.xml · nonDerivative · entry 2

Belsky Scott · CIK 0001674730 · EVP, CPO, Creative Cloud

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,203.2521

F2 · shares: Shares surrendered to pay tax liability due at vesting.

SEC source: 0000796343-23-000166 · wk-form4_1689712113.xml · nonDerivative · entry 1

Belsky Scott · CIK 0001674730 · EVP, CPO, Creative Cloud

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,753.2521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 74.201 shares acquired on June 30, 2023 pursuant to Adobe's 2020 Employee Stock Purchase Plan.

SEC source: 0000796343-23-000147 · wk-form4_1687562486.xml · nonDerivative · entry 1

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,466.0204

F1 · price: This transaction was executed in multiple trades at prices ranging from $480.15 to $480.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000796343-23-000149 · wk-form4_1687562534.xml · nonDerivative · entry 1

WARNOCK JOHN E · CIK 0001032856 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 372,965

F1 · price: This transaction was executed in multiple trades at prices ranging from $481.215 to $481.775. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Warnock Family Trust uad 08/27/12 of which the reporting person is a trustee.

SEC source: 0000796343-23-000145 · wk-form4_1687475184.xml · nonDerivative · entry 6

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 403,352

F7 · price: This transaction was executed in multiple trades at prices ranging from $480.20 to $480.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

SEC source: 0000796343-23-000145 · wk-form4_1687475184.xml · nonDerivative · entry 5

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 405,261

F6 · price: This transaction was executed in multiple trades at prices ranging from $479.20 to $480.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

SEC source: 0000796343-23-000145 · wk-form4_1687475184.xml · nonDerivative · entry 4

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 410,723

F5 · price: This transaction was executed in multiple trades at prices ranging from $478.175 to $479.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

SEC source: 0000796343-23-000145 · wk-form4_1687475184.xml · nonDerivative · entry 3

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 424,347

F4 · price: This transaction was executed in multiple trades at prices ranging from $477.17 to $478.16. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

SEC source: 0000796343-23-000145 · wk-form4_1687475184.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 429,179

F3 · price: This transaction was executed in multiple trades at prices ranging from $476.125 to $477.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

SEC source: 0000796343-23-000145 · wk-form4_1687475184.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 432,326

F1 · price: This transaction was executed in multiple trades at prices ranging from $475.12 to $476.11. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

SEC source: 0000796343-23-000143 · wk-form4_1687474973.xml · nonDerivative · entry 1

Banse Amy · CIK 0001550029 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 40

F1 · ownership.nature: Shares held by the 2000 Crummey Trust for the benefit of her son of which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein, if any.

SEC source: 0000796343-23-000137 · wk-form4_1687294070.xml · derivative · entry 6

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,209

Underlying: Common Stock · 458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 25% on the first anniversary of the March 15, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F2 · derivative.expiration_date: Vests 25% on the first anniversary of the March 15, 2021 vesting commencement date and then 6.25% quarterly thereafter.

SEC source: 0000796343-23-000137 · wk-form4_1687294070.xml · derivative · entry 5

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434

Underlying: Common Stock · 62 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 25% on the first anniversary of the March 15, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F2 · derivative.expiration_date: Vests 25% on the first anniversary of the March 15, 2021 vesting commencement date and then 6.25% quarterly thereafter.

SEC source: 0000796343-23-000137 · wk-form4_1687294070.xml · nonDerivative · entry 4

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,085.0204

F1 · shares: Shares surrendered to pay tax liability due at vesting.

SEC source: 0000796343-23-000137 · wk-form4_1687294070.xml · nonDerivative · entry 3

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,312.0204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.