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Nasdaq · USD

ADBE

ADOBE INC.

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2895
SEC CIK
0000796343
Parsed reports
829

Last 12 months

Inside the activity.

1 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202605
May 202600
Jun 202610
Jul 202601
Aug 202600
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2023 Filed Nov 16, 2023 22:57 UTC
Durn DanielEVP & CFO
Exercise / conversionCommon Stock 3,836 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000246 · wk-form4_1700175416.xml · nonDerivative · entry 1

Durn Daniel · CIK 0001610062 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2023 Filed Oct 26, 2023 22:44 UTC SaleCommon Stock 116 $533.56 $61,892.96
Disclosure

SEC source: 0000796343-23-000236 · wk-form4_1698360267.xml · nonDerivative · entry 7

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,054.8224

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2023.

Read SEC document
October 25, 2023 Filed Oct 26, 2023 22:39 UTC
Belsky ScottChief Strategy Officer & EVP
SaleCommon Stock 764 $533.56 $407,639.84
Disclosure

SEC source: 0000796343-23-000230 · wk-form4_1698359973.xml · nonDerivative · entry 8

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,467.2521

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2023.

Read SEC document
October 25, 2023 Filed Oct 26, 2023 20:17 UTC GrantRestricted Stock Units · Derivative 289 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000228 · wk-form4_1698351430.xml · derivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289

Underlying: Common Stock · 289 shares

Expires not disclosed

F1 · derivative.exercise_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders.

F1 · derivative.expiration_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:51 UTC
Chakravarthy AnilPresident, DX
Exercise / conversionRestricted Stock Units · Derivative 606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000244 · wk-form4_1698360662.xml · derivative · entry 6

Chakravarthy Anil · CIK 0001584805 · President, DX

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,453

Underlying: Common Stock · 606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

F3 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:51 UTC
Chakravarthy AnilPresident, DX
Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000244 · wk-form4_1698360662.xml · derivative · entry 5

Chakravarthy Anil · CIK 0001584805 · President, DX

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,016

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F2 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:51 UTC
Chakravarthy AnilPresident, DX
Tax withholdingCommon Stock 300 $539.56 $161,868.00
Disclosure

SEC source: 0000796343-23-000244 · wk-form4_1698360662.xml · nonDerivative · entry 4

Chakravarthy Anil · CIK 0001584805 · President, DX

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,084.8864

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:51 UTC
Chakravarthy AnilPresident, DX
Exercise / conversionCommon Stock 606 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000244 · wk-form4_1698360662.xml · nonDerivative · entry 3

Chakravarthy Anil · CIK 0001584805 · President, DX

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,384.8864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:51 UTC
Chakravarthy AnilPresident, DX
Tax withholdingCommon Stock 298 $539.56 $160,788.88
Disclosure

SEC source: 0000796343-23-000244 · wk-form4_1698360662.xml · nonDerivative · entry 2

Chakravarthy Anil · CIK 0001584805 · President, DX

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,778.8864

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:51 UTC
Chakravarthy AnilPresident, DX
Exercise / conversionCommon Stock 603 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000244 · wk-form4_1698360662.xml · nonDerivative · entry 1

Chakravarthy Anil · CIK 0001584805 · President, DX

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,076.8864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:50 UTC
Chen GloriaEVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 424 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000242 · wk-form4_1698360586.xml · derivative · entry 10

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,817

Underlying: Common Stock · 424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

F5 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:50 UTC
Chen GloriaEVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000242 · wk-form4_1698360586.xml · derivative · entry 9

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,011

Underlying: Common Stock · 402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F4 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:50 UTC
Chen GloriaEVP, Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000242 · wk-form4_1698360586.xml · derivative · entry 8

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316

Underlying: Common Stock · 315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F3 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:50 UTC
Chen GloriaEVP, Chief People Officer
Tax withholdingCommon Stock 210 $539.56 $113,307.60
Disclosure

SEC source: 0000796343-23-000242 · wk-form4_1698360586.xml · nonDerivative · entry 6

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,399.2214

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:50 UTC
Chen GloriaEVP, Chief People Officer
Exercise / conversionCommon Stock 424 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000242 · wk-form4_1698360586.xml · nonDerivative · entry 5

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,609.2214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:50 UTC
Chen GloriaEVP, Chief People Officer
Tax withholdingCommon Stock 199 $539.56 $107,372.44
Disclosure

SEC source: 0000796343-23-000242 · wk-form4_1698360586.xml · nonDerivative · entry 4

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,185.2214

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:50 UTC
Chen GloriaEVP, Chief People Officer
Exercise / conversionCommon Stock 402 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000242 · wk-form4_1698360586.xml · nonDerivative · entry 3

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,384.2214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:50 UTC
Chen GloriaEVP, Chief People Officer
Tax withholdingCommon Stock 156 $539.56 $84,171.36
Disclosure

SEC source: 0000796343-23-000242 · wk-form4_1698360586.xml · nonDerivative · entry 2

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,982.2214

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:50 UTC
Chen GloriaEVP, Chief People Officer
Exercise / conversionCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000242 · wk-form4_1698360586.xml · nonDerivative · entry 1

Chen Gloria · CIK 0001795424 · EVP, Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,138.2214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:48 UTC
Durn DanielEVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000240 · wk-form4_1698360514.xml · derivative · entry 3

Durn Daniel · CIK 0001610062 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,453

Underlying: Common Stock · 606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

F2 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:48 UTC
Durn DanielEVP & CFO
Tax withholdingCommon Stock 317 $539.56 $171,040.52
Disclosure

SEC source: 0000796343-23-000240 · wk-form4_1698360514.xml · nonDerivative · entry 2

Durn Daniel · CIK 0001610062 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,888

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:48 UTC
Durn DanielEVP & CFO
Exercise / conversionCommon Stock 606 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000240 · wk-form4_1698360514.xml · nonDerivative · entry 1

Durn Daniel · CIK 0001610062 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:47 UTC
NARAYEN SHANTANUDirector · Chair and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000238 · wk-form4_1698360429.xml · derivative · entry 10

NARAYEN SHANTANU · CIK 0001224154 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,288

Underlying: Common Stock · 1,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

F5 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:47 UTC
NARAYEN SHANTANUDirector · Chair and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,306 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000238 · wk-form4_1698360429.xml · derivative · entry 9

NARAYEN SHANTANU · CIK 0001224154 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,535

Underlying: Common Stock · 1,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F4 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:47 UTC
NARAYEN SHANTANUDirector · Chair and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,757 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000238 · wk-form4_1698360429.xml · derivative · entry 8

NARAYEN SHANTANU · CIK 0001224154 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,757

Underlying: Common Stock · 1,757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F3 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:47 UTC
NARAYEN SHANTANUDirector · Chair and CEO
Tax withholdingCommon Stock 621 $539.56 $335,066.76
Disclosure

SEC source: 0000796343-23-000238 · wk-form4_1698360429.xml · nonDerivative · entry 6

NARAYEN SHANTANU · CIK 0001224154 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 409,928

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:47 UTC
NARAYEN SHANTANUDirector · Chair and CEO
Exercise / conversionCommon Stock 1,254 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000238 · wk-form4_1698360429.xml · nonDerivative · entry 5

NARAYEN SHANTANU · CIK 0001224154 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 410,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:47 UTC
NARAYEN SHANTANUDirector · Chair and CEO
Tax withholdingCommon Stock 647 $539.56 $349,095.32
Disclosure

SEC source: 0000796343-23-000238 · wk-form4_1698360429.xml · nonDerivative · entry 4

NARAYEN SHANTANU · CIK 0001224154 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 409,295

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:47 UTC
NARAYEN SHANTANUDirector · Chair and CEO
Exercise / conversionCommon Stock 1,306 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000238 · wk-form4_1698360429.xml · nonDerivative · entry 3

NARAYEN SHANTANU · CIK 0001224154 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 409,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:47 UTC
NARAYEN SHANTANUDirector · Chair and CEO
Tax withholdingCommon Stock 871 $539.56 $469,956.76
Disclosure

SEC source: 0000796343-23-000238 · wk-form4_1698360429.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 408,636

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:47 UTC
NARAYEN SHANTANUDirector · Chair and CEO
Exercise / conversionCommon Stock 1,757 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000238 · wk-form4_1698360429.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 409,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:44 UTC Exercise / conversionRestricted Stock Units · Derivative 91 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000236 · wk-form4_1698360267.xml · derivative · entry 10

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 819

Underlying: Common Stock · 91 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

F5 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:44 UTC Exercise / conversionRestricted Stock Units · Derivative 100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000236 · wk-form4_1698360267.xml · derivative · entry 9

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 503

Underlying: Common Stock · 100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F4 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:44 UTC Exercise / conversionRestricted Stock Units · Derivative 36 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000236 · wk-form4_1698360267.xml · derivative · entry 8

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36

Underlying: Common Stock · 36 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F3 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:44 UTC Tax withholdingCommon Stock 45 $539.56 $24,280.20
Disclosure

SEC source: 0000796343-23-000236 · wk-form4_1698360267.xml · nonDerivative · entry 6

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,170.8224

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:44 UTC Exercise / conversionCommon Stock 91 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000236 · wk-form4_1698360267.xml · nonDerivative · entry 5

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,215.8224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:44 UTC Tax withholdingCommon Stock 49 $539.56 $26,438.44
Disclosure

SEC source: 0000796343-23-000236 · wk-form4_1698360267.xml · nonDerivative · entry 4

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,124.8224

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:44 UTC Exercise / conversionCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000236 · wk-form4_1698360267.xml · nonDerivative · entry 3

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,173.8224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 24, 2023 Filed Oct 26, 2023 22:44 UTC Tax withholdingCommon Stock 17 $539.56 $9,172.52
Disclosure

SEC source: 0000796343-23-000236 · wk-form4_1698360267.xml · nonDerivative · entry 2

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,073.8224

F1 · shares: Shares surrendered to pay tax liability due at vesting.

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October 24, 2023 Filed Oct 26, 2023 22:44 UTC Exercise / conversionCommon Stock 36 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000236 · wk-form4_1698360267.xml · nonDerivative · entry 1

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,090.8224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:42 UTC
Rao DanaEVP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 424 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000234 · wk-form4_1698360152.xml · derivative · entry 9

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,817

Underlying: Common Stock · 424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

F4 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

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October 24, 2023 Filed Oct 26, 2023 22:42 UTC
Rao DanaEVP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000234 · wk-form4_1698360152.xml · derivative · entry 8

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,843

Underlying: Common Stock · 369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F3 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:42 UTC
Rao DanaEVP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000234 · wk-form4_1698360152.xml · derivative · entry 7

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F2 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:42 UTC
Rao DanaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 210 $539.56 $113,307.60
Disclosure

SEC source: 0000796343-23-000234 · wk-form4_1698360152.xml · nonDerivative · entry 6

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,574.2214

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:42 UTC
Rao DanaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 424 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000234 · wk-form4_1698360152.xml · nonDerivative · entry 5

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,784.2214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:42 UTC
Rao DanaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 182 $539.56 $98,199.92
Disclosure

SEC source: 0000796343-23-000234 · wk-form4_1698360152.xml · nonDerivative · entry 4

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,360.2214

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:42 UTC
Rao DanaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 369 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000234 · wk-form4_1698360152.xml · nonDerivative · entry 3

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,542.2214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:42 UTC
Rao DanaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 223 $539.56 $120,321.88
Disclosure

SEC source: 0000796343-23-000234 · wk-form4_1698360152.xml · nonDerivative · entry 2

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,173.2214

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:42 UTC
Rao DanaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000234 · wk-form4_1698360152.xml · nonDerivative · entry 1

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,396.2214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 22:39 UTC
Belsky ScottChief Strategy Officer & EVP
Exercise / conversionRestricted Stock Units · Derivative 606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-23-000230 · wk-form4_1698359973.xml · derivative · entry 11

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,453

Underlying: Common Stock · 606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

F5 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.