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Nasdaq · USD

ADBE

ADOBE INC.

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2895
SEC CIK
0000796343
Parsed reports
829

Last 12 months

Inside the activity.

1 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202605
May 202600
Jun 202610
Jul 202601
Aug 202600
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2024 Filed Apr 17, 2024 20:49 UTC Tax withholdingCommon Stock 54 $470.10 $25,385.40
Disclosure

SEC source: 0000796343-24-000074 · wk-form4_1713386944.xml · nonDerivative · entry 4

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,224.2214

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 20:49 UTC Exercise / conversionCommon Stock 109 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000074 · wk-form4_1713386944.xml · nonDerivative · entry 3

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,278.2214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 20:49 UTC Tax withholdingCommon Stock 94 $470.10 $44,189.40
Disclosure

SEC source: 0000796343-24-000074 · wk-form4_1713386944.xml · nonDerivative · entry 2

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,169.2214

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 20:49 UTC Exercise / conversionCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000074 · wk-form4_1713386944.xml · nonDerivative · entry 1

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,263.2214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 20:57 UTC SaleCommon Stock 263 $496.68 $130,626.84
Disclosure

SEC source: 0000796343-24-000061 · wk-form4_1710881827.xml · nonDerivative · entry 5

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,073.2214

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2023.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:57 UTC Exercise / conversionRestricted Stock Units · Derivative 62 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000061 · wk-form4_1710881827.xml · derivative · entry 7

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 248

Underlying: Common Stock · 62 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 25% on the first anniversary of the March 15, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F4 · derivative.expiration_date: Vests 25% on the first anniversary of the March 15, 2021 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:57 UTC Exercise / conversionRestricted Stock Units · Derivative 458 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000061 · wk-form4_1710881827.xml · derivative · entry 6

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,834

Underlying: Common Stock · 458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 25% on the first anniversary of the March 15, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F4 · derivative.expiration_date: Vests 25% on the first anniversary of the March 15, 2021 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:57 UTC Tax withholdingCommon Stock 30 $492.46 $14,773.80
Disclosure

SEC source: 0000796343-24-000061 · wk-form4_1710881827.xml · nonDerivative · entry 4

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,336.2214

F2 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:57 UTC Exercise / conversionCommon Stock 62 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000061 · wk-form4_1710881827.xml · nonDerivative · entry 3

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,366.2214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:57 UTC Tax withholdingCommon Stock 227 $492.46 $111,788.42
Disclosure

SEC source: 0000796343-24-000061 · wk-form4_1710881827.xml · nonDerivative · entry 2

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,304.2214

F2 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:57 UTC Exercise / conversionCommon Stock 458 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000061 · wk-form4_1710881827.xml · nonDerivative · entry 1

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,531.2214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 18.399 shares acquired on Dec. 29, 2023 pursuant to Adobe's 2020 Employee Stock Purchase Plan

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:56 UTC
Wadhwani DavidPresident, Digital Media
Exercise / conversionRestricted Stock Units · Derivative 1,933 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000059 · wk-form4_1710809790.xml · derivative · entry 4

Wadhwani David · CIK 0001494665 · President, Digital Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,664

Underlying: Common Stock · 1,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 25% on the first anniversary of the June 14, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F3 · derivative.expiration_date: Vests 25% on the first anniversary of the June 14, 2021 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:56 UTC
Wadhwani DavidPresident, Digital Media
Tax withholdingCommon Stock 958 $570.45 $546,491.10
Disclosure

SEC source: 0000796343-24-000059 · wk-form4_1710809790.xml · nonDerivative · entry 2

Wadhwani David · CIK 0001494665 · President, Digital Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,469.201

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:56 UTC
Wadhwani DavidPresident, Digital Media
Exercise / conversionCommon Stock 1,933 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000059 · wk-form4_1710809790.xml · nonDerivative · entry 1

Wadhwani David · CIK 0001494665 · President, Digital Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,427.201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 00:39 UTC
Durn DanielEVP & CFO
Exercise / conversionRestricted Stock Unit · Derivative 3,837 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000042 · wk-form4_1708043967.xml · derivative · entry 3

Durn Daniel · CIK 0001610062 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,510

Underlying: Common Stock · 3,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests quarterly for three years from the November 15, 2021 vesting commencement date.

F2 · derivative.expiration_date: Vests quarterly for three years from the November 15, 2021 vesting commencement date.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 00:39 UTC
Durn DanielEVP & CFO
Tax withholdingCommon Stock 2,008 $590.44 $1,185,603.52
Disclosure

SEC source: 0000796343-24-000042 · wk-form4_1708043967.xml · nonDerivative · entry 2

Durn Daniel · CIK 0001610062 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,360

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 00:39 UTC
Durn DanielEVP & CFO
Exercise / conversionCommon Stock 3,837 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000042 · wk-form4_1708043967.xml · nonDerivative · entry 1

Durn Daniel · CIK 0001610062 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2024 Filed Jan 27, 2024 00:42 UTC
Belsky ScottChief Strategy Officer & EVP
SaleCommon Stock 864 $615.42 $531,722.88
Disclosure

SEC source: 0000796343-24-000040 · wk-form4_1706316123.xml · nonDerivative · entry 10

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,644.2521

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person February 2, 2023.

Read SEC document
January 25, 2024 Filed Jan 27, 2024 00:41 UTC SaleCommon Stock 788 $615.42 $484,950.96
Disclosure

SEC source: 0000796343-24-000039 · wk-form4_1706316085.xml · nonDerivative · entry 9

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,054.8224

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person May 5, 2023.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:42 UTC
Belsky ScottChief Strategy Officer & EVP
GrantRestricted Stock Units · Derivative 9,159 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000040 · wk-form4_1706316123.xml · derivative · entry 15

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,159

Underlying: Common Stock · 9,159 shares

Expires not disclosed

F7 · derivative.exercise_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2024.

F7 · derivative.expiration_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2024.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:42 UTC
Belsky ScottChief Strategy Officer & EVP
Exercise / conversionRestricted Stock Units · Derivative 606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000040 · wk-form4_1706316123.xml · derivative · entry 14

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,847

Underlying: Common Stock · 606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

F6 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:42 UTC
Belsky ScottChief Strategy Officer & EVP
Exercise / conversionRestricted Stock Units · Derivative 469 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000040 · wk-form4_1706316123.xml · derivative · entry 13

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,877

Underlying: Common Stock · 469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F5 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:42 UTC
Belsky ScottChief Strategy Officer & EVP
Exercise / conversionRestricted Stock Units · Derivative 631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000040 · wk-form4_1706316123.xml · derivative · entry 12

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F4 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:42 UTC
Belsky ScottChief Strategy Officer & EVP
Exercise / conversionPerformance Shares · Derivative 6,229 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000040 · wk-form4_1706316123.xml · derivative · entry 11

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 83% following the three-year anniversary of the January 24, 2021 vesting commencement date.

F3 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 83% following the three-year anniversary of the January 24, 2021 vesting commencement date.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:42 UTC
Belsky ScottChief Strategy Officer & EVP
SaleCommon Stock 2,191 $601.71 $1,318,346.61
Disclosure

SEC source: 0000796343-24-000040 · wk-form4_1706316123.xml · nonDerivative · entry 9

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,508.2521

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person February 2, 2023.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:42 UTC
Belsky ScottChief Strategy Officer & EVP
Tax withholdingCommon Stock 335 $606.48 $203,170.80
Disclosure

SEC source: 0000796343-24-000040 · wk-form4_1706316123.xml · nonDerivative · entry 8

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,699.2521

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:42 UTC
Belsky ScottChief Strategy Officer & EVP
Exercise / conversionCommon Stock 606 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000040 · wk-form4_1706316123.xml · nonDerivative · entry 7

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,034.2521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:42 UTC
Belsky ScottChief Strategy Officer & EVP
Tax withholdingCommon Stock 253 $606.48 $153,439.44
Disclosure

SEC source: 0000796343-24-000040 · wk-form4_1706316123.xml · nonDerivative · entry 6

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,428.2521

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:42 UTC
Belsky ScottChief Strategy Officer & EVP
Exercise / conversionCommon Stock 469 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000040 · wk-form4_1706316123.xml · nonDerivative · entry 5

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,681.2521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:42 UTC
Belsky ScottChief Strategy Officer & EVP
Tax withholdingCommon Stock 254 $606.48 $154,045.92
Disclosure

SEC source: 0000796343-24-000040 · wk-form4_1706316123.xml · nonDerivative · entry 4

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,212.2521

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:42 UTC
Belsky ScottChief Strategy Officer & EVP
Exercise / conversionCommon Stock 631 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000040 · wk-form4_1706316123.xml · nonDerivative · entry 3

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,466.2521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:42 UTC
Belsky ScottChief Strategy Officer & EVP
Tax withholdingCommon Stock 3,444 $606.48 $2,088,717.12
Disclosure

SEC source: 0000796343-24-000040 · wk-form4_1706316123.xml · nonDerivative · entry 2

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,835.2521

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:42 UTC
Belsky ScottChief Strategy Officer & EVP
Exercise / conversionCommon Stock 6,229 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000040 · wk-form4_1706316123.xml · nonDerivative · entry 1

Belsky Scott · CIK 0001674730 · Chief Strategy Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,279.2521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:41 UTC GrantRestricted Stock Units · Derivative 1,749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000039 · wk-form4_1706316085.xml · derivative · entry 14

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 1,749 shares

Expires not disclosed

F7 · derivative.exercise_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2024.

F7 · derivative.expiration_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2024.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:41 UTC Exercise / conversionRestricted Stock Units · Derivative 91 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000039 · wk-form4_1706316085.xml · derivative · entry 13

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 728

Underlying: Common Stock · 91 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

F6 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:41 UTC Exercise / conversionRestricted Stock Units · Derivative 101 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000039 · wk-form4_1706316085.xml · derivative · entry 12

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 402

Underlying: Common Stock · 101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F5 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:41 UTC Exercise / conversionRestricted Stock Units · Derivative 36 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000039 · wk-form4_1706316085.xml · derivative · entry 11

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F4 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:41 UTC Exercise / conversionPerformance Shares · Derivative 1,335 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000039 · wk-form4_1706316085.xml · derivative · entry 10

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 83% following the three-year anniversary of the January 24, 2021 vesting commencement date.

F3 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 83% following the three-year anniversary of the January 24, 2021 vesting commencement date.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:41 UTC Tax withholdingCommon Stock 45 $606.48 $27,291.60
Disclosure

SEC source: 0000796343-24-000039 · wk-form4_1706316085.xml · nonDerivative · entry 8

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,842.8224

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:41 UTC Exercise / conversionCommon Stock 91 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000039 · wk-form4_1706316085.xml · nonDerivative · entry 7

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,887.8224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 24, 2024 Filed Jan 27, 2024 00:41 UTC Tax withholdingCommon Stock 50 $606.48 $30,324.00
Disclosure

SEC source: 0000796343-24-000039 · wk-form4_1706316085.xml · nonDerivative · entry 6

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,796.8224

F1 · shares: Shares surrendered to pay tax liability due at vesting.

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January 24, 2024 Filed Jan 27, 2024 00:41 UTC Exercise / conversionCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000039 · wk-form4_1706316085.xml · nonDerivative · entry 5

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,846.8224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:41 UTC Tax withholdingCommon Stock 19 $606.48 $11,523.12
Disclosure

SEC source: 0000796343-24-000039 · wk-form4_1706316085.xml · nonDerivative · entry 4

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,745.8224

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:41 UTC Exercise / conversionCommon Stock 36 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000039 · wk-form4_1706316085.xml · nonDerivative · entry 3

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,764.8224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:41 UTC Tax withholdingCommon Stock 661 $606.48 $400,883.28
Disclosure

SEC source: 0000796343-24-000039 · wk-form4_1706316085.xml · nonDerivative · entry 2

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,728.8224

F1 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:41 UTC Exercise / conversionCommon Stock 1,335 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000039 · wk-form4_1706316085.xml · nonDerivative · entry 1

Garfield Mark S. · CIK 0001602315 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,389.8224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:41 UTC
Rao DanaEVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 7,078 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000038 · wk-form4_1706316053.xml · derivative · entry 13

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,078

Underlying: Common Stock · 7,078 shares

Expires not disclosed

F6 · derivative.exercise_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2024.

F6 · derivative.expiration_date: Vests 6.25% quarterly from the vesting commencement date of January 15, 2024.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:41 UTC
Rao DanaEVP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 424 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000038 · wk-form4_1706316053.xml · derivative · entry 12

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,393

Underlying: Common Stock · 424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

F5 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:41 UTC
Rao DanaEVP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 368 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000038 · wk-form4_1706316053.xml · derivative · entry 11

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,475

Underlying: Common Stock · 368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

F4 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 00:41 UTC
Rao DanaEVP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 451 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000038 · wk-form4_1706316053.xml · derivative · entry 10

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F3 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.