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Nasdaq · USD

ACXP

Acurx Pharmaceuticals, Inc.

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Tapewire entity
8195
SEC CIK
0001736243
Parsed reports
59

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2026 Filed Apr 22, 2026 16:20 UTC GrantStock Option · Derivative 2,150 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001104659-26-046842 · tm2612397-6_4seq1.xml · derivative · entry 1

Donohue James J. · CIK 0001869107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,150

Underlying: Common Stock · 2,150 shares

Expires 2036-04-20

F1 · shares: This stock option award is related to service on the Issuer's board of directors granted pursuant to the Issuer's Director Compensation Policy. The shares subject to the options shall vest on April 20, 2027.

Read SEC document
April 20, 2026 Filed Apr 22, 2026 16:18 UTC GrantStock Option · Derivative 37,100 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001104659-26-046836 · tm2612397-3_4seq1.xml · derivative · entry 1

DELUCCIA ROBERT J · CIK 0001127423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,100

Underlying: Common Stock · 37,100 shares

Expires 2036-04-20

F1 · derivative.exercise_date: On April 20, 2026 (the "Grant Date"), the Reporting Person was granted stock options to purchase 37,100 shares of the Issuer's common stock. These options vest in 36 equal monthly installments commencing on the Grant Date.

Read SEC document
April 20, 2026 Filed Apr 22, 2026 16:21 UTC
Sailer CarlDirector
GrantStock Option · Derivative 2,150 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001104659-26-046846 · tm2612397-8_4seq1.xml · derivative · entry 1

Sailer Carl · CIK 0001854182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,150

Underlying: Common Stock · 2,150 shares

Expires 2036-04-20

F1 · shares: This stock option award is related to service on the Issuer's board of directors granted pursuant to the Issuer's Director Compensation Policy. The shares subject to the options shall vest on April 20, 2027.

Read SEC document
April 20, 2026 Filed Apr 22, 2026 16:20 UTC
DEAN JACK HDirector
GrantStock Option · Derivative 2,150 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001104659-26-046844 · tm2612397-7_4seq1.xml · derivative · entry 1

DEAN JACK H · CIK 0001434978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,150

Underlying: Common Stock · 2,150 shares

Expires 2036-04-20

F1 · shares: This stock option award is related to service on the Issuer's board of directors granted pursuant to the Issuer's Director Compensation Policy. The shares subject to the options shall vest on April 20, 2027.

Read SEC document
April 20, 2026 Filed Apr 22, 2026 16:17 UTC
LUCI DAVID PDirector · President and CEO
GrantStock Option · Derivative 37,100 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001104659-26-046835 · tm2612397-2_4seq1.xml · derivative · entry 1

LUCI DAVID P · CIK 0001271123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,100

Underlying: Common Stock · 37,100 shares

Expires 2036-04-20

F1 · derivative.exercise_date: On April 20, 2026 (the "Grant Date"), the Reporting Person was granted stock options to purchase 37,100 shares of the Issuer's common stock. These options vest in 36 equal monthly installments commencing on the Grant Date.

Read SEC document
April 20, 2026 Filed Apr 22, 2026 20:19 UTC GrantStock Option · Derivative 2,150 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001104659-26-046840 · tm2612397-5_4seq1.xml · derivative · entry 1

HARRISON THOMAS L · CIK 0001247340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,150

Underlying: Common Stock · 2,150 shares

Expires 2036-04-20

F1 · shares: This stock option award is related to service on the Issuer's board of directors granted pursuant to the Issuer's Director Compensation Policy. The shares subject to the options shall vest on April 20, 2027.

Read SEC document
April 20, 2026 Filed Apr 22, 2026 16:19 UTC GrantStock Option · Derivative 2,150 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001104659-26-046837 · tm2612397-4_4seq1.xml · derivative · entry 1

Scodari Joseph C · CIK 0001319892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,150

Underlying: Common Stock · 2,150 shares

Expires 2036-04-20

F1 · shares: This stock option award is related to service on the Issuer's board of directors granted pursuant to the Issuer's Director Compensation Policy. The shares subject to the options shall vest on April 20, 2027.

Read SEC document
April 20, 2026 Filed Apr 22, 2026 16:16 UTC
Shawah Robert G.Chief Financial Officer
GrantStock Option · Derivative 25,900 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001104659-26-046833 · tm2612397-1_4seq1.xml · derivative · entry 1

Shawah Robert G. · CIK 0001601121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,900

Underlying: Common Stock · 25,900 shares

Expires 2036-04-20

F1 · derivative.exercise_date: On April 20, 2026 (the "Grant Date"), the Reporting Person was granted stock options to purchase 25,900 shares of the Issuer's common stock. These options vest in 36 equal monthly installments commencing on the Grant Date.

Read SEC document
February 05, 2025 Filed Feb 6, 2025 17:45 UTC
DELUCCIA ROBERT JDirector · 10% owner
GrantStock Option · Derivative 250,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001104659-25-010179 · tm255798-1_4seq1.xml · derivative · entry 1

DELUCCIA ROBERT J · CIK 0001127423 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2035-02-05

F1 · derivative.exercise_date: On February 5, 2025, the Reporting Person was granted stock options to purchase 250,000 shares of the Issuer's common stock. These options vest immediately.

Read SEC document
February 05, 2025 Filed Feb 6, 2025 17:46 UTC
LUCI DAVID PDirector · President and CEO · 10% owner
GrantStock Option · Derivative 250,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001104659-25-010180 · tm255798-2_4seq1.xml · derivative · entry 1

LUCI DAVID P · CIK 0001271123 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2035-02-05

F1 · derivative.exercise_date: On February 5, 2025, the Reporting Person was granted stock options to purchase 250,000 shares of the Issuer's common stock. These options vest immediately.

Read SEC document
February 05, 2025 Filed Feb 6, 2025 17:47 UTC
Shawah Robert G.Chief Financial Officer
GrantStock Option · Derivative 145,500 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001104659-25-010181 · tm255798-3_4seq1.xml · derivative · entry 1

Shawah Robert G. · CIK 0001601121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,500

Underlying: Common Stock · 145,500 shares

Expires 2035-02-05

F1 · derivative.exercise_date: On February 5, 2025, the Reporting Person was granted stock options to purchase 145,500 shares of the Issuer's common stock. These options vest immediately.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 16:31 UTC PurchaseWarrants for Common Stock · Derivative 9,852 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001104659-25-002051 · tm252665-3_4seq1.xml · derivative · entry 2

Donohue James J. · CIK 0001869107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,852

Underlying: Common Stock · 9,852 shares

Expires 2030-01-07

F2 · shares: Acquired in a concurrent private placement of warrants by Acurx Pharmaceuticals, Inc. in connection with the registered direct offering of common stock.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 16:31 UTC PurchaseCommon Stock 9,852 $1.02 $9,999.78
Disclosure

SEC source: 0001104659-25-002051 · tm252665-3_4seq1.xml · nonDerivative · entry 1

Donohue James J. · CIK 0001869107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,352

F1 · shares: Acquired at the offering price in a registered direct offering of common stock by Acurx Pharmaceuticals, Inc.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 16:30 UTC
DELUCCIA ROBERT JDirector · 10% owner
PurchaseWarrants for Common Stock · Derivative 49,261 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001104659-25-002050 · tm252665-2_4seq1.xml · derivative · entry 3

DELUCCIA ROBERT J · CIK 0001127423 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,261

Underlying: Common Stock · 49,261 shares

Expires 2030-01-07

F2 · shares: Acquired in a concurrent private placement of warrants by Acurx Pharmaceuticals, Inc. in connection with the registered direct offering of common stock.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 16:30 UTC
DELUCCIA ROBERT JDirector · 10% owner
PurchaseCommon Stock 49,261 $1.02 $49,999.92
Disclosure

SEC source: 0001104659-25-002050 · tm252665-2_4seq1.xml · nonDerivative · entry 1

DELUCCIA ROBERT J · CIK 0001127423 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,010,196

F1 · shares: Acquired at the offering price in a registered direct offering of common stock by Acurx Pharmaceuticals, Inc.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 16:31 UTC
Sailer CarlDirector
PurchaseWarrants for Common Stock · Derivative 24,631 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001104659-25-002053 · tm252665-5_4seq1.xml · derivative · entry 3

Sailer Carl · CIK 0001854182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,631

Underlying: Common Stock · 24,631 shares

Expires 2030-01-07

F2 · shares: Acquired in a concurrent private placement of warrants by Acurx Pharmaceuticals, Inc. in connection with the registered direct offering of common stock.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 16:31 UTC
Sailer CarlDirector
PurchaseCommon Stock 24,631 $1.02 $25,000.47
Disclosure

SEC source: 0001104659-25-002053 · tm252665-5_4seq1.xml · nonDerivative · entry 1

Sailer Carl · CIK 0001854182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,183

F1 · shares: Acquired at the offering price in a registered direct offering of common stock by Acurx Pharmaceuticals, Inc.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 16:30 UTC
DEAN JACK HDirector
PurchaseWarrants for Common Stock · Derivative 9,852 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001104659-25-002046 · tm252665-1_4seq1.xml · derivative · entry 3

DEAN JACK H · CIK 0001434978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,852

Underlying: Common Stock · 9,852 shares

Expires 2030-01-07

F3 · shares: Acquired in a concurrent private placement of warrants by Acurx Pharmaceuticals, Inc. in connection with the registered direct offering of common stock.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 16:30 UTC
DEAN JACK HDirector
PurchaseCommon Stock 9,852 $1.02 $9,999.78
Disclosure

SEC source: 0001104659-25-002046 · tm252665-1_4seq1.xml · nonDerivative · entry 1

DEAN JACK H · CIK 0001434978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,776

F1 · shares: Acquired at the offering price in a registered direct offering of common stock by Acurx Pharmaceuticals, Inc.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 16:31 UTC
LUCI DAVID PDirector · President and CEO · 10% owner
PurchaseWarrants for Common Stock · Derivative 49,261 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001104659-25-002052 · tm252665-4_4seq1.xml · derivative · entry 4

LUCI DAVID P · CIK 0001271123 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,261

Underlying: Common Stock · 49,261 shares

Expires 2030-01-07

F2 · shares: Acquired in a concurrent private placement of warrants by Acurx Pharmaceuticals, Inc. in connection with the registered direct offering of common stock.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 16:31 UTC
LUCI DAVID PDirector · President and CEO · 10% owner
PurchaseCommon Stock 49,261 $1.02 $49,999.92
Disclosure

SEC source: 0001104659-25-002052 · tm252665-4_4seq1.xml · nonDerivative · entry 1

LUCI DAVID P · CIK 0001271123 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,097,458

F1 · shares: Acquired at the offering price in a registered direct offering of common stock by Acurx Pharmaceuticals, Inc.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 16:32 UTC PurchaseWarrants for Common Stock · Derivative 24,631 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001104659-25-002054 · tm252665-6_4seq1.xml · derivative · entry 2

Scodari Joseph C · CIK 0001319892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,631

Underlying: Common Stock · 24,631 shares

Expires 2030-01-07

F2 · shares: Acquired in a concurrent private placement of warrants by Acurx Pharmaceuticals, Inc. in connection with the registered direct offering of common stock.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 16:32 UTC PurchaseCommon Stock 24,631 $1.02 $25,000.47
Disclosure

SEC source: 0001104659-25-002054 · tm252665-6_4seq1.xml · nonDerivative · entry 1

Scodari Joseph C · CIK 0001319892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,708

F1 · shares: Acquired at the offering price in a registered direct offering of common stock by Acurx Pharmaceuticals, Inc.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 16:11 UTC GrantStock Option · Derivative 12,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001104659-24-072808 · tm2417510-2_4seq1.xml · derivative · entry 1

Donohue James J. · CIK 0001869107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2034-06-17

F1 · derivative.exercise_date: This stock option award is related to service on the Issuer's board of directors granted pursuant to the Issuer's Director Compensation Policy. The shares subject to the options shall vest on June 17, 2025.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 16:14 UTC
Sailer CarlDirector
GrantStock Option · Derivative 12,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001104659-24-072812 · tm2417510-4_4seq1.xml · derivative · entry 1

Sailer Carl · CIK 0001854182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2034-06-17

F1 · derivative.exercise_date: This stock option award is related to service on the Issuer's board of directors granted pursuant to the Issuer's Director Compensation Policy. The shares subject to the options shall vest on June 17, 2025.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 16:10 UTC
DEAN JACK HDirector
GrantStock Option · Derivative 12,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001104659-24-072806 · tm2417510-1_4seq1.xml · derivative · entry 1

DEAN JACK H · CIK 0001434978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2034-06-17

F1 · derivative.exercise_date: This stock option award is related to service on the Issuer's board of directors granted pursuant to the Issuer's Director Compensation Policy. The shares subject to the options shall vest on June 17, 2025.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 20:12 UTC GrantStock Option · Derivative 12,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001104659-24-072810 · tm2417510-3_4seq1.xml · derivative · entry 1

HARRISON THOMAS L · CIK 0001247340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2034-06-17

F1 · derivative.exercise_date: This stock option award is related to service on the Issuer's board of directors granted pursuant to the Issuer's Director Compensation Policy. The shares subject to the options shall vest on June 17, 2025.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 16:15 UTC GrantStock Option · Derivative 12,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001104659-24-072815 · tm2417510-5_4seq1.xml · derivative · entry 1

Scodari Joseph C · CIK 0001319892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2034-06-17

F1 · derivative.exercise_date: This stock option award is related to service on the Issuer's board of directors granted pursuant to the Issuer's Director Compensation Policy. The shares subject to the options shall vest on June 17, 2025.

Read SEC document
February 23, 2024 Filed Apr 3, 2024 21:55 UTC
DELUCCIA ROBERT JDirector · 10% owner
GrantStock Option · Derivative 250,000 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001104659-24-043291 · tm2411025-1_4seq1.xml · derivative · entry 1

DELUCCIA ROBERT J · CIK 0001127423 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2034-02-22

F1 · derivative.exercise_date: On February 23, 2024 (the "Grant Date"), the Reporting Person was granted stock options to purchase 250,000 shares of the Issuer's common stock. These options vest in 36 equal monthly installments commencing on the Grant Date. This transaction is late due to an inadvertent administrative error and not any error of the Reporting Person.

Read SEC document
February 23, 2024 Filed Apr 3, 2024 21:56 UTC
LUCI DAVID PDirector · President and CEO · 10% owner
GrantStock Option · Derivative 250,000 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001104659-24-043293 · tm2411025-2_4seq1.xml · derivative · entry 1

LUCI DAVID P · CIK 0001271123 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2034-02-22

F1 · derivative.exercise_date: On February 23, 2024 (the "Grant Date"), the Reporting Person was granted stock options to purchase 250,000 shares of the Issuer's common stock. These options vest in 36 equal monthly installments commencing on the Grant Date. This transaction is late due to an inadvertent administrative error and not any error of the Reporting Person.

Read SEC document
February 23, 2024 Filed Apr 3, 2024 21:56 UTC
Shawah Robert G.Chief Financial Officer
GrantStock Option · Derivative 145,000 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001104659-24-043292 · tm2411025-3_4seq1.xml · derivative · entry 1

Shawah Robert G. · CIK 0001601121 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Stock · 145,000 shares

Expires 2034-02-22

F1 · derivative.exercise_date: On February 23, 2024 (the "Grant Date"), the Reporting Person was granted stock options to purchase 145,000 shares of the Issuer's common stock. These options vest in 36 equal monthly installments commencing on the Grant Date. This transaction is late due to an inadvertent administrative error and not any error of the Reporting Person.

Read SEC document
January 19, 2024 Filed Jan 22, 2024 06:15 UTC
Sailer CarlDirector
Exercise / conversionWarrants for Common Stock · Derivative 19,737 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001104659-24-005357 · tm243721-1_4seq1.xml · derivative · entry 3

Sailer Carl · CIK 0001854182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,737 shares

Expires 2024-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2024 Filed Jan 22, 2024 06:15 UTC
Sailer CarlDirector
Exercise / conversionCommon Stock 19,737 $3.55 $70,066.35
Disclosure

SEC source: 0001104659-24-005357 · tm243721-1_4seq1.xml · nonDerivative · entry 1

Sailer Carl · CIK 0001854182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 16:26 UTC
DELUCCIA ROBERT JDirector · 10% owner
Exercise / conversionWarrants for Common Stock · Derivative 19,737 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001104659-24-001375 · tm242052-2_4seq1.xml · derivative · entry 6

DELUCCIA ROBERT J · CIK 0001127423 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,737 shares

Expires 2024-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 16:26 UTC
DELUCCIA ROBERT JDirector · 10% owner
Exercise / conversionCommon Stock 19,737 $3.55 $70,066.35
Disclosure

SEC source: 0001104659-24-001375 · tm242052-2_4seq1.xml · nonDerivative · entry 4

DELUCCIA ROBERT J · CIK 0001127423 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 960,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 16:24 UTC
LUCI DAVID PDirector · President and CEO · 10% owner
Exercise / conversionWarrants for Common Stock · Derivative 19,737 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001104659-24-001373 · tm242052-1_4seq1.xml · derivative · entry 4

LUCI DAVID P · CIK 0001271123 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,737 shares

Expires 2024-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 16:24 UTC
LUCI DAVID PDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 19,737 $3.55 $70,066.35
Disclosure

SEC source: 0001104659-24-001373 · tm242052-1_4seq1.xml · nonDerivative · entry 1

LUCI DAVID P · CIK 0001271123 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2023 Filed Jan 4, 2024 16:26 UTC
DELUCCIA ROBERT JDirector · 10% owner
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-001375 · tm242052-2_4seq1.xml · nonDerivative · entry 3

DELUCCIA ROBERT J · CIK 0001127423 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 941,198

F1 · kind: These transactions involved bona fide gifts by the Reporting Person of an aggregate of 110,000 shares of the Issuer's common stock to certain of the Reporting Person's family members who do not share the Reporting Person's household. The Reporting Person disclaims beneficial ownership of the securities held by such family members, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. These transactions are late due to an inadvertent administrative error and not any error of the Reporting Person.

Read SEC document
December 12, 2023 Filed Jan 4, 2024 16:26 UTC
DELUCCIA ROBERT JDirector · 10% owner
GiftCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-001375 · tm242052-2_4seq1.xml · nonDerivative · entry 2

DELUCCIA ROBERT J · CIK 0001127423 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 971,198

F1 · kind: These transactions involved bona fide gifts by the Reporting Person of an aggregate of 110,000 shares of the Issuer's common stock to certain of the Reporting Person's family members who do not share the Reporting Person's household. The Reporting Person disclaims beneficial ownership of the securities held by such family members, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. These transactions are late due to an inadvertent administrative error and not any error of the Reporting Person.

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June 15, 2023 Filed Jun 16, 2023 17:46 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001104659-23-072372 · tm2319012-5_4seq1.xml · derivative · entry 1

Donohue James J. · CIK 0001869107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-06-15

F1 · derivative.exercise_date: This stock option award is related to service on the Issuer's board of directors granted pursuant to the Issuer's Director Compensation Policy. The shares subject to the options shall vest on June 15, 2024.

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June 15, 2023 Filed Jun 16, 2023 17:45 UTC
Sailer CarlDirector
GrantStock Option · Derivative 10,000 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001104659-23-072369 · tm2319012-2_4seq1.xml · derivative · entry 1

Sailer Carl · CIK 0001854182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-06-15

F1 · derivative.exercise_date: This stock option award is related to service on the Issuer's board of directors granted pursuant to the Issuer's Director Compensation Policy. The shares subject to the options shall vest on June 15, 2024.

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June 15, 2023 Filed Jun 16, 2023 17:45 UTC
DEAN JACK HDirector
GrantStock Option · Derivative 10,000 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001104659-23-072370 · tm2319012-3_4seq1.xml · derivative · entry 1

DEAN JACK H · CIK 0001434978 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-06-15

F1 · derivative.exercise_date: This stock option award is related to service on the Issuer's board of directors granted pursuant to the Issuer's Director Compensation Policy. The shares subject to the options shall vest on June 15, 2024.

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June 15, 2023 Filed Jun 16, 2023 21:46 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001104659-23-072371 · tm2319012-4_4seq1.xml · derivative · entry 1

HARRISON THOMAS L · CIK 0001247340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-06-15

F1 · derivative.exercise_date: This stock option award is related to service on the Issuer's board of directors granted pursuant to the Issuer's Director Compensation Policy. The shares subject to the options shall vest on June 15, 2024.

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June 15, 2023 Filed Jun 16, 2023 17:45 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001104659-23-072368 · tm2319012-1_4seq1.xml · derivative · entry 1

Scodari Joseph C · CIK 0001319892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-06-15

F1 · derivative.exercise_date: This stock option award is related to service on the Issuer's board of directors granted pursuant to the Issuer's Director Compensation Policy. The shares subject to the options shall vest on June 15, 2024.

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February 13, 2023 Filed Feb 24, 2023 16:30 UTC
DELUCCIA ROBERT JDirector · 10% owner
GrantStock Option · Derivative 130,000 $0.00 Strike: $3.41 $0.00
Disclosure

SEC source: 0001104659-23-025330 · tm237745-1_4seq1.xml · derivative · entry 1

DELUCCIA ROBERT J · CIK 0001127423 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2033-02-12

F1 · derivative.exercise_date: On February 13, 2023 (the " Grant Date"), the Reporting Person was granted stock options to purchase 130,000 shares of the Issuer's common stock. These options vest in 36 equal monthly installments commencing on the Grant Date. This transaction is late due to an inadvertent administrative error and not any error of the Reporting Person.

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February 13, 2023 Filed Feb 24, 2023 16:31 UTC
LUCI DAVID PDirector · President and CEO · 10% owner
GrantStock Option · Derivative 130,000 $0.00 Strike: $3.41 $0.00
Disclosure

SEC source: 0001104659-23-025334 · tm237745-2_4seq1.xml · derivative · entry 1

LUCI DAVID P · CIK 0001271123 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2033-02-12

F1 · derivative.exercise_date: On February 13, 2023 (the " Grant Date"), the Reporting Person was granted stock options to purchase 130,000 shares of the Issuer's common stock. These options vest in 36 equal monthly installments commencing on the Grant Date. This transaction is late due to an inadvertent administrative error and not any error of the Reporting Person.

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February 13, 2023 Filed Feb 24, 2023 16:32 UTC
Shawah Robert G.Chief Financial Officer
GrantStock Option · Derivative 75,000 $0.00 Strike: $3.41 $0.00
Disclosure

SEC source: 0001104659-23-025335 · tm237745-3_4seq1.xml · derivative · entry 1

Shawah Robert G. · CIK 0001601121 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2033-02-12

F1 · derivative.exercise_date: On February 13, 2023 (the " Grant Date"), the Reporting Person was granted stock options to purchase 75,000 shares of the Issuer's common stock. These options vest in 36 equal monthly installments commencing on the Grant Date. This transaction is late due to an inadvertent administrative error and not any error of the Reporting Person.

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July 27, 2022 Filed Jul 29, 2022 17:02 UTC
DELUCCIA ROBERT JDirector · 10% owner
PurchaseWarrants for Common Stock · Derivative 19,737 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001104659-22-084316 · tm2222169-2_4seq1.xml · derivative · entry 4

DELUCCIA ROBERT J · CIK 0001127423 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,737

Underlying: Common Stock · 19,737 shares

Expires 2028-01-27

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July 27, 2022 Filed Jul 29, 2022 17:02 UTC
DELUCCIA ROBERT JDirector · 10% owner
PurchaseWarrants for Common Stock · Derivative 19,737 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001104659-22-084316 · tm2222169-2_4seq1.xml · derivative · entry 3

DELUCCIA ROBERT J · CIK 0001127423 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,737

Underlying: Common Stock · 19,737 shares

Expires 2024-01-27

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July 27, 2022 Filed Jul 29, 2022 17:02 UTC
DELUCCIA ROBERT JDirector · 10% owner
PurchaseCommon Stock 19,737 $3.80 $75,000.60
Disclosure

SEC source: 0001104659-22-084316 · tm2222169-2_4seq1.xml · nonDerivative · entry 1

DELUCCIA ROBERT J · CIK 0001127423 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051,198

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.