Last 12 months
Inside the activity.
9 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 1 | 2 |
| Jan 2026 | 1 | 1 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2023 Filed Sep 1, 2023 22:54 UTC Amendment |
Hirsch BrianDirector
|
SaleClass A Common Stock | 40,347 | $17.64 | $711,721.08 |
DisclosureSEC source: 0001209191-23-048022 · doc4a.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 168,002 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.39 to $17.91 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 13, 2023 Filed Jun 13, 2023 20:08 UTC |
Bessemer Venture Partners IX L.P.10% owner
15 Angels III LLC10% owner
Deer IX & Co. L.P.10% owner
Deer IX & Co. Ltd.10% owner
|
SaleClass A Common Stock | 74,552 | $18.09 | $1,348,645.68 |
DisclosureSEC source: 0000899243-23-015494 · doc4.xml · nonDerivative · entry 3 Bessemer Venture Partners IX L.P. · CIK 0001655213 · 10% owner Bessemer Venture Partners IX Institutional L.P. · CIK 0001624149 · 10% owner 15 Angels III LLC · CIK 0001772240 · 10% owner Deer IX & Co. L.P. · CIK 0001655219 · 10% owner Deer IX & Co. Ltd. · CIK 0001655220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 74,951 F7 · kind: On June 13, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 41,564 shares, 32,299 shares, and 689 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.09. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.17. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F7 · shares: On June 13, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 41,564 shares, 32,299 shares, and 689 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.09. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.17. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F7 · price: On June 13, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 41,564 shares, 32,299 shares, and 689 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.09. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.17. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F8 · balance_after: After the June 8 transaction, BVP IX, BVP IX Inst, and 15 Angels own 40,683 shares, 33,595 shares and 673 shares, respectively, of Class A Common Stock. F4 · ownership.nature: After the June 6 transaction, BVP IX, BVP IX Inst, and 15 Angels own 128,169 shares, 102,684 shares and 2,123 shares, respectively, of Class A Common Stock. F8 · ownership.nature: After the June 8 transaction, BVP IX, BVP IX Inst, and 15 Angels own 40,683 shares, 33,595 shares and 673 shares, respectively, of Class A Common Stock. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 22:14 UTC |
Hirsch BrianDirector
|
ConversionClass B Common Stock · Derivative | 63,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · derivative · entry 10 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 78,633 Underlying: Class A Common Stock · 63,322 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F9 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F9 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F9 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 22:14 UTC |
Hirsch BrianDirector
|
SaleClass A Common Stock | 56,710 | $18.03 | $1,022,481.30 |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · nonDerivative · entry 5 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 276,116 F5 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.90 to $18.20 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 22:14 UTC |
Hirsch BrianDirector
|
SaleClass A Common Stock | 63,322 | $18.02 | $1,141,062.44 |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · nonDerivative · entry 4 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.85 to $18.20 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 22:14 UTC |
Hirsch BrianDirector
|
ConversionClass A Common Stock | 63,322 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · nonDerivative · entry 3 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 63,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:20 UTC |
Anderson Craig EricCCDSO
|
ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037328 · doc4.xml · derivative · entry 5 Anderson Craig Eric · CIK 0001852174 · CCDSO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 140,148 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F5 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:20 UTC |
Anderson Craig EricCCDSO
|
Exercise / conversionClass B Common Stock · Derivative | 15,000 | $0.66 | $9,900.00 |
DisclosureSEC source: 0001209191-23-037328 · doc4.xml · derivative · entry 4 Anderson Craig Eric · CIK 0001852174 · CCDSO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 155,148 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F5 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:20 UTC |
Anderson Craig EricCCDSO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $0.66 | $0.00 |
DisclosureSEC source: 0001209191-23-037328 · doc4.xml · derivative · entry 3 Anderson Craig Eric · CIK 0001852174 · CCDSO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 343,063 Underlying: Class B Common Stock · 15,000 shares Expires 2028-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option award vested on June 7, 2019, and thereafter one-forty-eighth of the shares subject to the option award vest monthly, subject to the Reporting Person's continuous service. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:20 UTC |
Anderson Craig EricCCDSO
|
SaleClass A Common Stock | 15,000 | $18.00 | $270,000.00 |
DisclosureSEC source: 0001209191-23-037328 · doc4.xml · nonDerivative · entry 2 Anderson Craig Eric · CIK 0001852174 · CCDSO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 215,956 F2 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2023 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.88 to $18.18 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:20 UTC |
Anderson Craig EricCCDSO
|
Exercise / conversionClass A Common Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-037328 · doc4.xml · nonDerivative · entry 1 Anderson Craig Eric · CIK 0001852174 · CCDSO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 230,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:23 UTC |
Mehta VikasChief Operating Officer
|
ConversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037336 · doc4.xml · derivative · entry 5 Mehta Vikas · CIK 0001852328 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 933,390 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F5 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:23 UTC |
Mehta VikasChief Operating Officer
|
Exercise / conversionClass B Common Stock · Derivative | 50,000 | $2.00 | $100,000.00 |
DisclosureSEC source: 0001209191-23-037336 · doc4.xml · derivative · entry 4 Mehta Vikas · CIK 0001852328 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 983,390 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F5 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:23 UTC |
Mehta VikasChief Operating Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037336 · doc4.xml · derivative · entry 3 Mehta Vikas · CIK 0001852328 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 256,146 Underlying: Class B Common Stock · 50,000 shares Expires 2029-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option award vested on January 22, 2020, and thereafter one-forty-eighth of the shares subject to the option award vest monthly, subject to the Reporting Person's continuous service. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:23 UTC |
Mehta VikasChief Operating Officer
|
SaleClass A Common Stock | 50,000 | $18.00 | $900,000.00 |
DisclosureSEC source: 0001209191-23-037336 · doc4.xml · nonDerivative · entry 2 Mehta Vikas · CIK 0001852328 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 354,429 F2 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2023 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.85 to $18.17 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:23 UTC |
Mehta VikasChief Operating Officer
|
Exercise / conversionClass A Common Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-037336 · doc4.xml · nonDerivative · entry 1 Mehta Vikas · CIK 0001852328 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 404,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 20:08 UTC |
Bessemer Venture Partners IX L.P.10% owner
15 Angels III LLC10% owner
Deer IX & Co. L.P.10% owner
Deer IX & Co. Ltd.10% owner
|
SaleClass A Common Stock | 83,473 | $18.07 | $1,508,357.11 |
DisclosureSEC source: 0000899243-23-015494 · doc4.xml · nonDerivative · entry 2 Bessemer Venture Partners IX L.P. · CIK 0001655213 · 10% owner Bessemer Venture Partners IX Institutional L.P. · CIK 0001624149 · 10% owner 15 Angels III LLC · CIK 0001772240 · 10% owner Deer IX & Co. L.P. · CIK 0001655219 · 10% owner Deer IX & Co. Ltd. · CIK 0001655220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 149,503 F5 · kind: On June 12, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 45,922 shares, 36,790 shares, and 761 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.07. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.17. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · shares: On June 12, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 45,922 shares, 36,790 shares, and 761 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.07. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.17. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F5 · price: On June 12, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 45,922 shares, 36,790 shares, and 761 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.07. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.17. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F6 · balance_after: After the June 12 transaction, BVP IX, BVP IX Inst, and 15 Angels own 82,247 shares, 65,894 shares and 1,362 shares, respectively, of Class A Common Stock. F3 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F6 · ownership.nature: After the June 12 transaction, BVP IX, BVP IX Inst, and 15 Angels own 82,247 shares, 65,894 shares and 1,362 shares, respectively, of Class A Common Stock. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 22:14 UTC |
Hirsch BrianDirector
|
ConversionClass B Common Stock · Derivative | 84,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · derivative · entry 9 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 141,955 Underlying: Class A Common Stock · 84,076 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F9 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F9 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F9 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock for no consideration upon any transfer, except for certain permitted transfers, and has no expiration date. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 22:14 UTC |
Hirsch BrianDirector
|
SaleClass A Common Stock | 84,076 | $18.02 | $1,515,049.52 |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · nonDerivative · entry 2 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.94 to $18.16 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 22:14 UTC |
Hirsch BrianDirector
|
ConversionClass A Common Stock | 84,076 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-037142 · doc4.xml · nonDerivative · entry 1 Hirsch Brian · CIK 0001851605 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Tribeca Access Fund, L.P. Disclosed balance after: 84,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of Class B common stock were converted into Class A common stock on a one-for-one basis for no additional consideration. F2 · ownership.nature: The shares are held by Tribeca Access Fund, L.P. ("TAF"). Tribeca Access Fund GP, LLC ("TAF GP") is the general partner of TAF. The Reporting Person is a managing partner of TAF GP. The Reporting Person disclaims beneficial ownership of the shares held by TAF, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 20:08 UTC |
Bessemer Venture Partners IX L.P.10% owner
15 Angels III LLC10% owner
Deer IX & Co. L.P.10% owner
Deer IX & Co. Ltd.10% owner
|
SaleClass A Common Stock | 92,405 | $18.22 | $1,683,619.10 |
DisclosureSEC source: 0000899243-23-015494 · doc4.xml · nonDerivative · entry 1 Bessemer Venture Partners IX L.P. · CIK 0001655213 · 10% owner Bessemer Venture Partners IX Institutional L.P. · CIK 0001624149 · 10% owner 15 Angels III LLC · CIK 0001772240 · 10% owner Deer IX & Co. L.P. · CIK 0001655219 · 10% owner Deer IX & Co. Ltd. · CIK 0001655220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 232,976 F2 · kind: On June 9, 2023, the Bessemer Venture Partners IX L.P. ("BVP IX"), Bessemer Venture Partners IX Institutional L.P. ("BVP IX Inst"), and 15 Angels III LLC. ("15 Angels" and together with BVP IX and BVP IX Inst, the "BVP IX Funds") sold 50,836 shares, 40,727 shares, and 842 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.22. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.58. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · shares: On June 9, 2023, the Bessemer Venture Partners IX L.P. ("BVP IX"), Bessemer Venture Partners IX Institutional L.P. ("BVP IX Inst"), and 15 Angels III LLC. ("15 Angels" and together with BVP IX and BVP IX Inst, the "BVP IX Funds") sold 50,836 shares, 40,727 shares, and 842 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.22. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.58. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · price: On June 9, 2023, the Bessemer Venture Partners IX L.P. ("BVP IX"), Bessemer Venture Partners IX Institutional L.P. ("BVP IX Inst"), and 15 Angels III LLC. ("15 Angels" and together with BVP IX and BVP IX Inst, the "BVP IX Funds") sold 50,836 shares, 40,727 shares, and 842 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.22. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.58. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F3 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F4 · ownership.nature: After the June 6 transaction, BVP IX, BVP IX Inst, and 15 Angels own 128,169 shares, 102,684 shares and 2,123 shares, respectively, of Class A Common Stock. Read SEC document |
| June 08, 2023 Filed Jun 8, 2023 21:51 UTC |
GOODMAN ROBERT PDirector
|
SaleClass A Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-015026 · doc4.xml · nonDerivative · entry 5 GOODMAN ROBERT P · CIK 0001252022 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F9 · kind: After the June 8 transaction, BVP IX, BVP IX Inst, and 15 Angels own 179,005 shares, 143,411 shares and 2,965 shares, respectively, of Class A Common Stock. F9 · shares: After the June 8 transaction, BVP IX, BVP IX Inst, and 15 Angels own 179,005 shares, 143,411 shares and 2,965 shares, respectively, of Class A Common Stock. F9 · price: After the June 8 transaction, BVP IX, BVP IX Inst, and 15 Angels own 179,005 shares, 143,411 shares and 2,965 shares, respectively, of Class A Common Stock. F4 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F9 · ownership.nature: After the June 8 transaction, BVP IX, BVP IX Inst, and 15 Angels own 179,005 shares, 143,411 shares and 2,965 shares, respectively, of Class A Common Stock. Read SEC document |
| June 08, 2023 Filed Jun 8, 2023 20:12 UTC |
Bessemer Venture Partners IX L.P.10% owner
15 Angels III LLC10% owner
Deer IX & Co. L.P.10% owner
Deer IX & Co. Ltd.10% owner
|
SaleClass A Common Stock | 342,236 | $18.22 | $6,235,539.92 |
DisclosureSEC source: 0000899243-23-014968 · doc4.xml · nonDerivative · entry 4 Bessemer Venture Partners IX L.P. · CIK 0001655213 · 10% owner Bessemer Venture Partners IX Institutional L.P. · CIK 0001624149 · 10% owner 15 Angels III LLC · CIK 0001772240 · 10% owner Deer IX & Co. L.P. · CIK 0001655219 · 10% owner Deer IX & Co. Ltd. · CIK 0001655220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 325,381 F8 · kind: On June 8, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 188,278 shares, 150,839 shares, and 3,119 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.22. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.36. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F8 · shares: On June 8, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 188,278 shares, 150,839 shares, and 3,119 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.22. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.36. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F8 · price: On June 8, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 188,278 shares, 150,839 shares, and 3,119 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.22. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.36. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F9 · balance_after: After the June 8 transaction, BVP IX, BVP IX Inst, and 15 Angels own 179,005 shares, 143,411 shares and 2,965 shares, respectively, of Class A Common Stock. F4 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F9 · ownership.nature: After the June 8 transaction, BVP IX, BVP IX Inst, and 15 Angels own 179,005 shares, 143,411 shares and 2,965 shares, respectively, of Class A Common Stock. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 20:57 UTC |
GOODMAN ROBERT PDirector
|
SaleClass A Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-015498 · doc4.xml · nonDerivative · entry 4 GOODMAN ROBERT P · CIK 0001252022 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F7 · kind: After the June 8 transaction, BVP IX, BVP IX Inst, and 15 Angels own 40,683 shares, 33,595 shares and 673 shares, respectively, of Class A Common Stock. F7 · shares: After the June 8 transaction, BVP IX, BVP IX Inst, and 15 Angels own 40,683 shares, 33,595 shares and 673 shares, respectively, of Class A Common Stock. F7 · price: After the June 8 transaction, BVP IX, BVP IX Inst, and 15 Angels own 40,683 shares, 33,595 shares and 673 shares, respectively, of Class A Common Stock. F2 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F7 · ownership.nature: After the June 8 transaction, BVP IX, BVP IX Inst, and 15 Angels own 40,683 shares, 33,595 shares and 673 shares, respectively, of Class A Common Stock. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 21:51 UTC |
GOODMAN ROBERT PDirector
|
SaleClass A Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-015026 · doc4.xml · nonDerivative · entry 4 GOODMAN ROBERT P · CIK 0001252022 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F7 · kind: After the June 7 transaction, BVP IX, BVP IX Inst, and 15 Angels own 367,283 shares, 294,250 shares and 6,084 shares, respectively, of Class A Common Stock. F7 · shares: After the June 7 transaction, BVP IX, BVP IX Inst, and 15 Angels own 367,283 shares, 294,250 shares and 6,084 shares, respectively, of Class A Common Stock. F7 · price: After the June 7 transaction, BVP IX, BVP IX Inst, and 15 Angels own 367,283 shares, 294,250 shares and 6,084 shares, respectively, of Class A Common Stock. F4 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F8 · ownership.nature: On June 8, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 188,278 shares, 150,839 shares, and 3,119 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.22. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.36. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 20:12 UTC |
Bessemer Venture Partners IX L.P.10% owner
15 Angels III LLC10% owner
Deer IX & Co. L.P.10% owner
Deer IX & Co. Ltd.10% owner
|
SaleClass A Common Stock | 30,338 | $18.12 | $549,724.56 |
DisclosureSEC source: 0000899243-23-014968 · doc4.xml · nonDerivative · entry 3 Bessemer Venture Partners IX L.P. · CIK 0001655213 · 10% owner Bessemer Venture Partners IX Institutional L.P. · CIK 0001624149 · 10% owner 15 Angels III LLC · CIK 0001772240 · 10% owner Deer IX & Co. L.P. · CIK 0001655219 · 10% owner Deer IX & Co. Ltd. · CIK 0001655220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 667,617 F6 · kind: On June 7, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 16,690 shares, 13,371 shares, and 277 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.12. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.33. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F6 · shares: On June 7, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 16,690 shares, 13,371 shares, and 277 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.12. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.33. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F6 · price: On June 7, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 16,690 shares, 13,371 shares, and 277 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.12. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.33. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F7 · balance_after: After the June 7 transaction, BVP IX, BVP IX Inst, and 15 Angels own 367,283 shares, 294,250 shares and 6,084 shares, respectively, of Class A Common Stock. F4 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F7 · ownership.nature: After the June 7 transaction, BVP IX, BVP IX Inst, and 15 Angels own 367,283 shares, 294,250 shares and 6,084 shares, respectively, of Class A Common Stock. Read SEC document |
| June 07, 2023 Filed Jun 13, 2023 20:57 UTC |
GOODMAN ROBERT PDirector
|
SaleClass A Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-015498 · doc4.xml · nonDerivative · entry 3 GOODMAN ROBERT P · CIK 0001252022 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F5 · kind: After the June 12 transaction, BVP IX, BVP IX Inst, and 15 Angels own 82,247 shares, 65,894 shares and 1,362 shares, respectively, of Class A Common Stock. F5 · shares: After the June 12 transaction, BVP IX, BVP IX Inst, and 15 Angels own 82,247 shares, 65,894 shares and 1,362 shares, respectively, of Class A Common Stock. F5 · price: After the June 12 transaction, BVP IX, BVP IX Inst, and 15 Angels own 82,247 shares, 65,894 shares and 1,362 shares, respectively, of Class A Common Stock. F2 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F6 · ownership.nature: On June 13, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 41,564 shares, 32,299 shares, and 689 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.09. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.17. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:51 UTC |
GOODMAN ROBERT PDirector
|
ConversionClass B Common Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-015026 · doc4.xml · derivative · entry 7 GOODMAN ROBERT P · CIK 0001252022 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · shares: Represents 546,754 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX L.P. ("BVP IX"), 438,034 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX Institutional L.P. ("BVP IX Inst"), and 9,058 shares converted from Class B Common Stock to Class A Common Stock by 15 Angels III LLC. ("15 Angels" and together with BVP IX and BVP IX Inst, the "BVP IX Funds"). F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.underlying_shares: Represents 546,754 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX L.P. ("BVP IX"), 438,034 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX Institutional L.P. ("BVP IX Inst"), and 9,058 shares converted from Class B Common Stock to Class A Common Stock by 15 Angels III LLC. ("15 Angels" and together with BVP IX and BVP IX Inst, the "BVP IX Funds"). F4 · balance_after: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F10 · balance_after: After the reported transaction, BVP IX, BVP IX Inst, and 15 Angels own 7,070,017 shares, 5,664,160 shares and 117,129 shares, respectively, of Class B Common Stock. F4 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F10 · ownership.nature: After the reported transaction, BVP IX, BVP IX Inst, and 15 Angels own 7,070,017 shares, 5,664,160 shares and 117,129 shares, respectively, of Class B Common Stock. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:51 UTC |
GOODMAN ROBERT PDirector
|
SaleClass A Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-015026 · doc4.xml · nonDerivative · entry 3 GOODMAN ROBERT P · CIK 0001252022 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F6 · kind: On June 7, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 16,690 shares, 13,371 shares, and 277 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.12. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.33. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F6 · shares: On June 7, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 16,690 shares, 13,371 shares, and 277 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.12. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.33. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F6 · price: On June 7, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 16,690 shares, 13,371 shares, and 277 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.12. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.33. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F6 · ownership.nature: On June 7, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 16,690 shares, 13,371 shares, and 277 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.12. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.33. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:51 UTC |
GOODMAN ROBERT PDirector
|
SaleClass A Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-015026 · doc4.xml · nonDerivative · entry 2 GOODMAN ROBERT P · CIK 0001252022 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F3 · kind: On June 6, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 162,781 shares, 130,413 shares, and 2,697 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.02. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.22. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · shares: On June 6, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 162,781 shares, 130,413 shares, and 2,697 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.02. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.22. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · price: On June 6, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 162,781 shares, 130,413 shares, and 2,697 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.02. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.22. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F5 · ownership.nature: After the June 6 transaction, BVP IX, BVP IX Inst, and 15 Angels own 383,973 shares, 307,621 shares and 6,361 shares, respectively, of Class A Common Stock. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:51 UTC |
GOODMAN ROBERT PDirector
|
ConversionClass A Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-015026 · doc4.xml · nonDerivative · entry 1 GOODMAN ROBERT P · CIK 0001252022 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents 546,754 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX L.P. ("BVP IX"), 438,034 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX Institutional L.P. ("BVP IX Inst"), and 9,058 shares converted from Class B Common Stock to Class A Common Stock by 15 Angels III LLC. ("15 Angels" and together with BVP IX and BVP IX Inst, the "BVP IX Funds"). F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · balance_after: Represents 546,754 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX L.P. ("BVP IX"), 438,034 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX Institutional L.P. ("BVP IX Inst"), and 9,058 shares converted from Class B Common Stock to Class A Common Stock by 15 Angels III LLC. ("15 Angels" and together with BVP IX and BVP IX Inst, the "BVP IX Funds"). F2 · ownership.nature: Represents 546,754 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX L.P. ("BVP IX"), 438,034 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX Institutional L.P. ("BVP IX Inst"), and 9,058 shares converted from Class B Common Stock to Class A Common Stock by 15 Angels III LLC. ("15 Angels" and together with BVP IX and BVP IX Inst, the "BVP IX Funds"). F4 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:12 UTC |
Bessemer Venture Partners IX L.P.10% owner
15 Angels III LLC10% owner
Deer IX & Co. L.P.10% owner
Deer IX & Co. Ltd.10% owner
|
ConversionClass B Common Stock · Derivative | 993,846 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-014968 · doc4.xml · derivative · entry 5 Bessemer Venture Partners IX L.P. · CIK 0001655213 · 10% owner Bessemer Venture Partners IX Institutional L.P. · CIK 0001624149 · 10% owner 15 Angels III LLC · CIK 0001772240 · 10% owner Deer IX & Co. L.P. · CIK 0001655219 · 10% owner Deer IX & Co. Ltd. · CIK 0001655220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 12,851,306 Underlying: Class A Common Stock · 993,846 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · shares: Represents 546,754 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX L.P. ("BVP IX"), 438,034 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX Institutional L.P. ("BVP IX Inst"), and 9,058 shares converted from Class B Common Stock to Class A Common Stock by 15 Angels III LLC. ("15 Angels" and together with BVP IX and BVP IX Inst, the "BVP IX Funds"). F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.underlying_shares: Represents 546,754 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX L.P. ("BVP IX"), 438,034 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX Institutional L.P. ("BVP IX Inst"), and 9,058 shares converted from Class B Common Stock to Class A Common Stock by 15 Angels III LLC. ("15 Angels" and together with BVP IX and BVP IX Inst, the "BVP IX Funds"). F4 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F10 · ownership.nature: After the reported transaction, BVP IX, BVP IX Inst, and 15 Angels own 7,070,017 shares, 5,664,160 shares and 117,129 shares, respectively, of Class B Common Stock. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:12 UTC |
Bessemer Venture Partners IX L.P.10% owner
15 Angels III LLC10% owner
Deer IX & Co. L.P.10% owner
Deer IX & Co. Ltd.10% owner
|
SaleClass A Common Stock | 295,891 | $18.02 | $5,331,955.82 |
DisclosureSEC source: 0000899243-23-014968 · doc4.xml · nonDerivative · entry 2 Bessemer Venture Partners IX L.P. · CIK 0001655213 · 10% owner Bessemer Venture Partners IX Institutional L.P. · CIK 0001624149 · 10% owner 15 Angels III LLC · CIK 0001772240 · 10% owner Deer IX & Co. L.P. · CIK 0001655219 · 10% owner Deer IX & Co. Ltd. · CIK 0001655220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 697,955 F3 · kind: On June 6, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 162,781 shares, 130,413 shares, and 2,697 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.02. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.22. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · shares: On June 6, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 162,781 shares, 130,413 shares, and 2,697 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.02. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.22. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · price: On June 6, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 162,781 shares, 130,413 shares, and 2,697 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.02. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.22. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F4 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F5 · ownership.nature: After the June 6 transaction, BVP IX, BVP IX Inst, and 15 Angels own 383,973 shares, 307,621 shares and 6,361 shares, respectively, of Class A Common Stock. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:12 UTC |
Bessemer Venture Partners IX L.P.10% owner
15 Angels III LLC10% owner
Deer IX & Co. L.P.10% owner
Deer IX & Co. Ltd.10% owner
|
ConversionClass A Common Stock | 993,846 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-014968 · doc4.xml · nonDerivative · entry 1 Bessemer Venture Partners IX L.P. · CIK 0001655213 · 10% owner Bessemer Venture Partners IX Institutional L.P. · CIK 0001624149 · 10% owner 15 Angels III LLC · CIK 0001772240 · 10% owner Deer IX & Co. L.P. · CIK 0001655219 · 10% owner Deer IX & Co. Ltd. · CIK 0001655220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 993,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · balance_after: Represents 546,754 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX L.P. ("BVP IX"), 438,034 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX Institutional L.P. ("BVP IX Inst"), and 9,058 shares converted from Class B Common Stock to Class A Common Stock by 15 Angels III LLC. ("15 Angels" and together with BVP IX and BVP IX Inst, the "BVP IX Funds"). F2 · ownership.nature: Represents 546,754 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX L.P. ("BVP IX"), 438,034 shares converted from Class B Common Stock to Class A Common Stock by Bessemer Venture Partners IX Institutional L.P. ("BVP IX Inst"), and 9,058 shares converted from Class B Common Stock to Class A Common Stock by 15 Angels III LLC. ("15 Angels" and together with BVP IX and BVP IX Inst, the "BVP IX Funds"). F4 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. Read SEC document |
| June 06, 2023 Filed Jun 13, 2023 20:57 UTC |
GOODMAN ROBERT PDirector
|
SaleClass A Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-015498 · doc4.xml · nonDerivative · entry 2 GOODMAN ROBERT P · CIK 0001252022 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F3 · kind: After the June 6 transaction, BVP IX, BVP IX Inst, and 15 Angels own 128,169 shares, 102,684 shares and 2,123 shares, respectively, of Class A Common Stock. F3 · shares: After the June 6 transaction, BVP IX, BVP IX Inst, and 15 Angels own 128,169 shares, 102,684 shares and 2,123 shares, respectively, of Class A Common Stock. F4 · price: On June 12, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 45,922 shares, 36,790 shares, and 761 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.07. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.17. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F4 · ownership.nature: On June 12, 2023, the BVP IX, BVP IX Inst, and 15 Angels sold 45,922 shares, 36,790 shares, and 761 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.07. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.17. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 06, 2023 Filed Jun 13, 2023 20:57 UTC |
GOODMAN ROBERT PDirector
|
SaleClass A Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-015498 · doc4.xml · nonDerivative · entry 1 GOODMAN ROBERT P · CIK 0001252022 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · kind: On June 9, 2023, the Bessemer Venture Partners IX L.P. ("BVP IX"), Bessemer Venture Partners IX Institutional L.P. ("BVP IX Inst"), and 15 Angels III LLC. ("15 Angels" and together with BVP IX and BVP IX Inst, the "BVP IX Funds") sold 50,836 shares, 40,727 shares, and 842 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.22. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.58. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · shares: On June 9, 2023, the Bessemer Venture Partners IX L.P. ("BVP IX"), Bessemer Venture Partners IX Institutional L.P. ("BVP IX Inst"), and 15 Angels III LLC. ("15 Angels" and together with BVP IX and BVP IX Inst, the "BVP IX Funds") sold 50,836 shares, 40,727 shares, and 842 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.22. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.58. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · price: On June 9, 2023, the Bessemer Venture Partners IX L.P. ("BVP IX"), Bessemer Venture Partners IX Institutional L.P. ("BVP IX Inst"), and 15 Angels III LLC. ("15 Angels" and together with BVP IX and BVP IX Inst, the "BVP IX Funds") sold 50,836 shares, 40,727 shares, and 842 shares, of Class A Common Stock of ACV Auctions, Inc., respectively, at a weighted average price of $18.22. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.58. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Deer IX & Co. Ltd. ("Deer Ltd.") is the general partner of Deer IX & Co. L.P. ("Deer L.P."), which is the general partner of the BVP IX Funds. Deer Ltd. and Deer L.P. disclaim beneficial ownership of the securities held by the BVP IX Funds, and this report shall not be deemed an admission that Deer Ltd. and Deer L.P. are the beneficial owners of such securities, except to the extent of their pecuniary interest therein, if any, by virtue of their direct and indirect general partner interests in the BVP IX Funds. F3 · ownership.nature: After the June 6 transaction, BVP IX, BVP IX Inst, and 15 Angels own 128,169 shares, 102,684 shares and 2,123 shares, respectively, of Class A Common Stock. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:47 UTC |
KAMERICK EILEEN ADirector
|
ConversionClass B Common Stock · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-032575 · doc4.xml · derivative · entry 5 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:47 UTC |
KAMERICK EILEEN ADirector
|
Exercise / conversionClass B Common Stock · Derivative | 25,000 | $4.50 | $112,500.00 |
DisclosureSEC source: 0001209191-23-032575 · doc4.xml · derivative · entry 4 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:47 UTC |
KAMERICK EILEEN ADirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001209191-23-032575 · doc4.xml · derivative · entry 3 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,482 Underlying: Class B Common Stock · 25,000 shares Expires 2030-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options vested or shall vest in twelve (12) equal quarterly installments, with the first vesting having occurred on June 5, 2020, subject to the Reporting Person's continuous service through each such date. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:47 UTC |
KAMERICK EILEEN ADirector
|
SaleClass A Common Stock | 25,000 | $17.21 | $430,250.00 |
DisclosureSEC source: 0001209191-23-032575 · doc4.xml · nonDerivative · entry 2 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.11 to $17.34 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:47 UTC |
KAMERICK EILEEN ADirector
|
Exercise / conversionClass A Common Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-032575 · doc4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:48 UTC |
Castillo KirstenDirector
|
ConversionClass B Common Stock · Derivative | 36,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-032577 · doc4.xml · derivative · entry 5 Castillo Kirsten · CIK 0001808806 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 36,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:48 UTC |
Castillo KirstenDirector
|
Exercise / conversionClass B Common Stock · Derivative | 36,583 | $5.42 | $198,279.86 |
DisclosureSEC source: 0001209191-23-032577 · doc4.xml · derivative · entry 4 Castillo Kirsten · CIK 0001808806 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,583 Underlying: Class A Common Stock · 36,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:48 UTC |
Castillo KirstenDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 36,583 | $0.00 Strike: $5.42 | $0.00 |
DisclosureSEC source: 0001209191-23-032577 · doc4.xml · derivative · entry 3 Castillo Kirsten · CIK 0001808806 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,417 Underlying: Class B Common Stock · 36,583 shares Expires 2030-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options vested or shall vest in twelve (12) equal quarterly installments, with the first vesting having occurred on January 7, 2021, subject to the Reporting Person's continuous service through each such date. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:48 UTC |
Castillo KirstenDirector
|
SaleClass A Common Stock | 36,583 | $17.34 | $634,349.22 |
DisclosureSEC source: 0001209191-23-032577 · doc4.xml · nonDerivative · entry 2 Castillo Kirsten · CIK 0001808806 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.30 to $17.44 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:48 UTC |
Castillo KirstenDirector
|
Exercise / conversionClass A Common Stock | 36,583 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-032577 · doc4.xml · nonDerivative · entry 1 Castillo Kirsten · CIK 0001808806 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| May 16, 2023 Filed May 17, 2023 20:41 UTC |
ZERELLA WILLIAMChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030228 · doc4.xml · derivative · entry 8 ZERELLA WILLIAM · CIK 0001493307 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 192,497 Underlying: Class A Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F5 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| May 16, 2023 Filed May 17, 2023 20:41 UTC |
ZERELLA WILLIAMChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030228 · doc4.xml · derivative · entry 7 ZERELLA WILLIAM · CIK 0001493307 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 194,997 Underlying: Class A Common Stock · 65,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F5 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| May 16, 2023 Filed May 17, 2023 20:41 UTC |
ZERELLA WILLIAMChief Financial Officer
|
Exercise / conversionClass B Common Stock · Derivative | 65,000 | $5.42 | $352,300.00 |
DisclosureSEC source: 0001209191-23-030228 · doc4.xml · derivative · entry 6 ZERELLA WILLIAM · CIK 0001493307 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 259,997 Underlying: Class A Common Stock · 65,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F5 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| May 16, 2023 Filed May 17, 2023 20:41 UTC |
ZERELLA WILLIAMChief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $5.42 | $0.00 |
DisclosureSEC source: 0001209191-23-030228 · doc4.xml · derivative · entry 5 ZERELLA WILLIAM · CIK 0001493307 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,151,239 Underlying: Class B Common Stock · 65,000 shares Expires 2030-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option award vested on September 14, 2021, and thereafter one-forty-eighth of the shares subject to the option award vest monthly, subject to the Reporting Person's continuous service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.