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Nasdaq · USD

ACRS

Aclaris Therapeutics, Inc.

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5041
SEC CIK
0001557746
Parsed reports
365

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2025 Filed Feb 4, 2025 16:15 UTC
Loerop JamesChief Business Officer
Exercise / conversionResticted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002938 · form4-02042025_040201.xml · derivative · entry 6

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F4 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2023, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2023, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 16:15 UTC
Loerop JamesChief Business Officer
Exercise / conversionRestricted Stock Units · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002938 · form4-02042025_040201.xml · derivative · entry 5

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 11,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2022, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2022, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 16:15 UTC
Loerop JamesChief Business Officer
Tax withholdingCommon Stock 15,447 $2.48 $38,308.56
Disclosure

SEC source: 0001415889-25-002938 · form4-02042025_040201.xml · nonDerivative · entry 4

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,306

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 16:15 UTC
Loerop JamesChief Business Officer
Exercise / conversionCommon Stock 14,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-002938 · form4-02042025_040201.xml · nonDerivative · entry 3

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 16:15 UTC
Loerop JamesChief Business Officer
Exercise / conversionCommon Stock 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-002938 · form4-02042025_040201.xml · nonDerivative · entry 2

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 16:15 UTC
Loerop JamesChief Business Officer
Exercise / conversionCommon Stock 11,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-002938 · form4-02042025_040201.xml · nonDerivative · entry 1

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 21:15 UTC
Walker NealDirector · INTERIM CEO
Exercise / conversionRestricted Stock Units · Derivative 9,467 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002941 · form4-02042025_040208.xml · derivative · entry 3

Walker Neal · CIK 0001604457 · Director · INTERIM CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,400

Underlying: Common Stock · 9,467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO.

F3 · derivative.expiration_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 21:15 UTC
Walker NealDirector · INTERIM CEO
Tax withholdingCommon Stock 3,559 $2.48 $8,826.32
Disclosure

SEC source: 0001415889-25-002941 · form4-02042025_040208.xml · nonDerivative · entry 2

Walker Neal · CIK 0001604457 · Director · INTERIM CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,460,718

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 21:15 UTC
Walker NealDirector · INTERIM CEO
Exercise / conversionCommon Stock 9,467 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-002941 · form4-02042025_040208.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · INTERIM CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,464,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 21:15 UTC
Balthaser KevinChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 14,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002939 · form4-02042025_040204.xml · derivative · entry 3

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,250

Underlying: Common Stock · 14,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 21:15 UTC
Balthaser KevinChief Financial Officer
Tax withholdingCommon Stock 5,816 $2.48 $14,423.68
Disclosure

SEC source: 0001415889-25-002939 · form4-02042025_040204.xml · nonDerivative · entry 2

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,860

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 21:15 UTC
Balthaser KevinChief Financial Officer
Exercise / conversionCommon Stock 14,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-002939 · form4-02042025_040204.xml · nonDerivative · entry 1

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

Read SEC document
February 01, 2025 Filed Feb 3, 2026 17:34 UTC
Loerop JamesChief Business Officer
Tax withholdingCommon Stock 15,980 $2.48 $39,630.40
Disclosure

SEC source: 0001781549-26-000007 · form4-02032026_100229.xml · nonDerivative · entry 1

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,773

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

F2 · balance_after: This amendment is being filed to correct the number of shares that were withheld by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units previously reported. This adjustment will affect the amount of securities beneficially owned following the reported transaction in subsequent filings.

Read SEC document
February 01, 2025 Filed Feb 3, 2026 17:32 UTC Amendment
Loerop JamesChief Business Officer
Tax withholdingCommon Stock 15,980 $2.48 $39,630.40
Disclosure

SEC source: 0001781549-26-000005 · form4a-02032026_100202.xml · nonDerivative · entry 1

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,773

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

F2 · balance_after: This amendment is being filed to correct the number of shares that were withheld by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units previously reported. This adjustment will affect the amount of securities beneficially owned following the reported transaction in subsequent filings.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 18:25 UTC
Monahan JosephChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 17,380 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000624 · form4-01032025_060109.xml · derivative · entry 8

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,287

Underlying: Common Stock · 17,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 18:25 UTC
Monahan JosephChief Scientific Officer
GrantRestricted Stock Units · Derivative 52,667 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000624 · form4-01032025_060109.xml · derivative · entry 7

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,667

Underlying: Common Stock · 52,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 18:25 UTC
Monahan JosephChief Scientific Officer
Tax withholdingCommon Stock 8,914 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-000624 · form4-01032025_060109.xml · nonDerivative · entry 4

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,062

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 18:25 UTC
Monahan JosephChief Scientific Officer
Exercise / conversionCommon Stock 17,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-000624 · form4-01032025_060109.xml · nonDerivative · entry 3

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 18:25 UTC
Loerop JamesChief Business Officer
Exercise / conversionRestricted Stock Units · Derivative 18,150 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000622 · form4-01032025_060104.xml · derivative · entry 7

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,850

Underlying: Common Stock · 18,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 18:25 UTC
Loerop JamesChief Business Officer
GrantRestricted Stock Units · Derivative 55,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000622 · form4-01032025_060104.xml · derivative · entry 6

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 18:25 UTC
Loerop JamesChief Business Officer
Tax withholdingCommon Stock 8,575 $2.48 $21,266.00
Disclosure

SEC source: 0001415889-25-000622 · form4-01032025_060104.xml · nonDerivative · entry 4

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,253

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 18:25 UTC
Loerop JamesChief Business Officer
Exercise / conversionCommon Stock 18,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-000622 · form4-01032025_060104.xml · nonDerivative · entry 3

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:25 UTC
Balthaser KevinChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 13,200 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000623 · form4-01032025_060106.xml · derivative · entry 10

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,800

Underlying: Common Stock · 13,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F5 · derivative.exercise_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F5 · derivative.expiration_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:25 UTC
Balthaser KevinChief Financial Officer
GrantRestricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000623 · form4-01032025_060106.xml · derivative · entry 9

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F5 · derivative.exercise_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F5 · derivative.expiration_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:25 UTC
Balthaser KevinChief Financial Officer
Tax withholdingCommon Stock 5,059 $2.48 $12,546.32
Disclosure

SEC source: 0001415889-25-000623 · form4-01032025_060106.xml · nonDerivative · entry 6

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,926

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:25 UTC
Balthaser KevinChief Financial Officer
Exercise / conversionCommon Stock 13,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-000623 · form4-01032025_060106.xml · nonDerivative · entry 5

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:25 UTC
Walker NealDirector · INTERIM CEO
Exercise / conversionRestricted Stock Units · Derivative 29,149 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000621 · form4-01032025_060101.xml · derivative · entry 7

Walker Neal · CIK 0001604457 · Director · INTERIM CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,184

Underlying: Common Stock · 29,149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:25 UTC
Walker NealDirector · INTERIM CEO
GrantRestricted Stock Units · Derivative 88,333 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000621 · form4-01032025_060101.xml · derivative · entry 6

Walker Neal · CIK 0001604457 · Director · INTERIM CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,333

Underlying: Common Stock · 88,333 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F4 · derivative.expiration_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:25 UTC
Walker NealDirector · INTERIM CEO
Tax withholdingCommon Stock 13,532 $2.48 $33,559.36
Disclosure

SEC source: 0001415889-25-000621 · form4-01032025_060101.xml · nonDerivative · entry 4

Walker Neal · CIK 0001604457 · Director · INTERIM CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,454,810

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:25 UTC
Walker NealDirector · INTERIM CEO
Exercise / conversionCommon Stock 29,149 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-000621 · form4-01032025_060101.xml · nonDerivative · entry 3

Walker Neal · CIK 0001604457 · Director · INTERIM CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,468,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

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January 01, 2025 Filed Jan 3, 2025 23:25 UTC
Balthaser KevinChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000623 · form4-01032025_060106.xml · derivative · entry 8

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: On February 1, 2023, the Reporting Person was granted 30,000 restricted stock units. The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of January 1, 2023, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date.

F4 · derivative.expiration_date: On February 1, 2023, the Reporting Person was granted 30,000 restricted stock units. The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of January 1, 2023, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date.

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January 01, 2025 Filed Jan 3, 2025 23:25 UTC
Balthaser KevinChief Financial Officer
Tax withholdingCommon Stock 2,430 $2.48 $6,026.40
Disclosure

SEC source: 0001415889-25-000623 · form4-01032025_060106.xml · nonDerivative · entry 4

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,785

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

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January 01, 2025 Filed Jan 3, 2025 23:25 UTC
Balthaser KevinChief Financial Officer
Exercise / conversionCommon Stock 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-000623 · form4-01032025_060106.xml · nonDerivative · entry 3

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:25 UTC
Walker NealDirector · INTERIM CEO
Exercise / conversionRestricted Stock Units · Derivative 9,467 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000621 · form4-01032025_060101.xml · derivative · entry 5

Walker Neal · CIK 0001604457 · Director · INTERIM CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,867

Underlying: Common Stock · 9,467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO.

F3 · derivative.expiration_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO.

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January 01, 2025 Filed Jan 3, 2025 23:25 UTC
Walker NealDirector · INTERIM CEO
Tax withholdingCommon Stock 3,904 $2.48 $9,681.92
Disclosure

SEC source: 0001415889-25-000621 · form4-01032025_060101.xml · nonDerivative · entry 2

Walker Neal · CIK 0001604457 · Director · INTERIM CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,439,193

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

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January 01, 2025 Filed Jan 3, 2025 23:25 UTC
Walker NealDirector · INTERIM CEO
Exercise / conversionCommon Stock 9,467 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-000621 · form4-01032025_060101.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · INTERIM CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,443,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 18:25 UTC
Monahan JosephChief Scientific Officer
Exercise / conversionRestricted Stock Units · Derivative 73,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000624 · form4-01032025_060109.xml · derivative · entry 6

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,750

Underlying: Common Stock · 73,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: 50% of the shares underlying these restricted stock units vested or will vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F3 · derivative.expiration_date: 50% of the shares underlying these restricted stock units vested or will vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

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December 31, 2024 Filed Jan 3, 2025 18:25 UTC
Monahan JosephChief Scientific Officer
Tax withholdingCommon Stock 32,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-000624 · form4-01032025_060109.xml · nonDerivative · entry 2

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,596

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 18:25 UTC
Monahan JosephChief Scientific Officer
Exercise / conversionCommon Stock 73,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-000624 · form4-01032025_060109.xml · nonDerivative · entry 1

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 18:25 UTC
Loerop JamesChief Business Officer
Exercise / conversionRestricted Stock Units · Derivative 73,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000622 · form4-01032025_060104.xml · derivative · entry 5

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,750

Underlying: Common Stock · 73,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: 50% of the shares underlying these restricted stock units vested or will vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F3 · derivative.expiration_date: 50% of the shares underlying these restricted stock units vested or will vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 18:25 UTC
Loerop JamesChief Business Officer
Tax withholdingCommon Stock 32,089 $2.48 $79,580.72
Disclosure

SEC source: 0001415889-25-000622 · form4-01032025_060104.xml · nonDerivative · entry 2

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,678

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 18:25 UTC
Loerop JamesChief Business Officer
Exercise / conversionCommon Stock 73,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-000622 · form4-01032025_060104.xml · nonDerivative · entry 1

Loerop James · CIK 0001781549 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 23:25 UTC
Balthaser KevinChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 73,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000623 · form4-01032025_060106.xml · derivative · entry 7

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,750

Underlying: Common Stock · 73,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: 50% of the shares underlying these restricted stock units vested or will vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

F3 · derivative.expiration_date: 50% of the shares underlying these restricted stock units vested or will vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 23:25 UTC
Balthaser KevinChief Financial Officer
Tax withholdingCommon Stock 30,732 $2.48 $76,215.36
Disclosure

SEC source: 0001415889-25-000623 · form4-01032025_060106.xml · nonDerivative · entry 2

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,715

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 23:25 UTC
Balthaser KevinChief Financial Officer
Exercise / conversionCommon Stock 73,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-000623 · form4-01032025_060106.xml · nonDerivative · entry 1

Balthaser Kevin · CIK 0001957554 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 16:15 UTC
Monahan JosephChief Scientific Officer
GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029092 · form4-12122024_041201.xml · nonDerivative · entry 1

Monahan Joseph · CIK 0001861790 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,783

Read SEC document
December 04, 2024 Filed Dec 6, 2024 21:15 UTC
Walker NealDirector · INTERIM CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 118,840 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001415889-24-028466 · form4-12062024_041206.xml · derivative · entry 3

Walker Neal · CIK 0001604457 · Director · INTERIM CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 118,840 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 21:15 UTC
Walker NealDirector · INTERIM CEO
Tax withholdingCommon Stock 68,343 $3.76 $256,969.68
Disclosure

SEC source: 0001415889-24-028466 · form4-12062024_041206.xml · nonDerivative · entry 2

Walker Neal · CIK 0001604457 · Director · INTERIM CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,433,630

F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the exercise price and the Reporting Person's tax withholding obligations in connection with the option exercise described in this Form 4.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 21:15 UTC
Walker NealDirector · INTERIM CEO
Exercise / conversionCommon Stock 118,840 $1.52 $180,636.80
Disclosure

SEC source: 0001415889-24-028466 · form4-12062024_041206.xml · nonDerivative · entry 1

Walker Neal · CIK 0001604457 · Director · INTERIM CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,501,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 17:42 UTC
Davis Hugh M.Director · President and COO
GrantRestricted Stock Units · Derivative 107,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028178 · form4-12032024_101234.xml · derivative · entry 2

Davis Hugh M. · CIK 0002045027 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,000

Underlying: Common Stock · 107,000 shares

Expires 2034-12-01

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F1 · shares: The securities were granted pursuant to the Issuer's 2024 Inducement Plan (the "Plan") as a material inducement to the Reporting Person's acceptance of employment with the Issuer in accordance with Nasdaq Listing Rule 5635(c)(4).

F4 · derivative.exercise_date: Four year vesting with 25% of the shares subject to the restricted stock units vesting on each of the first, second, third and fourth anniversaries of December 2, 2024 (in each case rounded down to the nearest whole share, except for the last vesting installment), subject to recipient's Continuous Service through each such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.