Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2025 Filed Feb 4, 2025 16:15 UTC |
Loerop JamesChief Business Officer
|
Exercise / conversionResticted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002938 · form4-02042025_040201.xml · derivative · entry 6 Loerop James · CIK 0001781549 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F4 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2023, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. F4 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2023, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 16:15 UTC |
Loerop JamesChief Business Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002938 · form4-02042025_040201.xml · derivative · entry 5 Loerop James · CIK 0001781549 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 11,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2022, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2022, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 16:15 UTC |
Loerop JamesChief Business Officer
|
Tax withholdingCommon Stock | 15,447 | $2.48 | $38,308.56 |
DisclosureSEC source: 0001415889-25-002938 · form4-02042025_040201.xml · nonDerivative · entry 4 Loerop James · CIK 0001781549 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,306 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 16:15 UTC |
Loerop JamesChief Business Officer
|
Exercise / conversionCommon Stock | 14,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-002938 · form4-02042025_040201.xml · nonDerivative · entry 3 Loerop James · CIK 0001781549 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 16:15 UTC |
Loerop JamesChief Business Officer
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-002938 · form4-02042025_040201.xml · nonDerivative · entry 2 Loerop James · CIK 0001781549 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 16:15 UTC |
Loerop JamesChief Business Officer
|
Exercise / conversionCommon Stock | 11,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-002938 · form4-02042025_040201.xml · nonDerivative · entry 1 Loerop James · CIK 0001781549 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 21:15 UTC |
Walker NealDirector · INTERIM CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002941 · form4-02042025_040208.xml · derivative · entry 3 Walker Neal · CIK 0001604457 · Director · INTERIM CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,400 Underlying: Common Stock · 9,467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. F3 · derivative.expiration_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 21:15 UTC |
Walker NealDirector · INTERIM CEO
|
Tax withholdingCommon Stock | 3,559 | $2.48 | $8,826.32 |
DisclosureSEC source: 0001415889-25-002941 · form4-02042025_040208.xml · nonDerivative · entry 2 Walker Neal · CIK 0001604457 · Director · INTERIM CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,460,718 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 21:15 UTC |
Walker NealDirector · INTERIM CEO
|
Exercise / conversionCommon Stock | 9,467 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-002941 · form4-02042025_040208.xml · nonDerivative · entry 1 Walker Neal · CIK 0001604457 · Director · INTERIM CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,464,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 21:15 UTC |
Balthaser KevinChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002939 · form4-02042025_040204.xml · derivative · entry 3 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,250 Underlying: Common Stock · 14,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 21:15 UTC |
Balthaser KevinChief Financial Officer
|
Tax withholdingCommon Stock | 5,816 | $2.48 | $14,423.68 |
DisclosureSEC source: 0001415889-25-002939 · form4-02042025_040204.xml · nonDerivative · entry 2 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,860 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 21:15 UTC |
Balthaser KevinChief Financial Officer
|
Exercise / conversionCommon Stock | 14,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-002939 · form4-02042025_040204.xml · nonDerivative · entry 1 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| February 01, 2025 Filed Feb 3, 2026 17:34 UTC |
Loerop JamesChief Business Officer
|
Tax withholdingCommon Stock | 15,980 | $2.48 | $39,630.40 |
DisclosureSEC source: 0001781549-26-000007 · form4-02032026_100229.xml · nonDerivative · entry 1 Loerop James · CIK 0001781549 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,773 F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. F2 · balance_after: This amendment is being filed to correct the number of shares that were withheld by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units previously reported. This adjustment will affect the amount of securities beneficially owned following the reported transaction in subsequent filings. Read SEC document |
| February 01, 2025 Filed Feb 3, 2026 17:32 UTC Amendment |
Loerop JamesChief Business Officer
|
Tax withholdingCommon Stock | 15,980 | $2.48 | $39,630.40 |
DisclosureSEC source: 0001781549-26-000005 · form4a-02032026_100202.xml · nonDerivative · entry 1 Loerop James · CIK 0001781549 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,773 F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. F2 · balance_after: This amendment is being filed to correct the number of shares that were withheld by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units previously reported. This adjustment will affect the amount of securities beneficially owned following the reported transaction in subsequent filings. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 18:25 UTC |
Monahan JosephChief Scientific Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 17,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000624 · form4-01032025_060109.xml · derivative · entry 8 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,287 Underlying: Common Stock · 17,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. F4 · derivative.expiration_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 18:25 UTC |
Monahan JosephChief Scientific Officer
|
GrantRestricted Stock Units · Derivative | 52,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000624 · form4-01032025_060109.xml · derivative · entry 7 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,667 Underlying: Common Stock · 52,667 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. F4 · derivative.expiration_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 18:25 UTC |
Monahan JosephChief Scientific Officer
|
Tax withholdingCommon Stock | 8,914 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-000624 · form4-01032025_060109.xml · nonDerivative · entry 4 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,062 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 18:25 UTC |
Monahan JosephChief Scientific Officer
|
Exercise / conversionCommon Stock | 17,380 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-000624 · form4-01032025_060109.xml · nonDerivative · entry 3 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 18:25 UTC |
Loerop JamesChief Business Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000622 · form4-01032025_060104.xml · derivative · entry 7 Loerop James · CIK 0001781549 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,850 Underlying: Common Stock · 18,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. F4 · derivative.expiration_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 18:25 UTC |
Loerop JamesChief Business Officer
|
GrantRestricted Stock Units · Derivative | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000622 · form4-01032025_060104.xml · derivative · entry 6 Loerop James · CIK 0001781549 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. F4 · derivative.expiration_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 18:25 UTC |
Loerop JamesChief Business Officer
|
Tax withholdingCommon Stock | 8,575 | $2.48 | $21,266.00 |
DisclosureSEC source: 0001415889-25-000622 · form4-01032025_060104.xml · nonDerivative · entry 4 Loerop James · CIK 0001781549 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,253 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 18:25 UTC |
Loerop JamesChief Business Officer
|
Exercise / conversionCommon Stock | 18,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-000622 · form4-01032025_060104.xml · nonDerivative · entry 3 Loerop James · CIK 0001781549 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 23:25 UTC |
Balthaser KevinChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 13,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000623 · form4-01032025_060106.xml · derivative · entry 10 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,800 Underlying: Common Stock · 13,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F5 · derivative.exercise_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. F5 · derivative.expiration_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 23:25 UTC |
Balthaser KevinChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000623 · form4-01032025_060106.xml · derivative · entry 9 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F5 · derivative.exercise_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. F5 · derivative.expiration_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 23:25 UTC |
Balthaser KevinChief Financial Officer
|
Tax withholdingCommon Stock | 5,059 | $2.48 | $12,546.32 |
DisclosureSEC source: 0001415889-25-000623 · form4-01032025_060106.xml · nonDerivative · entry 6 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,926 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 23:25 UTC |
Balthaser KevinChief Financial Officer
|
Exercise / conversionCommon Stock | 13,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-000623 · form4-01032025_060106.xml · nonDerivative · entry 5 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 23:25 UTC |
Walker NealDirector · INTERIM CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 29,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000621 · form4-01032025_060101.xml · derivative · entry 7 Walker Neal · CIK 0001604457 · Director · INTERIM CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,184 Underlying: Common Stock · 29,149 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. F4 · derivative.expiration_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 23:25 UTC |
Walker NealDirector · INTERIM CEO
|
GrantRestricted Stock Units · Derivative | 88,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000621 · form4-01032025_060101.xml · derivative · entry 6 Walker Neal · CIK 0001604457 · Director · INTERIM CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,333 Underlying: Common Stock · 88,333 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. F4 · derivative.expiration_date: The shares underlying these restricted stock units vest as to 33% on January 2, 2025, 33% on January 2, 2026, and 34% on January 2, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 23:25 UTC |
Walker NealDirector · INTERIM CEO
|
Tax withholdingCommon Stock | 13,532 | $2.48 | $33,559.36 |
DisclosureSEC source: 0001415889-25-000621 · form4-01032025_060101.xml · nonDerivative · entry 4 Walker Neal · CIK 0001604457 · Director · INTERIM CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,454,810 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 23:25 UTC |
Walker NealDirector · INTERIM CEO
|
Exercise / conversionCommon Stock | 29,149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-000621 · form4-01032025_060101.xml · nonDerivative · entry 3 Walker Neal · CIK 0001604457 · Director · INTERIM CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,468,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 23:25 UTC |
Balthaser KevinChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000623 · form4-01032025_060106.xml · derivative · entry 8 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: On February 1, 2023, the Reporting Person was granted 30,000 restricted stock units. The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of January 1, 2023, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date. F4 · derivative.expiration_date: On February 1, 2023, the Reporting Person was granted 30,000 restricted stock units. The shares underlying these restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of January 1, 2023, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 23:25 UTC |
Balthaser KevinChief Financial Officer
|
Tax withholdingCommon Stock | 2,430 | $2.48 | $6,026.40 |
DisclosureSEC source: 0001415889-25-000623 · form4-01032025_060106.xml · nonDerivative · entry 4 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,785 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 23:25 UTC |
Balthaser KevinChief Financial Officer
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-000623 · form4-01032025_060106.xml · nonDerivative · entry 3 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 23:25 UTC |
Walker NealDirector · INTERIM CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000621 · form4-01032025_060101.xml · derivative · entry 5 Walker Neal · CIK 0001604457 · Director · INTERIM CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,867 Underlying: Common Stock · 9,467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. F3 · derivative.expiration_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 23:25 UTC |
Walker NealDirector · INTERIM CEO
|
Tax withholdingCommon Stock | 3,904 | $2.48 | $9,681.92 |
DisclosureSEC source: 0001415889-25-000621 · form4-01032025_060101.xml · nonDerivative · entry 2 Walker Neal · CIK 0001604457 · Director · INTERIM CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,439,193 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 23:25 UTC |
Walker NealDirector · INTERIM CEO
|
Exercise / conversionCommon Stock | 9,467 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-000621 · form4-01032025_060101.xml · nonDerivative · entry 1 Walker Neal · CIK 0001604457 · Director · INTERIM CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,443,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 18:25 UTC |
Monahan JosephChief Scientific Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 73,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000624 · form4-01032025_060109.xml · derivative · entry 6 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,750 Underlying: Common Stock · 73,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: 50% of the shares underlying these restricted stock units vested or will vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. F3 · derivative.expiration_date: 50% of the shares underlying these restricted stock units vested or will vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 18:25 UTC |
Monahan JosephChief Scientific Officer
|
Tax withholdingCommon Stock | 32,937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-000624 · form4-01032025_060109.xml · nonDerivative · entry 2 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,596 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 18:25 UTC |
Monahan JosephChief Scientific Officer
|
Exercise / conversionCommon Stock | 73,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-000624 · form4-01032025_060109.xml · nonDerivative · entry 1 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 18:25 UTC |
Loerop JamesChief Business Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 73,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000622 · form4-01032025_060104.xml · derivative · entry 5 Loerop James · CIK 0001781549 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,750 Underlying: Common Stock · 73,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: 50% of the shares underlying these restricted stock units vested or will vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. F3 · derivative.expiration_date: 50% of the shares underlying these restricted stock units vested or will vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 18:25 UTC |
Loerop JamesChief Business Officer
|
Tax withholdingCommon Stock | 32,089 | $2.48 | $79,580.72 |
DisclosureSEC source: 0001415889-25-000622 · form4-01032025_060104.xml · nonDerivative · entry 2 Loerop James · CIK 0001781549 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,678 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 18:25 UTC |
Loerop JamesChief Business Officer
|
Exercise / conversionCommon Stock | 73,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-000622 · form4-01032025_060104.xml · nonDerivative · entry 1 Loerop James · CIK 0001781549 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 23:25 UTC |
Balthaser KevinChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 73,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000623 · form4-01032025_060106.xml · derivative · entry 7 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,750 Underlying: Common Stock · 73,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: 50% of the shares underlying these restricted stock units vested or will vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. F3 · derivative.expiration_date: 50% of the shares underlying these restricted stock units vested or will vest on each of December 31, 2024 and December 31, 2025, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each such date. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 23:25 UTC |
Balthaser KevinChief Financial Officer
|
Tax withholdingCommon Stock | 30,732 | $2.48 | $76,215.36 |
DisclosureSEC source: 0001415889-25-000623 · form4-01032025_060106.xml · nonDerivative · entry 2 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,715 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 23:25 UTC |
Balthaser KevinChief Financial Officer
|
Exercise / conversionCommon Stock | 73,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-000623 · form4-01032025_060106.xml · nonDerivative · entry 1 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 16:15 UTC |
Monahan JosephChief Scientific Officer
|
GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029092 · form4-12122024_041201.xml · nonDerivative · entry 1 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,783 Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 21:15 UTC |
Walker NealDirector · INTERIM CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 118,840 | $0.00 Strike: $1.52 | $0.00 |
DisclosureSEC source: 0001415889-24-028466 · form4-12062024_041206.xml · derivative · entry 3 Walker Neal · CIK 0001604457 · Director · INTERIM CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 118,840 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 21:15 UTC |
Walker NealDirector · INTERIM CEO
|
Tax withholdingCommon Stock | 68,343 | $3.76 | $256,969.68 |
DisclosureSEC source: 0001415889-24-028466 · form4-12062024_041206.xml · nonDerivative · entry 2 Walker Neal · CIK 0001604457 · Director · INTERIM CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,433,630 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the exercise price and the Reporting Person's tax withholding obligations in connection with the option exercise described in this Form 4. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 21:15 UTC |
Walker NealDirector · INTERIM CEO
|
Exercise / conversionCommon Stock | 118,840 | $1.52 | $180,636.80 |
DisclosureSEC source: 0001415889-24-028466 · form4-12062024_041206.xml · nonDerivative · entry 1 Walker Neal · CIK 0001604457 · Director · INTERIM CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,501,973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 17:42 UTC |
Davis Hugh M.Director · President and COO
|
GrantRestricted Stock Units · Derivative | 107,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-028178 · form4-12032024_101234.xml · derivative · entry 2 Davis Hugh M. · CIK 0002045027 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,000 Underlying: Common Stock · 107,000 shares Expires 2034-12-01 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F1 · shares: The securities were granted pursuant to the Issuer's 2024 Inducement Plan (the "Plan") as a material inducement to the Reporting Person's acceptance of employment with the Issuer in accordance with Nasdaq Listing Rule 5635(c)(4). F4 · derivative.exercise_date: Four year vesting with 25% of the shares subject to the restricted stock units vesting on each of the first, second, third and fourth anniversaries of December 2, 2024 (in each case rounded down to the nearest whole share, except for the last vesting installment), subject to recipient's Continuous Service through each such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.