Last 12 months
Inside the activity.
0 purchase rows · 71 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 12 |
| Dec 2025 | 0 | 11 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 10 |
| Jul 2026 | 0 | 11 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2022 Filed Dec 14, 2022 00:46 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 643 | $9.29 | $5,973.47 |
DisclosureSEC source: 0001104659-22-126739 · tm2232643-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,139,847 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 21, 2022 Filed Nov 23, 2022 00:43 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 825 | $18.50 | $15,262.50 |
DisclosureSEC source: 0001104659-22-121388 · tm2231217-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 937,588 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:50 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 2,134 | $9.72 | $20,742.48 |
DisclosureSEC source: 0001104659-22-118810 · tm2230531-1_4.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,139,204 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 08, 2022 Filed Nov 9, 2022 02:31 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 1,704 | $9.70 | $16,528.80 |
DisclosureSEC source: 0001104659-22-116094 · tm2230095-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,137,070 F4 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $9.70 to $9.72 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 04, 2022 Filed Nov 9, 2022 02:31 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 643 | $18.50 | $11,895.50 |
DisclosureSEC source: 0001104659-22-116094 · tm2230095-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 936,763 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 21, 2022 Filed Oct 21, 2022 21:27 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 2,354 | $19.50 | $45,903.00 |
DisclosureSEC source: 0001104659-22-110686 · tm2228758-1_4.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 523,272 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 20, 2022 Filed Oct 21, 2022 21:27 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 598 | $19.65 | $11,750.70 |
DisclosureSEC source: 0001104659-22-110686 · tm2228758-1_4.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 520,918 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 19, 2022 Filed Oct 21, 2022 21:27 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 2,824 | $19.71 | $55,661.04 |
DisclosureSEC source: 0001104659-22-110686 · tm2228758-1_4.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 520,320 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 13, 2022 Filed Oct 17, 2022 23:50 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 1,694 | $19.90 | $33,710.60 |
DisclosureSEC source: 0001104659-22-109439 · tm2228417-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 517,496 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 12, 2022 Filed Oct 12, 2022 22:59 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 2,306 | $20.20 | $46,581.20 |
DisclosureSEC source: 0001104659-22-108175 · tm2228127-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 515,802 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 10, 2022 Filed Oct 12, 2022 22:59 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 787 | $19.00 | $14,953.00 |
DisclosureSEC source: 0001104659-22-108175 · tm2228127-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 936,120 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 22:33 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 463 | $8.15 | $3,773.45 |
DisclosureSEC source: 0001104659-22-105415 · tm2227351-1_4seq1.xml · nonDerivative · entry 4 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,135,366 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 22:33 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 1,766 | $19.10 | $33,730.60 |
DisclosureSEC source: 0001104659-22-105415 · tm2227351-1_4seq1.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 935,333 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 29, 2022 Filed Oct 3, 2022 22:33 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 2,194 | $21.00 | $46,074.00 |
DisclosureSEC source: 0001104659-22-105415 · tm2227351-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 513,496 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 29, 2022 Filed Oct 3, 2022 22:33 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 756 | $19.85 | $15,006.60 |
DisclosureSEC source: 0001104659-22-105415 · tm2227351-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 933,567 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 27, 2022 Filed Sep 28, 2022 22:32 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 2,112 | $8.57 | $18,099.84 |
DisclosureSEC source: 0001104659-22-103798 · tm2226878-1_4seq1.xml · nonDerivative · entry 6 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,134,903 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 27, 2022 Filed Sep 28, 2022 22:32 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 201 | $19.85 | $3,989.85 |
DisclosureSEC source: 0001104659-22-103798 · tm2226878-1_4seq1.xml · nonDerivative · entry 5 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 932,811 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 27, 2022 Filed Sep 28, 2022 22:32 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 4,590 | $21.05 | $96,619.50 |
DisclosureSEC source: 0001104659-22-103798 · tm2226878-1_4seq1.xml · nonDerivative · entry 4 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 511,302 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 22:32 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 2,755 | $8.72 | $24,023.60 |
DisclosureSEC source: 0001104659-22-103798 · tm2226878-1_4seq1.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,132,791 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 22:32 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 3,373 | $20.03 | $67,561.19 |
DisclosureSEC source: 0001104659-22-103798 · tm2226878-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 932,610 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 22:32 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 4,562 | $21.22 | $96,805.64 |
DisclosureSEC source: 0001104659-22-103798 · tm2226878-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 506,712 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 23, 2022 Filed Sep 24, 2022 00:40 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 864 | $20.19 | $17,444.16 |
DisclosureSEC source: 0001104659-22-102765 · tm2226329-2_4seq1.xml · nonDerivative · entry 8 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 929,237 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 23, 2022 Filed Sep 24, 2022 00:40 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 7,028 | $21.51 | $151,172.28 |
DisclosureSEC source: 0001104659-22-102765 · tm2226329-2_4seq1.xml · nonDerivative · entry 7 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 502,150 F4 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $21.46 to $21.51 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 23, 2022 Filed Sep 24, 2022 00:40 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 7,795 | $8.92 | $69,531.40 |
DisclosureSEC source: 0001104659-22-102765 · tm2226329-2_4seq1.xml · nonDerivative · entry 6 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,130,036 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 22, 2022 Filed Sep 24, 2022 00:40 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 29 | $9.15 | $265.35 |
DisclosureSEC source: 0001104659-22-102765 · tm2226329-2_4seq1.xml · nonDerivative · entry 5 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,122,241 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 22, 2022 Filed Sep 24, 2022 00:40 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 486 | $20.30 | $9,865.80 |
DisclosureSEC source: 0001104659-22-102765 · tm2226329-2_4seq1.xml · nonDerivative · entry 4 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 928,373 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 22, 2022 Filed Sep 24, 2022 00:40 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 6,801 | $21.96 | $149,349.96 |
DisclosureSEC source: 0001104659-22-102765 · tm2226329-2_4seq1.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 495,122 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 21, 2022 Filed Sep 24, 2022 00:40 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 2,105 | $21.99 | $46,288.95 |
DisclosureSEC source: 0001104659-22-102765 · tm2226329-2_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 488,321 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 21, 2022 Filed Sep 24, 2022 00:40 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 403 | $20.30 | $8,180.90 |
DisclosureSEC source: 0001104659-22-102765 · tm2226329-2_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 927,887 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 20, 2022 Filed Sep 21, 2022 00:17 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 839 | $20.30 | $17,031.70 |
DisclosureSEC source: 0001104659-22-101678 · tm2226329-1_4seq1.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 927,484 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 00:17 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 547 | $20.40 | $11,158.80 |
DisclosureSEC source: 0001104659-22-101678 · tm2226329-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 926,645 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 16, 2022 Filed Sep 21, 2022 00:17 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 23,415 | $9.31 | $217,993.65 |
DisclosureSEC source: 0001104659-22-101678 · tm2226329-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,122,212 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 00:25 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 11 | $9.33 | $102.63 |
DisclosureSEC source: 0001104659-22-100525 · tm2225257-3_4seq1.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,098,797 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 00:25 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 73 | $20.55 | $1,500.15 |
DisclosureSEC source: 0001104659-22-100525 · tm2225257-3_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 926,098 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 13, 2022 Filed Sep 16, 2022 00:25 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 3,109 | $20.70 | $64,356.30 |
DisclosureSEC source: 0001104659-22-100525 · tm2225257-3_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 926,025 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 00:32 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 266 | $20.76 | $5,522.16 |
DisclosureSEC source: 0001104659-22-098611 · tm2225257-2_4.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 922,916 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 06, 2022 Filed Sep 9, 2022 00:32 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 3,211 | $20.80 | $66,788.80 |
DisclosureSEC source: 0001104659-22-098611 · tm2225257-2_4.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 922,650 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 06, 2022 Filed Sep 9, 2022 00:32 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 731 | $21.95 | $16,045.45 |
DisclosureSEC source: 0001104659-22-098611 · tm2225257-2_4.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 486,216 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 20:21 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 59 | $20.80 | $1,227.20 |
DisclosureSEC source: 0001104659-22-097865 · tm2225257_4.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 919,439 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:21 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 7,970 | $22.00 | $175,340.00 |
DisclosureSEC source: 0001104659-22-097865 · tm2225257_4.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 485,485 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:21 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 335 | $20.95 | $7,018.25 |
DisclosureSEC source: 0001104659-22-097865 · tm2225257_4.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 919,330 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 24, 2022 Filed Aug 24, 2022 22:09 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 3,524 | $21.77 | $76,717.48 |
DisclosureSEC source: 0001104659-22-094091 · tm2224225-2_4.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 477,515 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 22:09 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 6,070 | $21.82 | $132,447.40 |
DisclosureSEC source: 0001104659-22-094091 · tm2224225-2_4.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 473,991 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 22:09 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 400 | $9.50 | $3,800.00 |
DisclosureSEC source: 0001104659-22-094091 · tm2224225-2_4.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,095,775 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 19, 2022 Filed Aug 19, 2022 22:47 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 77 | $21.80 | $1,678.60 |
DisclosureSEC source: 0001104659-22-093025 · tm2224225-1_4.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 467,921 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 22:47 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 27,549 | $21.95 | $604,700.55 |
DisclosureSEC source: 0001104659-22-093025 · tm2224225-1_4.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 467,844 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 22:47 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 1,653 | $22.11 | $36,547.83 |
DisclosureSEC source: 0001104659-22-093025 · tm2224225-1_4.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 440,295 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 12, 2022 Filed Aug 13, 2022 01:50 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 892 | $9.43 | $8,411.56 |
DisclosureSEC source: 0001104659-22-090308 · tm2223028-2_4.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,095,375 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 11, 2022 Filed Aug 13, 2022 01:50 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 771 | $9.38 | $7,231.98 |
DisclosureSEC source: 0001104659-22-090308 · tm2223028-2_4.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,094,483 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 20:35 UTC |
BRYANT DAVID JSVP, CFO & Treas.
|
Purchase7.875% Series D Cumulative Redeemable Preferred Stock | 1,000 | $22.05 | $22,050.00 |
DisclosureSEC source: 0001567619-22-015597 · doc1.xml · nonDerivative · entry 2 BRYANT DAVID J · CIK 0001203103 · SVP, CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.