Last 12 months
Inside the activity.
0 purchase rows · 71 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 12 |
| Dec 2025 | 0 | 11 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 10 |
| Jul 2026 | 0 | 11 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2023 Filed Sep 25, 2023 22:06 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 824 | $22.13 | $18,235.12 |
DisclosureSEC source: 0001104659-23-103586 · tm2326898-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 673,827 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $22.10 to $22.13 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 22:06 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 213 | $19.00 | $4,047.00 |
DisclosureSEC source: 0001104659-23-103586 · tm2326898-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,016,625 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 21:54 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 565 | $19.20 | $10,848.00 |
DisclosureSEC source: 0001104659-23-102440 · tm2326610-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,016,412 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 21:06 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 1,410 | $19.24 | $27,128.40 |
DisclosureSEC source: 0001104659-23-101264 · tm2326277-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,015,847 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 07, 2023 Filed Sep 8, 2023 21:34 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 734 | $22.19 | $16,287.46 |
DisclosureSEC source: 0001104659-23-099379 · tm2325814-1_4seq1.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 673,003 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $22.10 to $22.20 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 21:34 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 23 | $22.20 | $510.60 |
DisclosureSEC source: 0001104659-23-099379 · tm2325814-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 672,269 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 21:34 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 63 | $19.24 | $1,212.12 |
DisclosureSEC source: 0001104659-23-099379 · tm2325814-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,014,437 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 05, 2023 Filed Sep 5, 2023 22:19 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 100 | $22.20 | $2,220.00 |
DisclosureSEC source: 0001104659-23-098371 · tm2325549-1_4seq1.xml · nonDerivative · entry 4 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 672,246 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:19 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 396 | $22.25 | $8,811.00 |
DisclosureSEC source: 0001104659-23-098371 · tm2325549-1_4seq1.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 672,146 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 22:19 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 5,000 | $22.30 | $111,500.00 |
DisclosureSEC source: 0001104659-23-098371 · tm2325549-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 671,750 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 22:19 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 784 | $19.40 | $15,209.60 |
DisclosureSEC source: 0001104659-23-098371 · tm2325549-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,014,374 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 30, 2023 Filed Aug 30, 2023 22:23 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 1,410 | $19.50 | $27,495.00 |
DisclosureSEC source: 0001104659-23-096937 · tm2325204-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,013,590 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 28, 2023 Filed Aug 30, 2023 22:23 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 1,042 | $19.50 | $20,319.00 |
DisclosureSEC source: 0001104659-23-096937 · tm2325204-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,012,180 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:45 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 10,034 | $22.40 | $224,761.60 |
DisclosureSEC source: 0001104659-23-088436 · tm2323096-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 666,750 F4 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $22.33 to $22.40 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $22.33 to $22.40 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:40 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 2,717 | $16.88 | $45,862.96 |
DisclosureSEC source: 0001104659-23-065515 · tm2317188-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,011,138 F4 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $16.81 to $16.90 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $16.81 to $16.90 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 23, 2023 Filed May 24, 2023 00:02 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 662 | $16.95 | $11,220.90 |
DisclosureSEC source: 0001104659-23-063759 · tm2316289-2_4seq1.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,008,421 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 19, 2023 Filed May 24, 2023 00:02 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 81,226 | $19.80 | $1,608,274.80 |
DisclosureSEC source: 0001104659-23-063759 · tm2316289-2_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 656,716 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 19, 2023 Filed May 24, 2023 00:02 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 49,425 | $17.09 | $844,673.25 |
DisclosureSEC source: 0001104659-23-063759 · tm2316289-2_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,007,759 F4 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $17.05 to $17.10 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $17.05 to $17.10 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 18, 2023 Filed May 18, 2023 23:28 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 8,500 | $19.76 | $167,960.00 |
DisclosureSEC source: 0001104659-23-062351 · tm2316289-1_4seq1.xml · nonDerivative · entry 4 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 575,490 F6 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $19.75 to $19.78 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F6 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $19.75 to $19.78 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 18, 2023 Filed May 18, 2023 23:28 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 103 | $16.95 | $1,745.85 |
DisclosureSEC source: 0001104659-23-062351 · tm2316289-1_4seq1.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 958,334 F5 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $16.95 to $17.00 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $16.95 to $17.00 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 16, 2023 Filed May 18, 2023 23:28 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 557 | $19.70 | $10,972.90 |
DisclosureSEC source: 0001104659-23-062351 · tm2316289-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 566,990 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 16, 2023 Filed May 18, 2023 23:28 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 440 | $16.95 | $7,458.00 |
DisclosureSEC source: 0001104659-23-062351 · tm2316289-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 958,231 F4 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $16.90 to $16.95 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $16.90 to $16.95 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 15, 2023 Filed May 16, 2023 00:04 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 1,113 | $17.00 | $18,921.00 |
DisclosureSEC source: 0001104659-23-061036 · tm2315901-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 957,791 F5 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $16.97 to $17.05 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $16.97 to $17.05 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 11, 2023 Filed May 16, 2023 00:04 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 6,884 | $17.07 | $117,509.88 |
DisclosureSEC source: 0001104659-23-061036 · tm2315901-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 956,678 F4 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $16.96 to $17.15 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $16.96 to $17.15 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 09, 2023 Filed May 10, 2023 22:24 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 1,430 | $17.24 | $24,653.20 |
DisclosureSEC source: 0001104659-23-058590 · tm2315359-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 949,794 F4 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $17.20 to $17.25 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $17.20 to $17.25 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 08, 2023 Filed May 10, 2023 22:24 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 2,100 | $19.80 | $41,580.00 |
DisclosureSEC source: 0001104659-23-058590 · tm2315359-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 566,433 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 05, 2023 Filed May 5, 2023 23:10 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 423 | $19.80 | $8,375.40 |
DisclosureSEC source: 0001104659-23-056710 · tm2314940-1_4seq1.xml · nonDerivative · entry 5 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 564,333 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 05, 2023 Filed May 5, 2023 23:10 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 125 | $17.25 | $2,156.25 |
DisclosureSEC source: 0001104659-23-056710 · tm2314940-1_4seq1.xml · nonDerivative · entry 4 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 948,364 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 04, 2023 Filed May 5, 2023 23:10 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 23,426 | $19.85 | $465,006.10 |
DisclosureSEC source: 0001104659-23-056710 · tm2314940-1_4seq1.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 563,910 F6 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $19.80 to $19.90 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F6 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $19.80 to $19.90 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 04, 2023 Filed May 5, 2023 23:10 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 5,436 | $17.75 | $96,489.00 |
DisclosureSEC source: 0001104659-23-056710 · tm2314940-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 948,239 F5 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $17.68 to $17.90 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $17.68 to $17.90 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 03, 2023 Filed May 5, 2023 23:10 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 1,000 | $19.99 | $19,990.00 |
DisclosureSEC source: 0001104659-23-056710 · tm2314940-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 540,484 F4 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $19.90 to $20.00 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $19.90 to $20.00 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 27, 2023 Filed May 1, 2023 21:32 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 245 | $18.00 | $4,410.00 |
DisclosureSEC source: 0001104659-23-054576 · tm2314318-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 942,803 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 19, 2023 Filed Apr 20, 2023 01:14 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 133 | $18.00 | $2,394.00 |
DisclosureSEC source: 0001104659-23-047321 · tm2313285-1_4seq1.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 942,558 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 17, 2023 Filed Apr 20, 2023 01:14 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 587 | $18.00 | $10,566.00 |
DisclosureSEC source: 0001104659-23-047321 · tm2313285-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 942,425 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 17, 2023 Filed Apr 20, 2023 01:14 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 962 | $20.09 | $19,326.58 |
DisclosureSEC source: 0001104659-23-047321 · tm2313285-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 539,484 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 22:10 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 1,466 | $20.00 | $29,320.00 |
DisclosureSEC source: 0001104659-23-043690 · tm2312284-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 538,522 F4 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $19.95 to $20.01 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $19.95 to $20.01 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 24, 2023 Filed Mar 28, 2023 21:59 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 445 | $20.14 | $8,962.30 |
DisclosureSEC source: 0001104659-23-037823 · tm2310791-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 537,056 F4 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $20.06 to $20.18 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $20.06 to $20.18 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:31 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 512 | $17.80 | $9,113.60 |
DisclosureSEC source: 0001104659-23-001024 · tm231733-1_4seq1.xml · nonDerivative · entry 4 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 941,838 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:31 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 7,281 | $19.77 | $143,945.37 |
DisclosureSEC source: 0001104659-23-001024 · tm231733-1_4seq1.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 536,611 F6 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $19.70 to $19.77 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F6 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $19.70 to $19.77 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 23:31 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase7.875% Series D Preferred Stock | 3,738 | $17.96 | $67,134.48 |
DisclosureSEC source: 0001104659-23-001024 · tm231733-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 941,326 F5 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $17.85 to $18.08 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $17.85 to $18.08 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 23:31 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 6,025 | $19.98 | $120,379.50 |
DisclosureSEC source: 0001104659-23-001024 · tm231733-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 529,330 F4 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $19.84 to $20.17 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $19.84 to $20.17 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 23, 2022 Filed Dec 27, 2022 22:47 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 5,653 | $7.87 | $44,489.11 |
DisclosureSEC source: 0001104659-22-130238 · tm2233306-2_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,190,098 F5 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $7.71 to $8.11 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $7.71 to $8.11 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 22, 2022 Filed Dec 27, 2022 22:47 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 17,700 | $8.21 | $145,317.00 |
DisclosureSEC source: 0001104659-22-130238 · tm2233306-2_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,184,445 F4 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $7.24 to $8.80 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $7.24 to $8.80 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 02:03 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 6,500 | $8.96 | $58,240.00 |
DisclosureSEC source: 0001104659-22-129260 · tm2233306-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,166,745 F5 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $8.85 to $9.00 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $8.85 to $9.00 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 02:03 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 1,002 | $9.05 | $9,068.10 |
DisclosureSEC source: 0001104659-22-129260 · tm2233306-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,160,245 F4 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $9.04 to $9.05 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $9.04 to $9.05 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 01:44 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 979 | $9.07 | $8,879.53 |
DisclosureSEC source: 0001104659-22-128370 · tm2233087-1_4seq1.xml · nonDerivative · entry 4 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,159,243 F6 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $9.05 to $9.08 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F6 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $9.05 to $9.08 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 01:44 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
Purchase8.625% Series C Preferred Stock | 33 | $20.45 | $674.85 |
DisclosureSEC source: 0001104659-22-128370 · tm2233087-1_4seq1.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 523,305 F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 01:44 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 6,003 | $9.14 | $54,867.42 |
DisclosureSEC source: 0001104659-22-128370 · tm2233087-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,158,264 F5 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $9.05 to $9.15 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $9.05 to $9.15 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 15, 2022 Filed Dec 20, 2022 01:44 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 3,109 | $9.22 | $28,664.98 |
DisclosureSEC source: 0001104659-22-128370 · tm2233087-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,152,261 F4 · price: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $9.20 to $9.25 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The price reported reflects the weighted average purchase price per share. These securities were purchased in multiple transactions at prices ranging from $9.20 to $9.25 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 00:46 UTC |
Eagle Point Credit Management LLC10% owner
Eagle Point DIF GP I LLC10% owner
|
PurchaseCommon Stock, $0.001 par value | 9,305 | $9.31 | $86,629.55 |
DisclosureSEC source: 0001104659-22-126739 · tm2232643-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,149,152 F4 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $9.27 to $9.35 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · ownership.nature: The securities are directly held by certain private investment funds and/or certain accounts (the "Applicable Accounts") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC ("DIF GP") serves as general partner to certain Applicable Accounts. F2 · ownership.nature: EPCM and DIF GP could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. F3 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $9.27 to $9.35 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.