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AECOM

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307

Last 12 months

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3 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202610
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 18:00 UTC
Buss Brad WDirector
Exercise / conversionRestricted Stock Units · Derivative 2,297 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003961 · form4-03032023_060309.xml · derivative · entry 2

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 18:00 UTC
Buss Brad WDirector
Exercise / conversionCommon Stock 2,297 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003961 · form4-03032023_060309.xml · nonDerivative · entry 1

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 16:57 UTC
Poloni LaraPRESIDENT
SaleCommon Stock 500 $84.30 $42,150.00
Disclosure

SEC source: 0001415889-23-000783 · form4-01112023_040129.xml · nonDerivative · entry 3

Poloni Lara · CIK 0001723099 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,351

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.17 to $84.41. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022, and was made primarily to cover tax liability incurred from the vesting of shares.

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January 09, 2023 Filed Jan 11, 2023 16:57 UTC
Poloni LaraPRESIDENT
SaleCommon Stock 2,833 $83.66 $237,008.78
Disclosure

SEC source: 0001415889-23-000783 · form4-01112023_040129.xml · nonDerivative · entry 2

Poloni Lara · CIK 0001723099 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,851

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $83.04 to $84.02. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022, and was made primarily to cover tax liability incurred from the vesting of shares.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 16:57 UTC
Poloni LaraPRESIDENT
SaleCommon Stock 3,165 $82.41 $260,827.65
Disclosure

SEC source: 0001415889-23-000783 · form4-01112023_040129.xml · nonDerivative · entry 1

Poloni Lara · CIK 0001723099 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,684

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.03 to $82.87. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022, and was made primarily to cover tax liability incurred from the vesting of shares.

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January 05, 2023 Filed Jan 9, 2023 20:32 UTC
Battley ToddCHIEF STRATEGY OFFICER
SaleCommon Stock 2,800 $83.96 $235,088.00
Disclosure

SEC source: 0001415889-23-000664 · form4-01092023_080106.xml · nonDerivative · entry 1

Battley Todd · CIK 0001833258 · CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,295

F1 · price: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2022, and was made solely to cover tax liability incurred from the vesting of shares.

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December 22, 2022 Filed Aug 17, 2023 21:06 UTC
Rudd TroyDirector · CHIEF EXECUTIVE OFFICER
GiftCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012361 · form4-08172023_090836.xml · nonDerivative · entry 6

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 185,142

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:09 UTC
Rudd TroyDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionEmployee Stock Option · Derivative 106,196 Not disclosed Strike: $38.72 Not disclosed
Disclosure

SEC source: 0001415889-22-012774 · form4-12202022_121238.xml · derivative · entry 10

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,291

Underlying: Common Stock · 106,196 shares

Expires 2027-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents the exercise of a stock option that was exercisable in tranches subject to (A) Mr. Rudd's continued employment with the Issuer through the first, second, third, fourth and fifth anniversaries of the 8/15/2020 option grant date, and (B) the volume-weighted average prices of AECOM's common stock on the New York Stock Exchange during any consecutive 20 trading day period exceeding certain price hurdles. The exercise of the stock options reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.

F3 · derivative.exercise_date: Represents the exercise of a stock option that was exercisable in tranches subject to (A) Mr. Rudd's continued employment with the Issuer through the first, second, third, fourth and fifth anniversaries of the 8/15/2020 option grant date, and (B) the volume-weighted average prices of AECOM's common stock on the New York Stock Exchange during any consecutive 20 trading day period exceeding certain price hurdles. The exercise of the stock options reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:09 UTC
Rudd TroyDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Units · Derivative 23,224 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-012774 · form4-12202022_121238.xml · derivative · entry 9

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:09 UTC
Rudd TroyDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 14,776 $83.17 $1,228,919.92
Disclosure

SEC source: 0001415889-22-012774 · form4-12202022_121238.xml · nonDerivative · entry 6

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,237

F6 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.92 to $83.50 the majority of which were sold to satisfy the option exercise price and related taxes. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:09 UTC
Rudd TroyDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 124,532 $82.43 $10,265,172.76
Disclosure

SEC source: 0001415889-22-012774 · form4-12202022_121238.xml · nonDerivative · entry 5

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,013

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $81.92 to $82.91 the majority of which were sold to satisfy the option exercise price and related taxes. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:09 UTC
Rudd TroyDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 42,268 $82.77 $3,498,522.36
Disclosure

SEC source: 0001415889-22-012774 · form4-12202022_121238.xml · nonDerivative · entry 4

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,545

F4 · kind: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations in connection with the vesting of the restricted stock units and shares acquired under the Performance Earnings Program.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:09 UTC
Rudd TroyDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 106,196 $38.72 $4,111,909.12
Disclosure

SEC source: 0001415889-22-012774 · form4-12202022_121238.xml · nonDerivative · entry 3

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the exercise of a stock option that was exercisable in tranches subject to (A) Mr. Rudd's continued employment with the Issuer through the first, second, third, fourth and fifth anniversaries of the 8/15/2020 option grant date, and (B) the volume-weighted average prices of AECOM's common stock on the New York Stock Exchange during any consecutive 20 trading day period exceeding certain price hurdles. The exercise of the stock options reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:09 UTC
Rudd TroyDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 69,672 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012774 · form4-12202022_121238.xml · nonDerivative · entry 2

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,617

F2 · kind: Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2016 Stock Incentive Plan.

F2 · price: Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2016 Stock Incentive Plan.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:09 UTC
Rudd TroyDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 23,224 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012774 · form4-12202022_121238.xml · nonDerivative · entry 1

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:07 UTC
Poloni LaraPRESIDENT
Exercise / conversionRestricted Stock Units · Derivative 9,290 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-012773 · form4-12202022_121209.xml · derivative · entry 5

Poloni Lara · CIK 0001723099 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:07 UTC
Poloni LaraPRESIDENT
Tax withholdingCommon Stock 34,608 $82.77 $2,864,504.16
Disclosure

SEC source: 0001415889-22-012773 · form4-12202022_121209.xml · nonDerivative · entry 3

Poloni Lara · CIK 0001723099 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,849

F3 · kind: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations in connection with the vesting of the restricted stock units and shares acquired under the Performance Earnings Program.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:07 UTC
Poloni LaraPRESIDENT
GrantCommon Stock 57,870 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012773 · form4-12202022_121209.xml · nonDerivative · entry 2

Poloni Lara · CIK 0001723099 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,457

F2 · kind: Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2016 Stock Incentive Plan.

F2 · price: Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2016 Stock Incentive Plan.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:07 UTC
Poloni LaraPRESIDENT
Exercise / conversionCommon Stock 9,290 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012773 · form4-12202022_121209.xml · nonDerivative · entry 1

Poloni Lara · CIK 0001723099 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:02 UTC
Battley ToddCHIEF STRATEGY OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,323 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-012770 · form4-12202022_121243.xml · derivative · entry 4

Battley Todd · CIK 0001833258 · CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 3 filed on November 23, 2020 reported a grant date of December 17, 2019, in error.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 3 filed on November 23, 2020 reported a grant date of December 17, 2019, in error.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 3 filed on November 23, 2020 reported a grant date of December 17, 2019, in error.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 3 filed on November 23, 2020 reported a grant date of December 17, 2019, in error.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:02 UTC
Battley ToddCHIEF STRATEGY OFFICER
GrantCommon Stock 4,646 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012770 · form4-12202022_121243.xml · nonDerivative · entry 2

Battley Todd · CIK 0001833258 · CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,095

F2 · kind: Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2016 Stock Incentive Plan.

F2 · price: Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2016 Stock Incentive Plan.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:02 UTC
Battley ToddCHIEF STRATEGY OFFICER
Exercise / conversionCommon Stock 2,323 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012770 · form4-12202022_121243.xml · nonDerivative · entry 1

Battley Todd · CIK 0001833258 · CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 3 filed on November 23, 2020 reported a grant date of December 17, 2019, in error.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 3 filed on November 23, 2020 reported a grant date of December 17, 2019, in error.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:05 UTC
Kapoor GauravCHIEF FINANCIAL OFFICER (PAO)
Exercise / conversionRestricted Stock Units · Derivative 6,968 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-012772 · form4-12202022_121230.xml · derivative · entry 5

Kapoor Gaurav · CIK 0001693758 · CHIEF FINANCIAL OFFICER (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:05 UTC
Kapoor GauravCHIEF FINANCIAL OFFICER (PAO)
Tax withholdingCommon Stock 10,797 $82.77 $893,667.69
Disclosure

SEC source: 0001415889-22-012772 · form4-12202022_121230.xml · nonDerivative · entry 3

Kapoor Gaurav · CIK 0001693758 · CHIEF FINANCIAL OFFICER (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,400

F3 · kind: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations in connection with the vesting of the restricted stock units and shares acquired under the Performance Earnings Program.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:05 UTC
Kapoor GauravCHIEF FINANCIAL OFFICER (PAO)
GrantCommon Stock 13,936 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012772 · form4-12202022_121230.xml · nonDerivative · entry 2

Kapoor Gaurav · CIK 0001693758 · CHIEF FINANCIAL OFFICER (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,197

F2 · kind: Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2016 Stock Incentive Plan.

F2 · price: Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2016 Stock Incentive Plan.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:05 UTC
Kapoor GauravCHIEF FINANCIAL OFFICER (PAO)
Exercise / conversionCommon Stock 6,968 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012772 · form4-12202022_121230.xml · nonDerivative · entry 1

Kapoor Gaurav · CIK 0001693758 · CHIEF FINANCIAL OFFICER (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:04 UTC
Gan David Y.CHIEF LEGAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 6,503 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-012771 · form4-12202022_121212.xml · derivative · entry 6

Gan David Y. · CIK 0001805823 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:04 UTC
Gan David Y.CHIEF LEGAL OFFICER
Tax withholdingCommon Stock 13,435 $82.77 $1,112,014.95
Disclosure

SEC source: 0001415889-22-012771 · form4-12202022_121212.xml · nonDerivative · entry 3

Gan David Y. · CIK 0001805823 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,278

F3 · kind: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations in connection with the vesting of the restricted stock units and shares acquired under the Performance Earnings Program.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:04 UTC
Gan David Y.CHIEF LEGAL OFFICER
GrantCommon Stock 19,508 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012771 · form4-12202022_121212.xml · nonDerivative · entry 2

Gan David Y. · CIK 0001805823 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,713

F2 · kind: Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2016 Stock Incentive Plan.

F2 · price: Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2016 Stock Incentive Plan.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:04 UTC
Gan David Y.CHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 6,503 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012771 · form4-12202022_121212.xml · nonDerivative · entry 1

Gan David Y. · CIK 0001805823 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:01 UTC
Adams Shirley ACHIEF HUMAN RESOURCES OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,323 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-012769 · form4-12202022_121253.xml · derivative · entry 5

Adams Shirley A · CIK 0001832654 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 3 filed on November 23, 2020 reported a grant date of December 17, 2019, in error.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 3 filed on November 23, 2020 reported a grant date of December 17, 2019, in error.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 3 filed on November 23, 2020 reported a grant date of December 17, 2019, in error.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 3 filed on November 23, 2020 reported a grant date of December 17, 2019, in error.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:01 UTC
Adams Shirley ACHIEF HUMAN RESOURCES OFFICER
Tax withholdingCommon Stock 3,276 $82.77 $271,154.52
Disclosure

SEC source: 0001415889-22-012769 · form4-12202022_121253.xml · nonDerivative · entry 3

Adams Shirley A · CIK 0001832654 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,750

F3 · kind: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations in connection with the vesting of the restricted stock units and shares acquired under the Performance Earnings Program.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:01 UTC
Adams Shirley ACHIEF HUMAN RESOURCES OFFICER
GrantCommon Stock 4,646 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012769 · form4-12202022_121253.xml · nonDerivative · entry 2

Adams Shirley A · CIK 0001832654 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,026

F2 · kind: Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2016 Stock Incentive Plan.

F2 · price: Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2016 Stock Incentive Plan.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 00:01 UTC
Adams Shirley ACHIEF HUMAN RESOURCES OFFICER
Exercise / conversionCommon Stock 2,323 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012769 · form4-12202022_121253.xml · nonDerivative · entry 1

Adams Shirley A · CIK 0001832654 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 3 filed on November 23, 2020 reported a grant date of December 17, 2019, in error.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 3 filed on November 23, 2020 reported a grant date of December 17, 2019, in error.

Read SEC document
December 15, 2022 Filed Dec 20, 2022 00:09 UTC
Rudd TroyDirector · CHIEF EXECUTIVE OFFICER
GrantRestricted Stock Units · Derivative 36,812 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012774 · form4-12202022_121238.xml · derivative · entry 8

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,812

Underlying: Common Stock · 36,812 shares

Expires not disclosed

F7 · derivative.exercise_price: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

F7 · derivative.exercise_date: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

F7 · derivative.expiration_date: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

Read SEC document
December 15, 2022 Filed Dec 20, 2022 00:07 UTC
Poloni LaraPRESIDENT
GrantRestricted Stock Units · Derivative 10,040 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012773 · form4-12202022_121209.xml · derivative · entry 4

Poloni Lara · CIK 0001723099 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,040

Underlying: Common Stock · 10,040 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

F4 · derivative.exercise_date: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

F4 · derivative.expiration_date: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

Read SEC document
December 15, 2022 Filed Dec 20, 2022 00:02 UTC
Battley ToddCHIEF STRATEGY OFFICER
GrantRestricted Stock Units · Derivative 4,303 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012770 · form4-12202022_121243.xml · derivative · entry 3

Battley Todd · CIK 0001833258 · CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,303

Underlying: Common Stock · 4,303 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

F3 · derivative.exercise_date: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

F3 · derivative.expiration_date: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

Read SEC document
December 15, 2022 Filed Dec 20, 2022 00:05 UTC
Kapoor GauravCHIEF FINANCIAL OFFICER (PAO)
GrantRestricted Stock Units · Derivative 9,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-012772 · form4-12202022_121230.xml · derivative · entry 4

Kapoor Gaurav · CIK 0001693758 · CHIEF FINANCIAL OFFICER (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,562

Underlying: Common Stock · 9,562 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

F4 · price: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

F4 · derivative.exercise_date: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

F4 · derivative.expiration_date: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

Read SEC document
December 15, 2022 Filed Dec 20, 2022 00:04 UTC
Gan David Y.CHIEF LEGAL OFFICER
GrantRestricted Stock Units · Derivative 5,976 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012771 · form4-12202022_121212.xml · derivative · entry 5

Gan David Y. · CIK 0001805823 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,976

Underlying: Common Stock · 5,976 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

F4 · derivative.exercise_date: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

F4 · derivative.expiration_date: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

Read SEC document
December 15, 2022 Filed Dec 20, 2022 00:01 UTC
Adams Shirley ACHIEF HUMAN RESOURCES OFFICER
GrantRestricted Stock Units · Derivative 4,303 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012769 · form4-12202022_121253.xml · derivative · entry 4

Adams Shirley A · CIK 0001832654 · CHIEF HUMAN RESOURCES OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,303

Underlying: Common Stock · 4,303 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

F4 · derivative.exercise_date: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

F4 · derivative.expiration_date: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2025, subject to continued service through the vesting date.

Read SEC document
December 05, 2022 Filed Mar 3, 2023 18:05 UTC GiftCommon Stock 5,624 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003966 · form4-03032023_060338.xml · nonDerivative · entry 1

Stotlar Douglas · CIK 0001311702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,908

Read SEC document
October 03, 2022 Filed Oct 4, 2022 15:58 UTC
Pipes KristyDirector
GrantRestricted Stock Units · Derivative 1,170 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010161 · form4-10042022_081013.xml · derivative · entry 1

Pipes Kristy · CIK 0001783568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170

Underlying: Common Stock · 1,170 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:12 UTC
Buss Brad WDirector
GrantRestricted Stock Units · Derivative 2,297 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002365 · form4-03032022_020322.xml · derivative · entry 1

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,297

Underlying: Common Stock · 2,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:22 UTC GrantRestricted Stock Units · Derivative 2,297 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002378 · form4-03032022_020317.xml · derivative · entry 1

Wolfenbarger Janet Carol · CIK 0001649372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,297

Underlying: Common Stock · 2,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:21 UTC GrantRestricted Stock Units · Derivative 2,297 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002377 · form4-03032022_020339.xml · derivative · entry 1

van 't Noordende Alexander M · CIK 0001374790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,297

Underlying: Common Stock · 2,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:19 UTC GrantRestricted Stock Units · Derivative 2,297 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002376 · form4-03032022_020305.xml · derivative · entry 1

Tishman Daniel R. · CIK 0001496472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,297

Underlying: Common Stock · 2,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:18 UTC GrantRestricted Stock Units · Derivative 2,297 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002375 · form4-03032022_020337.xml · derivative · entry 1

Stotlar Douglas · CIK 0001311702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,297

Underlying: Common Stock · 2,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:16 UTC GrantRestricted Stock Units · Derivative 2,297 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002374 · form4-03032022_020302.xml · derivative · entry 1

Schmitz Clarence T · CIK 0001367604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,297

Underlying: Common Stock · 2,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:15 UTC GrantRestricted Stock Units · Derivative 2,297 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002372 · form4-03032022_020307.xml · derivative · entry 1

KENNARD LYDIA H · CIK 0001223115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,297

Underlying: Common Stock · 2,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:13 UTC GrantRestricted Stock Units · Derivative 2,297 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002370 · form4-03032022_020303.xml · derivative · entry 1

CREEL DIANE C · CIK 0000904698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,297

Underlying: Common Stock · 2,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of March 1, 2023, or the date of the Issuer's 2023 Annual Meeting of Stockholders.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.