ACM

SEC source: 0001415889-23-016630 · form4-12182023_101225.xml · nonDerivative · entry 3

Poloni Lara · CIK 0001723099 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,983

F3 · kind: Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2020 Stock Incentive Plan.

SEC source: 0001415889-23-016630 · form4-12182023_101225.xml · nonDerivative · entry 2

Poloni Lara · CIK 0001723099 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,190

F2 · security: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2026, subject to continued service through the vesting date.

SEC source: 0001415889-23-016627 · form4-12182023_101200.xml · derivative · entry 5

Kapoor Gaurav · CIK 0001693758 · CHIEF FINANCIAL OFFICER (PAO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 15, 2020, and vested in full on December 15, 2023.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 15, 2020, and vested in full on December 15, 2023.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 15, 2020, and vested in full on December 15, 2023.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 15, 2020, and vested in full on December 15, 2023.

SEC source: 0001415889-23-016627 · form4-12182023_101200.xml · nonDerivative · entry 4

Kapoor Gaurav · CIK 0001693758 · CHIEF FINANCIAL OFFICER (PAO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,628

F4 · kind: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations in connection with the vesting of the restricted stock units and shares acquired under the Performance Earnings Program.

SEC source: 0001415889-23-016627 · form4-12182023_101200.xml · nonDerivative · entry 3

Kapoor Gaurav · CIK 0001693758 · CHIEF FINANCIAL OFFICER (PAO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,560

F3 · kind: Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2020 Stock Incentive Plan.

SEC source: 0001415889-23-016627 · form4-12182023_101200.xml · nonDerivative · entry 2

Kapoor Gaurav · CIK 0001693758 · CHIEF FINANCIAL OFFICER (PAO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,832

F2 · security: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2026, subject to continued service through the vesting date.

SEC source: 0001415889-23-016627 · form4-12182023_101200.xml · nonDerivative · entry 1

Kapoor Gaurav · CIK 0001693758 · CHIEF FINANCIAL OFFICER (PAO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 15, 2020, and vested in full on December 15, 2023.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 15, 2020, and vested in full on December 15, 2023.

SEC source: 0001415889-23-016624 · form4-12182023_101236.xml · derivative · entry 6

Gan David Y. · CIK 0001805823 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 15, 2020, and vested in full on December 15, 2023.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 15, 2020, and vested in full on December 15, 2023.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 15, 2020, and vested in full on December 15, 2023.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 15, 2020, and vested in full on December 15, 2023.

SEC source: 0001415889-23-016624 · form4-12182023_101236.xml · nonDerivative · entry 4

Gan David Y. · CIK 0001805823 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,134

F4 · kind: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations in connection with the vesting of the restricted stock units and shares acquired under the Performance Earnings Program.

SEC source: 0001415889-23-016624 · form4-12182023_101236.xml · nonDerivative · entry 3

Gan David Y. · CIK 0001805823 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,000

F3 · kind: Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2020 Stock Incentive Plan.

SEC source: 0001415889-23-016624 · form4-12182023_101236.xml · nonDerivative · entry 2

Gan David Y. · CIK 0001805823 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,537

F2 · security: Represents annual grant of restricted stock units. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Stock Incentive Plan. The restricted stock units vest in full on December 15, 2026, subject to continued service through the vesting date.

SEC source: 0001415889-23-016624 · form4-12182023_101236.xml · nonDerivative · entry 1

Gan David Y. · CIK 0001805823 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 15, 2020, and vested in full on December 15, 2023.

F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 15, 2020, and vested in full on December 15, 2023.

SEC source: 0001415889-23-016635 · form4-12182023_101246.xml · nonDerivative · entry 1

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 184,502

SEC source: 0001415889-23-016630 · form4-12182023_101225.xml · nonDerivative · entry 1

Poloni Lara · CIK 0001723099 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,752

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $92.50 to $92.52. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sale reported on this Form 4 was made primarily to cover tax liability incurred from the vesting of shares.

SEC source: 0001415889-23-015304 · form4-11202023_091118.xml · nonDerivative · entry 1

KERR DEREK J · CIK 0001249565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642

F1 · security: Represents restricted stock units, which vest on the earlier of March 31, 2024, or the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0001415889-23-015302 · form4-11202023_091114.xml · nonDerivative · entry 1

Stotlar Douglas · CIK 0001311702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,818

SEC source: 0001415889-23-012362 · form4-08172023_090816.xml · derivative · entry 3

Poloni Lara · CIK 0001723099 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On August 15, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On August 15, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On August 15, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On August 15, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-012362 · form4-08172023_090816.xml · nonDerivative · entry 2

Poloni Lara · CIK 0001723099 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,444

F2 · kind: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations in connection with the vesting of the restricted stock units.

SEC source: 0001415889-23-012362 · form4-08172023_090816.xml · nonDerivative · entry 1

Poloni Lara · CIK 0001723099 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On August 15, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On August 15, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-012361 · form4-08172023_090836.xml · derivative · entry 9

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,194

Underlying: Common Stock · 53,097 shares

Expires 2027-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the exercise of a stock option that was exercisable in equal tranches subject to (A) Mr. Rudd's continued employment with the Issuer through the first, second, third, fourth and fifth anniversaries of the 8/15/2020 option grant date, and (B) the volume-weighted average prices of AECOM's common stock on the New York Stock Exchange during any consecutive 20 trading day period exceeding certain price hurdles. The exercise of the stock options reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2023.

F2 · derivative.exercise_date: Represents the exercise of a stock option that was exercisable in equal tranches subject to (A) Mr. Rudd's continued employment with the Issuer through the first, second, third, fourth and fifth anniversaries of the 8/15/2020 option grant date, and (B) the volume-weighted average prices of AECOM's common stock on the New York Stock Exchange during any consecutive 20 trading day period exceeding certain price hurdles. The exercise of the stock options reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2023.

SEC source: 0001415889-23-012361 · form4-08172023_090836.xml · derivative · entry 8

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On August 15, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On August 15, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On August 15, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On August 15, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-012361 · form4-08172023_090836.xml · nonDerivative · entry 5

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 185,942

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $88.74 to $89.42 the majority of which were sold to satisfy the option exercise price and related taxes. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2023.

SEC source: 0001415889-23-012361 · form4-08172023_090836.xml · nonDerivative · entry 4

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 199,247

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.74 to $88.73 the majority of which were sold to satisfy the option exercise price and related taxes. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2023.

SEC source: 0001415889-23-012361 · form4-08172023_090836.xml · nonDerivative · entry 3

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 264,039

F3 · kind: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations in connection with the vesting of the restricted stock units.

SEC source: 0001415889-23-012361 · form4-08172023_090836.xml · nonDerivative · entry 2

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 285,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the exercise of a stock option that was exercisable in equal tranches subject to (A) Mr. Rudd's continued employment with the Issuer through the first, second, third, fourth and fifth anniversaries of the 8/15/2020 option grant date, and (B) the volume-weighted average prices of AECOM's common stock on the New York Stock Exchange during any consecutive 20 trading day period exceeding certain price hurdles. The exercise of the stock options reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2023.

SEC source: 0001415889-23-012361 · form4-08172023_090836.xml · nonDerivative · entry 1

Rudd Troy · CIK 0001653811 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 232,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On August 15, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On August 15, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-006004 · form4-04042023_080408.xml · nonDerivative · entry 1

Wolfenbarger Janet Carol · CIK 0001649372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,356

F1 · security: Represents restricted stock units, which vest on the earlier of March 31, 2024, or the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0001415889-23-006003 · form4-04042023_080447.xml · nonDerivative · entry 1

van 't Noordende Alexander M · CIK 0001374790 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,212

F1 · security: Represents restricted stock units, which vest on the earlier of March 31, 2024, or the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0001415889-23-006002 · form4-04042023_080442.xml · nonDerivative · entry 1

Tishman Daniel R. · CIK 0001496472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,146

F1 · security: Represents restricted stock units, which vest on the earlier of March 31, 2024, or the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0001415889-23-005999 · form4-04042023_080405.xml · nonDerivative · entry 1

Stotlar Douglas · CIK 0001311702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,459

F1 · security: Represents restricted stock units, which vest on the earlier of March 31, 2024, or the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0001415889-23-005997 · form4-04042023_080433.xml · nonDerivative · entry 1

Pipes Kristy · CIK 0001783568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,157

F1 · security: Represents restricted stock units, which vest on the earlier of March 31, 2024, or the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0001415889-23-005994 · form4-04042023_080427.xml · nonDerivative · entry 1

KENNARD LYDIA H · CIK 0001223115 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,144

F1 · security: Represents restricted stock units, which vest on the earlier of March 31, 2024, or the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0001415889-23-005992 · form4-04042023_080445.xml · nonDerivative · entry 1

Buss Brad W · CIK 0001336664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,047

F1 · security: Represents restricted stock units, which vest on the earlier of March 31, 2024, or the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0001415889-23-004950 · form4-03152023_080336.xml · nonDerivative · entry 1

Tishman Daniel R. · CIK 0001496472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,159

F1 · price: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2023.

SEC source: 0001415889-23-003969 · form4-03032023_060312.xml · derivative · entry 2

Wolfenbarger Janet Carol · CIK 0001649372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-003969 · form4-03032023_060312.xml · nonDerivative · entry 1

Wolfenbarger Janet Carol · CIK 0001649372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-003968 · form4-03032023_060324.xml · derivative · entry 2

van 't Noordende Alexander M · CIK 0001374790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-003968 · form4-03032023_060324.xml · nonDerivative · entry 1

van 't Noordende Alexander M · CIK 0001374790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-003967 · form4-03032023_060330.xml · derivative · entry 3

Tishman Daniel R. · CIK 0001496472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-003967 · form4-03032023_060330.xml · nonDerivative · entry 1

Tishman Daniel R. · CIK 0001496472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-003966 · form4-03032023_060338.xml · derivative · entry 3

Stotlar Douglas · CIK 0001311702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-003966 · form4-03032023_060338.xml · nonDerivative · entry 2

Stotlar Douglas · CIK 0001311702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-003965 · form4-03032023_060338.xml · derivative · entry 2

Pipes Kristy · CIK 0001783568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-003965 · form4-03032023_060338.xml · nonDerivative · entry 1

Pipes Kristy · CIK 0001783568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-003964 · form4-03032023_060321.xml · derivative · entry 2

KENNARD LYDIA H · CIK 0001223115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-003964 · form4-03032023_060321.xml · nonDerivative · entry 1

KENNARD LYDIA H · CIK 0001223115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-003963 · form4-03032023_060328.xml · derivative · entry 2

CREEL DIANE C · CIK 0000904698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-003963 · form4-03032023_060328.xml · nonDerivative · entry 1

CREEL DIANE C · CIK 0000904698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-003962 · form4-03032023_060332.xml · derivative · entry 2

CARD ROBERT G · CIK 0001123390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.

SEC source: 0001415889-23-003962 · form4-03032023_060332.xml · nonDerivative · entry 1

CARD ROBERT G · CIK 0001123390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On March 1, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.