Last 12 months
Inside the activity.
10 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 8 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 1 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 23, 2023 Filed Apr 24, 2023 20:18 UTC |
Griffith ChristopherChief Operating Officer
|
Exercise / conversionDividend Equivalent Units · Derivative | 119 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-23-000044 · wf-form4_168236750233995.xml · derivative · entry 3 Griffith Christopher · CIK 0001777165 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249 Underlying: Common Stock · 119 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| April 23, 2023 Filed Apr 24, 2023 20:18 UTC |
Griffith ChristopherChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-23-000044 · wf-form4_168236750233995.xml · derivative · entry 2 Griffith Christopher · CIK 0001777165 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,981 Underlying: Common Stock · 2,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: On April 23, 2021, the reporting person was granted 6,088 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. F2 · derivative.expiration_date: On April 23, 2021, the reporting person was granted 6,088 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. Read SEC document |
| April 23, 2023 Filed Apr 24, 2023 20:18 UTC |
Griffith ChristopherChief Operating Officer
|
Exercise / conversionCommon Stock | 2,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-23-000044 · wf-form4_168236750233995.xml · nonDerivative · entry 1 Griffith Christopher · CIK 0001777165 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2022 Filed Dec 29, 2022 21:08 UTC |
DAVIS KERN MICHAELDirector
|
PurchaseCommon Stock | 26 | $0.80 | $20.80 |
DisclosureSEC source: 0001401521-22-000165 · wf-form4_167234812167309.xml · nonDerivative · entry 1 DAVIS KERN MICHAEL · CIK 0001512964 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,644 Read SEC document |
| December 28, 2022 Filed Dec 29, 2022 21:09 UTC |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 944 | $0.80 | $755.11 |
DisclosureSEC source: 0001401521-22-000166 · wf-form4_167234814257565.xml · nonDerivative · entry 1 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 568,944 F1 · ownership.nature: Shares held by Reporting Person indirectly through SEM Minerals, LP, a limited partnership whose General Partner is SEM Minerals, Inc., of which Reporting Person is the Chairman and President. Read SEC document |
| December 22, 2022 Filed Dec 22, 2022 21:08 UTC |
Griffith ChristopherChief Operating Officer
|
PurchaseCommon Stock | 25,000 | $0.97 | $24,155.00 |
DisclosureSEC source: 0001401521-22-000158 · wf-form4_167174326275335.xml · nonDerivative · entry 1 Griffith Christopher · CIK 0001777165 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,662 Read SEC document |
| December 21, 2022 Filed Dec 29, 2022 21:16 UTC |
Whittemore Kent GDirector
|
PurchaseCommon Stock | 10,000 | $0.72 | $7,184.00 |
DisclosureSEC source: 0001401521-22-000169 · wf-form4_167234857166818.xml · nonDerivative · entry 2 Whittemore Kent G · CIK 0001446342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,267 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: Shares held jointly with reporting person's spouse. Read SEC document |
| December 21, 2022 Filed Dec 29, 2022 21:16 UTC |
Whittemore Kent GDirector
|
PurchaseCommon Stock | 10,000 | $0.72 | $7,169.00 |
DisclosureSEC source: 0001401521-22-000169 · wf-form4_167234857166818.xml · nonDerivative · entry 1 Whittemore Kent G · CIK 0001446342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,267 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: Shares held jointly with reporting person's spouse. Read SEC document |
| December 19, 2022 Filed Dec 19, 2022 21:44 UTC |
MARTZ BRADPresident & CFO
|
PurchaseCommon Stock | 20,000 | $0.53 | $10,696.00 |
DisclosureSEC source: 0001401521-22-000149 · wf-form4_167148617086172.xml · nonDerivative · entry 2 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,923 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.53 to $0.5353 per share. The Reporting Person undertakes to provide tothe Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within therange set forth in this footnote. F1 · ownership.direct: Held in the name of Bennett B. Martz IRA Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 21:24 UTC |
HOOD III WILLIAM H.Director
|
PurchaseCommon Stock | 47,517 | $0.53 | $25,250.53 |
DisclosureSEC source: 0001401521-22-000156 · wf-form4_167165787047683.xml · nonDerivative · entry 1 HOOD III WILLIAM H. · CIK 0001513146 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 178,137 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.51 to $0.541 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Reporting Person indirectly through BBA Investment Holdings LLC. Reporting person has voting and investment power over these securities. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 21:44 UTC |
Griffith ChristopherChief Operating Officer
|
PurchaseCommon Stock | 20,000 | $0.57 | $11,340.00 |
DisclosureSEC source: 0001401521-22-000150 · wf-form4_167148624691134.xml · nonDerivative · entry 1 Griffith Christopher · CIK 0001777165 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,662 Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 21:47 UTC |
HOOD III WILLIAM H.Director
|
PurchaseCommon Stock | 25,695 | $0.54 | $13,813.63 |
DisclosureSEC source: 0001401521-22-000152 · wf-form4_167148637377165.xml · nonDerivative · entry 3 HOOD III WILLIAM H. · CIK 0001513146 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 130,620 F4 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5094 to $0.55 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Reporting Person indirectly through BBA Investment Holdings LLC. Reporting person has voting and investment power over these securities. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 21:46 UTC |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 85,000 | $0.50 | $42,500.00 |
DisclosureSEC source: 0001401521-22-000151 · wf-form4_167148627713963.xml · nonDerivative · entry 4 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 21:46 UTC |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 6,000 | $0.50 | $3,000.00 |
DisclosureSEC source: 0001401521-22-000151 · wf-form4_167148627713963.xml · nonDerivative · entry 3 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Beneficial Ownership, Held by Spouse Disclosed balance after: 108,000 Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 21:44 UTC |
MARTZ BRADPresident & CFO
|
PurchaseCommon Stock | 20,000 | $0.52 | $10,400.00 |
DisclosureSEC source: 0001401521-22-000149 · wf-form4_167148617086172.xml · nonDerivative · entry 1 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,923 F1 · ownership.direct: Held in the name of Bennett B. Martz IRA Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 21:29 UTC Amendment |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 85,000 | $0.50 | $42,500.00 |
DisclosureSEC source: 0001401521-22-000154 · wf-form4a_167157173577219.xml · nonDerivative · entry 4 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 21:29 UTC Amendment |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 38,000 | $0.50 | $19,000.00 |
DisclosureSEC source: 0001401521-22-000154 · wf-form4a_167157173577219.xml · nonDerivative · entry 3 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Beneficial Ownership, Held by Spouse Disclosed balance after: 140,000 F1 · shares: Amended to correct amount of securities purchased. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:30 UTC |
HUDSON SHERRILL WDirector
|
SaleCommon Stock | 35,000 | $0.52 | $18,200.00 |
DisclosureSEC source: 0001401521-22-000144 · wf-form4_167122619386362.xml · nonDerivative · entry 1 HUDSON SHERRILL W · CIK 0001208993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,403 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:47 UTC |
HOOD III WILLIAM H.Director
|
PurchaseCommon Stock | 35,167 | $0.53 | $18,712.36 |
DisclosureSEC source: 0001401521-22-000152 · wf-form4_167148637377165.xml · nonDerivative · entry 2 HOOD III WILLIAM H. · CIK 0001513146 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 104,925 F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.507 to $0.55 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Reporting Person indirectly through BBA Investment Holdings LLC. Reporting person has voting and investment power over these securities. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:46 UTC |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 32,000 | $0.49 | $15,680.00 |
DisclosureSEC source: 0001401521-22-000151 · wf-form4_167148627713963.xml · nonDerivative · entry 2 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Beneficial Ownership, Held by Spouse Disclosed balance after: 102,000 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:46 UTC |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 18,000 | $0.50 | $9,000.00 |
DisclosureSEC source: 0001401521-22-000151 · wf-form4_167148627713963.xml · nonDerivative · entry 1 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Beneficial Ownership, Held by Dependent Grandchild Disclosed balance after: 36,000 Read SEC document |
| December 15, 2022 Filed Dec 20, 2022 21:29 UTC Amendment |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 32,000 | $0.49 | $15,680.00 |
DisclosureSEC source: 0001401521-22-000154 · wf-form4a_167157173577219.xml · nonDerivative · entry 2 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Beneficial Ownership, Held by Spouse Disclosed balance after: 102,000 Read SEC document |
| December 15, 2022 Filed Dec 20, 2022 21:29 UTC Amendment |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 18,000 | $0.50 | $9,000.00 |
DisclosureSEC source: 0001401521-22-000154 · wf-form4a_167157173577219.xml · nonDerivative · entry 1 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Beneficial Ownership, Held by Dependent Grandchild Disclosed balance after: 36,000 Read SEC document |
| December 14, 2022 Filed Dec 19, 2022 21:47 UTC |
HOOD III WILLIAM H.Director
|
PurchaseCommon Stock | 35,160 | $0.54 | $18,982.88 |
DisclosureSEC source: 0001401521-22-000152 · wf-form4_167148637377165.xml · nonDerivative · entry 1 HOOD III WILLIAM H. · CIK 0001513146 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 69,758 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.50 to $0.55 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Reporting Person indirectly through BBA Investment Holdings LLC. Reporting person has voting and investment power over these securities. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 22:16 UTC |
HOOD III WILLIAM H.Director
|
PurchaseCommon Stock | 24,202 | $0.52 | $12,606.82 |
DisclosureSEC source: 0001401521-22-000136 · wf-form4_167105618380118.xml · nonDerivative · entry 2 HOOD III WILLIAM H. · CIK 0001513146 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · William H. Hood III Revocable Trust Disclosed balance after: 766,238 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.467 to $0.55 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:10 UTC |
MARTZ BRADPresident & CFO
|
PurchaseCommon Stock | 5,000 | $0.54 | $2,689.00 |
DisclosureSEC source: 0001401521-22-000141 · wf-form4_167113857354566.xml · nonDerivative · entry 1 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,923 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5377 to $0.5379 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: Held in the name of Bennett B. Martz IRA Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:10 UTC Amendment |
HOOD III WILLIAM H.Director
|
PurchaseCommon Stock | 24,202 | $0.52 | $12,606.82 |
DisclosureSEC source: 0001401521-22-000142 · wf-form4a_167113859475923.xml · nonDerivative · entry 2 HOOD III WILLIAM H. · CIK 0001513146 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 34,598 F4 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.467 to $0.55 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Reporting Person indirectly through BBA Investment Holdings LLC. Reporting person has voting and investment power over these securities. F3 · ownership.nature: Amended to correct nature of indirect beneficial ownership. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:16 UTC |
HOOD III WILLIAM H.Director
|
PurchaseCommon Stock | 10,396 | $0.44 | $4,526.42 |
DisclosureSEC source: 0001401521-22-000136 · wf-form4_167105618380118.xml · nonDerivative · entry 1 HOOD III WILLIAM H. · CIK 0001513146 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · William H. Hood III Revocable Trust Disclosed balance after: 742,036 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4198 to $0.44 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 12, 2022 Filed Dec 15, 2022 21:10 UTC Amendment |
HOOD III WILLIAM H.Director
|
PurchaseCommon Stock | 10,396 | $0.44 | $4,526.42 |
DisclosureSEC source: 0001401521-22-000142 · wf-form4a_167113859475923.xml · nonDerivative · entry 1 HOOD III WILLIAM H. · CIK 0001513146 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,396 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4198 to $0.44 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Reporting Person indirectly through BBA Investment Holdings LLC. Reporting person has voting and investment power over these securities. F3 · ownership.nature: Amended to correct nature of indirect beneficial ownership. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 16:13 UTC |
St John ScottChief Claims Officer
|
GrantNonqualified Stock Options · Derivative | 87,474 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001401521-22-000090 · wf-form4_165411437134617.xml · derivative · entry 3 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,474 Underlying: Common Stock · 87,474 shares Expires 2032-05-27 F5 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 16:13 UTC |
St John ScottChief Claims Officer
|
GrantPerformance Stock Units · Derivative | 58,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-22-000090 · wf-form4_165411437134617.xml · derivative · entry 2 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,751 Underlying: Common Stock · 58,824 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 16:13 UTC |
St John ScottChief Claims Officer
|
GrantRestricted Stock Units · Derivative | 44,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-22-000090 · wf-form4_165411437134617.xml · derivative · entry 1 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,581 Underlying: Common Stock · 44,118 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F2 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:13 UTC |
Weigley AlyciaChief Talent Officer
|
GrantNonqualified Stock Options · Derivative | 58,316 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001401521-22-000091 · wf-form4_165411440101665.xml · derivative · entry 3 Weigley Alycia · CIK 0001829351 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,316 Underlying: Common Stock · 58,316 shares Expires 2032-05-27 F5 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:13 UTC |
Weigley AlyciaChief Talent Officer
|
GrantPerformance Stock Units · Derivative | 39,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-22-000091 · wf-form4_165411440101665.xml · derivative · entry 2 Weigley Alycia · CIK 0001829351 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,627 Underlying: Common Stock · 39,216 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:13 UTC |
Weigley AlyciaChief Talent Officer
|
GrantRestricted Stock Units · Derivative | 29,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-22-000091 · wf-form4_165411440101665.xml · derivative · entry 1 Weigley Alycia · CIK 0001829351 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,117 Underlying: Common Stock · 29,412 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F2 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:12 UTC |
Adler BrookeGeneral Counsel
|
GrantNonqualified Stock Options · Derivative | 72,895 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001401521-22-000089 · wf-form4_165411434800285.xml · derivative · entry 3 Adler Brooke · CIK 0001857512 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,895 Underlying: Common Stock · 72,895 shares Expires 2032-05-27 F5 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:12 UTC |
Adler BrookeGeneral Counsel
|
GrantPerformance Stock Units · Derivative | 49,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-22-000089 · wf-form4_165411434800285.xml · derivative · entry 2 Adler Brooke · CIK 0001857512 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,019 Underlying: Common Stock · 49,019 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:12 UTC |
Adler BrookeGeneral Counsel
|
GrantRestricted Stock Units · Derivative | 36,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-22-000089 · wf-form4_165411434800285.xml · derivative · entry 1 Adler Brooke · CIK 0001857512 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,765 Underlying: Common Stock · 36,765 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F2 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:12 UTC |
Shirazi BrookeChief Underwriting Officer
|
GrantNonqualified Stock Options · Derivative | 87,474 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001401521-22-000087 · wf-form4_165411430585703.xml · derivative · entry 3 Shirazi Brooke · CIK 0001882714 · Chief Underwriting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,474 Underlying: Common Stock · 87,474 shares Expires 2032-05-27 F5 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:12 UTC |
Shirazi BrookeChief Underwriting Officer
|
GrantPerformance Stock Units · Derivative | 58,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-22-000087 · wf-form4_165411430585703.xml · derivative · entry 2 Shirazi Brooke · CIK 0001882714 · Chief Underwriting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,824 Underlying: Common Stock · 58,824 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:12 UTC |
Shirazi BrookeChief Underwriting Officer
|
GrantRestricted Stock Units · Derivative | 44,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-22-000087 · wf-form4_165411430585703.xml · derivative · entry 1 Shirazi Brooke · CIK 0001882714 · Chief Underwriting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,118 Underlying: Common Stock · 44,118 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F2 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:12 UTC |
Griffith ChristopherChief Operating Officer
|
GrantNonqualified Stock Options · Derivative | 96,221 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001401521-22-000088 · wf-form4_165411432990702.xml · derivative · entry 3 Griffith Christopher · CIK 0001777165 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,221 Underlying: Common Stock · 96,221 shares Expires 2032-05-27 F5 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:12 UTC |
Griffith ChristopherChief Operating Officer
|
GrantPerformance Stock Units · Derivative | 64,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-22-000088 · wf-form4_165411432990702.xml · derivative · entry 2 Griffith Christopher · CIK 0001777165 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,672 Underlying: Common Stock · 64,706 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:12 UTC |
Griffith ChristopherChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 48,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-22-000088 · wf-form4_165411432990702.xml · derivative · entry 1 Griffith Christopher · CIK 0001777165 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,011 Underlying: Common Stock · 48,529 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F2 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:11 UTC |
MARTZ BRADPresident & CFO
|
GrantNonqualified Stock Options · Derivative | 174,947 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001401521-22-000086 · wf-form4_165411428270324.xml · derivative · entry 3 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,947 Underlying: Common Stock · 174,947 shares Expires 2032-05-27 F5 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:11 UTC |
MARTZ BRADPresident & CFO
|
GrantPerformance Stock Units · Derivative | 117,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-22-000086 · wf-form4_165411428270324.xml · derivative · entry 2 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,553 Underlying: Common Stock · 117,647 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:11 UTC |
MARTZ BRADPresident & CFO
|
GrantRestricted Stock Units · Derivative | 88,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-22-000086 · wf-form4_165411428270324.xml · derivative · entry 1 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,688 Underlying: Common Stock · 88,235 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F2 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. Read SEC document |
| May 19, 2022 Filed May 20, 2022 20:01 UTC |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 45,000 | $1.69 | $76,050.00 |
DisclosureSEC source: 0001401521-22-000078 · wf-form4_165307686499881.xml · nonDerivative · entry 1 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Read SEC document |
| May 16, 2022 Filed May 16, 2022 20:08 UTC |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 8,250 | $1.62 | $13,365.00 |
DisclosureSEC source: 0001401521-22-000076 · wf-form4_165273163060008.xml · nonDerivative · entry 4 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Beneficial Ownership, Held by Dependent Grandchild Disclosed balance after: 18,000 Read SEC document |
| May 16, 2022 Filed May 16, 2022 20:08 UTC |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 33,400 | $1.67 | $55,778.00 |
DisclosureSEC source: 0001401521-22-000076 · wf-form4_165273163060008.xml · nonDerivative · entry 3 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Beneficial Ownership, Held by Spouse Disclosed balance after: 70,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.