ACIC

SEC source: 0001401521-25-000049 · wk-form4a_1743624766.xml · derivative · entry 1

Castle Svetlana · CIK 0002009629 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,848

Underlying: Common Stock · 8,848 shares

Expires 2034-04-03

F1 · date: Grant pursuant to the Amended and Restated American Coastal Insurance Corporation 2020 Omnibus Incentive Plan, effective April 3, 2024, subject to the stockholder approval of the Plan. Stockholder approval of the Plan was obtained on May 14, 2024.

F2 · kind: This amendment is being filed to address an error in reporting the number of stock options and performance stock units granted to the reporting person.

F3 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period.

SEC source: 0001401521-25-000061 · wk-form4a_1744143859.xml · derivative · entry 1

Gray James Andy · CIK 0002009815 · Chief Compliance/Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,848

Underlying: Common Stock · 8,848 shares

Expires 2034-04-03

F1 · date: Grant pursuant to the Amended and Restated American Coastal Insurance Corporation 2020 Omnibus Incentive Plan, effective April 3, 2024, subject to the stockholder approval of the Plan. Stockholder approval of the Plan was obtained on May 14, 2024.

F2 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period.

F3 · derivative.expiration_date: This amendment is being filed to address an error in reporting the expiration date of stock options granted to the reporting person.

F4 · balance_after: The number of derivative securities beneficially owned following reported transaction(s) was previously reported as 13,259, inconsistent with the securities granted.

SEC source: 0001401521-24-000035 · wk-form4_1714076396.xml · nonDerivative · entry 1

Adler Brooke · CIK 0001857512 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,632

SEC source: 0001401521-24-000049 · wk-form4_1715718165.xml · derivative · entry 6

MARTZ BRAD · CIK 0001557785 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,823

Underlying: Common Stock · 5,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F5 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

SEC source: 0001401521-24-000049 · wk-form4_1715718165.xml · derivative · entry 5

MARTZ BRAD · CIK 0001557785 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate.

F4 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate.

SEC source: 0001401521-24-000049 · wk-form4_1715718165.xml · derivative · entry 4

MARTZ BRAD · CIK 0001557785 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 640 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate.

F4 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate.

SEC source: 0001401521-24-000049 · wk-form4_1715718165.xml · derivative · entry 3

MARTZ BRAD · CIK 0001557785 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,431

Underlying: Common Stock · 11,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above.

SEC source: 0001401521-24-000049 · wk-form4_1715718165.xml · nonDerivative · entry 2

MARTZ BRAD · CIK 0001557785 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,811

SEC source: 0001401521-24-000049 · wk-form4_1715718165.xml · nonDerivative · entry 1

MARTZ BRAD · CIK 0001557785 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001401521-24-000048 · wk-form4_1715718144.xml · derivative · entry 5

Griffith Christopher · CIK 0001777165 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock or performance-based stock units to which they relate.

F5 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock or performance-based stock units to which they relate.

SEC source: 0001401521-24-000048 · wk-form4_1715718144.xml · derivative · entry 4

Griffith Christopher · CIK 0001777165 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock or performance-based stock units to which they relate.

F5 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock or performance-based stock units to which they relate.

SEC source: 0001401521-24-000048 · wk-form4_1715718144.xml · derivative · entry 3

Griffith Christopher · CIK 0001777165 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,137

Underlying: Common Stock · 4,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above.

SEC source: 0001401521-24-000048 · wk-form4_1715718144.xml · derivative · entry 2

Griffith Christopher · CIK 0001777165 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,352

Underlying: Common Stock · 2,028 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F2 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

SEC source: 0001401521-24-000048 · wk-form4_1715718144.xml · nonDerivative · entry 1

Griffith Christopher · CIK 0001777165 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001401521-24-000027 · wk-form4_1711483871.xml · nonDerivative · entry 2

DAVIS KERN MICHAEL · CIK 0001512964 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in Second Child's IRA

Disclosed balance after: 3,326

SEC source: 0001401521-24-000027 · wk-form4_1711483871.xml · nonDerivative · entry 1

DAVIS KERN MICHAEL · CIK 0001512964 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in First Child's IRA

Disclosed balance after: 3,326

SEC source: 0001401521-24-000015 · wk-form4_1708985346.xml · nonDerivative · entry 1

Gray James Andy · CIK 0002009815 · Chief Compliance/Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,512

SEC source: 0001401521-23-000144 · wk-form4_1703192465.xml · nonDerivative · entry 1

Maroney Patrick · CIK 0001702894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

SEC source: 0001401521-23-000142 · wk-form4_1703019955.xml · nonDerivative · entry 2

DAVIS KERN MICHAEL · CIK 0001512964 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in Second Child's IRA

Disclosed balance after: 2,540

F1 · balance_after: 1,540 Shares previously reported as directly held by reporting persons.

SEC source: 0001401521-23-000142 · wk-form4_1703019955.xml · nonDerivative · entry 1

DAVIS KERN MICHAEL · CIK 0001512964 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in First Child's IRA

Disclosed balance after: 2,540

F1 · balance_after: 1,540 Shares previously reported as directly held by reporting persons.

SEC source: 0001401521-23-000122 · wk-form4_1695328931.xml · nonDerivative · entry 2

DAVIS KERN MICHAEL · CIK 0001512964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,644

SEC source: 0001401521-23-000122 · wk-form4_1695328931.xml · nonDerivative · entry 1

DAVIS KERN MICHAEL · CIK 0001512964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,644

SEC source: 0001401521-23-000117 · wk-form4_1693257056.xml · nonDerivative · entry 1

HOOD III WILLIAM H. · CIK 0001513146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 369,663

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.37 to $7.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 178,137 shares previously held by William H. Hood III Revocable Trust.

F3 · ownership.nature: Shares held by Reporting Person indirectly through BBA Investment Holdings LLC. Reporting person has voting and investment power over these securities.

SEC source: 0001401521-23-000116 · wk-form4_1693256787.xml · nonDerivative · entry 1

Maroney Patrick · CIK 0001702894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

SEC source: 0001401521-23-000084 · wk-form4_1685996505.xml · nonDerivative · entry 1

Peed Daniel · CIK 0001702668 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,971,936

F1 · shares: This restricted stock award was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grants.

SEC source: 0001401521-23-000071 · wk-form4_1685996261.xml · nonDerivative · entry 1

Whittemore Kent G · CIK 0001446342 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 359,267

F1 · shares: This restricted stock award was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grants.

F2 · ownership.direct: Shares held jointly with reporting person's spouse.

SEC source: 0001401521-23-000087 · wk-form4_1685996519.xml · nonDerivative · entry 1

Branch Gregory C · CIK 0001446459 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,714,197

F1 · shares: This restricted stock award was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grants.

SEC source: 0001401521-23-000086 · wk-form4_1685996515.xml · nonDerivative · entry 1

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,753.745

F1 · shares: This restricted stock award was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grants.

SEC source: 0001401521-23-000083 · wk-form4_1685996500.xml · nonDerivative · entry 1

DAVIS KERN MICHAEL · CIK 0001512964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,644

F1 · shares: This restricted stock award was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grants.

SEC source: 0001401521-23-000085 · wk-form4_1685996510.xml · nonDerivative · entry 1

Maroney Patrick · CIK 0001702894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,750

F1 · shares: This restricted stock award was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grants.

SEC source: 0001401521-23-000082 · wk-form4_1685996487.xml · nonDerivative · entry 1

HUDSON SHERRILL W · CIK 0001208993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,403

F1 · shares: This restricted stock award was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grants.

SEC source: 0001401521-23-000081 · wk-form4_1685996493.xml · nonDerivative · entry 1

HOOD III WILLIAM H. · CIK 0001513146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,429

F1 · shares: This restricted stock award was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grants.

SEC source: 0001401521-23-000073 · wk-form4_1685996324.xml · nonDerivative · entry 1

POITEVINT ALEC II · CIK 0001199975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

F1 · shares: This restricted stock award was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grants.

SEC source: 0001401521-23-000067 · wf-form4_168547960416704.xml · derivative · entry 2

Griffith Christopher · CIK 0001777165 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,380

Underlying: Common Stock · 16,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: On May 27, 2022, the reporting person was granted 48,529 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F2 · derivative.expiration_date: On May 27, 2022, the reporting person was granted 48,529 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

SEC source: 0001401521-23-000067 · wf-form4_168547960416704.xml · nonDerivative · entry 1

Griffith Christopher · CIK 0001777165 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001401521-23-000066 · wf-form4_168547958642325.xml · derivative · entry 3

Adler Brooke · CIK 0001857512 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,510

Underlying: Common Stock · 12,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: On May 27, 2022, the reporting person was granted 36,765 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F2 · derivative.expiration_date: On May 27, 2022, the reporting person was granted 36,765 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

SEC source: 0001401521-23-000066 · wf-form4_168547958642325.xml · nonDerivative · entry 2

Adler Brooke · CIK 0001857512 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,126

SEC source: 0001401521-23-000066 · wf-form4_168547958642325.xml · nonDerivative · entry 1

Adler Brooke · CIK 0001857512 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001401521-23-000065 · wf-form4_168547955363275.xml · derivative · entry 2

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,369

Underlying: Common Stock · 29,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: On May 27, 2022, the reporting person was granted 88,235 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F2 · derivative.expiration_date: On May 27, 2022, the reporting person was granted 88,235 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

SEC source: 0001401521-23-000065 · wf-form4_168547955363275.xml · nonDerivative · entry 1

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001401521-23-000050 · wf-form4_168357626437200.xml · derivative · entry 3

Griffith Christopher · CIK 0001777165 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115

Underlying: Common Stock · 134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

SEC source: 0001401521-23-000050 · wf-form4_168357626437200.xml · derivative · entry 2

Griffith Christopher · CIK 0001777165 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,557

Underlying: Common Stock · 1,424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: On May 5, 2020, the reporting person was granted 4,276 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F2 · derivative.expiration_date: On May 5, 2020, the reporting person was granted 4,276 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

SEC source: 0001401521-23-000050 · wf-form4_168357626437200.xml · nonDerivative · entry 1

Griffith Christopher · CIK 0001777165 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001401521-23-000049 · wf-form4_168357624611909.xml · derivative · entry 3

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320

Underlying: Common Stock · 325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

SEC source: 0001401521-23-000049 · wf-form4_168357624611909.xml · derivative · entry 2

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,781

Underlying: Common Stock · 3,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: On May 5, 2020, the reporting person was granted 10,080 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F2 · derivative.expiration_date: On May 5, 2020, the reporting person was granted 10,080 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

SEC source: 0001401521-23-000049 · wf-form4_168357624611909.xml · nonDerivative · entry 1

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001401521-23-000046 · wf-form4_168236753880746.xml · nonDerivative · entry 1

Adler Brooke · CIK 0001857512 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,505

SEC source: 0001401521-23-000045 · wf-form4_168236752276936.xml · derivative · entry 3

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 645

Underlying: Common Stock · 323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

SEC source: 0001401521-23-000045 · wf-form4_168236752276936.xml · derivative · entry 2

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,141

Underlying: Common Stock · 5,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: On April 23, 2021, the reporting person was granted 16,640 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F2 · derivative.expiration_date: On April 23, 2021, the reporting person was granted 16,640 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

SEC source: 0001401521-23-000045 · wf-form4_168236752276936.xml · nonDerivative · entry 1

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.