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Nasdaq · USD

ACIC

AMERICAN COASTAL INSURANCE Corp

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Tapewire entity
5560
SEC CIK
0001401521
Parsed reports
512

Last 12 months

Inside the activity.

10 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202610
Mar 202680
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2019 Filed Sep 20, 2019 16:07 UTC
DiFrancesco Paul FChief Operating Officer
Exercise / conversionCommon Stock 1,078 $0.00 $0.00
Disclosure

SEC source: 0001401521-19-000187 · wf-form4_156901004249819.xml · nonDerivative · entry 1

DiFrancesco Paul F · CIK 0001685210 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:08 UTC
Menon DeepakChief Revenue Officer
Exercise / conversionDividend Equivalent Units · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001401521-19-000190 · wf-form4_156901010516162.xml · derivative · entry 4

Menon Deepak · CIK 0001582930 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81

Underlying: Common Stock · 23 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F4 · balance_after: Due to a clerical error, the previous Form 4 filing omitted 1 dividend equivalent unit. The adjustment to correct this error has been included on this Form 4 filing.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:08 UTC
Menon DeepakChief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 1,325 $0.00 $0.00
Disclosure

SEC source: 0001401521-19-000190 · wf-form4_156901010516162.xml · derivative · entry 3

Menon Deepak · CIK 0001582930 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,650

Underlying: Common Stock · 1,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: On September 18, 2018, the reporting person was granted 3,975 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F2 · derivative.expiration_date: On September 18, 2018, the reporting person was granted 3,975 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:08 UTC
Menon DeepakChief Revenue Officer
Tax withholdingCommon Stock 406 $13.39 $5,436.34
Disclosure

SEC source: 0001401521-19-000190 · wf-form4_156901010516162.xml · nonDerivative · entry 2

Menon Deepak · CIK 0001582930 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,788

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:08 UTC
Menon DeepakChief Revenue Officer
Exercise / conversionCommon Stock 1,348 $0.00 $0.00
Disclosure

SEC source: 0001401521-19-000190 · wf-form4_156901010516162.xml · nonDerivative · entry 1

Menon Deepak · CIK 0001582930 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:08 UTC
MARTZ BRADChief Financial Officer
Exercise / conversionDividend Equivalent Units · Derivative 29 $0.00 $0.00
Disclosure

SEC source: 0001401521-19-000189 · wf-form4_156901008234211.xml · derivative · entry 4

MARTZ BRAD · CIK 0001557785 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104

Underlying: Common Stock · 29 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F4 · balance_after: Due to a clerical error, the previous Form 4 filing omitted 2 dividend equivalent units. The adjustment to correct this error has been included on this Form 4 filing.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:08 UTC
MARTZ BRADChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,696 $0.00 $0.00
Disclosure

SEC source: 0001401521-19-000189 · wf-form4_156901008234211.xml · derivative · entry 3

MARTZ BRAD · CIK 0001557785 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,392

Underlying: Common Stock · 1,696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: On September 18, 2018, the reporting person was granted 5,088 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of grant.

F2 · derivative.expiration_date: On September 18, 2018, the reporting person was granted 5,088 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of grant.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:08 UTC
MARTZ BRADChief Financial Officer
Tax withholdingCommon Stock 514 $13.39 $6,882.46
Disclosure

SEC source: 0001401521-19-000189 · wf-form4_156901008234211.xml · nonDerivative · entry 2

MARTZ BRAD · CIK 0001557785 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,717

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:08 UTC
MARTZ BRADChief Financial Officer
Exercise / conversionCommon Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001401521-19-000189 · wf-form4_156901008234211.xml · nonDerivative · entry 1

MARTZ BRAD · CIK 0001557785 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:09 UTC
FORNEY JOHNDirector · President & CEO
Exercise / conversionDividend Equivalent Units · Derivative 79 $0.00 $0.00
Disclosure

SEC source: 0001401521-19-000191 · wf-form4_156901012465981.xml · derivative · entry 4

FORNEY JOHN · CIK 0001553266 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 79 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:09 UTC
FORNEY JOHNDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 4,893 $0.00 $0.00
Disclosure

SEC source: 0001401521-19-000191 · wf-form4_156901012465981.xml · derivative · entry 3

FORNEY JOHN · CIK 0001553266 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,784

Underlying: Common Stock · 4,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: On September 18, 2018, the reporting person was granted 14,677 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F2 · derivative.expiration_date: On September 18, 2018, the reporting person was granted 14,677 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:09 UTC
FORNEY JOHNDirector · President & CEO
Tax withholdingCommon Stock 1,889 $13.39 $25,293.71
Disclosure

SEC source: 0001401521-19-000191 · wf-form4_156901012465981.xml · nonDerivative · entry 2

FORNEY JOHN · CIK 0001553266 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,150

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:09 UTC
FORNEY JOHNDirector · President & CEO
Exercise / conversionCommon Stock 4,972 $0.00 $0.00
Disclosure

SEC source: 0001401521-19-000191 · wf-form4_156901012465981.xml · nonDerivative · entry 1

FORNEY JOHN · CIK 0001553266 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2019 Filed Aug 21, 2019 20:05 UTC PurchaseCommon Stock 3,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001401521-19-000163 · wf-form4_156641791438076.xml · nonDerivative · entry 1

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,688

F1 · price: Multiple purchases were conducted, with prices ranging between $12.84 and $12.90.

Read SEC document
August 21, 2019 Filed Aug 28, 2019 20:11 UTC PurchaseCommon Stock 336.475 $12.94 $4,353.99
Disclosure

SEC source: 0001401521-19-000167 · wf-form4_156702310294803.xml · nonDerivative · entry 8

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,233.657

F1 · shares: Represents shares acquired as a result of the reporting person's election to reinvest dividends in additional shares of common stock.

Read SEC document
August 21, 2019 Filed Aug 30, 2019 16:07 UTC
St John ScottChief Claims Officer
GrantDividend Equivalent Units · Derivative 25 $12.82 $320.50
Disclosure

SEC source: 0001401521-19-000181 · wf-form4_156719563897282.xml · derivative · entry 1

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
August 21, 2019 Filed Aug 30, 2019 16:07 UTC
DiFrancesco Paul FChief Operating Officer
GrantDividend Equivalent Units · Derivative 31 $12.82 $397.42
Disclosure

SEC source: 0001401521-19-000180 · wf-form4_156719561874913.xml · derivative · entry 1

DiFrancesco Paul F · CIK 0001685210 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
August 21, 2019 Filed Aug 30, 2019 20:06 UTC
Menon DeepakChief Revenue Officer
GrantDividend Equivalent Units · Derivative 39 $12.82 $499.98
Disclosure

SEC source: 0001401521-19-000179 · wf-form4_156719559816507.xml · derivative · entry 1

Menon Deepak · CIK 0001582930 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
August 21, 2019 Filed Aug 30, 2019 20:06 UTC
MARTZ BRADChief Financial Officer
GrantDividend Equivalent Units · Derivative 50 $12.82 $641.00
Disclosure

SEC source: 0001401521-19-000178 · wf-form4_156719557860688.xml · derivative · entry 1

MARTZ BRAD · CIK 0001557785 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
August 21, 2019 Filed Aug 30, 2019 20:06 UTC
Griffith ChristopherChief Information Officer
GrantDividend Equivalent Units · Derivative 11 $12.82 $141.02
Disclosure

SEC source: 0001401521-19-000177 · wf-form4_156719555672272.xml · derivative · entry 1

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
August 21, 2019 Filed Aug 30, 2019 20:05 UTC
Kalter BradChief Legal Officer
GrantDividend Equivalent Units · Derivative 13 $12.82 $166.66
Disclosure

SEC source: 0001401521-19-000176 · wf-form4_156719553646503.xml · derivative · entry 1

Kalter Brad · CIK 0001769793 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
August 21, 2019 Filed Aug 30, 2019 20:05 UTC
FORNEY JOHNDirector · President & CEO
GrantDividend Equivalent Units · Derivative 143 $12.82 $1,833.26
Disclosure

SEC source: 0001401521-19-000175 · wf-form4_156719551648637.xml · derivative · entry 1

FORNEY JOHN · CIK 0001553266 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379

Underlying: Common Stock · 143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 20:11 UTC PurchaseCommon Stock 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001401521-19-000165 · wf-form4_156650468663729.xml · nonDerivative · entry 2

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,688

F1 · price: Multiple purchases were conducted, with prices ranging between $12.71 and $12.72

Read SEC document
August 20, 2019 Filed Aug 22, 2019 20:11 UTC PurchaseCommon Stock 1,000 $12.86 $12,860.00
Disclosure

SEC source: 0001401521-19-000165 · wf-form4_156650468663729.xml · nonDerivative · entry 1

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,688

Read SEC document
August 16, 2019 Filed Aug 19, 2019 16:01 UTC
DiFrancesco Paul FChief Operating Officer
PurchaseCommon Stock 1,702 $11.73 $19,963.95
Disclosure

SEC source: 0001401521-19-000161 · wf-form4_156624487334655.xml · nonDerivative · entry 1

DiFrancesco Paul F · CIK 0001685210 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,558

Read SEC document
August 09, 2019 Filed Aug 9, 2019 16:01 UTC
St John ScottChief Claims Officer
PurchaseCommon Stock 249 $11.78 $2,933.22
Disclosure

SEC source: 0001401521-19-000155 · wf-form4_156538087042370.xml · nonDerivative · entry 3

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,712

Read SEC document
August 09, 2019 Filed Aug 9, 2019 16:01 UTC
St John ScottChief Claims Officer
PurchaseCommon Stock 679 $11.77 $7,991.83
Disclosure

SEC source: 0001401521-19-000155 · wf-form4_156538087042370.xml · nonDerivative · entry 2

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,463

Read SEC document
August 09, 2019 Filed Aug 9, 2019 16:01 UTC
St John ScottChief Claims Officer
PurchaseCommon Stock 3,330 $11.80 $39,290.67
Disclosure

SEC source: 0001401521-19-000155 · wf-form4_156538087042370.xml · nonDerivative · entry 1

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,784

Read SEC document
August 06, 2019 Filed Aug 6, 2019 20:04 UTC PurchaseCommon Stock 100 $11.91 $1,190.95
Disclosure

SEC source: 0001401521-19-000150 · wf-form4_156512183048809.xml · nonDerivative · entry 3

Whittemore Kent G · CIK 0001446342 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Beneficial Ownership, Held by Dependent Grandchildren

Disclosed balance after: 900

Read SEC document
August 06, 2019 Filed Aug 6, 2019 20:04 UTC PurchaseCommon Stock 100 $11.90 $1,189.91
Disclosure

SEC source: 0001401521-19-000150 · wf-form4_156512183048809.xml · nonDerivative · entry 2

Whittemore Kent G · CIK 0001446342 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Beneficial Ownership, Held by Dependent Grandchildren

Disclosed balance after: 800

Read SEC document
August 06, 2019 Filed Aug 6, 2019 20:04 UTC PurchaseCommon Stock 100 $11.73 $1,172.90
Disclosure

SEC source: 0001401521-19-000150 · wf-form4_156512183048809.xml · nonDerivative · entry 1

Whittemore Kent G · CIK 0001446342 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Beneficial Ownership, Held by Dependent Grandchildren

Disclosed balance after: 700

Read SEC document
August 06, 2019 Filed Aug 6, 2019 20:04 UTC PurchaseCommon Stock 3,000 $11.75 $35,250.00
Disclosure

SEC source: 0001401521-19-000151 · wf-form4_156512185286320.xml · nonDerivative · entry 1

Maroney Patrick · CIK 0001702894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

Read SEC document
August 05, 2019 Filed Aug 5, 2019 20:05 UTC
MARTZ BRADChief Financial Officer
PurchaseCommon Stock 1,157 $11.08 $12,814.93
Disclosure

SEC source: 0001401521-19-000147 · wf-form4_156503550406510.xml · nonDerivative · entry 2

MARTZ BRAD · CIK 0001557785 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,506

Read SEC document
August 05, 2019 Filed Aug 5, 2019 20:05 UTC
MARTZ BRADChief Financial Officer
PurchaseCommon Stock 843 $11.08 $9,340.44
Disclosure

SEC source: 0001401521-19-000147 · wf-form4_156503550406510.xml · nonDerivative · entry 1

MARTZ BRAD · CIK 0001557785 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,349

Read SEC document
August 05, 2019 Filed Aug 7, 2019 21:34 UTC PurchaseCommon Stock 2,600 $11.22 $29,179.80
Disclosure

SEC source: 0001401521-19-000153 · wf-form4_156521362770813.xml · nonDerivative · entry 3

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,388

F1 · price: Represents the weighted average purchase price.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 21:34 UTC PurchaseCommon Stock 100 $11.10 $1,110.00
Disclosure

SEC source: 0001401521-19-000153 · wf-form4_156521362770813.xml · nonDerivative · entry 2

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,788

Read SEC document
August 05, 2019 Filed Aug 7, 2019 21:34 UTC PurchaseCommon Stock 10,000 $11.06 $110,590.00
Disclosure

SEC source: 0001401521-19-000153 · wf-form4_156521362770813.xml · nonDerivative · entry 1

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,688

F1 · price: Represents the weighted average purchase price.

Read SEC document
August 05, 2019 Filed Aug 14, 2019 20:05 UTC Amendment PurchaseCommon Stock 2,600 $11.22 $29,179.80
Disclosure

SEC source: 0001401521-19-000159 · wf-form4a_156581314057368.xml · nonDerivative · entry 2

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,388

F1 · price: Amended to provide range of prices for purchases made.

F3 · price: Represents the weighted average purchase price for this group of purchases which occurred on 8/5/19. Multiple purchases were conducted, with prices ranging between $11.20 and $11.24 per share.

Read SEC document
August 05, 2019 Filed Aug 14, 2019 20:05 UTC Amendment PurchaseCommon Stock 10,000 $11.06 $110,590.00
Disclosure

SEC source: 0001401521-19-000159 · wf-form4a_156581314057368.xml · nonDerivative · entry 1

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,688

F1 · price: Amended to provide range of prices for purchases made.

F2 · price: Represents the weighted average purchase price for this group of purchases which occurred on 8/5/19. Multiple purchases were conducted, with prices ranging between $11.01 and $11.10 per share.

Read SEC document
May 31, 2019 Filed Aug 12, 2019 20:50 UTC PurchaseCommon Stock 1,000 $13.73 $13,730.00
Disclosure

SEC source: 0001401521-19-000157 · wf-form4_156564303490065.xml · nonDerivative · entry 1

Whittemore Kent G · CIK 0001446342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,227

F1 · ownership.direct: Shares held jointly with reporting person's spouse.

Read SEC document
May 21, 2019 Filed May 21, 2019 20:25 UTC PurchaseCommon Stock 25,000 $13.73 $343,250.00
Disclosure

SEC source: 0001401521-19-000123 · wf-form4_155847029223916.xml · nonDerivative · entry 1

POITEVINT ALEC II · CIK 0001199975 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 554,466

F1 · ownership.nature: Shares held by Reporting Person inderectly through Mineral Associates, Inc. Reporting Person has voting and investment power over these securities.

Read SEC document
May 21, 2019 Filed May 23, 2019 17:01 UTC
St John ScottChief Claims Officer
GrantDividend Equivalent Units · Derivative 36 $13.60 $489.60
Disclosure

SEC source: 0001401521-19-000133 · wf-form4_155864525978037.xml · derivative · entry 2

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate. Dividend equivalent units credited in respect of performance-based restricted stock units that are not eligible for conversion at the end of the performance period will be cancelled.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate. Dividend equivalent units credited in respect of performance-based restricted stock units that are not eligible for conversion at the end of the performance period will be cancelled.

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May 21, 2019 Filed May 23, 2019 16:58 UTC
DiFrancesco Paul FChief Underwriting Officer
GrantDividend Equivalent Units · Derivative 45 $13.60 $612.00
Disclosure

SEC source: 0001401521-19-000129 · wf-form4_155864510604182.xml · derivative · entry 2

DiFrancesco Paul F · CIK 0001685210 · Chief Underwriting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate. Dividend equivalent units credited in respect of performance-based restricted stock units that are not eligible for conversion at the end of the performance period will be cancelled.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate. Dividend equivalent units credited in respect of performance-based restricted stock units that are not eligible for conversion at the end of the performance period will be cancelled.

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May 21, 2019 Filed May 23, 2019 21:03 UTC
Griffith ChristopherChief Information Officer
GrantDividend Equivalent Units · Derivative 30 $13.60 $408.00
Disclosure

SEC source: 0001401521-19-000137 · wf-form4_155864541531059.xml · derivative · entry 1

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate. Dividend equivalent units credited in respect of performance-based restricted stock units that are not eligible for conversion at the end of the performance period will be cancelled.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate. Dividend equivalent units credited in respect of performance-based restricted stock units that are not eligible for conversion at the end of the performance period will be cancelled.

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May 21, 2019 Filed May 23, 2019 21:02 UTC
Kalter BradChief Legal Officer
GrantDividend Equivalent Units · Derivative 36 $13.60 $489.60
Disclosure

SEC source: 0001401521-19-000135 · wf-form4_155864533661313.xml · derivative · entry 1

Kalter Brad · CIK 0001769793 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate. Dividend equivalent units credited in respect of performance-based restricted stock units that are not eligible for conversion at the end of the performance period will be cancelled.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate. Dividend equivalent units credited in respect of performance-based restricted stock units that are not eligible for conversion at the end of the performance period will be cancelled.

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May 21, 2019 Filed May 23, 2019 20:59 UTC
Menon DeepakChief Revenue Officer
GrantDividend Equivalent Units · Derivative 57 $13.60 $775.20
Disclosure

SEC source: 0001401521-19-000131 · wf-form4_155864518227405.xml · derivative · entry 2

Menon Deepak · CIK 0001582930 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate. Dividend equivalent units credited in respect of performance-based restricted stock units that are not eligible for conversion at the end of the performance period will be cancelled.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate. Dividend equivalent units credited in respect of performance-based restricted stock units that are not eligible for conversion at the end of the performance period will be cancelled.

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May 21, 2019 Filed May 23, 2019 20:57 UTC
MARTZ BRADChief Financial Officer
GrantDividend Equivalent Units · Derivative 72 $13.60 $979.20
Disclosure

SEC source: 0001401521-19-000127 · wf-form4_155864503058305.xml · derivative · entry 2

MARTZ BRAD · CIK 0001557785 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155

Underlying: Common Stock · 72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate. Dividend equivalent units credited in respect of performance-based restricted stock units that are not eligible for conversion at the end of the performance period will be cancelled.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate. Dividend equivalent units credited in respect of performance-based restricted stock units that are not eligible for conversion at the end of the performance period will be cancelled.

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May 21, 2019 Filed May 23, 2019 20:55 UTC
FORNEY JOHNDirector · President & CEO
GrantDividend Equivalent Units · Derivative 207 $13.60 $2,815.20
Disclosure

SEC source: 0001401521-19-000125 · wf-form4_155864493324552.xml · derivative · entry 2

FORNEY JOHN · CIK 0001553266 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342

Underlying: Common Stock · 207 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate. Dividend equivalent units credited in respect of performance-based restricted stock units that are not eligible for conversion at the end of the performance period will be cancelled.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units or performance-based restricted stock units to which they relate. Dividend equivalent units credited in respect of performance-based restricted stock units that are not eligible for conversion at the end of the performance period will be cancelled.

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May 21, 2019 Filed Aug 28, 2019 20:11 UTC PurchaseCommon Stock 244.524 $13.71 $3,352.42
Disclosure

SEC source: 0001401521-19-000167 · wf-form4_156702310294803.xml · nonDerivative · entry 7

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,897.182

F1 · shares: Represents shares acquired as a result of the reporting person's election to reinvest dividends in additional shares of common stock.

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May 10, 2019 Filed May 13, 2019 20:03 UTC PurchaseCommon Stock 1,000 $14.56 $14,560.00
Disclosure

SEC source: 0001401521-19-000118 · wf-form4_155777776611000.xml · nonDerivative · entry 1

Whittemore Kent G · CIK 0001446342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,227

F1 · ownership.direct: Shares held jointly with reporting person's spouse.

F2 · ownership.direct: The shares purchased by reporting person are held jointly with reporting person's spouse.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.