Last 12 months
Inside the activity.
10 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 8 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 1 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2020 Filed Apr 7, 2020 22:44 UTC |
FORNEY JOHNDirector · President & CEO
|
Exercise / conversionDividend Equivalent Units · Derivative | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000050 · wf-form4_158629943585128.xml · derivative · entry 3 FORNEY JOHN · CIK 0001553266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217 Underlying: Common Stock · 110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:44 UTC |
FORNEY JOHNDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000050 · wf-form4_158629943585128.xml · derivative · entry 2 FORNEY JOHN · CIK 0001553266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,461 Underlying: Common Stock · 5,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 15,692 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. F2 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 15,692 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:44 UTC |
FORNEY JOHNDirector · President & CEO
|
Exercise / conversionCommon Stock | 5,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000050 · wf-form4_158629943585128.xml · nonDerivative · entry 1 FORNEY JOHN · CIK 0001553266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:45 UTC |
MARTZ BRADChief Financial Officer
|
Exercise / conversionDividend Equivalent Units · Derivative | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000052 · wf-form4_158629951284453.xml · derivative · entry 4 MARTZ BRAD · CIK 0001557785 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75 Underlying: Common Stock · 39 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:45 UTC |
MARTZ BRADChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000052 · wf-form4_158629951284453.xml · derivative · entry 3 MARTZ BRAD · CIK 0001557785 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,626 Underlying: Common Stock · 1,814 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 5,440 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. F2 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 5,440 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:45 UTC |
MARTZ BRADChief Financial Officer
|
Tax withholdingCommon Stock | 551 | $8.04 | $4,430.04 |
DisclosureSEC source: 0001401521-20-000052 · wf-form4_158629951284453.xml · nonDerivative · entry 2 MARTZ BRAD · CIK 0001557785 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,525 Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:45 UTC |
MARTZ BRADChief Financial Officer
|
Exercise / conversionCommon Stock | 1,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000052 · wf-form4_158629951284453.xml · nonDerivative · entry 1 MARTZ BRAD · CIK 0001557785 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:42 UTC |
Menon DeepakChief Revenue Officer
|
Exercise / conversionDividend Equivalent Units · Derivative | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000048 · wf-form4_158629933466417.xml · derivative · entry 4 Menon Deepak · CIK 0001582930 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58 Underlying: Common Stock · 31 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:42 UTC |
Menon DeepakChief Revenue Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000048 · wf-form4_158629933466417.xml · derivative · entry 3 Menon Deepak · CIK 0001582930 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,833 Underlying: Common Stock · 1,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 4,250 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. F2 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 4,250 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:42 UTC |
Menon DeepakChief Revenue Officer
|
Tax withholdingCommon Stock | 433 | $8.04 | $3,481.32 |
DisclosureSEC source: 0001401521-20-000048 · wf-form4_158629933466417.xml · nonDerivative · entry 2 Menon Deepak · CIK 0001582930 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,815 Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:42 UTC |
Menon DeepakChief Revenue Officer
|
Exercise / conversionCommon Stock | 1,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000048 · wf-form4_158629933466417.xml · nonDerivative · entry 1 Menon Deepak · CIK 0001582930 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 20:08 UTC |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 11,265 | $7.82 | $88,047.24 |
DisclosureSEC source: 0001401521-20-000044 · wf-form4_158499407835659.xml · nonDerivative · entry 1 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 476,222 F1 · ownership.nature: Shares held by Reporting Person indirectly through SEM Minerals, LP, a limited partnership whose General Partner is SEM Minerals, Inc., of which Reporting Person is the Chairman and President. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 16:11 UTC |
St John ScottChief Claims Officer
|
Tax withholdingCommon Stock | 198 | $7.81 | $1,546.38 |
DisclosureSEC source: 0001401521-20-000040 · wf-form4_158447588333272.xml · nonDerivative · entry 1 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,948 Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 16:13 UTC |
DiFrancesco Paul FChief Operating Officer
|
Tax withholdingCommon Stock | 593 | $7.81 | $4,631.33 |
DisclosureSEC source: 0001401521-20-000042 · wf-form4_158447596292860.xml · nonDerivative · entry 1 DiFrancesco Paul F · CIK 0001685210 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,720 Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 20:09 UTC |
Menon DeepakChief Revenue Officer
|
Tax withholdingCommon Stock | 988 | $7.81 | $7,716.28 |
DisclosureSEC source: 0001401521-20-000038 · wf-form4_158447575207251.xml · nonDerivative · entry 1 Menon Deepak · CIK 0001582930 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,800 Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 20:08 UTC |
MARTZ BRADChief Financial Officer
|
Tax withholdingCommon Stock | 494 | $7.81 | $3,858.14 |
DisclosureSEC source: 0001401521-20-000036 · wf-form4_158447567267700.xml · nonDerivative · entry 1 MARTZ BRAD · CIK 0001557785 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,223 Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 16:10 UTC |
St John ScottChief Claims Officer
|
GrantDividend Equivalent Units · Derivative | 31 | $8.75 | $271.25 |
DisclosureSEC source: 0001401521-20-000032 · wf-form4_158413023841705.xml · derivative · entry 2 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103 Underlying: Common Stock · 31 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 16:10 UTC |
St John ScottChief Claims Officer
|
PurchaseCommon Stock | 6,266 | $8.24 | $51,631.84 |
DisclosureSEC source: 0001401521-20-000032 · wf-form4_158413023841705.xml · nonDerivative · entry 1 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,146 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.07 to $8.24 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 16:04 UTC |
DiFrancesco Paul FChief Operating Officer
|
GrantDividend Equivalent Units · Derivative | 39 | $8.75 | $341.25 |
DisclosureSEC source: 0001401521-20-000020 · wf-form4_158412982456195.xml · derivative · entry 1 DiFrancesco Paul F · CIK 0001685210 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:06 UTC |
Hogan MichaelDirector
|
PurchaseCommon Stock | 607.386 | $9.37 | $5,691.21 |
DisclosureSEC source: 0001401521-20-000024 · wf-form4_158412996370298.xml · nonDerivative · entry 1 Hogan Michael · CIK 0001410608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,210.753 F1 · shares: Represents shares acquired as a result of the reporting person's election to reinvest dividends in additional shares of common stock. F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.37 to $9.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:12 UTC |
MARTZ BRADChief Financial Officer
|
GrantDividend Equivalent Units · Derivative | 62 | $8.75 | $542.50 |
DisclosureSEC source: 0001401521-20-000034 · wf-form4_158413032744809.xml · derivative · entry 1 MARTZ BRAD · CIK 0001557785 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208 Underlying: Common Stock · 62 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:09 UTC |
Menon DeepakChief Revenue Officer
|
GrantDividend Equivalent Units · Derivative | 49 | $8.75 | $428.75 |
DisclosureSEC source: 0001401521-20-000030 · wf-form4_158413017133533.xml · derivative · entry 1 Menon Deepak · CIK 0001582930 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163 Underlying: Common Stock · 49 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:08 UTC |
Griffith ChristopherChief Information Officer
|
GrantDividend Equivalent Units · Derivative | 16 | $8.75 | $140.00 |
DisclosureSEC source: 0001401521-20-000028 · wf-form4_158413010255884.xml · derivative · entry 1 Griffith Christopher · CIK 0001777165 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:07 UTC |
FORNEY JOHNDirector · President & CEO
|
GrantDividend Equivalent Units · Derivative | 177 | $8.75 | $1,548.75 |
DisclosureSEC source: 0001401521-20-000026 · wf-form4_158413002956188.xml · derivative · entry 1 FORNEY JOHN · CIK 0001553266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599 Underlying: Common Stock · 177 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:05 UTC |
Kalter BradChief Legal Officer
|
GrantDividend Equivalent Units · Derivative | 19 | $8.75 | $166.25 |
DisclosureSEC source: 0001401521-20-000022 · wf-form4_158412989555441.xml · derivative · entry 1 Kalter Brad · CIK 0001769793 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 20:02 UTC |
HUDSON SHERRILL WDirector
|
PurchaseCommon Stock | 10,000 | $8.97 | $89,700.00 |
DisclosureSEC source: 0001401521-20-000012 · wf-form4_158387055875818.xml · nonDerivative · entry 1 HUDSON SHERRILL W · CIK 0001208993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,403 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.90 to $9.05 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 20:04 UTC |
Maroney PatrickDirector
|
PurchaseCommon Stock | 4,000 | $9.16 | $36,640.00 |
DisclosureSEC source: 0001401521-20-000014 · wf-form4_158387063732642.xml · nonDerivative · entry 1 Maroney Patrick · CIK 0001702894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,750 Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 21:09 UTC |
Whittemore Kent GDirector
|
PurchaseCommon Stock | 2,500 | $9.36 | $23,400.00 |
DisclosureSEC source: 0001401521-20-000008 · wf-form4_158318333485041.xml · nonDerivative · entry 3 Whittemore Kent G · CIK 0001446342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,227 F1 · ownership.direct: The shares purchased by reporting person are held jointly with reporting person's spouse. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 21:09 UTC |
Whittemore Kent GDirector
|
PurchaseCommon Stock | 2,500 | $9.78 | $24,450.00 |
DisclosureSEC source: 0001401521-20-000008 · wf-form4_158318333485041.xml · nonDerivative · entry 2 Whittemore Kent G · CIK 0001446342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,727 F1 · ownership.direct: The shares purchased by reporting person are held jointly with reporting person's spouse. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 21:07 UTC |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 3,250 | $9.55 | $31,037.50 |
DisclosureSEC source: 0001401521-20-000006 · wf-form4_158318323522758.xml · nonDerivative · entry 1 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Beneficial Ownership, Held by Dependent Grandchild Disclosed balance after: 6,500 Read SEC document |
| February 24, 2020 Filed Mar 10, 2020 20:05 UTC |
Hogan MichaelDirector
|
PurchaseCommon Stock | 5,000 | $10.15 | $50,750.00 |
DisclosureSEC source: 0001401521-20-000016 · wf-form4_158387070905877.xml · nonDerivative · entry 1 Hogan Michael · CIK 0001410608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,603.367 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.14 to $10.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 23, 2019 Filed Mar 2, 2020 21:09 UTC |
Whittemore Kent GDirector
|
PurchaseCommon Stock | 100 | $12.35 | $1,235.00 |
DisclosureSEC source: 0001401521-20-000008 · wf-form4_158318333485041.xml · nonDerivative · entry 1 Whittemore Kent G · CIK 0001446342 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Beneficial Ownership, Held by Dependent Grandchildren Disclosed balance after: 1,000 Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 21:52 UTC |
Hogan MichaelDirector
|
PurchaseCommon Stock | 369.71 | $13.01 | $4,809.93 |
DisclosureSEC source: 0001401521-19-000210 · wf-form4_157480512855225.xml · nonDerivative · entry 1 Hogan Michael · CIK 0001410608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,603.367 F1 · shares: Represents shares acquired as a result of the reporting person's election to reinvest dividends in additional shares of common stock. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 17:09 UTC |
St John ScottChief Claims Officer
|
GrantDividend Equivalent Units · Derivative | 21 | $12.65 | $265.65 |
DisclosureSEC source: 0001401521-19-000222 · wf-form4_157489253588636.xml · derivative · entry 1 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 17:08 UTC |
DiFrancesco Paul FChief Operating Officer
|
GrantDividend Equivalent Units · Derivative | 26 | $12.65 | $328.90 |
DisclosureSEC source: 0001401521-19-000220 · wf-form4_157489246492273.xml · derivative · entry 1 DiFrancesco Paul F · CIK 0001685210 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 22:10 UTC |
Kalter BradChief Legal Officer
|
GrantDividend Equivalent Units · Derivative | 13 | $12.65 | $164.45 |
DisclosureSEC source: 0001401521-19-000224 · wf-form4_157489260874172.xml · derivative · entry 1 Kalter Brad · CIK 0001769793 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 22:06 UTC |
MARTZ BRADChief Financial Officer
|
GrantDividend Equivalent Units · Derivative | 42 | $12.65 | $531.30 |
DisclosureSEC source: 0001401521-19-000218 · wf-form4_157489238866293.xml · derivative · entry 1 MARTZ BRAD · CIK 0001557785 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 22:04 UTC |
FORNEY JOHNDirector · President & CEO
|
GrantDividend Equivalent Units · Derivative | 122 | $12.65 | $1,543.30 |
DisclosureSEC source: 0001401521-19-000214 · wf-form4_157489223643082.xml · derivative · entry 1 FORNEY JOHN · CIK 0001553266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422 Underlying: Common Stock · 122 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 22:05 UTC |
Menon DeepakChief Revenue Officer
|
GrantDividend Equivalent Units · Derivative | 33 | $12.65 | $417.45 |
DisclosureSEC source: 0001401521-19-000216 · wf-form4_157489231369155.xml · derivative · entry 1 Menon Deepak · CIK 0001582930 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114 Underlying: Common Stock · 33 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 22:03 UTC |
Griffith ChristopherChief Information Officer
|
GrantDividend Equivalent Units · Derivative | 11 | $12.65 | $139.15 |
DisclosureSEC source: 0001401521-19-000212 · wf-form4_157489216203761.xml · derivative · entry 1 Griffith Christopher · CIK 0001777165 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| November 18, 2019 Filed Nov 18, 2019 21:04 UTC |
Maroney PatrickDirector
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PurchaseCommon Stock | 1,000 | $12.79 | $12,790.00 |
DisclosureSEC source: 0001401521-19-000206 · wf-form4_157411105313950.xml · nonDerivative · entry 1 Maroney Patrick · CIK 0001702894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,750 Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 16:24 UTC |
St John ScottChief Claims Officer
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PurchaseCommon Stock | 1,564 | $12.84 | $20,081.76 |
DisclosureSEC source: 0001401521-19-000204 · wf-form4_157385306883607.xml · nonDerivative · entry 1 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,880 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.80 to $12.85 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 21:03 UTC |
HUDSON SHERRILL WDirector
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PurchaseCommon Stock | 10,000 | $12.69 | $126,900.00 |
DisclosureSEC source: 0001401521-19-000202 · wf-form4_157316057528895.xml · nonDerivative · entry 1 HUDSON SHERRILL W · CIK 0001208993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,403 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.61 to $12.72 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 16:07 UTC |
St John ScottChief Claims Officer
|
Exercise / conversionDividend Equivalent Units · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-19-000188 · wf-form4_156901006164053.xml · derivative · entry 4 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51 Underlying: Common Stock · 14 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F4 · balance_after: Due to a clerical error, the previous Form 4 filing had 1 dividend equivalent unit above what the reporting person held. The adjustment to correct this error has been included on this Form 4 filing. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 16:07 UTC |
St John ScottChief Claims Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 848 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-19-000188 · wf-form4_156901006164053.xml · derivative · entry 3 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,696 Underlying: Common Stock · 848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: On September 18, 2018, the reporting person was granted 2,544 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of grant. F2 · derivative.expiration_date: On September 18, 2018, the reporting person was granted 2,544 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of grant. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 16:07 UTC |
St John ScottChief Claims Officer
|
Tax withholdingCommon Stock | 258 | $13.39 | $3,454.62 |
DisclosureSEC source: 0001401521-19-000188 · wf-form4_156901006164053.xml · nonDerivative · entry 2 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,316 Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 16:07 UTC |
St John ScottChief Claims Officer
|
Exercise / conversionCommon Stock | 862 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-19-000188 · wf-form4_156901006164053.xml · nonDerivative · entry 1 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 16:07 UTC |
DiFrancesco Paul FChief Operating Officer
|
Exercise / conversionDividend Equivalent Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-19-000187 · wf-form4_156901004249819.xml · derivative · entry 4 DiFrancesco Paul F · CIK 0001685210 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 16:07 UTC |
DiFrancesco Paul FChief Operating Officer
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Exercise / conversionRestricted Stock Units · Derivative | 1,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-19-000187 · wf-form4_156901004249819.xml · derivative · entry 3 DiFrancesco Paul F · CIK 0001685210 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,120 Underlying: Common Stock · 1,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: On September 18, 2018, the reporting person was granted 3,180 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. F2 · derivative.expiration_date: On September 18, 2018, the reporting person was granted 3,180 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 16:07 UTC |
DiFrancesco Paul FChief Operating Officer
|
Tax withholdingCommon Stock | 323 | $13.39 | $4,324.97 |
DisclosureSEC source: 0001401521-19-000187 · wf-form4_156901004249819.xml · nonDerivative · entry 2 DiFrancesco Paul F · CIK 0001685210 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,313 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.