Last 12 months
Inside the activity.
10 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 8 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 1 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2020 Filed May 6, 2020 20:04 UTC |
Branch Gregory CDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000075 · wf-form4_158879545548042.xml · nonDerivative · entry 2 Branch Gregory C · CIK 0001446459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,699,197 F2 · date: Grant pursuant to the Plan effective May 5, 2020. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:04 UTC |
Branch Gregory CDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000075 · wf-form4_158879545548042.xml · nonDerivative · entry 1 Branch Gregory C · CIK 0001446459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,694,197 F1 · date: Grant pursuant to the United Insurance Holdings Corp. 2020 Omnibus Incentive Plan (the "Plan") effective May 7, 2019, subject to stockholder approval of the Plan. Stockholder approval of the Plan was obtained on May 5, 2020. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:02 UTC |
Hogan MichaelDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000072 · wf-form4_158879531268777.xml · nonDerivative · entry 2 Hogan Michael · CIK 0001410608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,210.753 F2 · date: Grant pursuant to the Plan effective May 5, 2020. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:02 UTC |
Hogan MichaelDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000072 · wf-form4_158879531268777.xml · nonDerivative · entry 1 Hogan Michael · CIK 0001410608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,210.753 F1 · date: Grant pursuant to the United Insurance Holdings Corp. 2020 Omnibus Incentive Plan (the "Plan") effective May 7, 2019, subject to stockholder approval of the Plan. Stockholder approval of the Plan was obtained on May 5, 2020. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:08 UTC |
Maroney PatrickDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000080 · wf-form4_158879571000442.xml · nonDerivative · entry 2 Maroney Patrick · CIK 0001702894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,750 F2 · date: Grant pursuant to the Plan effective May 5, 2020. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:08 UTC |
Maroney PatrickDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000080 · wf-form4_158879571000442.xml · nonDerivative · entry 1 Maroney Patrick · CIK 0001702894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,750 F1 · date: Grant pursuant to the United Insurance Holdings Corp. 2020 Omnibus Incentive Plan (the "Plan") effective May 7, 2019, subject to stockholder approval of the Plan. Stockholder approval of the Plan was obtained on May 5, 2020. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:07 UTC |
HUDSON SHERRILL WDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000078 · wf-form4_158879563144837.xml · nonDerivative · entry 2 HUDSON SHERRILL W · CIK 0001208993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,403 F2 · date: Grant pursuant to the Plan effective May 5, 2020. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:07 UTC |
HUDSON SHERRILL WDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000078 · wf-form4_158879563144837.xml · nonDerivative · entry 1 HUDSON SHERRILL W · CIK 0001208993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,403 F1 · date: Grant pursuant to the United Insurance Holdings Corp. 2020 Omnibus Incentive Plan (the "plan") effective May 7, 2019, subject to stockholder approval of the Plan. Stockholder approval of the Plan was obtained on May 5, 2020. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:05 UTC |
POITEVINT ALEC IIDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000076 · wf-form4_158879551048203.xml · nonDerivative · entry 2 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F2 · date: Grant pursuant to the Plan effective May 5, 2020. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:05 UTC |
POITEVINT ALEC IIDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000076 · wf-form4_158879551048203.xml · nonDerivative · entry 1 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · date: Grant pursuant to the United Insurance Holdings Corp. 2020 Omnibus Incentive Plan (the "Plan") effective May 7, 2019, subject to stockholder approval of the Plan. Stockholder approval of the Plan was obtained on May 5, 2020. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:03 UTC |
HOOD III WILLIAM H.Director
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000074 · wf-form4_158879540769637.xml · nonDerivative · entry 2 HOOD III WILLIAM H. · CIK 0001513146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,429 F2 · date: Grant pursuant to the Plan effective May 5, 2020. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:03 UTC |
HOOD III WILLIAM H.Director
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000074 · wf-form4_158879540769637.xml · nonDerivative · entry 1 HOOD III WILLIAM H. · CIK 0001513146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,429 F1 · date: Grant pursuant to the United Insurance Holdings Corp. 2020 Omnibus Incentive Plan (the "Plan") effective May 7, 2019, subject to stockholder approval of the Plan. Stockholder approval of the Plan was obtained on May 5, 2020. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:02 UTC |
DAVIS KERN MICHAELDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000073 · wf-form4_158879536028930.xml · nonDerivative · entry 2 DAVIS KERN MICHAEL · CIK 0001512964 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,538 F2 · date: Grant pursuant to the Plan effective May 5, 2020. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:02 UTC |
DAVIS KERN MICHAELDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000073 · wf-form4_158879536028930.xml · nonDerivative · entry 1 DAVIS KERN MICHAEL · CIK 0001512964 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,538 F1 · date: Grant pursuant to the United Insurance Holdings Corp. 2020 Omnibus Incentive Plan (the "Plan") effective May 7, 2019, subject to stockholder approval of the Plan. Stockholder approval of the Plan was obtained on May 5, 2020. Read SEC document |
| May 05, 2020 Filed May 7, 2020 17:06 UTC |
St John ScottChief Claims Officer
|
GrantNonqualified Stock Options · Derivative | 16,474 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001401521-20-000092 · wf-form4_158888554960342.xml · derivative · entry 3 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,474 Underlying: Common Stock · 16,474 shares Expires 2030-05-05 F5 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| May 05, 2020 Filed May 7, 2020 17:06 UTC |
St John ScottChief Claims Officer
|
GrantRestricted Stock Units · Derivative | 5,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000092 · wf-form4_158888554960342.xml · derivative · entry 2 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,549 Underlying: Common Stock · 5,040 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with on third, rounded down to the nearest whole share of stock, vesting in each period. F4 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with on third, rounded down to the nearest whole share of stock, vesting in each period. Read SEC document |
| May 05, 2020 Filed May 7, 2020 17:06 UTC |
St John ScottChief Claims Officer
|
GrantPerformance Stock Units · Derivative | 10,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000092 · wf-form4_158888554960342.xml · derivative · entry 1 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,402 Underlying: Common Stock · 10,080 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above. Read SEC document |
| May 05, 2020 Filed May 7, 2020 17:04 UTC |
DiFrancesco Paul FChief Operating Officer
|
GrantNonqualified Stock Options · Derivative | 20,592 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001401521-20-000090 · wf-form4_158888546812087.xml · derivative · entry 3 DiFrancesco Paul F · CIK 0001685210 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,592 Underlying: Common Stock · 20,592 shares Expires 2030-05-05 F5 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| May 05, 2020 Filed May 7, 2020 17:04 UTC |
DiFrancesco Paul FChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 6,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000090 · wf-form4_158888546812087.xml · derivative · entry 2 DiFrancesco Paul F · CIK 0001685210 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,686 Underlying: Common Stock · 6,300 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with on third, rounded down to the nearest whole share of stock, vesting in each period. F4 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with on third, rounded down to the nearest whole share of stock, vesting in each period. Read SEC document |
| May 05, 2020 Filed May 7, 2020 17:04 UTC |
DiFrancesco Paul FChief Operating Officer
|
GrantPerformance Stock Units · Derivative | 12,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000090 · wf-form4_158888546812087.xml · derivative · entry 1 DiFrancesco Paul F · CIK 0001685210 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,253 Underlying: Common Stock · 12,600 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:12 UTC |
Menon DeepakChief Revenue Officer
|
GrantNonqualified Stock Options · Derivative | 25,740 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001401521-20-000100 · wf-form4_158888591555758.xml · derivative · entry 3 Menon Deepak · CIK 0001582930 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,740 Underlying: Common Stock · 25,740 shares Expires 2030-05-05 F5 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:12 UTC |
Menon DeepakChief Revenue Officer
|
GrantRestricted Stock Units · Derivative | 7,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000100 · wf-form4_158888591555758.xml · derivative · entry 2 Menon Deepak · CIK 0001582930 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,358 Underlying: Common Stock · 7,875 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with on third, rounded down to the nearest whole share of stock, vesting in each period. F4 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with on third, rounded down to the nearest whole share of stock, vesting in each period. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:12 UTC |
Menon DeepakChief Revenue Officer
|
GrantPerformance Stock Units · Derivative | 15,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000100 · wf-form4_158888591555758.xml · derivative · entry 1 Menon Deepak · CIK 0001582930 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,066 Underlying: Common Stock · 15,750 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:10 UTC |
Kalter BradChief Legal Officer
|
GrantNonqualified Stock Options · Derivative | 16,772 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001401521-20-000098 · wf-form4_158888582332979.xml · derivative · entry 3 Kalter Brad · CIK 0001769793 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,772 Underlying: Common Stock · 16,772 shares Expires 2030-05-05 F5 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:10 UTC |
Kalter BradChief Legal Officer
|
GrantRestricted Stock Units · Derivative | 5,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000098 · wf-form4_158888582332979.xml · derivative · entry 2 Kalter Brad · CIK 0001769793 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,977 Underlying: Common Stock · 5,131 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with on third, rounded down to the nearest whole share of stock, vesting in each period. F4 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with on third, rounded down to the nearest whole share of stock, vesting in each period. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:10 UTC |
Kalter BradChief Legal Officer
|
GrantPerformance Stock Units · Derivative | 10,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000098 · wf-form4_158888582332979.xml · derivative · entry 1 Kalter Brad · CIK 0001769793 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,954 Underlying: Common Stock · 10,262 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:09 UTC |
MARTZ BRADChief Financial Officer
|
GrantNonqualified Stock Options · Derivative | 32,947 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001401521-20-000096 · wf-form4_158888572658276.xml · derivative · entry 3 MARTZ BRAD · CIK 0001557785 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,947 Underlying: Common Stock · 32,947 shares Expires 2030-05-05 F5 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:09 UTC |
MARTZ BRADChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 10,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000096 · wf-form4_158888572658276.xml · derivative · entry 2 MARTZ BRAD · CIK 0001557785 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,098 Underlying: Common Stock · 10,080 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with on third, rounded down to the nearest whole share of stock, vesting in each period. F4 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with on third, rounded down to the nearest whole share of stock, vesting in each period. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:09 UTC |
MARTZ BRADChief Financial Officer
|
GrantPerformance Stock Units · Derivative | 20,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000096 · wf-form4_158888572658276.xml · derivative · entry 1 MARTZ BRAD · CIK 0001557785 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,805 Underlying: Common Stock · 20,160 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:07 UTC |
FORNEY JOHNDirector · President & CEO
|
GrantNonqualified Stock Options · Derivative | 95,040 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001401521-20-000094 · wf-form4_158888564381322.xml · derivative · entry 3 FORNEY JOHN · CIK 0001553266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,040 Underlying: Common Stock · 95,040 shares Expires 2030-05-05 F5 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:07 UTC |
FORNEY JOHNDirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 29,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000094 · wf-form4_158888564381322.xml · derivative · entry 2 FORNEY JOHN · CIK 0001553266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,321 Underlying: Common Stock · 29,076 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with on third, rounded down to the nearest whole share of stock, vesting in each period. F4 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with on third, rounded down to the nearest whole share of stock, vesting in each period. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:07 UTC |
FORNEY JOHNDirector · President & CEO
|
GrantPerformance Stock Units · Derivative | 58,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000094 · wf-form4_158888564381322.xml · derivative · entry 1 FORNEY JOHN · CIK 0001553266 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,860 Underlying: Common Stock · 58,153 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:03 UTC |
Griffith ChristopherChief Information Officer
|
GrantNonqualified Stock Options · Derivative | 13,976 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001401521-20-000088 · wf-form4_158888537433121.xml · derivative · entry 3 Griffith Christopher · CIK 0001777165 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,976 Underlying: Common Stock · 13,976 shares Expires 2030-05-05 F5 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:03 UTC |
Griffith ChristopherChief Information Officer
|
GrantRestricted Stock Units · Derivative | 4,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000088 · wf-form4_158888537433121.xml · derivative · entry 2 Griffith Christopher · CIK 0001777165 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,814 Underlying: Common Stock · 4,276 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with on third, rounded down to the nearest whole share of stock, vesting in each period. F4 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with on third, rounded down to the nearest whole share of stock, vesting in each period. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:03 UTC |
Griffith ChristopherChief Information Officer
|
GrantPerformance Stock Units · Derivative | 8,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000088 · wf-form4_158888537433121.xml · derivative · entry 1 Griffith Christopher · CIK 0001777165 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,628 Underlying: Common Stock · 8,552 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:51 UTC |
DiFrancesco Paul FChief Operating Officer
|
Exercise / conversionDividend Equivalent Units · Derivative | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000060 · wf-form4_158629984893459.xml · derivative · entry 4 DiFrancesco Paul F · CIK 0001685210 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46 Underlying: Common Stock · 25 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:51 UTC |
DiFrancesco Paul FChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000060 · wf-form4_158629984893459.xml · derivative · entry 3 DiFrancesco Paul F · CIK 0001685210 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,266 Underlying: Common Stock · 1,134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 3,400 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. F2 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 3,400 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:51 UTC |
DiFrancesco Paul FChief Operating Officer
|
Tax withholdingCommon Stock | 346 | $8.04 | $2,781.84 |
DisclosureSEC source: 0001401521-20-000060 · wf-form4_158629984893459.xml · nonDerivative · entry 2 DiFrancesco Paul F · CIK 0001685210 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,533 Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:51 UTC |
DiFrancesco Paul FChief Operating Officer
|
Exercise / conversionCommon Stock | 1,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000060 · wf-form4_158629984893459.xml · nonDerivative · entry 1 DiFrancesco Paul F · CIK 0001685210 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:48 UTC |
St John ScottChief Claims Officer
|
Exercise / conversionDividend Equivalent Units · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000056 · wf-form4_158629967863113.xml · derivative · entry 4 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36 Underlying: Common Stock · 21 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:48 UTC |
St John ScottChief Claims Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 907 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000056 · wf-form4_158629967863113.xml · derivative · entry 3 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,813 Underlying: Common Stock · 907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 2,720 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. F2 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 2,720 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:48 UTC |
St John ScottChief Claims Officer
|
Tax withholdingCommon Stock | 278 | $8.04 | $2,235.12 |
DisclosureSEC source: 0001401521-20-000056 · wf-form4_158629967863113.xml · nonDerivative · entry 2 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,598 Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:48 UTC |
St John ScottChief Claims Officer
|
Exercise / conversionCommon Stock | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000056 · wf-form4_158629967863113.xml · nonDerivative · entry 1 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:49 UTC |
Kalter BradChief Legal Officer
|
Exercise / conversionDividend Equivalent Units · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000058 · wf-form4_158629976601597.xml · derivative · entry 4 Kalter Brad · CIK 0001769793 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36 Underlying: Common Stock · 21 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:49 UTC |
Kalter BradChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 923 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000058 · wf-form4_158629976601597.xml · derivative · entry 3 Kalter Brad · CIK 0001769793 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,846 Underlying: Common Stock · 923 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 2,769 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. F2 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 2,769 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:49 UTC |
Kalter BradChief Legal Officer
|
Tax withholdingCommon Stock | 283 | $8.04 | $2,275.32 |
DisclosureSEC source: 0001401521-20-000058 · wf-form4_158629976601597.xml · nonDerivative · entry 2 Kalter Brad · CIK 0001769793 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661 Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:49 UTC |
Kalter BradChief Legal Officer
|
Exercise / conversionCommon Stock | 944 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000058 · wf-form4_158629976601597.xml · nonDerivative · entry 1 Kalter Brad · CIK 0001769793 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:47 UTC |
Griffith ChristopherChief Information Officer
|
Exercise / conversionDividend Equivalent Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000054 · wf-form4_158629960366779.xml · derivative · entry 3 Griffith Christopher · CIK 0001777165 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:47 UTC |
Griffith ChristopherChief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000054 · wf-form4_158629960366779.xml · derivative · entry 2 Griffith Christopher · CIK 0001777165 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,538 Underlying: Common Stock · 770 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 2,308 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. F2 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 2,308 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 22:47 UTC |
Griffith ChristopherChief Information Officer
|
Exercise / conversionCommon Stock | 788 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-20-000054 · wf-form4_158629960366779.xml · nonDerivative · entry 1 Griffith Christopher · CIK 0001777165 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.