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Nasdaq · USD

ACIC

AMERICAN COASTAL INSURANCE Corp

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Tapewire entity
5560
SEC CIK
0001401521
Parsed reports
512

Last 12 months

Inside the activity.

10 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202610
Mar 202680
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2021 Filed May 12, 2021 16:50 UTC Amendment
St John ScottChief Claims Officer
GrantNonqualified Stock Options · Derivative 24,061 $0.00 Strike: $6.16 $0.00
Disclosure

SEC source: 0001401521-21-000088 · wf-form4a_162085261893320.xml · derivative · entry 5

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,061

Underlying: Common Stock · 24,061 shares

Expires 2031-04-23

F4 · shares: Amended to correct amount of shares granted.

F5 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period.

Read SEC document
April 23, 2021 Filed May 12, 2021 20:50 UTC Amendment
Griffith ChristopherChief Information Officer
GrantPerformance Stock Units · Derivative 12,175 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000087 · wf-form4a_162085259574356.xml · derivative · entry 6

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,264

Underlying: Common Stock · 12,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · shares: Amended to correct amount of shares granted.

F7 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F8 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above.

Read SEC document
April 23, 2021 Filed May 12, 2021 20:50 UTC Amendment
Griffith ChristopherChief Information Officer
GrantRestricted Stock Units · Derivative 6,088 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000087 · wf-form4a_162085259574356.xml · derivative · entry 5

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,132

Underlying: Common Stock · 6,088 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · shares: Amended to correct amount of shares granted.

F6 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F6 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

Read SEC document
April 23, 2021 Filed May 12, 2021 20:50 UTC Amendment
Griffith ChristopherChief Information Officer
GrantNonqualified Stock Options · Derivative 20,413 $0.00 Strike: $6.16 $0.00
Disclosure

SEC source: 0001401521-21-000087 · wf-form4a_162085259574356.xml · derivative · entry 4

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,413

Underlying: Common Stock · 20,413 shares

Expires 2031-04-23

F4 · shares: Amended to correct amount of shares granted.

F5 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period.

Read SEC document
April 23, 2021 Filed May 12, 2021 20:47 UTC Amendment
MARTZ BRADPresident & CFO
GrantPerformance Stock Units · Derivative 33,279 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000083 · wf-form4a_162085245738027.xml · derivative · entry 7

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,065

Underlying: Common Stock · 33,279 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · shares: Amended to correct amount of shares granted.

F7 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F8 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above.

Read SEC document
April 23, 2021 Filed May 12, 2021 20:47 UTC Amendment
MARTZ BRADPresident & CFO
GrantRestricted Stock Units · Derivative 16,640 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000083 · wf-form4a_162085245738027.xml · derivative · entry 6

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,228

Underlying: Common Stock · 16,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · shares: Amended to correct amount of shares granted.

F6 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F6 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

Read SEC document
April 23, 2021 Filed May 12, 2021 20:47 UTC Amendment
MARTZ BRADPresident & CFO
GrantNonqualified Stock Options · Derivative 55,797 $0.00 Strike: $6.16 $0.00
Disclosure

SEC source: 0001401521-21-000083 · wf-form4a_162085245738027.xml · derivative · entry 5

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,797

Underlying: Common Stock · 55,797 shares

Expires 2031-04-23

F4 · shares: Amended to correct amount of shares granted.

F5 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period.

Read SEC document
April 23, 2021 Filed May 12, 2021 20:45 UTC Amendment
Weigley AlyciaChief Talent Officer
GrantPerformance Stock Units · Derivative 8,117 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000080 · wf-form4a_162085231340017.xml · derivative · entry 3

Weigley Alycia · CIK 0001829351 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,117

Underlying: Common Stock · 8,117 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F1 · shares: Amended to correct amount of shares granted.

F5 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F6 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above.

Read SEC document
April 23, 2021 Filed May 12, 2021 20:45 UTC Amendment
Weigley AlyciaChief Talent Officer
GrantRestricted Stock Units · Derivative 4,058 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000080 · wf-form4a_162085231340017.xml · derivative · entry 2

Weigley Alycia · CIK 0001829351 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,058

Underlying: Common Stock · 4,058 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F1 · shares: Amended to correct amount of shares granted.

F4 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F4 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

Read SEC document
April 23, 2021 Filed May 12, 2021 20:45 UTC Amendment
Weigley AlyciaChief Talent Officer
GrantNonqualified Stock Options · Derivative 13,609 $0.00 Strike: $6.16 $0.00
Disclosure

SEC source: 0001401521-21-000080 · wf-form4a_162085231340017.xml · derivative · entry 1

Weigley Alycia · CIK 0001829351 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,609

Underlying: Common Stock · 13,609 shares

Expires 2031-04-23

F1 · shares: Amended to correct amount of shares granted.

F2 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period.

Read SEC document
April 23, 2021 Filed May 12, 2021 20:45 UTC Amendment
Adler BrookeGeneral Counsel
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000079 · wf-form4a_162085228831287.xml · nonDerivative · entry 1

Adler Brooke · CIK 0001857512 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: The shares were acquired pursuant to a grant of restricted stock under the United Insurance Holdings Corp. 2013 Omnibus Incentive Plan. The award vests in three equal annual installments beginning April 23, 2022.

F2 · shares: Amended to correct type and amount of shares granted.

Read SEC document
April 03, 2021 Filed Apr 26, 2021 16:42 UTC
St John ScottChief Claims Officer
Exercise / conversionDividend Equivalent Units · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000044 · wf-form4_161946970258023.xml · derivative · entry 4

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309

Underlying: Common Stock · 57 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
April 03, 2021 Filed Apr 26, 2021 16:42 UTC
St John ScottChief Claims Officer
Exercise / conversionRestricted Stock Units · Derivative 907 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000044 · wf-form4_161946970258023.xml · derivative · entry 3

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,794

Underlying: Common Stock · 907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 2,720 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F2 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 2,720 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

Read SEC document
April 03, 2021 Filed Apr 26, 2021 16:42 UTC
St John ScottChief Claims Officer
Tax withholdingCommon Stock 296 $7.60 $2,249.60
Disclosure

SEC source: 0001401521-21-000044 · wf-form4_161946970258023.xml · nonDerivative · entry 2

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,104

Read SEC document
April 03, 2021 Filed Apr 26, 2021 16:42 UTC
St John ScottChief Claims Officer
Exercise / conversionCommon Stock 964 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000044 · wf-form4_161946970258023.xml · nonDerivative · entry 1

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2021 Filed Apr 26, 2021 20:44 UTC
MARTZ BRADPresident & CFO
Exercise / conversionRestricted Stock Units · Derivative 1,814 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000046 · wf-form4_161946987152423.xml · derivative · entry 4

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,588

Underlying: Common Stock · 1,814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 5,440 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F3 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 5,440 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

Read SEC document
April 03, 2021 Filed Apr 26, 2021 20:44 UTC
MARTZ BRADPresident & CFO
Exercise / conversionDividend Equivalent Units · Derivative 109 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000046 · wf-form4_161946987152423.xml · derivative · entry 3

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630

Underlying: Common Stock · 109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
April 03, 2021 Filed Apr 26, 2021 20:44 UTC
MARTZ BRADPresident & CFO
Tax withholdingCommon Stock 579 $7.60 $4,400.40
Disclosure

SEC source: 0001401521-21-000046 · wf-form4_161946987152423.xml · nonDerivative · entry 2

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,060

Read SEC document
April 03, 2021 Filed Apr 26, 2021 20:44 UTC
MARTZ BRADPresident & CFO
Exercise / conversionCommon Stock 1,923 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000046 · wf-form4_161946987152423.xml · nonDerivative · entry 1

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2021 Filed Apr 26, 2021 20:39 UTC
Griffith ChristopherChief Information Officer
Exercise / conversionDividend Equivalent Units · Derivative 49 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000042 · wf-form4_161946953375674.xml · derivative · entry 3

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Underlying: Common Stock · 49 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
April 03, 2021 Filed Apr 26, 2021 20:39 UTC
Griffith ChristopherChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 770 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000042 · wf-form4_161946953375674.xml · derivative · entry 2

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,044

Underlying: Common Stock · 770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 2,308 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F2 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 2,308 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

Read SEC document
April 03, 2021 Filed Apr 26, 2021 20:39 UTC
Griffith ChristopherChief Information Officer
Exercise / conversionCommon Stock 819 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000042 · wf-form4_161946953375674.xml · nonDerivative · entry 1

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2021 Filed May 12, 2021 16:50 UTC Amendment
St John ScottChief Claims Officer
Exercise / conversionDividend Equivalent Units · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000088 · wf-form4a_162085261893320.xml · derivative · entry 4

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309

Underlying: Common Stock · 57 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
April 03, 2021 Filed May 12, 2021 16:50 UTC Amendment
St John ScottChief Claims Officer
Exercise / conversionRestricted Stock Units · Derivative 907 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000088 · wf-form4a_162085261893320.xml · derivative · entry 3

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,794

Underlying: Common Stock · 907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 2,720 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F2 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 2,720 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

Read SEC document
April 03, 2021 Filed May 12, 2021 16:50 UTC Amendment
St John ScottChief Claims Officer
Tax withholdingCommon Stock 296 $7.60 $2,249.60
Disclosure

SEC source: 0001401521-21-000088 · wf-form4a_162085261893320.xml · nonDerivative · entry 2

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,104

Read SEC document
April 03, 2021 Filed May 12, 2021 16:50 UTC Amendment
St John ScottChief Claims Officer
Exercise / conversionCommon Stock 964 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000088 · wf-form4a_162085261893320.xml · nonDerivative · entry 1

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2021 Filed May 12, 2021 20:50 UTC Amendment
Griffith ChristopherChief Information Officer
Exercise / conversionDividend Equivalent Units · Derivative 49 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000087 · wf-form4a_162085259574356.xml · derivative · entry 3

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Underlying: Common Stock · 49 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
April 03, 2021 Filed May 12, 2021 20:50 UTC Amendment
Griffith ChristopherChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 770 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000087 · wf-form4a_162085259574356.xml · derivative · entry 2

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,044

Underlying: Common Stock · 770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 2,308 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F2 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 2,308 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

Read SEC document
April 03, 2021 Filed May 12, 2021 20:50 UTC Amendment
Griffith ChristopherChief Information Officer
Exercise / conversionCommon Stock 819 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000087 · wf-form4a_162085259574356.xml · nonDerivative · entry 1

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2021 Filed May 12, 2021 20:47 UTC Amendment
MARTZ BRADPresident & CFO
Exercise / conversionRestricted Stock Units · Derivative 1,814 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000083 · wf-form4a_162085245738027.xml · derivative · entry 4

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,588

Underlying: Common Stock · 1,814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 5,440 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F3 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 5,440 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

Read SEC document
April 03, 2021 Filed May 12, 2021 20:47 UTC Amendment
MARTZ BRADPresident & CFO
Exercise / conversionDividend Equivalent Units · Derivative 109 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000083 · wf-form4a_162085245738027.xml · derivative · entry 3

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630

Underlying: Common Stock · 109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

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April 03, 2021 Filed May 12, 2021 20:47 UTC Amendment
MARTZ BRADPresident & CFO
Tax withholdingCommon Stock 579 $7.60 $4,400.40
Disclosure

SEC source: 0001401521-21-000083 · wf-form4a_162085245738027.xml · nonDerivative · entry 2

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,060

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April 03, 2021 Filed May 12, 2021 20:47 UTC Amendment
MARTZ BRADPresident & CFO
Exercise / conversionCommon Stock 1,923 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000083 · wf-form4a_162085245738027.xml · nonDerivative · entry 1

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2021 Filed Apr 26, 2021 16:30 UTC
Dittman ChristianChief Risk Officer
Tax withholdingCommon Stock 2,148 $7.60 $16,324.80
Disclosure

SEC source: 0001401521-21-000040 · wf-form4_161946902784824.xml · nonDerivative · entry 1

Dittman Christian · CIK 0001817307 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,238

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April 01, 2021 Filed May 12, 2021 16:48 UTC Amendment
Dittman ChristianChief Risk Officer
Tax withholdingCommon Stock 2,148 $7.60 $16,324.80
Disclosure

SEC source: 0001401521-21-000084 · wf-form4a_162085247803168.xml · nonDerivative · entry 1

Dittman Christian · CIK 0001817307 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,238

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March 26, 2021 Filed Mar 29, 2021 20:27 UTC PurchaseCommon Stock 1,080 $7.25 $7,830.00
Disclosure

SEC source: 0001401521-21-000025 · wf-form4_161704963297997.xml · nonDerivative · entry 1

DAVIS KERN MICHAEL · CIK 0001512964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,618

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March 26, 2021 Filed Mar 30, 2021 21:57 UTC Amendment PurchaseCommon Stock 15,000 $7.21 $108,114.00
Disclosure

SEC source: 0001401521-21-000029 · wf-form4a_161714140775450.xml · nonDerivative · entry 2

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,753.745

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.18 to $7.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 26, 2021 Filed Mar 30, 2021 21:57 UTC Amendment PurchaseCommon Stock 5,000 $7.20 $36,000.00
Disclosure

SEC source: 0001401521-21-000029 · wf-form4a_161714140775450.xml · nonDerivative · entry 1

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,753.745

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March 26, 2021 Filed Mar 30, 2021 21:46 UTC PurchaseCommon Stock 15,000 $7.21 $108,114.00
Disclosure

SEC source: 0001401521-21-000027 · wf-form4_161714078527810.xml · nonDerivative · entry 2

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,753.745

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.18 to $7.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 26, 2021 Filed Mar 30, 2021 21:46 UTC PurchaseCommon Stock 20,000 $7.20 $144,000.00
Disclosure

SEC source: 0001401521-21-000027 · wf-form4_161714078527810.xml · nonDerivative · entry 1

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,753.745

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March 19, 2021 Filed Mar 19, 2021 20:04 UTC PurchaseCommon Stock 6,700 $7.36 $49,312.00
Disclosure

SEC source: 0001401521-21-000023 · wf-form4_161618425680289.xml · nonDerivative · entry 1

Maroney Patrick · CIK 0001702894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,850

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March 17, 2021 Filed Mar 19, 2021 20:02 UTC PurchaseCommon Stock 15,000 $7.49 $112,375.50
Disclosure

SEC source: 0001401521-21-000021 · wf-form4_161618413046174.xml · nonDerivative · entry 2

POITEVINT ALEC II · CIK 0001199975 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 569,466

F2 · ownership.nature: Shares held by Reporting Person inderectly through Mineral Associates, Inc. Reporting Person has voting and investment power over these securities.

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March 17, 2021 Filed Mar 19, 2021 20:02 UTC PurchaseCommon Stock 10,000 $7.49 $74,933.00
Disclosure

SEC source: 0001401521-21-000021 · wf-form4_161618413046174.xml · nonDerivative · entry 1

POITEVINT ALEC II · CIK 0001199975 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 496,222

F1 · ownership.nature: Shares held by Reporting Person indirectly through SEM Minerals, LP, a limited partnership whose General Partner is SEM Minerals, Inc., of which Reporting Person is the Chairman and President.

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March 09, 2021 Filed Mar 10, 2021 17:03 UTC
St John ScottChief Claims Officer
GrantDividend Equivalent Units · Derivative 70 $7.51 $525.70
Disclosure

SEC source: 0001401521-21-000019 · wf-form4_161541376638327.xml · derivative · entry 1

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366

Underlying: Common Stock · 70 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

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March 09, 2021 Filed Mar 10, 2021 21:59 UTC
Griffith ChristopherChief Information Officer
GrantDividend Equivalent Units · Derivative 48 $7.51 $360.48
Disclosure

SEC source: 0001401521-21-000015 · wf-form4_161541354467009.xml · derivative · entry 1

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

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March 09, 2021 Filed Mar 10, 2021 22:01 UTC
MARTZ BRADPresident & CFO
GrantDividend Equivalent Units · Derivative 142 $7.51 $1,066.42
Disclosure

SEC source: 0001401521-21-000017 · wf-form4_161541368789082.xml · derivative · entry 1

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739

Underlying: Common Stock · 142 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 21:11 UTC PurchaseCommon Stock 10,000 $5.95 $59,500.00
Disclosure

SEC source: 0001401521-20-000213 · wf-form4_160936268296354.xml · nonDerivative · entry 1

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,753.745

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.8398 to $6.07 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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December 24, 2020 Filed Dec 28, 2020 21:06 UTC PurchaseCommon Stock 20,000 $6.11 $122,200.00
Disclosure

SEC source: 0001401521-20-000211 · wf-form4_160918955467703.xml · nonDerivative · entry 3

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,753.745

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.74 to $6.1596 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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December 23, 2020 Filed Dec 28, 2020 21:06 UTC PurchaseCommon Stock 2,000 $5.59 $11,180.00
Disclosure

SEC source: 0001401521-20-000211 · wf-form4_160918955467703.xml · nonDerivative · entry 2

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,753.745

Read SEC document
December 23, 2020 Filed Dec 28, 2020 21:06 UTC PurchaseCommon Stock 5,000 $5.54 $27,700.00
Disclosure

SEC source: 0001401521-20-000211 · wf-form4_160918955467703.xml · nonDerivative · entry 1

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,753.745

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.