Tapewire

Nasdaq · USD

ACIC

AMERICAN COASTAL INSURANCE Corp

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Tapewire entity
5560
SEC CIK
0001401521
Parsed reports
512

Last 12 months

Inside the activity.

10 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202610
Mar 202680
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2021 Filed Aug 26, 2021 20:13 UTC PurchaseCommon Stock 40 $3.98 $159.20
Disclosure

SEC source: 0001401521-21-000147 · wf-form4_163000880281687.xml · nonDerivative · entry 1

Whittemore Kent G · CIK 0001446342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,267

F1 · ownership.direct: The shares purchased by reporting person are held jointly with reporting person's spouse.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 20:01 UTC
Weigley AlyciaChief Talent Officer
Tax withholdingCommon Stock 414 $6.05 $2,504.70
Disclosure

SEC source: 0001401521-21-000110 · wf-form4_162335526346998.xml · nonDerivative · entry 1

Weigley Alycia · CIK 0001829351 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,569

Read SEC document
May 24, 2021 Filed May 25, 2021 16:07 UTC
Dittman ChristianChief Risk Officer
GrantDividend Equivalent Units · Derivative 87 $5.62 $488.94
Disclosure

SEC source: 0001401521-21-000098 · wf-form4_162197322082366.xml · derivative · entry 1

Dittman Christian · CIK 0001817307 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87

Underlying: Common Stock · 87 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
May 24, 2021 Filed May 25, 2021 16:08 UTC
St John ScottChief Claims Officer
GrantDividend Equivalent Units · Derivative 134 $5.62 $753.08
Disclosure

SEC source: 0001401521-21-000099 · wf-form4_162197326779582.xml · derivative · entry 1

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379

Underlying: Common Stock · 134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:09 UTC
Griffith ChristopherChief Information Officer
GrantDividend Equivalent Units · Derivative 106 $5.62 $595.72
Disclosure

SEC source: 0001401521-21-000100 · wf-form4_162197331243320.xml · derivative · entry 1

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251

Underlying: Common Stock · 106 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:06 UTC
Weigley AlyciaChief Talent Officer
GrantDividend Equivalent Units · Derivative 43 $5.62 $241.66
Disclosure

SEC source: 0001401521-21-000097 · wf-form4_162197319408914.xml · derivative · entry 1

Weigley Alycia · CIK 0001829351 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:06 UTC
MARTZ BRADPresident & CFO
GrantDividend Equivalent Units · Derivative 292 $5.62 $1,641.04
Disclosure

SEC source: 0001401521-21-000096 · wf-form4_162197314911165.xml · derivative · entry 1

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795

Underlying: Common Stock · 292 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
May 18, 2021 Filed May 18, 2021 20:03 UTC PurchaseCommon Stock 8,400 $5.85 $49,140.00
Disclosure

SEC source: 0001401521-21-000090 · wf-form4_162136813615251.xml · nonDerivative · entry 1

Maroney Patrick · CIK 0001702894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,250

Read SEC document
May 05, 2021 Filed May 7, 2021 16:06 UTC
St John ScottChief Claims Officer
Exercise / conversionDividend Equivalent Units · Derivative 64 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000074 · wf-form4_162041797731176.xml · derivative · entry 4

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245

Underlying: Common Stock · 64 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:06 UTC
St John ScottChief Claims Officer
Exercise / conversionRestricted Stock Units · Derivative 1,680 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000074 · wf-form4_162041797731176.xml · derivative · entry 3

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,289

Underlying: Common Stock · 1,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: On May 5, 2020, the reporting person was granted 5,040 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F2 · derivative.expiration_date: On May 5, 2020, the reporting person was granted 5,040 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:06 UTC
St John ScottChief Claims Officer
Tax withholdingCommon Stock 520 $6.16 $3,203.20
Disclosure

SEC source: 0001401521-21-000074 · wf-form4_162041797731176.xml · nonDerivative · entry 2

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,328

Read SEC document
May 05, 2021 Filed May 7, 2021 16:06 UTC
St John ScottChief Claims Officer
Exercise / conversionCommon Stock 1,744 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000074 · wf-form4_162041797731176.xml · nonDerivative · entry 1

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:06 UTC
MARTZ BRADPresident & CFO
Exercise / conversionDividend Equivalent Units · Derivative 127 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000073 · wf-form4_162041794830719.xml · derivative · entry 3

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503

Underlying: Common Stock · 127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:06 UTC
MARTZ BRADPresident & CFO
Exercise / conversionRestricted Stock Units · Derivative 3,360 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000073 · wf-form4_162041794830719.xml · derivative · entry 2

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,579

Underlying: Common Stock · 3,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: On May 5, 2020, the reporting person was granted 10,080 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F2 · derivative.expiration_date: On May 5, 2020, the reporting person was granted 10,080 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:06 UTC
MARTZ BRADPresident & CFO
Exercise / conversionCommon Stock 3,487 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000073 · wf-form4_162041794830719.xml · nonDerivative · entry 1

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:05 UTC
Griffith ChristopherChief Information Officer
Exercise / conversionDividend Equivalent Units · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000072 · wf-form4_162041791404079.xml · derivative · entry 3

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145

Underlying: Common Stock · 55 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:05 UTC
Griffith ChristopherChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 1,426 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000072 · wf-form4_162041791404079.xml · derivative · entry 2

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,793

Underlying: Common Stock · 1,426 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2 · derivative.exercise_date: On May 5, 2020, the reporting person was granted 4,276 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

F2 · derivative.expiration_date: On May 5, 2020, the reporting person was granted 4,276 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:05 UTC
Griffith ChristopherChief Information Officer
Exercise / conversionCommon Stock 1,481 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000072 · wf-form4_162041791404079.xml · nonDerivative · entry 1

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:17 UTC
Peed DanielDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000066 · wf-form4_162024585270847.xml · nonDerivative · entry 1

Peed Daniel · CIK 0001702668 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,961,936

Read SEC document
May 04, 2021 Filed May 5, 2021 20:15 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000062 · wf-form4_162024571170160.xml · nonDerivative · entry 1

Whittemore Kent G · CIK 0001446342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,227

F1 · ownership.direct: Shares held jointly with reporting person's spouse.

Read SEC document
May 04, 2021 Filed May 5, 2021 20:10 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000059 · wf-form4_162024543614067.xml · nonDerivative · entry 1

Branch Gregory C · CIK 0001446459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,704,197

Read SEC document
May 04, 2021 Filed May 5, 2021 20:10 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000058 · wf-form4_162024540795120.xml · nonDerivative · entry 1

Hogan Michael · CIK 0001410608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,753.745

Read SEC document
May 04, 2021 Filed May 5, 2021 20:17 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000065 · wf-form4_162024581964812.xml · nonDerivative · entry 1

Maroney Patrick · CIK 0001702894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,850

Read SEC document
May 04, 2021 Filed May 5, 2021 20:16 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000064 · wf-form4_162024577560186.xml · nonDerivative · entry 1

HUDSON SHERRILL W · CIK 0001208993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,403

Read SEC document
May 04, 2021 Filed May 5, 2021 20:16 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000063 · wf-form4_162024573883194.xml · nonDerivative · entry 1

DAVIS KERN MICHAEL · CIK 0001512964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,618

Read SEC document
May 04, 2021 Filed May 5, 2021 20:15 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000061 · wf-form4_162024566162774.xml · nonDerivative · entry 1

HOOD III WILLIAM H. · CIK 0001513146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,429

Read SEC document
May 04, 2021 Filed May 5, 2021 20:11 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000060 · wf-form4_162024546383600.xml · nonDerivative · entry 1

POITEVINT ALEC II · CIK 0001199975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Read SEC document
April 23, 2021 Filed Apr 26, 2021 16:30 UTC
Dittman ChristianChief Risk Officer
GrantPerformance Stock Units · Derivative 32,468 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000040 · wf-form4_161946902784824.xml · derivative · entry 4

Dittman Christian · CIK 0001817307 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,468

Underlying: Common Stock · 32,468 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F5 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 16:30 UTC
Dittman ChristianChief Risk Officer
GrantRestricted Stock Units · Derivative 16,234 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000040 · wf-form4_161946902784824.xml · derivative · entry 3

Dittman Christian · CIK 0001817307 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,234

Underlying: Common Stock · 16,234 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F3 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 16:30 UTC
Dittman ChristianChief Risk Officer
GrantNonqualified Stock Options · Derivative 54,436 $0.00 Strike: $6.16 $0.00
Disclosure

SEC source: 0001401521-21-000040 · wf-form4_161946902784824.xml · derivative · entry 2

Dittman Christian · CIK 0001817307 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,436

Underlying: Common Stock · 54,436 shares

Expires 2031-04-23

F1 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 16:42 UTC
St John ScottChief Claims Officer
GrantPerformance Stock Units · Derivative 24,351 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000044 · wf-form4_161946970258023.xml · derivative · entry 7

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,753

Underlying: Common Stock · 24,351 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F6 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F7 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 16:42 UTC
St John ScottChief Claims Officer
GrantRestricted Stock Units · Derivative 12,175 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000044 · wf-form4_161946970258023.xml · derivative · entry 6

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,969

Underlying: Common Stock · 12,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F5 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 16:42 UTC
St John ScottChief Claims Officer
GrantNonqualified Stock Options · Derivative 40,827 $0.00 Strike: $6.16 $0.00
Disclosure

SEC source: 0001401521-21-000044 · wf-form4_161946970258023.xml · derivative · entry 5

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,827

Underlying: Common Stock · 40,827 shares

Expires 2031-04-23

F4 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:44 UTC
MARTZ BRADPresident & CFO
GrantPerformance Stock Units · Derivative 48,701 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000046 · wf-form4_161946987152423.xml · derivative · entry 7

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,506

Underlying: Common Stock · 48,701 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F6 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F7 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:44 UTC
MARTZ BRADPresident & CFO
GrantRestricted Stock Units · Derivative 24,351 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000046 · wf-form4_161946987152423.xml · derivative · entry 6

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,939

Underlying: Common Stock · 24,351 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F5 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:44 UTC
MARTZ BRADPresident & CFO
GrantNonqualified Stock Options · Derivative 81,654 $0.00 Strike: $6.16 $0.00
Disclosure

SEC source: 0001401521-21-000046 · wf-form4_161946987152423.xml · derivative · entry 5

MARTZ BRAD · CIK 0001557785 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,654

Underlying: Common Stock · 81,654 shares

Expires 2031-04-23

F4 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:39 UTC
Griffith ChristopherChief Information Officer
GrantPerformance Stock Units · Derivative 24,351 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000042 · wf-form4_161946953375674.xml · derivative · entry 6

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,979

Underlying: Common Stock · 24,351 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F6 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F7 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above.

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April 23, 2021 Filed Apr 26, 2021 20:39 UTC
Griffith ChristopherChief Information Officer
GrantRestricted Stock Units · Derivative 12,175 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000042 · wf-form4_161946953375674.xml · derivative · entry 5

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,219

Underlying: Common Stock · 12,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F5 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F5 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

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April 23, 2021 Filed Apr 26, 2021 20:39 UTC
Griffith ChristopherChief Information Officer
GrantNonqualified Stock Options · Derivative 40,827 $0.00 Strike: $6.16 $0.00
Disclosure

SEC source: 0001401521-21-000042 · wf-form4_161946953375674.xml · derivative · entry 4

Griffith Christopher · CIK 0001777165 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,827

Underlying: Common Stock · 40,827 shares

Expires 2031-04-23

F4 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period.

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April 23, 2021 Filed Apr 26, 2021 20:27 UTC
Adler BrookeGeneral Counsel
GrantPerformance Stock Units · Derivative 20,292 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000038 · wf-form4_161946886238446.xml · derivative · entry 3

Adler Brooke · CIK 0001857512 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,292

Underlying: Common Stock · 20,292 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F5 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above.

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April 23, 2021 Filed Apr 26, 2021 20:27 UTC
Adler BrookeGeneral Counsel
GrantRestricted Stock Units · Derivative 10,146 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000038 · wf-form4_161946886238446.xml · derivative · entry 2

Adler Brooke · CIK 0001857512 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,146

Underlying: Common Stock · 10,146 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F3 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

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April 23, 2021 Filed Apr 26, 2021 20:27 UTC
Adler BrookeGeneral Counsel
GrantNonqualified Stock Options · Derivative 34,022 $0.00 Strike: $6.16 $0.00
Disclosure

SEC source: 0001401521-21-000038 · wf-form4_161946886238446.xml · derivative · entry 1

Adler Brooke · CIK 0001857512 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,022

Underlying: Common Stock · 34,022 shares

Expires 2031-04-23

F1 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period.

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April 23, 2021 Filed Apr 26, 2021 20:26 UTC
Weigley AlyciaChief Talent Officer
GrantPerformance Stock Units · Derivative 20,292 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000036 · wf-form4_161946874232059.xml · derivative · entry 3

Weigley Alycia · CIK 0001829351 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,292

Underlying: Common Stock · 20,292 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F5 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above.

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April 23, 2021 Filed Apr 26, 2021 20:26 UTC
Weigley AlyciaChief Talent Officer
GrantRestricted Stock Units · Derivative 10,146 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000036 · wf-form4_161946874232059.xml · derivative · entry 2

Weigley Alycia · CIK 0001829351 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,146

Underlying: Common Stock · 10,146 shares

Expires not disclosed

F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F3 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F3 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:26 UTC
Weigley AlyciaChief Talent Officer
GrantNonqualified Stock Options · Derivative 34,022 $0.00 Strike: $6.16 $0.00
Disclosure

SEC source: 0001401521-21-000036 · wf-form4_161946874232059.xml · derivative · entry 1

Weigley Alycia · CIK 0001829351 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,022

Underlying: Common Stock · 34,022 shares

Expires 2031-04-23

F1 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period.

Read SEC document
April 23, 2021 Filed May 12, 2021 16:48 UTC Amendment
Dittman ChristianChief Risk Officer
GrantPerformance Stock Units · Derivative 16,234 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000084 · wf-form4a_162085247803168.xml · derivative · entry 4

Dittman Christian · CIK 0001817307 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,234

Underlying: Common Stock · 16,234 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F1 · shares: Amended to correct amount of shares granted.

F5 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F6 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above.

Read SEC document
April 23, 2021 Filed May 12, 2021 16:48 UTC Amendment
Dittman ChristianChief Risk Officer
GrantRestricted Stock Units · Derivative 8,117 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000084 · wf-form4a_162085247803168.xml · derivative · entry 3

Dittman Christian · CIK 0001817307 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,117

Underlying: Common Stock · 8,117 shares

Expires not disclosed

F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F1 · shares: Amended to correct amount of shares granted.

F4 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F4 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

Read SEC document
April 23, 2021 Filed May 12, 2021 16:48 UTC Amendment
Dittman ChristianChief Risk Officer
GrantNonqualified Stock Options · Derivative 27,218 $0.00 Strike: $6.16 $0.00
Disclosure

SEC source: 0001401521-21-000084 · wf-form4a_162085247803168.xml · derivative · entry 2

Dittman Christian · CIK 0001817307 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,218

Underlying: Common Stock · 27,218 shares

Expires 2031-04-23

F1 · shares: Amended to correct amount of shares granted.

F2 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period.

Read SEC document
April 23, 2021 Filed May 12, 2021 16:50 UTC Amendment
St John ScottChief Claims Officer
GrantPerformance Stock Units · Derivative 14,351 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000088 · wf-form4a_162085261893320.xml · derivative · entry 7

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,243

Underlying: Common Stock · 14,351 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · shares: Amended to correct amount of shares granted.

F7 · derivative.exercise_date: The performance units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F8 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (based on the terms outlined in the respective award agreement) can range from 0% to 150% of the number presented above.

Read SEC document
April 23, 2021 Filed May 12, 2021 16:50 UTC Amendment
St John ScottChief Claims Officer
GrantRestricted Stock Units · Derivative 7,175 $0.00 $0.00
Disclosure

SEC source: 0001401521-21-000088 · wf-form4a_162085261893320.xml · derivative · entry 6

St John Scott · CIK 0001685063 · Chief Claims Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,969

Underlying: Common Stock · 7,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F4 · shares: Amended to correct amount of shares granted.

F6 · derivative.exercise_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

F6 · derivative.expiration_date: The restricted stock units are subject to vesting over three years with one third, rounded down to the nearest whole share of stock, vesting in each period.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.