Last 12 months
Inside the activity.
10 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 8 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 1 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2022 Filed Apr 6, 2022 20:39 UTC |
MARTZ BRADPresident & CFO
|
Exercise / conversionDividend Equivalent Units · Derivative | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-22-000024 · wf-form4_164927758549319.xml · derivative · entry 4 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,620 Underlying: Common Stock · 215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| April 03, 2022 Filed Apr 6, 2022 20:39 UTC |
MARTZ BRADPresident & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-22-000024 · wf-form4_164927758549319.xml · derivative · entry 3 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,360 Underlying: Common Stock · 1,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: On April 3, 2019, the reporting person was granted 5,440 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. F2 · derivative.expiration_date: On April 3, 2019, the reporting person was granted 5,440 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. Read SEC document |
| April 03, 2022 Filed Apr 6, 2022 20:39 UTC |
MARTZ BRADPresident & CFO
|
Tax withholdingCommon Stock | 608 | $3.15 | $1,915.20 |
DisclosureSEC source: 0001401521-22-000024 · wf-form4_164927758549319.xml · nonDerivative · entry 2 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,364 Read SEC document |
| April 03, 2022 Filed Apr 6, 2022 20:39 UTC |
MARTZ BRADPresident & CFO
|
Exercise / conversionCommon Stock | 2,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-22-000024 · wf-form4_164927758549319.xml · nonDerivative · entry 1 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 16:25 UTC |
St John ScottChief Claims Officer
|
GrantDividend Equivalent Units · Derivative | 207 | $3.51 | $726.57 |
DisclosureSEC source: 0001401521-22-000016 · wf-form4_164763513585614.xml · derivative · entry 1 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846 Underlying: Common Stock · 207 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:26 UTC |
Weigley AlyciaChief Talent Officer
|
GrantDividend Equivalent Units · Derivative | 72 | $3.51 | $252.72 |
DisclosureSEC source: 0001401521-22-000018 · wf-form4_164763517273784.xml · derivative · entry 1 Weigley Alycia · CIK 0001829351 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235 Underlying: Common Stock · 72 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:26 UTC |
MARTZ BRADPresident & CFO
|
GrantDividend Equivalent Units · Derivative | 454 | $3.51 | $1,593.54 |
DisclosureSEC source: 0001401521-22-000017 · wf-form4_164763515507066.xml · derivative · entry 1 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,835 Underlying: Common Stock · 454 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:25 UTC |
Griffith ChristopherChief Operating Officer
|
GrantDividend Equivalent Units · Derivative | 175 | $3.51 | $614.25 |
DisclosureSEC source: 0001401521-22-000015 · wf-form4_164763510192879.xml · derivative · entry 1 Griffith Christopher · CIK 0001777165 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718 Underlying: Common Stock · 175 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| December 29, 2021 Filed Dec 30, 2021 21:02 UTC |
Branch Gregory CDirector
|
PurchaseCommon Stock | 3,490 | $4.37 | $15,259.68 |
DisclosureSEC source: 0001401521-21-000218 · wf-form4_164089815329038.xml · nonDerivative · entry 2 Branch Gregory C · CIK 0001446459 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Branch Family Foundation, Inc. Disclosed balance after: 45,290 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.34 to $4.38 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 29, 2021 Filed Dec 30, 2021 21:02 UTC |
Branch Gregory CDirector
|
PurchaseCommon Stock | 2,405 | $4.37 | $10,520.67 |
DisclosureSEC source: 0001401521-21-000218 · wf-form4_164089815329038.xml · nonDerivative · entry 1 Branch Gregory C · CIK 0001446459 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Branch Journey, LLC. Reporting person is sole manager of Branch Journey, LLC. Disclosed balance after: 123,710 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.34 to $4.38 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The amount of securities beneficially owned as reported in column 5 include 118,588 shares that were previosly held by the Greg Branch Family LP and transferred to Branch Journey, LLC in December 2012. Reporting Person is the sole manager of Branch Journey, LLC. Read SEC document |
| December 27, 2021 Filed Dec 28, 2021 21:08 UTC |
Branch Gregory CDirector
|
PurchaseCommon Stock | 1,800 | $4.30 | $7,738.02 |
DisclosureSEC source: 0001401521-21-000216 · wf-form4_164072568285427.xml · nonDerivative · entry 2 Branch Gregory C · CIK 0001446459 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Branch Family Foundation, Inc. Disclosed balance after: 41,800 F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.28 to $4.31 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 27, 2021 Filed Dec 28, 2021 21:08 UTC |
Branch Gregory CDirector
|
PurchaseCommon Stock | 2,717 | $4.30 | $11,681.74 |
DisclosureSEC source: 0001401521-21-000216 · wf-form4_164072568285427.xml · nonDerivative · entry 1 Branch Gregory C · CIK 0001446459 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Branch Journey, LLC. Reporting person is sole manager of Branch Journey, LLC. Disclosed balance after: 121,305 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.29 to $4.31 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The amount of securities beneficially owned as reported in column 5 include 118,588 shares that were previously held by the Greg Branch Family LP and transferred to Branch Journey, LLC in December 2012. Reporting Person is the sole manager of Branch Journey, LLC. Read SEC document |
| December 03, 2021 Filed Dec 3, 2021 21:52 UTC |
Hogan MichaelDirector
|
PurchaseCommon Stock | 10,000 | $4.46 | $44,600.00 |
DisclosureSEC source: 0001401521-21-000210 · wf-form4_163856834996893.xml · nonDerivative · entry 1 Hogan Michael · CIK 0001410608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,753.745 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.43 to $4.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: In February 2021, all shares held by the Reporting person were moved to MRH Holdings, LLP, the Reporting Person's family limited partnership. The Reporting Person has voting and investment power over these securities. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 13:24 UTC |
Hogan MichaelDirector
|
PurchaseCommon Stock | 10,000 | $4.30 | $43,000.00 |
DisclosureSEC source: 0001401521-21-000207 · wf-form4_163853786006387.xml · nonDerivative · entry 1 Hogan Michael · CIK 0001410608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,753.745 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 13:24 UTC |
Maroney PatrickDirector
|
PurchaseCommon Stock | 7,500 | $4.31 | $32,325.00 |
DisclosureSEC source: 0001401521-21-000208 · wf-form4_163853787508187.xml · nonDerivative · entry 1 Maroney Patrick · CIK 0001702894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,750 Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 17:35 UTC |
St John ScottChief Claims Officer
|
GrantDividend Equivalent Units · Derivative | 167 | $4.27 | $713.09 |
DisclosureSEC source: 0001401521-21-000201 · wf-form4_163831173823983.xml · derivative · entry 1 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639 Underlying: Common Stock · 167 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 22:36 UTC |
MARTZ BRADPresident & CFO
|
GrantDividend Equivalent Units · Derivative | 368 | $4.27 | $1,571.36 |
DisclosureSEC source: 0001401521-21-000204 · wf-form4_163831179975772.xml · derivative · entry 1 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,381 Underlying: Common Stock · 368 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 22:36 UTC |
Griffith ChristopherChief Operating Officer
|
GrantDividend Equivalent Units · Derivative | 143 | $4.27 | $610.61 |
DisclosureSEC source: 0001401521-21-000203 · wf-form4_163831177703863.xml · derivative · entry 1 Griffith Christopher · CIK 0001777165 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543 Underlying: Common Stock · 143 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 22:36 UTC |
Weigley AlyciaChief Talent Officer
|
GrantDividend Equivalent Units · Derivative | 58 | $4.27 | $247.66 |
DisclosureSEC source: 0001401521-21-000202 · wf-form4_163831175940313.xml · derivative · entry 1 Weigley Alycia · CIK 0001829351 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163 Underlying: Common Stock · 58 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 21:47 UTC |
Shirazi BrookeChief Underwriting Officer
|
PurchaseCommon Stock | 12,000 | $4.72 | $56,640.00 |
DisclosureSEC source: 0001401521-21-000196 · wf-form4_163718563718383.xml · nonDerivative · entry 1 Shirazi Brooke · CIK 0001882714 · Chief Underwriting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,000 Read SEC document |
| September 28, 2021 Filed Sep 29, 2021 20:23 UTC |
Shirazi BrookeChief Underwriting Officer
|
PurchaseCommon Stock | 25,000 | $3.52 | $88,000.00 |
DisclosureSEC source: 0001401521-21-000173 · wf-form4_163294697910296.xml · nonDerivative · entry 1 Shirazi Brooke · CIK 0001882714 · Chief Underwriting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Beneficial Ownership, Held by Spouse Disclosed balance after: 25,000 Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 16:09 UTC |
St John ScottChief Claims Officer
|
GrantNonqualified Stock Options · Derivative | 90,000 | $0.00 Strike: $3.46 | $0.00 |
DisclosureSEC source: 0001401521-21-000183 · wf-form4_163303252880334.xml · derivative · entry 1 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2031-09-28 F1 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:09 UTC |
Griffith ChristopherChief Operating Officer
|
GrantNonqualified Stock Options · Derivative | 90,000 | $0.00 Strike: $3.46 | $0.00 |
DisclosureSEC source: 0001401521-21-000185 · wf-form4_163303256104840.xml · derivative · entry 1 Griffith Christopher · CIK 0001777165 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2031-09-28 F1 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:09 UTC |
MARTZ BRADPresident & CFO
|
GrantNonqualified Stock Options · Derivative | 120,000 | $0.00 Strike: $3.46 | $0.00 |
DisclosureSEC source: 0001401521-21-000184 · wf-form4_163303254470586.xml · derivative · entry 1 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2031-09-28 F1 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:08 UTC |
Adler BrookeGeneral Counsel
|
GrantNonqualified Stock Options · Derivative | 90,000 | $0.00 Strike: $3.46 | $0.00 |
DisclosureSEC source: 0001401521-21-000182 · wf-form4_163303251103841.xml · derivative · entry 1 Adler Brooke · CIK 0001857512 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2031-09-28 F1 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:08 UTC |
Weigley AlyciaChief Talent Officer
|
GrantNonqualified Stock Options · Derivative | 90,000 | $0.00 Strike: $3.46 | $0.00 |
DisclosureSEC source: 0001401521-21-000181 · wf-form4_163303249274926.xml · derivative · entry 1 Weigley Alycia · CIK 0001829351 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2031-09-28 F1 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:08 UTC |
Shirazi BrookeChief Underwriting Officer
|
GrantNonqualified Stock Options · Derivative | 90,000 | $0.00 Strike: $3.46 | $0.00 |
DisclosureSEC source: 0001401521-21-000180 · wf-form4_163303247385084.xml · derivative · entry 1 Shirazi Brooke · CIK 0001882714 · Chief Underwriting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2031-09-28 F1 · derivative.exercise_date: Exercise of the nonqualified award is subject to vesting over three years with one third, rounded down to the nearest whole share of stock, becoming exercisable in each period. Read SEC document |
| September 27, 2021 Filed Sep 28, 2021 20:23 UTC |
Hogan MichaelDirector
|
PurchaseCommon Stock | 10,000 | $3.66 | $36,600.00 |
DisclosureSEC source: 0001401521-21-000171 · wf-form4_163286059006405.xml · nonDerivative · entry 1 Hogan Michael · CIK 0001410608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,753.745 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.65 to $3.67 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: In February 2021, all shares held by the Reporting person were moved to MHR holdings, LLP, the Reporting Person's family limited partnership. The Reporting Person has voting and investment power over these securities. Read SEC document |
| September 23, 2021 Filed Sep 24, 2021 20:25 UTC |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 3,250 | $3.40 | $11,050.00 |
DisclosureSEC source: 0001401521-21-000169 · wf-form4_163251508864894.xml · nonDerivative · entry 2 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Beneficial Ownership, Held by Dependent Grandchild Disclosed balance after: 9,750 Read SEC document |
| September 23, 2021 Filed Sep 24, 2021 20:25 UTC |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 18,300 | $3.46 | $63,318.00 |
DisclosureSEC source: 0001401521-21-000169 · wf-form4_163251508864894.xml · nonDerivative · entry 1 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Beneficial Ownership, Held by Spouse Disclosed balance after: 36,600 Read SEC document |
| September 22, 2021 Filed Sep 23, 2021 20:45 UTC |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 6,398 | $3.33 | $21,279.75 |
DisclosureSEC source: 0001401521-21-000167 · wf-form4_163242988637453.xml · nonDerivative · entry 4 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 594,000 F2 · ownership.nature: Shares held by Reporting Person inderectly through Mineral Associates, Inc. Reporting Person has voting and investment power over these securities. Read SEC document |
| September 22, 2021 Filed Sep 23, 2021 20:45 UTC |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 9,040 | $3.34 | $30,160.15 |
DisclosureSEC source: 0001401521-21-000167 · wf-form4_163242988637453.xml · nonDerivative · entry 3 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 524,000 F1 · ownership.nature: Shares held by Reporting Person indirectly through SEM Minerals, LP, a limited partnership whose General Partner is SEM Minerals, Inc., of which Reporting Person is the Chairman and President. Read SEC document |
| September 22, 2021 Filed Sep 23, 2021 20:44 UTC |
MARTZ BRADPresident & CFO
|
PurchaseCommon Stock | 7,500 | $3.37 | $25,275.00 |
DisclosureSEC source: 0001401521-21-000166 · wf-form4_163242986977636.xml · nonDerivative · entry 1 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,945 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.366 to $3.38 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 20:05 UTC |
Shirazi BrookeChief Underwriting Officer
|
PurchaseCommon Stock | 30,446 | $3.10 | $94,382.60 |
DisclosureSEC source: 0001401521-21-000163 · wf-form4_163234111720070.xml · nonDerivative · entry 1 Shirazi Brooke · CIK 0001882714 · Chief Underwriting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 20:45 UTC |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 18,136 | $3.17 | $57,540.09 |
DisclosureSEC source: 0001401521-21-000167 · wf-form4_163242988637453.xml · nonDerivative · entry 2 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 587,602 F2 · ownership.nature: Shares held by Reporting Person inderectly through Mineral Associates, Inc. Reporting Person has voting and investment power over these securities. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 20:45 UTC |
POITEVINT ALEC IIDirector
|
PurchaseCommon Stock | 18,738 | $3.17 | $59,431.31 |
DisclosureSEC source: 0001401521-21-000167 · wf-form4_163242988637453.xml · nonDerivative · entry 1 POITEVINT ALEC II · CIK 0001199975 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 514,960 F1 · ownership.nature: Shares held by Reporting Person indirectly through SEM Minerals, LP, a limited partnership whose General Partner is SEM Minerals, Inc., of which Reporting Person is the Chairman and President. Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 20:07 UTC |
Shirazi BrookeChief Underwriting Officer
|
PurchaseCommon Stock | 69,554 | $3.17 | $220,486.18 |
DisclosureSEC source: 0001401521-21-000159 · wf-form4_163225481770086.xml · nonDerivative · entry 1 Shirazi Brooke · CIK 0001882714 · Chief Underwriting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,554 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.07 to $3.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 18, 2021 Filed Sep 21, 2021 16:07 UTC |
St John ScottChief Claims Officer
|
Exercise / conversionDividend Equivalent Units · Derivative | 97 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-21-000161 · wf-form4_163225486621204.xml · derivative · entry 4 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472 Underlying: Common Stock · 97 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| September 18, 2021 Filed Sep 21, 2021 16:07 UTC |
St John ScottChief Claims Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 848 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-21-000161 · wf-form4_163225486621204.xml · derivative · entry 3 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,441 Underlying: Common Stock · 848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: On September 18, 2018, the reporting person was granted 2,544 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. F2 · derivative.expiration_date: On September 18, 2018, the reporting person was granted 2,544 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. Read SEC document |
| September 18, 2021 Filed Sep 21, 2021 16:07 UTC |
St John ScottChief Claims Officer
|
Tax withholdingCommon Stock | 287 | $3.15 | $904.05 |
DisclosureSEC source: 0001401521-21-000161 · wf-form4_163225486621204.xml · nonDerivative · entry 2 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,365 Read SEC document |
| September 18, 2021 Filed Sep 21, 2021 16:07 UTC |
St John ScottChief Claims Officer
|
Exercise / conversionCommon Stock | 945 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-21-000161 · wf-form4_163225486621204.xml · nonDerivative · entry 1 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2021 Filed Sep 21, 2021 20:07 UTC |
MARTZ BRADPresident & CFO
|
Exercise / conversionDividend Equivalent Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-21-000160 · wf-form4_163225484098640.xml · derivative · entry 3 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| September 18, 2021 Filed Sep 21, 2021 20:07 UTC |
MARTZ BRADPresident & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-21-000160 · wf-form4_163225484098640.xml · derivative · entry 2 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,172 Underlying: Common Stock · 1,696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: On September 18, 2018, the reporting person was granted 5,088 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. F2 · derivative.expiration_date: On September 18, 2018, the reporting person was granted 5,088 restricted stock units, vesting in three annual installments of approximately equal size beginning the first anniversary of the date of the grant. Read SEC document |
| September 18, 2021 Filed Sep 21, 2021 20:07 UTC |
MARTZ BRADPresident & CFO
|
Exercise / conversionCommon Stock | 1,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001401521-21-000160 · wf-form4_163225484098640.xml · nonDerivative · entry 1 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2021 Filed Sep 15, 2021 16:43 UTC |
St John ScottChief Claims Officer
|
PurchaseCommon Stock | 374 | $2.93 | $1,095.82 |
DisclosureSEC source: 0001401521-21-000153 · wf-form4_163173857212100.xml · nonDerivative · entry 1 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,707 Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:03 UTC |
Whittemore Kent GDirector
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PurchaseCommon Stock | 15,000 | $2.94 | $44,037.00 |
DisclosureSEC source: 0001401521-21-000155 · wf-form4_163190894446255.xml · nonDerivative · entry 1 Whittemore Kent G · CIK 0001446342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,267 F1 · ownership.direct: Shares held jointly with reporting person's spouse. F2 · ownership.direct: The shares purchased by reporting person are held jointly with reporting person's spouse. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 16:03 UTC |
St John ScottChief Claims Officer
|
GrantDividend Equivalent Units · Derivative | 190 | $4.00 | $760.00 |
DisclosureSEC source: 0001401521-21-000142 · wf-form4_162931699993878.xml · derivative · entry 1 St John Scott · CIK 0001685063 · Chief Claims Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569 Underlying: Common Stock · 190 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 20:04 UTC |
Griffith ChristopherChief Operating Officer
|
GrantDividend Equivalent Units · Derivative | 149 | $4.00 | $596.00 |
DisclosureSEC source: 0001401521-21-000145 · wf-form4_162931707257533.xml · derivative · entry 1 Griffith Christopher · CIK 0001777165 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 149 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 20:04 UTC |
Weigley AlyciaChief Talent Officer
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GrantDividend Equivalent Units · Derivative | 62 | $4.00 | $248.00 |
DisclosureSEC source: 0001401521-21-000144 · wf-form4_162931704518460.xml · derivative · entry 1 Weigley Alycia · CIK 0001829351 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105 Underlying: Common Stock · 62 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 20:04 UTC |
MARTZ BRADPresident & CFO
|
GrantDividend Equivalent Units · Derivative | 415 | $4.00 | $1,660.00 |
DisclosureSEC source: 0001401521-21-000143 · wf-form4_162931702874190.xml · derivative · entry 1 MARTZ BRAD · CIK 0001557785 · President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210 Underlying: Common Stock · 415 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying restricted stock units to which they relate. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.