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ACHC

Acadia Healthcare Company, Inc.

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4312
SEC CIK
0001520697
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348

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2017 Filed May 3, 2017 17:13 UTC
Fincher Ronald MorganChief Operating Officer
SaleCommon Stock 41,483 $44.94 $1,864,246.02
Disclosure

SEC source: 0000899243-17-011670 · doc4.xml · nonDerivative · entry 3

Fincher Ronald Morgan · CIK 0001448040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,071

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.67 to $45.45, inclusive. The reporting person undertakes to provide to Acadia Healthcare Company, Inc. (Acadia), any security holder of Acadia, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 02, 2017 Filed May 3, 2017 17:13 UTC
Fincher Ronald MorganChief Operating Officer
Exercise / conversionCommon Stock 13,350 $29.39 $392,356.50
Disclosure

SEC source: 0000899243-17-011670 · doc4.xml · nonDerivative · entry 2

Fincher Ronald Morgan · CIK 0001448040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 3, 2017 17:13 UTC
Fincher Ronald MorganChief Operating Officer
Exercise / conversionCommon Stock 7,591 $15.96 $121,152.36
Disclosure

SEC source: 0000899243-17-011670 · doc4.xml · nonDerivative · entry 1

Fincher Ronald Morgan · CIK 0001448040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 17:13 UTC
Fincher Ronald MorganChief Operating Officer
SaleCommon Stock 45,000 $43.96 $1,978,200.00
Disclosure

SEC source: 0000899243-17-011670 · doc4.xml · nonDerivative · entry 4

Fincher Ronald Morgan · CIK 0001448040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 41,135

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.89 to $44.03, inclusive. The reporting person undertakes to provide to Acadia Healthcare Company, Inc. (Acadia), any security holder of Acadia, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Mr. Fincher expressly disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.

F4 · ownership.nature: By the Ras W. Fincher II Trust u/a/d 09/13/2011, the Morgan M. Fincher Trust u/a/d 09/13/2011 and the Cody C. Fincher Trust u/a/d 09/13/2011.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 17:11 UTC
Fincher Ronald MorganChief Operating Officer
Tax withholdingCommon Stock 778 $43.59 $33,913.02
Disclosure

SEC source: 0000899243-17-009042 · doc4.xml · nonDerivative · entry 2

Fincher Ronald Morgan · CIK 0001448040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,613

Read SEC document
March 29, 2017 Filed Mar 31, 2017 17:11 UTC
Fincher Ronald MorganChief Operating Officer
GrantCommon Stock 8,723 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009042 · doc4.xml · nonDerivative · entry 1

Fincher Ronald Morgan · CIK 0001448040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,391

F1 · shares: Shares will vest over a 4-year period in equal annual installments beginning March 29, 2018.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 17:10 UTC
JACOBS JOEY ADirector · Chief Executive Officer
Tax withholdingCommon Stock 1,971 $43.59 $85,915.89
Disclosure

SEC source: 0000899243-17-009040 · doc4.xml · nonDerivative · entry 2

JACOBS JOEY A · CIK 0001243878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,496

Read SEC document
March 29, 2017 Filed Mar 31, 2017 17:10 UTC
JACOBS JOEY ADirector · Chief Executive Officer
GrantCommon Stock 39,986 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009040 · doc4.xml · nonDerivative · entry 1

JACOBS JOEY A · CIK 0001243878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,467

F1 · shares: Shares will vest over a 4-year period in equal annual installments beginning March 29, 2018.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 17:11 UTC
TURNER BRENTPresident
Tax withholdingCommon Stock 786 $43.59 $34,261.74
Disclosure

SEC source: 0000899243-17-009044 · doc4.xml · nonDerivative · entry 2

TURNER BRENT · CIK 0001243882 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,106

Read SEC document
March 29, 2017 Filed Mar 31, 2017 17:11 UTC
TURNER BRENTPresident
GrantCommon Stock 8,052 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009044 · doc4.xml · nonDerivative · entry 1

TURNER BRENT · CIK 0001243882 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,892

F1 · shares: Shares will vest over a 4-year period in equal annual installments beginning March 29, 2018.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 17:12 UTC
Howard Christopher LEVP, GC and Secretary
Tax withholdingCommon Stock 566 $43.59 $24,671.94
Disclosure

SEC source: 0000899243-17-009046 · doc4.xml · nonDerivative · entry 2

Howard Christopher L · CIK 0001337573 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,761

Read SEC document
March 29, 2017 Filed Mar 31, 2017 17:12 UTC
Howard Christopher LEVP, GC and Secretary
GrantCommon Stock 6,936 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009046 · doc4.xml · nonDerivative · entry 1

Howard Christopher L · CIK 0001337573 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,327

F1 · shares: Shares will vest over a 4-year period in equal annual installments beginning March 29, 2018.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 21:11 UTC
GOLDBERG RANDALL PVP of Business Devlopment
Tax withholdingCommon Stock 269 $43.59 $11,725.71
Disclosure

SEC source: 0000899243-17-009043 · doc4.xml · nonDerivative · entry 1

GOLDBERG RANDALL P · CIK 0001533818 · VP of Business Devlopment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,607

Read SEC document
March 29, 2017 Filed Mar 31, 2017 21:12 UTC
Duckworth David M.Chief Financial Officer
Tax withholdingCommon Stock 511 $43.59 $22,274.49
Disclosure

SEC source: 0000899243-17-009045 · doc4.xml · nonDerivative · entry 2

Duckworth David M. · CIK 0001555047 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,639

Read SEC document
March 29, 2017 Filed Mar 31, 2017 21:12 UTC
Duckworth David M.Chief Financial Officer
GrantCommon Stock 6,011 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-009045 · doc4.xml · nonDerivative · entry 1

Duckworth David M. · CIK 0001555047 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,150

F1 · shares: Shares will vest over a 4-year period in equal annual installments beginning March 29, 2018.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 21:10 UTC
Schwieger ScottChief Compliance Officer
Tax withholdingCommon Stock 209 $43.59 $9,110.31
Disclosure

SEC source: 0000899243-17-009041 · doc4.xml · nonDerivative · entry 1

Schwieger Scott · CIK 0001697431 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,491

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:48 UTC
WAUD REEVE BDirector
SaleCommon stock, par value $0.01 per share 51,118 $41.06 $2,098,905.08
Disclosure

SEC source: 0000899243-17-007997 · doc4.xml · nonDerivative · entry 2

WAUD REEVE B · CIK 0001421620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555

F6 · shares: Represents shares sold by Mr. Waud under Rule 144.

F5 · balance_after: Mr. Waud expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

F7 · balance_after: Represents shares held for the benefit of WCP LLC.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:48 UTC
WAUD REEVE BDirector
SaleCommon stock, par value $0.01 per share 2,973,773 $41.06 $122,103,119.38
Disclosure

SEC source: 0000899243-17-007997 · doc4.xml · nonDerivative · entry 1

WAUD REEVE B · CIK 0001421620 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,294,178

F1 · shares: Represents shares sold under Rule 144 as follows: (i) 570,710 shares by Waud Capital Partners II, L.P. ("WCP II"), (ii) 1,043,349 shares by Waud Capital Partners QP II, L.P. ("WCP QP II"), (iii) 159,233 shares by WCP FIF II (Acadia), L.P. ("WCP FIF II") (iv) 163,082 shares by Waud Capital Affiliates II, L.L.C. ("Waud Affiliates II"), (v) 83,694 shares by Waud Capital Affiliates III, L.L.C. ("Waud Affiliates III"), (vi) 227,336 shares by WCP FIF III (Acadia), L.P. ("WCP FIF III"), (vii) 518,001 shares by Waud Capital Partners QP III, L.P. ("WCP QP III"), (viii) 91,603 shares by Waud Capital Partners III, L.P. ("WCP III"), (ix) 75,000 shares by the Halcyon Exempt Family Trust (the "Halcyon Trust") and (x) 41,765 shares by Waud Family Partners, L.P. ("WFP LP").

F2 · balance_after: The shares are owned of record as follows: (i) 570,710 shares by WCP II, (ii) 1,043,348 shares by WCP QP II, (iii) 159,233 shares by WCP FIF II, (iv) 163,082 shares by Waud Affiliates II, (v) 83,694 shares by Waud Affiliates III, (vi) 227,335 shares by WCP FIF III, (vii) 518,000 shares by WCP QP III, (viii) 91,602 shares by WCP III, (ix) 531,113 shares by the Halcyon Trust, (x) 41,765 shares by WFP LP, (xi) 33,333 shares by Melissa W. Waud, Mr. Waud's wife, (xii) 35,296 shares by Waud Capital Partners, L.L.C. ("WCP LLC") and (xiii) 795,667 shares by Crystal Cove LP.

F3 · ownership.nature: Waud Capital Partners Management II, L.P. ("WCPM II") is the general partner of WCP II, WCP QP II and WCP FIF II and the manager of Waud Affiliates II. Waud Capital Partners II, L.L.C. ("WCP II LLC") is the general partner of WCPM II. Waud Capital Partners Management III, L.P. ("WCPM III") is the general partner of WCP FIF III, WCP QP III and WCP III and the manager of Waud Affiliates III. Waud Capital Partners III, L.L.C. ("WCP III LLC") is the general partner of WCPM III.

F4 · ownership.nature: Mr. Waud may be deemed to beneficially own the shares of common stock reported herein by virtue of (A) his making decisions for the Limited Partner Committee of each of WCPM II and WCPM III, (B) his being the manager of WCP II LLC and WCP III LLC, (C) his being the general partner of WFP LP, (D) his being the investment advisor of the Halcyon Trust of which Mr. Waud's children are beneficiaries, (E) his being married to Ms. Waud, (F) his being the sole manager of WCP LLC and (G) his being the general partner of Crystal Cove LP.

F5 · ownership.nature: Mr. Waud expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:01 UTC
Fincher Ronald MorganChief Operating Officer
Tax withholdingCommon Stock 6,259 $42.77 $267,697.43
Disclosure

SEC source: 0000899243-17-007803 · doc4.xml · nonDerivative · entry 5

Fincher Ronald Morgan · CIK 0001448040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,668

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:01 UTC
Fincher Ronald MorganChief Operating Officer
GrantCommon Stock 4,276 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007803 · doc4.xml · nonDerivative · entry 4

Fincher Ronald Morgan · CIK 0001448040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,927

F4 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 27, 2014.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:01 UTC
Fincher Ronald MorganChief Operating Officer
GrantCommon Stock 9,524 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007803 · doc4.xml · nonDerivative · entry 3

Fincher Ronald Morgan · CIK 0001448040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,651

F3 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 26, 2015.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:01 UTC
Fincher Ronald MorganChief Operating Officer
GrantCommon Stock 6,032 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007803 · doc4.xml · nonDerivative · entry 2

Fincher Ronald Morgan · CIK 0001448040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,127

F2 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 24, 2015.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:01 UTC
Fincher Ronald MorganChief Operating Officer
GrantCommon Stock 3,061 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007803 · doc4.xml · nonDerivative · entry 1

Fincher Ronald Morgan · CIK 0001448040 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,095

F1 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 5, 2016.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:04 UTC
JACOBS JOEY ADirector · Chief Executive Officer
Tax withholdingCommon Stock 24,756 $42.77 $1,058,814.12
Disclosure

SEC source: 0000899243-17-007805 · doc4.xml · nonDerivative · entry 4

JACOBS JOEY A · CIK 0001243878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,481

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:04 UTC
JACOBS JOEY ADirector · Chief Executive Officer
GrantCommon Stock 15,819 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007805 · doc4.xml · nonDerivative · entry 3

JACOBS JOEY A · CIK 0001243878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,237

F3 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 27, 2014.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:04 UTC
JACOBS JOEY ADirector · Chief Executive Officer
GrantCommon Stock 29,298 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007805 · doc4.xml · nonDerivative · entry 2

JACOBS JOEY A · CIK 0001243878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,418

F2 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 24, 2015.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:04 UTC
JACOBS JOEY ADirector · Chief Executive Officer
GrantCommon Stock 13,899 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007805 · doc4.xml · nonDerivative · entry 1

JACOBS JOEY A · CIK 0001243878 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,120

F1 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 5, 2016.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:01 UTC
TURNER BRENTPresident
Tax withholdingCommon Stock 4,710 $42.77 $201,446.70
Disclosure

SEC source: 0000899243-17-007802 · doc4.xml · nonDerivative · entry 5

TURNER BRENT · CIK 0001243882 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,840

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:01 UTC
TURNER BRENTPresident
GrantCommon Stock 4,070 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007802 · doc4.xml · nonDerivative · entry 4

TURNER BRENT · CIK 0001243882 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,550

F4 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 27, 2014.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:01 UTC
TURNER BRENTPresident
GrantCommon Stock 4,801 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007802 · doc4.xml · nonDerivative · entry 3

TURNER BRENT · CIK 0001243882 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,480

F3 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 26, 2015.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:01 UTC
TURNER BRENTPresident
GrantCommon Stock 5,529 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007802 · doc4.xml · nonDerivative · entry 2

TURNER BRENT · CIK 0001243882 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,679

F2 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 24, 2015.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:01 UTC
TURNER BRENTPresident
GrantCommon Stock 2,826 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007802 · doc4.xml · nonDerivative · entry 1

TURNER BRENT · CIK 0001243882 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,150

F1 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 5, 2016.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:00 UTC
Howard Christopher LEVP, GC and Secretary
Tax withholdingCommon Stock 3,976 $42.77 $170,053.52
Disclosure

SEC source: 0000899243-17-007799 · doc4.xml · nonDerivative · entry 5

Howard Christopher L · CIK 0001337573 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,391

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:00 UTC
Howard Christopher LEVP, GC and Secretary
GrantCommon Stock 3,665 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007799 · doc4.xml · nonDerivative · entry 4

Howard Christopher L · CIK 0001337573 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,367

F4 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 27, 2014.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:00 UTC
Howard Christopher LEVP, GC and Secretary
GrantCommon Stock 3,373 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007799 · doc4.xml · nonDerivative · entry 3

Howard Christopher L · CIK 0001337573 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,702

F3 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 26, 2015.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:00 UTC
Howard Christopher LEVP, GC and Secretary
GrantCommon Stock 5,026 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007799 · doc4.xml · nonDerivative · entry 2

Howard Christopher L · CIK 0001337573 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,329

F2 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 24, 2015.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:00 UTC
Howard Christopher LEVP, GC and Secretary
GrantCommon Stock 2,482 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007799 · doc4.xml · nonDerivative · entry 1

Howard Christopher L · CIK 0001337573 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,303

F1 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 5, 2016.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 22:04 UTC
Schwieger ScottChief Compliance Officer
GrantEmployee Stock Option (right to buy) · Derivative 1,900 $0.00 Strike: $42.77 $0.00
Disclosure

SEC source: 0000899243-17-007807 · doc4.xml · derivative · entry 2

Schwieger Scott · CIK 0001697431 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Underlying: Common Stock · 1,900 shares

Expires 2027-03-14

F2 · derivative.exercise_date: The options will vest over a 4-year period in equal yearly installments beginning March 14, 2018.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 22:04 UTC
Schwieger ScottChief Compliance Officer
GrantCommon Stock 1,900 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007807 · doc4.xml · nonDerivative · entry 1

Schwieger Scott · CIK 0001697431 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

F1 · shares: Shares will vest over a 4-year period in equal yearly installments beginning March 14, 2018.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 22:01 UTC
GOLDBERG RANDALL PVP of Business Devlopment
GrantEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $42.77 $0.00
Disclosure

SEC source: 0000899243-17-007801 · doc4.xml · derivative · entry 2

GOLDBERG RANDALL P · CIK 0001533818 · VP of Business Devlopment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2027-03-14

F2 · derivative.exercise_date: The options will vest over a 4-year period in equal yearly installments beginning March 14, 2018.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 22:01 UTC
GOLDBERG RANDALL PVP of Business Devlopment
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007801 · doc4.xml · nonDerivative · entry 1

GOLDBERG RANDALL P · CIK 0001533818 · VP of Business Devlopment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,876

F1 · shares: Shares will vest over a 4-year period in equal yearly installments beginning March 14, 2018.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 22:00 UTC
Duckworth David M.Chief Financial Officer
Tax withholdingCommon Stock 2,688 $42.77 $114,965.76
Disclosure

SEC source: 0000899243-17-007798 · doc4.xml · nonDerivative · entry 5

Duckworth David M. · CIK 0001555047 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,139

Read SEC document
March 14, 2017 Filed Mar 16, 2017 22:00 UTC
Duckworth David M.Chief Financial Officer
GrantCommon Stock 2,326 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007798 · doc4.xml · nonDerivative · entry 4

Duckworth David M. · CIK 0001555047 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,827

F4 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 27, 2014.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 22:00 UTC
Duckworth David M.Chief Financial Officer
GrantCommon Stock 2,095 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007798 · doc4.xml · nonDerivative · entry 3

Duckworth David M. · CIK 0001555047 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,501

F3 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 26, 2015.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 22:00 UTC
Duckworth David M.Chief Financial Officer
GrantCommon Stock 3,447 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007798 · doc4.xml · nonDerivative · entry 2

Duckworth David M. · CIK 0001555047 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,406

F2 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 24, 2015.

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March 14, 2017 Filed Mar 16, 2017 22:00 UTC
Duckworth David M.Chief Financial Officer
GrantCommon Stock 1,942 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007798 · doc4.xml · nonDerivative · entry 1

Duckworth David M. · CIK 0001555047 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,959

F1 · shares: Shares received upon vesting of performance vesting restricted stock units awarded on February 5, 2016.

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March 10, 2017 Filed Mar 14, 2017 22:01 UTC SaleCommon Stock 1,000 $42.56 $42,560.00
Disclosure

SEC source: 0000899243-17-007472 · doc4.xml · nonDerivative · entry 1

GRIECO WILLIAM · CIK 0001248557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,261

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March 08, 2017 Filed Mar 9, 2017 23:00 UTC
GOLDBERG RANDALL PVP of Business Development
SaleCommon Stock 914 $43.55 $39,801.59
Disclosure

SEC source: 0000899243-17-007018 · doc4.xml · nonDerivative · entry 1

GOLDBERG RANDALL P · CIK 0001533818 · VP of Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,376

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March 07, 2017 Filed Mar 9, 2017 23:00 UTC
Schwieger ScottChief Compliance Officer
SaleCommon Stock 1,012 $43.67 $44,194.04
Disclosure

SEC source: 0000899243-17-007019 · doc4.xml · nonDerivative · entry 1

Schwieger Scott · CIK 0001697431 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

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March 02, 2017 Filed Mar 6, 2017 23:00 UTC SaleCommon Stock 1,000 $44.64 $44,640.00
Disclosure

SEC source: 0000899243-17-006613 · doc4.xml · nonDerivative · entry 1

GRIECO WILLIAM · CIK 0001248557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,261

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.