Last 12 months
Inside the activity.
1 purchase rows · 41 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 17 |
| Apr 2026 | 0 | 1 |
| May 2026 | 1 | 4 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2019 Filed Nov 23, 2019 00:59 UTC |
Ruttenberg David W.Director
|
GrantWarrants · Derivative | 11,474 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-19-028013 · doc4.xml · derivative · entry 9 Ruttenberg David W. · CIK 0001794305 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,474 Underlying: Class A-1 Common Stock · 11,474 shares Expires 2024-11-20 F7 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants. F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 00:59 UTC |
Ruttenberg David W.Director
|
GrantWarrants · Derivative | 11,473 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-19-028013 · doc4.xml · derivative · entry 8 Ruttenberg David W. · CIK 0001794305 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,473 Underlying: Class A-1 Common Stock · 11,473 shares Expires 2024-11-20 F7 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants. F4 · ownership.nature: Securities are held by Grant Place Fund LLC, of which the Reporting Person is the Manager. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 00:59 UTC |
Ruttenberg David W.Director
|
GrantClass A-2 Common Stock · Derivative | 39,487 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-028013 · doc4.xml · derivative · entry 7 Ruttenberg David W. · CIK 0001794305 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 39,487 Underlying: Class A-1 Common Stock · 39,487 shares Expires not disclosed F6 · derivative.exercise_price: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date. F6 · derivative.exercise_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date. F6 · derivative.expiration_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date. F2 · ownership.nature: Securities are held by the David W. Ruttenberg Revocable Trust, of which the Reporting Person is the sole trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 00:59 UTC |
Ruttenberg David W.Director
|
GrantClass A-2 Common Stock · Derivative | 14,082 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-028013 · doc4.xml · derivative · entry 6 Ruttenberg David W. · CIK 0001794305 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,082 Underlying: Class A-1 Common Stock · 14,082 shares Expires not disclosed F6 · derivative.exercise_price: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date. F6 · derivative.exercise_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date. F6 · derivative.expiration_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date. F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 00:59 UTC |
Ruttenberg David W.Director
|
GrantClass A-2 Common Stock · Derivative | 14,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-028013 · doc4.xml · derivative · entry 5 Ruttenberg David W. · CIK 0001794305 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,081 Underlying: Class A-1 Common Stock · 14,081 shares Expires not disclosed F6 · derivative.exercise_price: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date. F6 · derivative.exercise_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date. F6 · derivative.expiration_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date. F4 · ownership.nature: Securities are held by Grant Place Fund LLC, of which the Reporting Person is the Manager. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 00:59 UTC |
Ruttenberg David W.Director
|
GrantClass A-1 Common Stock | 149,351 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028013 · doc4.xml · nonDerivative · entry 4 Ruttenberg David W. · CIK 0001794305 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 149,351 F1 · price: Under the terms of the Transaction Agreement, dated as of June 13, 2019, as amended, by and among the Issuer, each of the shareholders of Accel Entertainment, Inc. ("Accel") named as Sellers therein, and the Shareholder Representatives named therein (the "Transaction Agreement"), 284,928 shares of the Common Stock of Accel held indirectly by the Reporting Person were exchanged for (i) cash payments in the aggregate amount of $30,336,044.26, (ii) 1,951,550 shares of the Issuer's Class A-1 Common Stock, (iii) 67,650 shares of the Issuer's Class A-2 Common Stock, and (iv) warrants to purchase an aggregate of 55,122 shares of the Issuer's Class A-1 Common Stock. F5 · ownership.nature: Securities are held by Lakewest Gaming General Partnership, of which the Reporting Person is the general partner. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 00:59 UTC |
Ruttenberg David W.Director
|
GrantClass A-1 Common Stock | 638,966 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028013 · doc4.xml · nonDerivative · entry 3 Ruttenberg David W. · CIK 0001794305 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 638,966 F1 · price: Under the terms of the Transaction Agreement, dated as of June 13, 2019, as amended, by and among the Issuer, each of the shareholders of Accel Entertainment, Inc. ("Accel") named as Sellers therein, and the Shareholder Representatives named therein (the "Transaction Agreement"), 284,928 shares of the Common Stock of Accel held indirectly by the Reporting Person were exchanged for (i) cash payments in the aggregate amount of $30,336,044.26, (ii) 1,951,550 shares of the Issuer's Class A-1 Common Stock, (iii) 67,650 shares of the Issuer's Class A-2 Common Stock, and (iv) warrants to purchase an aggregate of 55,122 shares of the Issuer's Class A-1 Common Stock. F4 · ownership.nature: Securities are held by Grant Place Fund LLC, of which the Reporting Person is the Manager. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 00:59 UTC |
Ruttenberg David W.Director
|
GrantClass A-1 Common Stock | 638,983 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028013 · doc4.xml · nonDerivative · entry 2 Ruttenberg David W. · CIK 0001794305 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 638,983 F1 · price: Under the terms of the Transaction Agreement, dated as of June 13, 2019, as amended, by and among the Issuer, each of the shareholders of Accel Entertainment, Inc. ("Accel") named as Sellers therein, and the Shareholder Representatives named therein (the "Transaction Agreement"), 284,928 shares of the Common Stock of Accel held indirectly by the Reporting Person were exchanged for (i) cash payments in the aggregate amount of $30,336,044.26, (ii) 1,951,550 shares of the Issuer's Class A-1 Common Stock, (iii) 67,650 shares of the Issuer's Class A-2 Common Stock, and (iv) warrants to purchase an aggregate of 55,122 shares of the Issuer's Class A-1 Common Stock. F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 00:59 UTC |
Ruttenberg David W.Director
|
GrantClass A-1 Common Stock | 524,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028013 · doc4.xml · nonDerivative · entry 1 Ruttenberg David W. · CIK 0001794305 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 524,250 F1 · price: Under the terms of the Transaction Agreement, dated as of June 13, 2019, as amended, by and among the Issuer, each of the shareholders of Accel Entertainment, Inc. ("Accel") named as Sellers therein, and the Shareholder Representatives named therein (the "Transaction Agreement"), 284,928 shares of the Common Stock of Accel held indirectly by the Reporting Person were exchanged for (i) cash payments in the aggregate amount of $30,336,044.26, (ii) 1,951,550 shares of the Issuer's Class A-1 Common Stock, (iii) 67,650 shares of the Issuer's Class A-2 Common Stock, and (iv) warrants to purchase an aggregate of 55,122 shares of the Issuer's Class A-1 Common Stock. F2 · ownership.nature: Securities are held by the David W. Ruttenberg Revocable Trust, of which the Reporting Person is the sole trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 01:03 UTC |
Harmer DerekSecretary
|
GrantWarrants · Derivative | 9,940 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-19-028017 · doc4.xml · derivative · entry 3 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,940 Underlying: Class A-1 Common Stock · 9,940 shares Expires 2024-11-20 F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 01:03 UTC |
Harmer DerekSecretary
|
GrantClass A-2 Common Stock · Derivative | 12,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-028017 · doc4.xml · derivative · entry 2 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,200 Underlying: Class A-1 Common Stock · 12,200 shares Expires not disclosed F2 · derivative.exercise_price: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date. F2 · derivative.exercise_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date. F2 · derivative.expiration_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 01:03 UTC |
Harmer DerekSecretary
|
GrantClass A-1 Common Stock | 181,407 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028017 · doc4.xml · nonDerivative · entry 1 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,407 F1 · price: Under the terms of the Transaction Agreement, dated as of June 13, 2019, as amended, by and among the Issuer, each of the shareholders of Accel Entertainment, Inc. ("Accel") named as Sellers therein, and the Shareholder Representatives named therein (the "Transaction Agreement"), 13,192 shares of the Class A Common Stock of Accel held by the Reporting Person were exchanged for (i) a cash payment in the amount of $466,933.74, (ii) 181,407 shares of the Issuer's Class A-1 Common Stock, (iii) 12,200 shares of the Issuer's Class A-2 Common Stock, and (iv) warrants to purchase 9,940 shares of the Issuer's Class A-1 Common Stock. Read SEC document |
| November 20, 2019 Filed Mar 19, 2021 01:53 UTC Amendment |
Ruttenberg David W.Director
|
Disposition to issuerClass A-1 Common Stock | 149,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021974 · doc4a.xml · nonDerivative · entry 1 Ruttenberg David W. · CIK 0001794305 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 16:59 UTC |
TPG Group Holdings (SBS) Advisors, Inc.Director · 10% owner
BONDERMAN DAVIDDirector · 10% owner
COULTER JAMES GDirector · 10% owner
|
OtherClass F Ordinary Shares · Derivative | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000903423-17-000525 · tpgpace.xml · derivative · entry 1 TPG Group Holdings (SBS) Advisors, Inc. · CIK 0001495741 · Director · 10% owner BONDERMAN DAVID · CIK 0000860866 · Director · 10% owner COULTER JAMES G · CIK 0001099776 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 11,050,000 Underlying: Class A Ordinary Shares · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: On August 11, 2017, TPG Pace II Sponsor, LLC ("Pace II Sponsor") forfeited at no cost 250,000 Class F Ordinary Shares, par value $0.0001 per share (the "Class F Shares"), of TPG Pace Holdings Corp. (the "Issuer") in connection with the election by the underwriters of the Issuer's initial public offering to decline in part to exercise an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended & Restated Memorandum and Articles of Association, the Class F Shares will automatically convert into Class A Ordinary Shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment. F1 · kind: On August 11, 2017, TPG Pace II Sponsor, LLC ("Pace II Sponsor") forfeited at no cost 250,000 Class F Ordinary Shares, par value $0.0001 per share (the "Class F Shares"), of TPG Pace Holdings Corp. (the "Issuer") in connection with the election by the underwriters of the Issuer's initial public offering to decline in part to exercise an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended & Restated Memorandum and Articles of Association, the Class F Shares will automatically convert into Class A Ordinary Shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment. F1 · price: On August 11, 2017, TPG Pace II Sponsor, LLC ("Pace II Sponsor") forfeited at no cost 250,000 Class F Ordinary Shares, par value $0.0001 per share (the "Class F Shares"), of TPG Pace Holdings Corp. (the "Issuer") in connection with the election by the underwriters of the Issuer's initial public offering to decline in part to exercise an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended & Restated Memorandum and Articles of Association, the Class F Shares will automatically convert into Class A Ordinary Shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment. F1 · derivative.exercise_date: On August 11, 2017, TPG Pace II Sponsor, LLC ("Pace II Sponsor") forfeited at no cost 250,000 Class F Ordinary Shares, par value $0.0001 per share (the "Class F Shares"), of TPG Pace Holdings Corp. (the "Issuer") in connection with the election by the underwriters of the Issuer's initial public offering to decline in part to exercise an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended & Restated Memorandum and Articles of Association, the Class F Shares will automatically convert into Class A Ordinary Shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment. F1 · derivative.expiration_date: On August 11, 2017, TPG Pace II Sponsor, LLC ("Pace II Sponsor") forfeited at no cost 250,000 Class F Ordinary Shares, par value $0.0001 per share (the "Class F Shares"), of TPG Pace Holdings Corp. (the "Issuer") in connection with the election by the underwriters of the Issuer's initial public offering to decline in part to exercise an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended & Restated Memorandum and Articles of Association, the Class F Shares will automatically convert into Class A Ordinary Shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment. F1 · ownership.nature: On August 11, 2017, TPG Pace II Sponsor, LLC ("Pace II Sponsor") forfeited at no cost 250,000 Class F Ordinary Shares, par value $0.0001 per share (the "Class F Shares"), of TPG Pace Holdings Corp. (the "Issuer") in connection with the election by the underwriters of the Issuer's initial public offering to decline in part to exercise an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended & Restated Memorandum and Articles of Association, the Class F Shares will automatically convert into Class A Ordinary Shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment. F2 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of TPG Group Holdings (SBS) Advisors, Inc. (together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the sole member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which is the sole shareholder of TPG Holdings III-A, Inc., which is the general partner of TPG Holdings III-A, L.P., which is the general partner of TPG Holdings III, L.P., which is the sole member of TPG Pace Governance, LLC, which is the managing member of Pace II Sponsor. F3 · ownership.nature: Because of the relationship between the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective direct or indirect pecuniary interests therein. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F4 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:19 UTC |
TPG Group Holdings (SBS) Advisors, Inc.Director · 10% owner
BONDERMAN DAVIDDirector · 10% owner
COULTER JAMES GDirector · 10% owner
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PurchaseWarrants (right to buy) · Derivative | 7,333,333 | $1.50 Strike: $11.50 | $10,999,999.50 |
DisclosureSEC source: 0000903423-17-000449 · tpgpace.xml · derivative · entry 1 TPG Group Holdings (SBS) Advisors, Inc. · CIK 0001495741 · Director · 10% owner BONDERMAN DAVID · CIK 0000860866 · Director · 10% owner COULTER JAMES G · CIK 0001099776 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 7,333,333 Underlying: Class A Ordinary Shares · 7,333,333 shares Expires not disclosed F2 · derivative.exercise_date: On June 30, 2017, Pace II Sponsor purchased from the Issuer the Warrants at a purchase price of $1.50 per Warrant. Each Warrant is initially exercisable for one Class A Ordinary Share, par value $0.0001 per share (the "Class A Shares") at an initial exercise price (the "Exercise Price") of $11.50. The number of Class A Shares issuable upon exercise of the Warrants and the Exercise Price are subject to certain adjustments as set forth in the Warrant Agreement dated as of June 27, 2017 between the Issuer and Continental Stock Transfer & Trust Company, as warrant agent. F2 · derivative.expiration_date: On June 30, 2017, Pace II Sponsor purchased from the Issuer the Warrants at a purchase price of $1.50 per Warrant. Each Warrant is initially exercisable for one Class A Ordinary Share, par value $0.0001 per share (the "Class A Shares") at an initial exercise price (the "Exercise Price") of $11.50. The number of Class A Shares issuable upon exercise of the Warrants and the Exercise Price are subject to certain adjustments as set forth in the Warrant Agreement dated as of June 27, 2017 between the Issuer and Continental Stock Transfer & Trust Company, as warrant agent. F1 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of TPG Group Holdings (SBS) Advisors, Inc. ("Group Advisors" and, together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the sole member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which is the sole shareholder of TPG Holdings III-A, Inc., which is the general partner of TPG Holdings III-A, L.P., which is the general partner of TPG Holdings III, L.P., which is the sole member of TPG Pace Governance, LLC, which is the managing member of TPG Pace II Sponsor, LLC ("Pace II Sponsor"), which holds an aggregate of (i) 11,300,000 Class F Ordinary Shares, par value $0.0001 per share (the "Class F Shares"), of TPG Pace Holdings Corp. (the "Issuer") and (ii) 7,333,333 warrants (the "Warrants"). F2 · ownership.nature: On June 30, 2017, Pace II Sponsor purchased from the Issuer the Warrants at a purchase price of $1.50 per Warrant. Each Warrant is initially exercisable for one Class A Ordinary Share, par value $0.0001 per share (the "Class A Shares") at an initial exercise price (the "Exercise Price") of $11.50. The number of Class A Shares issuable upon exercise of the Warrants and the Exercise Price are subject to certain adjustments as set forth in the Warrant Agreement dated as of June 27, 2017 between the Issuer and Continental Stock Transfer & Trust Company, as warrant agent. F3 · ownership.nature: The Warrants may be exercised during the period (i) commencing on the later of (a) the date that is 30 days after the first date on which the Issuer completes a business combination and (b) June 30, 2018 and (ii) terminating on the earlier of (a) the date that is five years after the date on which the Issuer completes its initial business combination and (b) the liquidation of the Issuer if it fails to consummate a business combination. F4 · ownership.nature: Because of the relationship between the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective direct or indirect pecuniary interests therein. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. F5 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.