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NYSE · USD

ACEL

Accel Entertainment, Inc.

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Tapewire entity
4999
SEC CIK
0001698991
Parsed reports
512

Last 12 months

Inside the activity.

1 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202508
Jan 202602
Feb 202602
Mar 2026017
Apr 202601
May 202614
Jun 202603
Jul 202600
Aug 202601
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2023 Filed Mar 17, 2023 01:31 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionRestricted Stock Units (RSU) · Derivative 5,614 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008382 · wf-form4_167901666238072.xml · derivative · entry 5

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,910

Underlying: Class A-1 Common Stock · 5,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 01:31 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionClass A-1 Common Stock 5,614 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008382 · wf-form4_167901666238072.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,373,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 01:30 UTC
Harmer DerekSecretary
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,021 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008379 · wf-form4_167901661571178.xml · derivative · entry 8

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,167

Underlying: Class A-1 Common Stock · 2,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F5 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 01:30 UTC
Harmer DerekSecretary
SaleClass A-1 Common Stock 2,232 $9.00 $20,088.00
Disclosure

SEC source: 0001628280-23-008379 · wf-form4_167901661571178.xml · nonDerivative · entry 5

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,777

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 01:30 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 593 $8.88 $5,265.84
Disclosure

SEC source: 0001628280-23-008379 · wf-form4_167901661571178.xml · nonDerivative · entry 4

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,009

Read SEC document
March 16, 2023 Filed Mar 17, 2023 01:30 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 2,021 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008379 · wf-form4_167901661571178.xml · nonDerivative · entry 3

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:30 UTC
Ellis Mathew ScotChief Financial Officer
GrantRestricted Stock Unit (RSU) · Derivative 19,774 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008380 · wf-form4_167901663156053.xml · derivative · entry 6

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,774

Underlying: Class A-1 Common Stock · 19,774 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/3 of the shares underlying the RSUs will vest on each of the first three anniversaries of the grant date, in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/3 of the shares underlying the RSUs will vest on each of the first three anniversaries of the grant date, in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 01:31 UTC
Rubenstein Andrew H.Director · CEO and President
GrantRestricted Stock Unit (RSU) · Derivative 90,396 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008382 · wf-form4_167901666238072.xml · derivative · entry 4

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,396

Underlying: Class A-1 Common Stock · 90,396 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/3 of the shares underlying the RSUs will vest on each of the first three anniversaries of the grant date, in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/3 of the shares underlying the RSUs will vest on each of the first three anniversaries of the grant date, in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 01:30 UTC
Phelan Mark T.Chief Revenue Officer
GrantRestricted Stock Unit (RSU) · Derivative 31,638 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008381 · wf-form4_167901664613944.xml · derivative · entry 4

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,638

Underlying: Class A-1 Common Stock · 31,638 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/3 of the shares underlying the RSUs will vest on each of the first three anniversaries of the grant date, in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/3 of the shares underlying the RSUs will vest on each of the first three anniversaries of the grant date, in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 01:30 UTC
Harmer DerekSecretary
GrantRestricted Stock Unit (RSU) · Derivative 20,410 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008379 · wf-form4_167901661571178.xml · derivative · entry 7

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,410

Underlying: Class A-1 Common Stock · 20,410 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 1/3 of the shares underlying the RSUs will vest on each of the first three anniversaries of the grant date, in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 1/3 of the shares underlying the RSUs will vest on each of the first three anniversaries of the grant date, in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 21:30 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,185 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008380 · wf-form4_167901663156053.xml · derivative · entry 5

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,553

Underlying: Class A-1 Common Stock · 3,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 21:30 UTC
Ellis Mathew ScotChief Financial Officer
Tax withholdingClass A-1 Common Stock 934 $8.89 $8,303.26
Disclosure

SEC source: 0001628280-23-008380 · wf-form4_167901663156053.xml · nonDerivative · entry 2

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,993

Read SEC document
March 14, 2023 Filed Mar 16, 2023 21:30 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionClass A-1 Common Stock 3,185 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008380 · wf-form4_167901663156053.xml · nonDerivative · entry 1

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2023 Filed Mar 17, 2023 01:31 UTC SaleClass A-1 Common Stock 400 $9.01 $3,603.00
Disclosure

SEC source: 0001628280-23-008383 · wf-form4_167901667838796.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,819,236

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 14, 2023 Filed Mar 17, 2023 01:31 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 27,831 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008382 · wf-form4_167901666238072.xml · derivative · entry 3

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,492

Underlying: Class A-1 Common Stock · 27,831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
March 14, 2023 Filed Mar 17, 2023 01:31 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionClass A-1 Common Stock 27,831 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008382 · wf-form4_167901666238072.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,367,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2023 Filed Mar 17, 2023 01:30 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,136 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008381 · wf-form4_167901664613944.xml · derivative · entry 3

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,408

Underlying: Class A-1 Common Stock · 7,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
March 14, 2023 Filed Mar 17, 2023 01:30 UTC
Phelan Mark T.Chief Revenue Officer
Tax withholdingClass A-1 Common Stock 1,931 $8.89 $17,166.59
Disclosure

SEC source: 0001628280-23-008381 · wf-form4_167901664613944.xml · nonDerivative · entry 2

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,286

Read SEC document
March 14, 2023 Filed Mar 17, 2023 01:30 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionClass A-1 Common Stock 7,136 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008381 · wf-form4_167901664613944.xml · nonDerivative · entry 1

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2023 Filed Mar 17, 2023 01:30 UTC
Harmer DerekSecretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,386 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008379 · wf-form4_167901661571178.xml · derivative · entry 6

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,157

Underlying: Class A-1 Common Stock · 7,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
March 14, 2023 Filed Mar 17, 2023 01:30 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 2,165 $8.89 $19,246.85
Disclosure

SEC source: 0001628280-23-008379 · wf-form4_167901661571178.xml · nonDerivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,581

Read SEC document
March 14, 2023 Filed Mar 17, 2023 01:30 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 7,386 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008379 · wf-form4_167901661571178.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2023 Filed Mar 31, 2023 16:56 UTC GrantRestricted Stock Unit (RSU) · Derivative 8,827 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010211 · wf-form4_168029618133653.xml · derivative · entry 2

Robinson Dee M · CIK 0001816306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,827

Underlying: Class A-1 Common Stock · 8,827 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents RSUs granted pursuant to the Reporting Person's election to defer receipt of his or her annual cash retainer and chair/committee member fees in the form of RSUs. 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

F3 · derivative.expiration_date: Represents RSUs granted pursuant to the Reporting Person's election to defer receipt of his or her annual cash retainer and chair/committee member fees in the form of RSUs. 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Read SEC document
February 22, 2023 Filed Mar 31, 2023 16:56 UTC GrantRestricted Stock Unit (RSU) · Derivative 10,869 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010211 · wf-form4_168029618133653.xml · derivative · entry 1

Robinson Dee M · CIK 0001816306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,869

Underlying: Class A-1 Common Stock · 10,869 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

F2 · derivative.expiration_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Read SEC document
February 22, 2023 Filed Mar 31, 2023 16:57 UTC
Godsoe EdenDirector
GrantRestricted Stock Unit (RSU) · Derivative 11,349 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010214 · wf-form4_168029624832394.xml · derivative · entry 2

Godsoe Eden · CIK 0001797181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,349

Underlying: Class A-1 Common Stock · 11,349 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents RSUs granted pursuant to the Reporting Person's election to defer receipt of his or her annual cash retainer and chair/committee member fees in the form of RSUs. 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

F3 · derivative.expiration_date: Represents RSUs granted pursuant to the Reporting Person's election to defer receipt of his or her annual cash retainer and chair/committee member fees in the form of RSUs. 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Read SEC document
February 22, 2023 Filed Mar 31, 2023 16:57 UTC
Godsoe EdenDirector
GrantRestricted Stock Unit (RSU) · Derivative 10,869 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010214 · wf-form4_168029624832394.xml · derivative · entry 1

Godsoe Eden · CIK 0001797181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,869

Underlying: Class A-1 Common Stock · 10,869 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

F2 · derivative.expiration_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Read SEC document
February 22, 2023 Filed Mar 31, 2023 16:56 UTC GrantRestricted Stock Unit (RSU) · Derivative 11,349 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010212 · wf-form4_168029620846375.xml · derivative · entry 2

Philips Kathleen · CIK 0001524268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,349

Underlying: Class A-1 Common Stock · 11,349 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents RSUs granted pursuant to the Reporting Person's election to defer receipt of his or her annual cash retainer and chair/committee member fees in the form of RSUs. 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

F3 · derivative.expiration_date: Represents RSUs granted pursuant to the Reporting Person's election to defer receipt of his or her annual cash retainer and chair/committee member fees in the form of RSUs. 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Read SEC document
February 22, 2023 Filed Mar 31, 2023 16:56 UTC GrantRestricted Stock Unit (RSU) · Derivative 10,869 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010212 · wf-form4_168029620846375.xml · derivative · entry 1

Philips Kathleen · CIK 0001524268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,869

Underlying: Class A-1 Common Stock · 10,869 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

F2 · derivative.expiration_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Read SEC document
February 22, 2023 Filed Mar 31, 2023 20:57 UTC GrantRestricted Stock Unit (RSU) · Derivative 7,566 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010213 · wf-form4_168029622329849.xml · derivative · entry 2

Rotman Kenneth · CIK 0001794662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,566

Underlying: Class A-1 Common Stock · 7,566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents RSUs granted pursuant to the Reporting Person's election to defer receipt of his or her annual cash retainer and chair/committee member fees in the form of RSUs. 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

F3 · derivative.expiration_date: Represents RSUs granted pursuant to the Reporting Person's election to defer receipt of his or her annual cash retainer and chair/committee member fees in the form of RSUs. 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

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February 22, 2023 Filed Mar 31, 2023 20:57 UTC GrantRestricted Stock Unit (RSU) · Derivative 10,869 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010213 · wf-form4_168029622329849.xml · derivative · entry 1

Rotman Kenneth · CIK 0001794662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,869

Underlying: Class A-1 Common Stock · 10,869 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

F2 · derivative.expiration_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

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February 22, 2023 Filed Mar 31, 2023 20:56 UTC GrantRestricted Stock Unit (RSU) · Derivative 11,349 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010210 · wf-form4_168029616284846.xml · derivative · entry 2

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,349

Underlying: Class A-1 Common Stock · 11,349 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: Represents RSUs granted pursuant to the Reporting Person's election to defer receipt of his or her annual cash retainer and chair/committee member fees in the form of RSUs. 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

F3 · derivative.expiration_date: Represents RSUs granted pursuant to the Reporting Person's election to defer receipt of his or her annual cash retainer and chair/committee member fees in the form of RSUs. 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

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February 22, 2023 Filed Mar 31, 2023 20:56 UTC GrantRestricted Stock Unit (RSU) · Derivative 10,869 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010210 · wf-form4_168029616284846.xml · derivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,869

Underlying: Class A-1 Common Stock · 10,869 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

F2 · derivative.expiration_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

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February 22, 2023 Filed Mar 31, 2023 20:55 UTC GrantRestricted Stock Unit (RSU) · Derivative 32,608 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-010209 · wf-form4_168029614233369.xml · derivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,608

Underlying: Class A-1 Common Stock · 32,608 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

F2 · derivative.expiration_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

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January 13, 2023 Filed Jan 18, 2023 22:18 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,019 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001196 · wf-form4_167408028118084.xml · derivative · entry 3

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,112

Underlying: Class A-1 Common Stock · 1,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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January 13, 2023 Filed Jan 18, 2023 22:18 UTC
Phelan Mark T.Chief Revenue Officer
Tax withholdingClass A-1 Common Stock 330 $8.87 $2,927.10
Disclosure

SEC source: 0001628280-23-001196 · wf-form4_167408028118084.xml · nonDerivative · entry 2

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,081

Read SEC document
January 13, 2023 Filed Jan 18, 2023 22:18 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionClass A-1 Common Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001196 · wf-form4_167408028118084.xml · nonDerivative · entry 1

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2023 Filed Jan 18, 2023 22:17 UTC
Harmer DerekSecretary
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,544 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001195 · wf-form4_167408026278944.xml · derivative · entry 3

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,262

Underlying: Class A-1 Common Stock · 1,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 13, 2023 Filed Jan 18, 2023 22:17 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 535 $8.87 $4,745.45
Disclosure

SEC source: 0001628280-23-001195 · wf-form4_167408026278944.xml · nonDerivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,360

Read SEC document
January 13, 2023 Filed Jan 18, 2023 22:17 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 1,544 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001195 · wf-form4_167408026278944.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2023 Filed Jan 18, 2023 22:17 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionRestricted Stock Units (RSU) · Derivative 7,487 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001194 · wf-form4_167408024243218.xml · derivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,925

Underlying: Class A-1 Common Stock · 7,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 13, 2023 Filed Jan 18, 2023 22:17 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionClass A-1 Common Stock 7,487 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-001194 · wf-form4_167408024243218.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,339,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 18:48 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000336 · wf-form4_167287610587255.xml · derivative · entry 3

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A-1 Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 18:48 UTC
Ellis Mathew ScotChief Financial Officer
Tax withholdingClass A-1 Common Stock 3,460 $7.70 $26,642.00
Disclosure

SEC source: 0001628280-23-000336 · wf-form4_167287610587255.xml · nonDerivative · entry 2

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,742

Read SEC document
January 01, 2023 Filed Jan 4, 2023 18:48 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionClass A-1 Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000336 · wf-form4_167287610587255.xml · nonDerivative · entry 1

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:48 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionRestricted Stock Units (RSU) · Derivative 36,667 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000335 · wf-form4_167287608437790.xml · derivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,333

Underlying: Class A-1 Common Stock · 36,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:48 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionClass A-1 Common Stock 36,667 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000335 · wf-form4_167287608437790.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,332,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:48 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000334 · wf-form4_167287606580640.xml · derivative · entry 3

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Class A-1 Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:48 UTC
Phelan Mark T.Chief Revenue Officer
Tax withholdingClass A-1 Common Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000334 · wf-form4_167287606580640.xml · nonDerivative · entry 2

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,392

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:48 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionClass A-1 Common Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000334 · wf-form4_167287606580640.xml · nonDerivative · entry 1

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:47 UTC
Harmer DerekSecretary
Exercise / conversionRestricted Stock Units (RSU) · Derivative 14,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-000333 · wf-form4_167287602675007.xml · derivative · entry 3

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Class A-1 Common Stock · 14,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.