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NYSE · USD

ACEL

Accel Entertainment, Inc.

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Tapewire entity
4999
SEC CIK
0001698991
Parsed reports
512

Last 12 months

Inside the activity.

1 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202508
Jan 202602
Feb 202602
Mar 2026017
Apr 202601
May 202614
Jun 202603
Jul 202600
Aug 202601
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2023 Filed Jun 22, 2023 22:44 UTC SaleClass A-1 Common Stock 20,000 $10.00 $200,060.00
Disclosure

SEC source: 0001628280-23-023176 · wk-form4_1687473865.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 626,545

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 18:46 UTC SaleClass A-1 Common Stock 2,500 $9.71 $24,275.00
Disclosure

SEC source: 0001628280-23-023179 · wk-form4_1687473971.xml · nonDerivative · entry 1

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 2,785,645

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person adopted on March 15, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · ownership.nature: Held through personal vehicles.

Read SEC document
June 16, 2023 Filed Jun 16, 2023 17:53 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 736 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022548 · wk-form4_1686952424.xml · derivative · entry 6

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,158

Underlying: Class A-1 Common Stock · 736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
June 16, 2023 Filed Jun 16, 2023 17:53 UTC
Ellis Mathew ScotChief Financial Officer
Tax withholdingClass A-1 Common Stock 216 $9.78 $2,112.48
Disclosure

SEC source: 0001628280-23-022548 · wk-form4_1686952424.xml · nonDerivative · entry 4

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,596

Read SEC document
June 16, 2023 Filed Jun 16, 2023 17:53 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionClass A-1 Common Stock 736 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022548 · wk-form4_1686952424.xml · nonDerivative · entry 3

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2023 Filed Jun 16, 2023 21:53 UTC
Harmer DerekSecretary
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,020 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022547 · wk-form4_1686952390.xml · derivative · entry 6

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,147

Underlying: Class A-1 Common Stock · 2,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 16, 2023 Filed Jun 16, 2023 21:53 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 592 $9.78 $5,789.76
Disclosure

SEC source: 0001628280-23-022547 · wk-form4_1686952390.xml · nonDerivative · entry 4

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,832

Read SEC document
June 16, 2023 Filed Jun 16, 2023 21:53 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022547 · wk-form4_1686952390.xml · nonDerivative · entry 3

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2023 Filed Jun 16, 2023 21:51 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionRestricted Stock Units (RSU) · Derivative 5,614 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022545 · wk-form4_1686952306.xml · derivative · entry 4

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,296

Underlying: Class A-1 Common Stock · 5,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 16, 2023 Filed Jun 16, 2023 21:51 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionClass A-1 Common Stock 5,614 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022545 · wk-form4_1686952306.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,265,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:53 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 796 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022548 · wk-form4_1686952424.xml · derivative · entry 5

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,757

Underlying: Class A-1 Common Stock · 796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:53 UTC
Ellis Mathew ScotChief Financial Officer
Tax withholdingClass A-1 Common Stock 234 $9.77 $2,286.18
Disclosure

SEC source: 0001628280-23-022548 · wk-form4_1686952424.xml · nonDerivative · entry 2

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,076

Read SEC document
June 14, 2023 Filed Jun 16, 2023 17:53 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionClass A-1 Common Stock 796 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022548 · wk-form4_1686952424.xml · nonDerivative · entry 1

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:53 UTC
Harmer DerekSecretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,846 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022547 · wk-form4_1686952390.xml · derivative · entry 5

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,311

Underlying: Class A-1 Common Stock · 1,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:53 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 541 $9.77 $5,285.57
Disclosure

SEC source: 0001628280-23-022547 · wk-form4_1686952390.xml · nonDerivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,404

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:53 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 1,846 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022547 · wk-form4_1686952390.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:52 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,784 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022546 · wk-form4_1686952354.xml · derivative · entry 3

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,624

Underlying: Class A-1 Common Stock · 1,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:52 UTC
Phelan Mark T.Chief Revenue Officer
Tax withholdingClass A-1 Common Stock 523 $9.77 $5,109.71
Disclosure

SEC source: 0001628280-23-022546 · wk-form4_1686952354.xml · nonDerivative · entry 2

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,289

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:52 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionClass A-1 Common Stock 1,784 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022546 · wk-form4_1686952354.xml · nonDerivative · entry 1

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:51 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,957 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022545 · wk-form4_1686952306.xml · derivative · entry 3

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,535

Underlying: Class A-1 Common Stock · 6,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 21:51 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionClass A-1 Common Stock 6,957 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022545 · wk-form4_1686952306.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,259,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 22:16 UTC SaleClass A-1 Common Stock 10,660 $10.00 $106,617.06
Disclosure

SEC source: 0001628280-23-022109 · wk-form4_1686780993.xml · nonDerivative · entry 2

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,657,326

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 22:16 UTC SaleClass A-1 Common Stock 414 $10.00 $4,140.00
Disclosure

SEC source: 0001628280-23-022109 · wk-form4_1686780993.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,667,986

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2022.

F2 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 21:34 UTC SaleClass A-1 Common Stock 8,668 $10.01 $86,740.68
Disclosure

SEC source: 0001628280-23-021772 · wk-form4_1686346473.xml · nonDerivative · entry 3

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,668,400

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2022.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:34 UTC SaleClass A-1 Common Stock 100,000 $10.01 $1,000,750.00
Disclosure

SEC source: 0001628280-23-021772 · wk-form4_1686346473.xml · nonDerivative · entry 2

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 205,208

F4 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2022.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.055, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F6 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:34 UTC SaleClass A-1 Common Stock 31,457 $10.02 $315,177.12
Disclosure

SEC source: 0001628280-23-021772 · wk-form4_1686346473.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,677,068

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 01:21 UTC SaleClass A-1 Common Stock 100,000 $9.59 $959,430.00
Disclosure

SEC source: 0001628280-23-020969 · wk-form4_1686014477.xml · nonDerivative · entry 2

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 305,208

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.52 to $9.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 01, 2023 Filed Jun 6, 2023 01:21 UTC SaleClass A-1 Common Stock 50,000 $9.34 $466,930.00
Disclosure

SEC source: 0001628280-23-020969 · wk-form4_1686014477.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 405,208

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.18 to $9.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 16, 2023 Filed May 17, 2023 01:03 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
GiftClass A-1 Common Stock 2,280 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018541 · wk-form4_1684285401.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,252,907

Read SEC document
May 15, 2023 Filed May 17, 2023 01:04 UTC GiftClass A-1 Common Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018543 · wk-form4_1684285460.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,543

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May 12, 2023 Filed May 15, 2023 23:30 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
SaleClass A-1 Common Stock 60,000 $9.09 $545,628.00
Disclosure

SEC source: 0001628280-23-018293 · wk-form4_1684193401.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,260,587

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.06 to $9.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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May 12, 2023 Filed May 17, 2023 01:03 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
GiftClass A-1 Common Stock 5,400 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018541 · wk-form4_1684285401.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,255,187

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May 11, 2023 Filed May 15, 2023 23:30 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
SaleClass A-1 Common Stock 60,000 $9.05 $542,904.00
Disclosure

SEC source: 0001628280-23-018293 · wk-form4_1684193401.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,320,587

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.95 to $9.175, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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April 27, 2023 Filed Apr 28, 2023 18:36 UTC GrantRestricted Stock Unit (RSU) · Derivative 34,870 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-014297 · wf-form4_168272138258567.xml · derivative · entry 1

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,870

Underlying: Class A-1 Common Stock · 34,870 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

F2 · derivative.expiration_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

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April 27, 2023 Filed Apr 28, 2023 22:36 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
GrantPerformance-based Restricted Stock Unit (PSU) · Derivative 520,247 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-014298 · wf-form4_168272140173351.xml · derivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,247

Underlying: Class A-1 Common Stock · 520,247 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents the contingent right to receive one share of the Issuer's Class A-1 common stock upon settlement for no consideration. The PSUs vest subject to the Reporting Person's continued service to the Issuer through April 27, 2026 and the Issuer's Class A-1 common stock achieving specified price per share targets.

F1 · derivative.exercise_date: Each performance-based restricted stock unit ("PSU") represents the contingent right to receive one share of the Issuer's Class A-1 common stock upon settlement for no consideration. The PSUs vest subject to the Reporting Person's continued service to the Issuer through April 27, 2026 and the Issuer's Class A-1 common stock achieving specified price per share targets.

F1 · derivative.expiration_date: Each performance-based restricted stock unit ("PSU") represents the contingent right to receive one share of the Issuer's Class A-1 common stock upon settlement for no consideration. The PSUs vest subject to the Reporting Person's continued service to the Issuer through April 27, 2026 and the Issuer's Class A-1 common stock achieving specified price per share targets.

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April 13, 2023 Filed Apr 14, 2023 21:13 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,018 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011659 · wf-form4_168150680054593.xml · derivative · entry 3

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,094

Underlying: Class A-1 Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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April 13, 2023 Filed Apr 14, 2023 21:13 UTC
Phelan Mark T.Chief Revenue Officer
Tax withholdingClass A-1 Common Stock 276 $9.06 $2,500.56
Disclosure

SEC source: 0001628280-23-011659 · wf-form4_168150680054593.xml · nonDerivative · entry 2

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,028

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April 13, 2023 Filed Apr 14, 2023 21:13 UTC
Phelan Mark T.Chief Revenue Officer
Exercise / conversionClass A-1 Common Stock 1,018 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011659 · wf-form4_168150680054593.xml · nonDerivative · entry 1

Phelan Mark T. · CIK 0001794567 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2023 Filed Apr 14, 2023 21:13 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionRestricted Stock Units (RSU) · Derivative 7,488 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011655 · wf-form4_168150676939284.xml · derivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,437

Underlying: Class A-1 Common Stock · 7,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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April 13, 2023 Filed Apr 14, 2023 21:13 UTC
Rubenstein Andrew H.Director · CEO and President
Exercise / conversionClass A-1 Common Stock 7,488 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011655 · wf-form4_168150676939284.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,380,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2023 Filed Apr 14, 2023 21:13 UTC
Harmer DerekSecretary
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,543 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011658 · wf-form4_168150678429177.xml · derivative · entry 3

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,719

Underlying: Class A-1 Common Stock · 1,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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April 13, 2023 Filed Apr 14, 2023 21:13 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 453 $9.06 $4,104.18
Disclosure

SEC source: 0001628280-23-011658 · wf-form4_168150678429177.xml · nonDerivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,099

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April 13, 2023 Filed Apr 14, 2023 21:13 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 1,543 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-011658 · wf-form4_168150678429177.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 01:14 UTC SaleClass A-1 Common Stock 16,749 $9.08 $152,080.92
Disclosure

SEC source: 0001628280-23-010776 · wf-form4_168065728113186.xml · nonDerivative · entry 2

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,708,525

F2 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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March 31, 2023 Filed Mar 31, 2023 20:55 UTC
Harmer DerekSecretary
SaleClass A-1 Common Stock 7,768 $9.00 $69,912.00
Disclosure

SEC source: 0001628280-23-010208 · wf-form4_168029612815319.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 186,009

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March 31, 2023 Filed Apr 5, 2023 01:14 UTC SaleClass A-1 Common Stock 93,951 $9.06 $851,374.57
Disclosure

SEC source: 0001628280-23-010776 · wf-form4_168065728113186.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,725,274

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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March 16, 2023 Filed Mar 16, 2023 21:30 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 737 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008380 · wf-form4_167901663156053.xml · derivative · entry 7

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,894

Underlying: Class A-1 Common Stock · 737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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March 16, 2023 Filed Mar 16, 2023 21:30 UTC
Ellis Mathew ScotChief Financial Officer
Tax withholdingClass A-1 Common Stock 216 $8.88 $1,918.08
Disclosure

SEC source: 0001628280-23-008380 · wf-form4_167901663156053.xml · nonDerivative · entry 4

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,514

Read SEC document
March 16, 2023 Filed Mar 16, 2023 21:30 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionClass A-1 Common Stock 737 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008380 · wf-form4_167901663156053.xml · nonDerivative · entry 3

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 01:31 UTC SaleClass A-1 Common Stock 11 $9.00 $99.00
Disclosure

SEC source: 0001628280-23-008383 · wf-form4_167901667838796.xml · nonDerivative · entry 2

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,819,225

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.