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NYSE · USD

ACEL

Accel Entertainment, Inc.

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Tapewire entity
4999
SEC CIK
0001698991
Parsed reports
512

Last 12 months

Inside the activity.

1 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202508
Jan 202602
Feb 202602
Mar 2026017
Apr 202601
May 202614
Jun 202603
Jul 202600
Aug 202601
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2023 Filed Dec 18, 2023 20:28 UTC
Ellis Mathew ScotChief Financial Officer
Tax withholdingClass A-1 Common Stock 216 $9.95 $2,149.20
Disclosure

SEC source: 0001628280-23-041840 · wk-form4_1702949321.xml · nonDerivative · entry 4

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,762

Read SEC document
December 16, 2023 Filed Dec 18, 2023 20:28 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionClass A-1 Common Stock 737 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041840 · wk-form4_1702949321.xml · nonDerivative · entry 3

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2023 Filed Dec 19, 2023 01:30 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionRestricted Stock Units (RSU) · Derivative 5,613 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041850 · wk-form4_1702949405.xml · derivative · entry 6

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,069

Underlying: Class A-1 Common Stock · 5,613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
December 16, 2023 Filed Dec 19, 2023 01:30 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionClass A-1 Common Stock 5,613 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041850 · wk-form4_1702949405.xml · nonDerivative · entry 4

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,176,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2023 Filed Dec 19, 2023 01:29 UTC
Harmer DerekSecretary
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,021 $9.95 $20,108.95
Disclosure

SEC source: 0001628280-23-041843 · wk-form4_1702949342.xml · derivative · entry 6

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,105

Underlying: Class A-1 Common Stock · 2,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
December 16, 2023 Filed Dec 19, 2023 01:29 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 593 $9.95 $5,900.35
Disclosure

SEC source: 0001628280-23-041843 · wk-form4_1702949342.xml · nonDerivative · entry 4

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,230

Read SEC document
December 16, 2023 Filed Dec 19, 2023 01:29 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 2,021 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041843 · wk-form4_1702949342.xml · nonDerivative · entry 3

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 01:30 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
GiftClass A-1 Common Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041850 · wk-form4_1702949405.xml · nonDerivative · entry 3

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,170,503

Read SEC document
December 15, 2023 Filed Dec 20, 2023 02:22 UTC SaleClass A-1 Common Stock 10,111 $10.01 $101,250.54
Disclosure

SEC source: 0001628280-23-042068 · wk-form4_1703038952.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 516,434

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 20:28 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 796 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041840 · wk-form4_1702949321.xml · derivative · entry 5

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Class A-1 Common Stock · 796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 20:28 UTC
Ellis Mathew ScotChief Financial Officer
Tax withholdingClass A-1 Common Stock 234 $10.15 $2,375.10
Disclosure

SEC source: 0001628280-23-041840 · wk-form4_1702949321.xml · nonDerivative · entry 2

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,241

Read SEC document
December 14, 2023 Filed Dec 18, 2023 20:28 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionClass A-1 Common Stock 796 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041840 · wk-form4_1702949321.xml · nonDerivative · entry 1

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2023 Filed Dec 19, 2023 01:30 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,958 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041850 · wk-form4_1702949405.xml · derivative · entry 5

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,619

Underlying: Class A-1 Common Stock · 6,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
December 14, 2023 Filed Dec 19, 2023 01:30 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionClass A-1 Common Stock 6,958 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041850 · wk-form4_1702949405.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,170,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2023 Filed Dec 19, 2023 01:30 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
GiftClass A-1 Common Stock 17,670 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041850 · wk-form4_1702949405.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,163,905

Read SEC document
December 14, 2023 Filed Dec 19, 2023 01:30 UTC GiftClass A-1 Common Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041848 · wk-form4_1702949391.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,350

Read SEC document
December 14, 2023 Filed Dec 19, 2023 01:29 UTC
Phelan Mark T.President, U.S. Gaming
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,784 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041845 · wk-form4_1702949363.xml · derivative · entry 3

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,056

Underlying: Class A-1 Common Stock · 1,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
December 14, 2023 Filed Dec 19, 2023 01:29 UTC
Phelan Mark T.President, U.S. Gaming
Tax withholdingClass A-1 Common Stock 523 $10.15 $5,308.45
Disclosure

SEC source: 0001628280-23-041845 · wk-form4_1702949363.xml · nonDerivative · entry 2

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,251

Read SEC document
December 14, 2023 Filed Dec 19, 2023 01:29 UTC
Phelan Mark T.President, U.S. Gaming
Exercise / conversionClass A-1 Common Stock 1,784 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041845 · wk-form4_1702949363.xml · nonDerivative · entry 1

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2023 Filed Dec 19, 2023 01:29 UTC
Harmer DerekSecretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,846 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041843 · wk-form4_1702949342.xml · derivative · entry 5

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,618

Underlying: Class A-1 Common Stock · 1,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
December 14, 2023 Filed Dec 19, 2023 01:29 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 541 $10.15 $5,491.15
Disclosure

SEC source: 0001628280-23-041843 · wk-form4_1702949342.xml · nonDerivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,802

Read SEC document
December 14, 2023 Filed Dec 19, 2023 01:29 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 1,846 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041843 · wk-form4_1702949342.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2023 Filed Dec 7, 2023 22:37 UTC
Harmer DerekSecretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,750 $4.07 Strike: $4.07 $55,962.50
Disclosure

SEC source: 0001628280-23-041095 · wk-form4_1701988636.xml · derivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A-1 Common Stock · 13,750 shares

Expires 2023-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents unvested options that were converted into stock options exercisable for Class A-1 shares in connection with the transaction with TPG Pace Holdings Corp., which will vest in accordance with the vesting schedule as in effect prior to the transaction, such that 1/3 of the converted stock options will vest on December 12, 2020, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continued service to the issuer on each vesting date.

Read SEC document
December 06, 2023 Filed Dec 7, 2023 22:37 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 13,750 $4.07 $55,962.50
Disclosure

SEC source: 0001628280-23-041095 · wk-form4_1701988636.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 17:37 UTC SaleClass A-1 Common Stock 10,000 $10.07 $100,734.00
Disclosure

SEC source: 0001628280-23-041096 · wk-form4_1701988650.xml · nonDerivative · entry 1

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 2,555,645

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.03 to $10.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Held through personal vehicles.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:45 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
SaleClass A-1 Common Stock 40,000 $10.15 $406,104.00
Disclosure

SEC source: 0001628280-23-040778 · wk-form4_1701816329.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,181,575

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.06 to $10.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
November 20, 2023 Filed Nov 20, 2023 23:57 UTC SaleClass A-1 Common Stock 47,187 $10.42 $491,877.29
Disclosure

SEC source: 0001628280-23-039675 · wk-form4_1700524653.xml · nonDerivative · entry 6

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.34 to $10.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F6 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 20, 2023 Filed Nov 20, 2023 23:57 UTC SaleClass A-1 Common Stock 28,882 $10.46 $302,094.17
Disclosure

SEC source: 0001628280-23-039675 · wk-form4_1700524653.xml · nonDerivative · entry 3

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,444,235

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.33 to $10.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 23:57 UTC SaleClass A-1 Common Stock 60,000 $10.50 $630,222.00
Disclosure

SEC source: 0001628280-23-039675 · wk-form4_1700524653.xml · nonDerivative · entry 5

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 47,187

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.45 to $10.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F6 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 23:57 UTC SaleClass A-1 Common Stock 69,703 $10.50 $732,034.85
Disclosure

SEC source: 0001628280-23-039675 · wk-form4_1700524653.xml · nonDerivative · entry 2

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,473,117

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.45 to $10.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 23:57 UTC SaleClass A-1 Common Stock 60,000 $10.58 $635,052.00
Disclosure

SEC source: 0001628280-23-039675 · wk-form4_1700524653.xml · nonDerivative · entry 4

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 107,187

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.53 to $10.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F6 · ownership.nature: Securities are held by the Gordon Rubenstein and Krista M. Ramonas Joint Revocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 16, 2023 Filed Nov 20, 2023 23:57 UTC SaleClass A-1 Common Stock 51,415 $10.60 $545,158.39
Disclosure

SEC source: 0001628280-23-039675 · wk-form4_1700524653.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,542,820

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.53 to $10.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 15, 2023 Filed Nov 16, 2023 21:42 UTC SaleClass A-1 Common Stock 20,000 $10.93 $218,584.00
Disclosure

SEC source: 0001628280-23-039322 · wk-form4_1700170933.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 526,545

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.83 to $11.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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November 14, 2023 Filed Nov 16, 2023 16:42 UTC SaleClass A-1 Common Stock 20,000 $10.96 $219,112.00
Disclosure

SEC source: 0001628280-23-039323 · wk-form4_1700170953.xml · nonDerivative · entry 1

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 2,565,645

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.83 to $11.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Held through personal vehicles.

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November 08, 2023 Filed Nov 9, 2023 17:53 UTC SaleClass A-1 Common Stock 37,500 $11.01 $412,890.00
Disclosure

SEC source: 0001628280-23-038359 · wk-form4_1699570403.xml · nonDerivative · entry 2

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 2,585,645

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Held through personal vehicles.

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November 08, 2023 Filed Nov 9, 2023 22:53 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
SaleClass A-1 Common Stock 20,000 $10.81 $216,166.00
Disclosure

SEC source: 0001628280-23-038358 · wk-form4_1699570392.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,221,575

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.51 to $11.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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November 07, 2023 Filed Nov 9, 2023 17:53 UTC SaleClass A-1 Common Stock 10,000 $10.29 $102,858.00
Disclosure

SEC source: 0001628280-23-038359 · wk-form4_1699570403.xml · nonDerivative · entry 1

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 2,623,145

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.25 to $10.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Held through personal vehicles.

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October 18, 2023 Filed Oct 20, 2023 19:20 UTC SaleClass A-1 Common Stock 10,000 $10.19 $101,856.00
Disclosure

SEC source: 0001628280-23-034852 · wk-form4_1697844003.xml · nonDerivative · entry 1

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 2,633,145

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.15 to $10.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Held through personal vehicles.

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October 16, 2023 Filed Oct 17, 2023 23:00 UTC SaleClass A-1 Common Stock 20,000 $10.19 $203,782.00
Disclosure

SEC source: 0001628280-23-034532 · wk-form4_1697583594.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 546,545

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.12 to $10.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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October 13, 2023 Filed Oct 17, 2023 23:00 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionRestricted Stock Units (RSU) · Derivative 7,488 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-034535 · wk-form4_1697583632.xml · derivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,462

Underlying: Class A-1 Common Stock · 7,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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October 13, 2023 Filed Oct 17, 2023 23:00 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionClass A-1 Common Stock 7,488 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-034535 · wk-form4_1697583632.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,241,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 23:00 UTC
Harmer DerekSecretary
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,544 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-034534 · wk-form4_1697583621.xml · derivative · entry 3

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,631

Underlying: Class A-1 Common Stock · 1,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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October 13, 2023 Filed Oct 17, 2023 23:00 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 453 $10.22 $4,629.66
Disclosure

SEC source: 0001628280-23-034534 · wk-form4_1697583621.xml · nonDerivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,747

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October 13, 2023 Filed Oct 17, 2023 23:00 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 1,544 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-034534 · wk-form4_1697583621.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 13, 2023 Filed Oct 17, 2023 23:00 UTC
Phelan Mark T.President, U.S. Gaming
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,019 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-034533 · wk-form4_1697583607.xml · derivative · entry 3

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,056

Underlying: Class A-1 Common Stock · 1,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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October 13, 2023 Filed Oct 17, 2023 23:00 UTC
Phelan Mark T.President, U.S. Gaming
Tax withholdingClass A-1 Common Stock 299 $10.22 $3,055.78
Disclosure

SEC source: 0001628280-23-034533 · wk-form4_1697583607.xml · nonDerivative · entry 2

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,990

Read SEC document
October 13, 2023 Filed Oct 17, 2023 23:00 UTC
Phelan Mark T.President, U.S. Gaming
Exercise / conversionClass A-1 Common Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-034533 · wk-form4_1697583607.xml · nonDerivative · entry 1

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2023 Filed Oct 4, 2023 18:58 UTC SaleClass A-1 Common Stock 10,000 $10.73 $107,325.00
Disclosure

SEC source: 0001628280-23-033866 · wk-form4_1696460317.xml · nonDerivative · entry 1

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 2,643,145

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.685 to $10.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Held through personal vehicles.

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October 02, 2023 Filed Oct 4, 2023 22:59 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
SaleClass A-1 Common Stock 20,000 $10.75 $215,006.00
Disclosure

SEC source: 0001628280-23-033867 · wk-form4_1696460365.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,214,087

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.64 to $10.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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September 16, 2023 Filed Sep 18, 2023 18:09 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 737 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-032484 · wk-form4_1695074980.xml · derivative · entry 6

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,421

Underlying: Class A-1 Common Stock · 737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.