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NYSE · USD

ACEL

Accel Entertainment, Inc.

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Tapewire entity
4999
SEC CIK
0001698991
Parsed reports
512

Last 12 months

Inside the activity.

1 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202508
Jan 202602
Feb 202602
Mar 2026017
Apr 202601
May 202614
Jun 202603
Jul 202600
Aug 202601
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2024 Filed Mar 19, 2024 00:52 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 1,847 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-011779 · wk-form4_1710809526.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 193,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:52 UTC
Phelan Mark T.President, U.S. Gaming
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,546 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-011778 · wk-form4_1710809511.xml · derivative · entry 6

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,092

Underlying: Class A-1 Common Stock · 10,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/3 of the shares underlying the RSUs will vest on each of the first three anniversaries of the grant date, in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/3 of the shares underlying the RSUs will vest on each of the first three anniversaries of the grant date, in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:52 UTC
Phelan Mark T.President, U.S. Gaming
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,784 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-011778 · wk-form4_1710809511.xml · derivative · entry 5

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,272

Underlying: Class A-1 Common Stock · 1,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:52 UTC
Phelan Mark T.President, U.S. Gaming
Tax withholdingClass A-1 Common Stock 3,090 $11.28 $34,855.20
Disclosure

SEC source: 0001628280-24-011778 · wk-form4_1710809511.xml · nonDerivative · entry 4

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,827

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:52 UTC
Phelan Mark T.President, U.S. Gaming
Exercise / conversionClass A-1 Common Stock 10,546 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-011778 · wk-form4_1710809511.xml · nonDerivative · entry 3

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:52 UTC
Phelan Mark T.President, U.S. Gaming
Tax withholdingClass A-1 Common Stock 523 $11.28 $5,899.44
Disclosure

SEC source: 0001628280-24-011778 · wk-form4_1710809511.xml · nonDerivative · entry 2

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,371

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:52 UTC
Phelan Mark T.President, U.S. Gaming
Exercise / conversionClass A-1 Common Stock 1,784 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-011778 · wk-form4_1710809511.xml · nonDerivative · entry 1

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:51 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 30,132 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-011777 · wk-form4_1710809494.xml · derivative · entry 8

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,264

Underlying: Class A-1 Common Stock · 30,132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/3 of the shares underlying the RSUs will vest on each of the first three anniversaries of the grant date, in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/3 of the shares underlying the RSUs will vest on each of the first three anniversaries of the grant date, in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:51 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,958 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-011777 · wk-form4_1710809494.xml · derivative · entry 7

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,661

Underlying: Class A-1 Common Stock · 6,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:51 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Tax withholdingClass A-1 Common Stock 13,138 $11.28 $148,196.64
Disclosure

SEC source: 0001628280-24-011777 · wk-form4_1710809494.xml · nonDerivative · entry 4

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,241,187

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:51 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionClass A-1 Common Stock 30,132 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-011777 · wk-form4_1710809494.xml · nonDerivative · entry 3

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,254,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:51 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Tax withholdingClass A-1 Common Stock 3,034 $11.28 $34,223.52
Disclosure

SEC source: 0001628280-24-011777 · wk-form4_1710809494.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,224,193

Read SEC document
March 14, 2024 Filed Mar 19, 2024 00:51 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionClass A-1 Common Stock 6,958 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-011777 · wk-form4_1710809494.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,227,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 08:20 UTC SaleClass A-1 Common Stock 30,000 $11.00 $330,000.00
Disclosure

SEC source: 0001628280-24-008345 · wk-form4_1709558425.xml · nonDerivative · entry 1

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 2,505,645

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · ownership.nature: Held through personal vehicles.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:18 UTC SaleClass A-1 Common Stock 20,000 $10.28 $205,512.00
Disclosure

SEC source: 0001628280-24-005395 · wk-form4_1708121907.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 466,545

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.22 to $10.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
January 18, 2024 Filed Jan 20, 2024 00:01 UTC SaleClass A-1 Common Stock 3,833 $10.02 $38,388.64
Disclosure

SEC source: 0001628280-24-001807 · wk-form4_1705708903.xml · nonDerivative · entry 2

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 486,545

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
January 17, 2024 Filed Jan 20, 2024 00:01 UTC SaleClass A-1 Common Stock 16,167 $10.03 $162,122.68
Disclosure

SEC source: 0001628280-24-001807 · wk-form4_1705708903.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 490,378

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
January 13, 2024 Filed Jan 16, 2024 22:32 UTC
Phelan Mark T.President, U.S. Gaming
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,019 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-001411 · wk-form4_1705444356.xml · derivative · entry 3

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,037

Underlying: Class A-1 Common Stock · 1,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 13, 2024 Filed Jan 16, 2024 22:32 UTC
Phelan Mark T.President, U.S. Gaming
Tax withholdingClass A-1 Common Stock 353 $9.90 $3,494.70
Disclosure

SEC source: 0001628280-24-001411 · wk-form4_1705444356.xml · nonDerivative · entry 2

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,110

Read SEC document
January 13, 2024 Filed Jan 16, 2024 22:32 UTC
Phelan Mark T.President, U.S. Gaming
Exercise / conversionClass A-1 Common Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-001411 · wk-form4_1705444356.xml · nonDerivative · entry 1

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2024 Filed Jan 16, 2024 22:32 UTC
Harmer DerekSecretary
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,544 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-001410 · wk-form4_1705444342.xml · derivative · entry 3

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,087

Underlying: Class A-1 Common Stock · 1,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 13, 2024 Filed Jan 16, 2024 22:32 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 491 $9.90 $4,860.90
Disclosure

SEC source: 0001628280-24-001410 · wk-form4_1705444342.xml · nonDerivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,439

Read SEC document
January 13, 2024 Filed Jan 16, 2024 22:32 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 1,544 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-001410 · wk-form4_1705444342.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2024 Filed Jan 16, 2024 22:32 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionRestricted Stock Units (RSU) · Derivative 7,487 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-001409 · wk-form4_1705444330.xml · derivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,975

Underlying: Class A-1 Common Stock · 7,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 13, 2024 Filed Jan 16, 2024 22:32 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionClass A-1 Common Stock 7,487 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-001409 · wk-form4_1705444330.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,220,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2024 Filed Jan 16, 2024 17:32 UTC SaleClass A-1 Common Stock 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001628280-24-001408 · wk-form4_1705444317.xml · nonDerivative · entry 1

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 2,535,645

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · ownership.nature: Held through personal vehicles.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 19:34 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000340 · wk-form4_1704328450.xml · derivative · entry 3

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A-1 Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 19:34 UTC
Ellis Mathew ScotChief Financial Officer
Tax withholdingClass A-1 Common Stock 3,460 $10.27 $35,534.20
Disclosure

SEC source: 0001628280-24-000340 · wk-form4_1704328450.xml · nonDerivative · entry 2

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,302

Read SEC document
January 01, 2024 Filed Jan 3, 2024 19:34 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionClass A-1 Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000340 · wk-form4_1704328450.xml · nonDerivative · entry 1

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:35 UTC
Harmer DerekSecretary
Exercise / conversionRestricted Stock Units (RSU) · Derivative 14,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000346 · wk-form4_1704328529.xml · derivative · entry 3

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Class A-1 Common Stock · 14,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:35 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 4,844 $10.27 $49,747.88
Disclosure

SEC source: 0001628280-24-000346 · wk-form4_1704328529.xml · nonDerivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,386

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:35 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000346 · wk-form4_1704328529.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:35 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionRestricted Stock Units (RSU) · Derivative 36,666 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000345 · wk-form4_1704328518.xml · derivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,667

Underlying: Class A-1 Common Stock · 36,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:35 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionClass A-1 Common Stock 36,666 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000345 · wk-form4_1704328518.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,212,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:34 UTC
Phelan Mark T.President, U.S. Gaming
Exercise / conversionRestricted Stock Units (RSU) · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000342 · wk-form4_1704328481.xml · derivative · entry 3

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Class A-1 Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:34 UTC
Phelan Mark T.President, U.S. Gaming
Tax withholdingClass A-1 Common Stock 3,807 $10.27 $39,097.89
Disclosure

SEC source: 0001628280-24-000342 · wk-form4_1704328481.xml · nonDerivative · entry 2

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,444

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:34 UTC
Phelan Mark T.President, U.S. Gaming
Exercise / conversionClass A-1 Common Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000342 · wk-form4_1704328481.xml · nonDerivative · entry 1

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:35 UTC Exercise / conversionRestricted Stock Units (RSU) · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000344 · wk-form4_1704328507.xml · derivative · entry 2

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A-1 Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:35 UTC Exercise / conversionClass A-1 Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000344 · wk-form4_1704328507.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:35 UTC
Godsoe EdenDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,869 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000343 · wk-form4_1704328496.xml · derivative · entry 4

Godsoe Eden · CIK 0001797181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A-1 Common Stock · 10,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

F3 · derivative.expiration_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:35 UTC
Godsoe EdenDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 11,349 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000343 · wk-form4_1704328496.xml · derivative · entry 3

Godsoe Eden · CIK 0001797181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A-1 Common Stock · 11,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents RSUs granted pursuant to the Reporting Person's election to defer receipt of his or her annual cash retainer and chair/committee member fees in the form of RSUs. 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

F2 · derivative.expiration_date: Represents RSUs granted pursuant to the Reporting Person's election to defer receipt of his or her annual cash retainer and chair/committee member fees in the form of RSUs. 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:35 UTC
Godsoe EdenDirector
Exercise / conversionClass A-1 Common Stock 10,869 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000343 · wk-form4_1704328496.xml · nonDerivative · entry 2

Godsoe Eden · CIK 0001797181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:35 UTC
Godsoe EdenDirector
Exercise / conversionClass A-1 Common Stock 11,349 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000343 · wk-form4_1704328496.xml · nonDerivative · entry 1

Godsoe Eden · CIK 0001797181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:34 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 34,870 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000341 · wk-form4_1704328463.xml · derivative · entry 2

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A-1 Common Stock · 34,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

F2 · derivative.expiration_date: 100% of the RSUs will vest on December 31, 2023, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:34 UTC Exercise / conversionClass A-1 Common Stock 34,870 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-000341 · wk-form4_1704328463.xml · nonDerivative · entry 1

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2023 Filed Dec 27, 2023 00:09 UTC
Harmer DerekSecretary
SaleClass A-1 Common Stock 10,000 $10.18 $101,800.00
Disclosure

SEC source: 0001628280-23-042672 · wk-form4_1703635769.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,230

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2022.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 02:22 UTC SaleClass A-1 Common Stock 6,468 $10.05 $65,009.87
Disclosure

SEC source: 0001628280-23-042068 · wk-form4_1703038952.xml · nonDerivative · entry 3

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 506,545

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.01 to $10.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 18, 2023 Filed Dec 19, 2023 21:22 UTC SaleClass A-1 Common Stock 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001628280-23-042069 · wk-form4_1703038966.xml · nonDerivative · entry 1

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 2,545,645

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · ownership.nature: Held through personal vehicles.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 02:22 UTC SaleClass A-1 Common Stock 3,421 $10.00 $34,221.97
Disclosure

SEC source: 0001628280-23-042068 · wk-form4_1703038952.xml · nonDerivative · entry 2

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 513,013

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 16, 2023 Filed Dec 18, 2023 20:28 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 737 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041840 · wk-form4_1702949321.xml · derivative · entry 6

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,684

Underlying: Class A-1 Common Stock · 737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.